NO. 07-00-0546-CV
IN THE COURT OF APPEALS
FOR THE SEVENTH DISTRICT OF TEXAS
AT AMARILLO
PANEL C
NOVEMBER 1, 2001
______________________________
IN THE MATTER OF THE MARRIAGE OF M.C. AND R.S.
AND IN THE INTEREST OF J.C. AND C.C., MINOR CHILDREN
_________________________________
FROM THE 99TH DISTRICT COURT OF LUBBOCK COUNTY;
NO. 2000-508,902; HONORABLE MACKEY HANCOCK, JUDGE
_______________________________
Before QUINN and REAVIS and JOHNSON, JJ.
Appellant Mona C. appeals from a divorce decree which established the parent-child
relationship between appellee Randall S. and two children born during the marriage
between Mona and Randall. Mona urges via four issues that the trial court erred in
refusing to allow her to present evidence contesting Randall’s claim of parental status to
the two children. We reverse and remand.
I. BACKGROUND
On July 4, 1999, Mona and Randall were married. They ceased living together as
husband and wife in December, 1999. On January 28, 2000, Mona gave birth to twin boys.
On February 1, 2000, she filed a petition for divorce. In the petition Mona denied that
Randall was the father of the twins. Randall filed an answer, counterclaimed for divorce,
included a suit affecting the parent-child relationship and claimed that Mona and he “are
the parents of the following [children] of the marriage . . .,” naming the twin boys. Mona’s
trial pleading contained a statement expressly denying that Randall was the father of the
children and attached copies of DNA Parentage Test Reports which showed the probability
of Randall being the father of either child as zero percent.
The trial court tried the matter without a jury on August 31, 2000. On October 31,
2000, the trial court signed a decree terminating the marriage, dividing the marital estate,
determining that Mona and Randall were parents of the twins, and providing for
conservatorship, visitation and child support. The decree contained a finding that no
written consent to artificial insemination was given by Randall pursuant to Section 151.101
of the Texas Family Code;1 but that Randall filed an answer and counterclaim which
constituted ratification of the artificial insemination and constituted consent.
All four of Mona’s issues on appeal relate to the trial court’s refusal to allow her to
challenge Randall’s claim to parental status as to the twins. Issue one asserts error by the
1
TEX . FAM . CODE ANN . § 151.101 (Vernon 1996). Further references to particular
sections or provisions of the Family Code will be by reference to the “Family Code,” or
“Section_.”
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trial court in not allowing evidence as to Randall’s consent to the artificial insemination, his
participation in the insemination process, or his acts in support of the procedure. Mona
asserts that the rulings deprived her of the opportunity to contest Randall’s ratification of
the artificial insemination. Issue two urges that the trial court erred in failing to order
paternity testing and in failing to conduct a pretrial hearing on the issue of paternity in
accordance with provisions of the Texas Family Code. Issue three alleges error in the trial
court’s refusal to admit evidence on the issue of paternity during the trial on the merits.
Issue four claims error in the trial court’s finding that Randall ratified the artificial
insemination when the trial court refused to admit evidence challenging such ratification.
The matters urged by issues one, three and four are similar. We determine that Mona’s
third issue is dispositive of the appeal and only address it. See TEX . R. APP. P. 47.1.
II. ISSUE THREE: EXCLUSION OF EVIDENCE
CHALLENGING APPELLEE’S PARENTAGE
By her third issue, Mona urges that the trial court abused its discretion in refusing
to admit evidence on the issue of Randall’s paternity at the hearing on the merits. She
urges that refusal to admit such evidence probably resulted in the rendition of an improper
judgment. In the alternative, she asserts that the trial court’s refusal to hear evidence as
to Randall’s paternity and as to whether he consented to assisted conception of the
children prevents her from properly presenting her case on appeal. Randall responds by
asserting that the evidence in question was not relevant nor was it admissible because the
trial court determined that Randall did not consent to assisted conception. Furthermore,
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Randall urges, Mona has not shown that exclusion of the evidence resulted in entry of an
improper judgment.
A. Standard of Review
Trial court rulings admitting or excluding evidence are reviewed using an abuse of
discretion standard. See City of Brownsville v. Alvarado, 897 S.W.2d 750, 754 (Tex.
1995). A trial court abuses its discretion by arriving at its choice in violation of an applicable
legal rule, principle, or criterion, or by making a choice that is legally unreasonable in the
factual-legal context in which it is made. See Landon v. Jean-Paul Budinger, Inc., 724
S.W.2d 931, 939-40 (Tex.App.--Austin 1987, no writ).
Reversal of a judgment for an error in the admission or exclusion or admission of
evidence is warranted if the error probably caused the rendition of an improper judgment,
or probably prevented the appellant from properly presenting the case to the court of
appeals. TEX . R. APP . P. 44.1. A successful challenge to evidentiary rulings usually
requires the complaining party to show that the judgment turns on the particular evidence
excluded or admitted. See Alvarado, 897 S.W.2d at 754.
B. Law
A suit affecting the parent-child relationship in which the parentage of the biological
father is sought to be adjudicated is governed by the provisions of Chapter 160 of the
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Family Code.2 See Section 160.001. A man is presumed to be the biological father of a
child born during the marriage of the man and the child’s biological mother. Section
151.002(a)(1). The presumption is rebuttable. Section 151.002(b). The biological mother
may contest the presumption of biological fatherhood provided in Chapter 151 by expressly
denying paternity of the child in her pleadings. Section 160.101(a), (b). When the mother
denies the parentage of a man presumed to be the father under Chapter 151, she has the
burden of rebutting the presumption of paternity by clear and convincing evidence. Section
160.110(a).
The parent-child relationship between a man and a child may be established in
ways other than establishing that the man is the biological father of the child. For example,
the relationship may be established by proving the man has adopted the child, see Section
151.001(a)(3); or by proof that the man consented to his wife’s conception by assisted
means. See Sections 151.101, 151.102, 151.103. Although consent by the man to an
assisted conception is required to be in writing, it has been held that under narrow
circumstances the parent-child relationship between a man and child may be established
by the man’s ratification of the assisted conception. See K.B. v. N.B., 811 S.W.2d 634,
636-39 (Tex.App.--San Antonio 1991, writ denied).
Ratification is the adoption or confirmation by a person, with knowledge of all
material facts, of a prior act which did not then legally bind that person and which that
2
Mona apparently resided in New Mexico at the time the parties were married.
Neither party references or cites the law of New Mexico in their briefs. We presume that
any applicable New Mexico law is the same as Texas law. See Holden v. Capri Lighting,
Inc., 960 S.W.2d 831, 834 (Tex.App.--Amarillo 1997, no pet.).
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person had the right to repudiate. See Kunkel v. Kunkel, 515 S.W.2d 941, 948
(Tex.Civ.App.--Amarillo 1974, writ ref'd n.r.e.). Ratification is a plea in avoidance and thus
an affirmative defense which, absent trial by consent, is waived unless affirmatively
pleaded. See Land Title Co. of Dallas v. F.M. Stigler, Inc., 609 S.W.2d 754, 756 (Tex.
1980). Pleading the actual legal term, however, is not required, so long as notice is given.
See Earth Sciences, Co. v. Lindley Int’l, Inc., 650 S.W.2d 217, 218 (Tex.App.--San Antonio
1983, no writ) (ratification adequately pleaded where plaintiff alleged necessary elements
despite not specifically using legal term of ratification). The critical factor in determining
whether a principal has ratified an unauthorized act is the principal's knowledge of the
transaction and the principal’s actions once the principal acquired knowledge of the
unauthorized act. See F.M. Stigler, Inc., 609 S.W.2d at 756-57.
C. Analysis
In the matter before us, Mona pled that the children were born during the marriage.
She expressly stated in her pleadings that Randall was not the father of the twin boys and
that parentage testing excluded him as the father. Randall’s counter-petition pled that
Randall and Mona were “the parents of the following [children] of this marriage . . . ” and
identified the twins. Neither party pled that the children were the product of artificial
insemination or other assisted conception, nor that Randall consented to or ratified an
assisted conception.3
3
The parties agree on certain facts which are not entirely supported by evidence in
the record of the hearing on the merits, such as the fact that the children were conceived
via assisted conception methods.
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At the final hearing of August 31, 2000, Mona was the first witness to testify. She
testified that Randall was not the father of the children. She testified to Randall’s lack of
support during the “invetro-fertilization” [sic] and pregnancy of the children. She testified
that “When we talked, if [Randall] had of chosen to use his own sperm they were going to
be his kids. But up until now–,” at which time Randall’s counsel objected because the
answer was nonresponsive. The trial court sustained the objection. The court then sua
sponte instructed Mona and her counsel that the court was not going to listen to testimony
that she thought the children were not Randall’s. Despite Mona’s further statement that
“he had told me that it wasn’t going to be his,” the trial court stated that Randall had a legal
right to make a claim, had now made it, and “that’s passed.”
Following presentation of the evidence, Mona’s trial counsel was allowed to make
a bill of exceptions. No testimony was presented, but counsel stated to the trial court that
Mona desired to present evidence that (1) would have rebutted the presumption of
paternity set out by Section 151.002; (2) the children were conceived via in vitro fertilization
and not artificial insemination; and (3) the facts and circumstances surrounding the
conception were different from the circumstances supporting findings of ratification in
cases under consideration by the trial court, such as in K.B. v. N.B.
The trial court then made rulings from the bench to the effect that Randall was the
father of the children and the divorce was granted. He set visitation and divided the
property of the marriage. The court also ruled from the bench that (1) Randall did not
“consent” as that term was used in Section 151.101, but he attempted to access the
children by filing an answer and cross-action for divorce and that action acted as
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ratification; (2) some evidence was presented that Randall ratified the assisted conception;
and (3) the judge did not hear any evidence, and was not going to listen to any evidence
about whether or not an attempt was made to get Randall to consent to the assisted
conception.
Mona contested the presumption of biological fatherhood provided in Chapter 151
by expressly denying Randall’s paternity of the children in her pleadings. See Section
160.101(a), (b). Once Mona denied the parentage of Randall, she had the burden of
rebutting the presumption of paternity by clear and convincing evidence. See Section
160.110(a). Her testimony broached the subject of assisted conception and alluded to the
fact that Randall at some point decided that children of an assisted conception from sperm
other than his sperm would not be his children. Evidence of whether the children resulted
from assisted conception, the timing of Randall’s knowledge of such assisted conception
and Randall’s actions once he acquired knowledge of all material facts as to such
conception would be relevant to the issue of whether he ratified such a conception. See
F.M. Stigler, Inc., 609 S.W.2d at 756-57; K.B. v. N.B., 811 S.W.2d at 636-39.
At the time the trial court effectively instructed Mona not to present evidence to
contest Randall’s parentage of the children, Randall had pled only that the children were
born of the marriage. He had not pled that he consented to assisted conception, that he
ratified assisted conception or the elements of ratification. See F.M. Stigler, Inc., 609
S.W.2d at 757; Lindley Int’l, Inc., 650 S.W.2d at 218-19. Even if he had pled consent or
ratification, pleadings are not evidence unless offered and admitted as such. See Myers
v. Continental Panhandle Lines, 278 S.W.2d 365, 368 (Tex.Civ.App.--Amarillo 1954, no
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writ). Moreover, generally, pleadings are not admissible as proof of their contents in favor
of the pleader, but are used to prove material admissions against the interests of the
pleader. Id. Assuming, arguendo, that a husband may use the doctrine of ratification
offensively to support establishing of a parent-child relationship with children born of
assisted conception, a husband’s mere pleading that the parties are parents of children of
the marriage and seeking conservatorship of the children does not conclusively establish
the husband’s ratification of the assisted conception. See K.B. v. N.B., 811 S.W.2d at 636-
39; Myers, 278 S.W.2d at 368. Nor does such pleading conclusively establish such
consent to assisted conception as is required by the Family Code.
Assuming, further, that the questions of Randall’s consent to or ratification of
assisted conception were properly before the trial court, Mona’s pleading and testimony
created fact questions on the issues. She was entitled to present relevant evidence on the
matter. See TEX . R. EVID . 401, 402. The trial court abused its discretion in excluding
evidence relevant to the issues. See TEX . R. EVID . 401, 402; Landon, 724 S.W.2d at
939-40.
Given the context of and the language used by the trial court in its instructions which
effectively directed Mona’s counsel not to present evidence as to Randall’s actions and
conduct in connection with the assisted conception, Mona was justified in making her
proposed proof known to the trial court in such a cursory manner as she did. See TEX . R.
EVID . 103(a)(2). The offer of proof is such that we cannot determine whether exclusion of
Mona’s evidence probably resulted in rendition of an improper judgment. We conclude,
however, that the trial court’s rulings probably prevented Mona from fully presenting her
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proposed evidence and therefore probably prevented her from properly presenting her
case on appeal. See TEX . R. APP. P. 44.1.
CONCLUSION
Mona’s third issue is sustained. Because our determination as to the third issue is
dispositive of the appeal, we do not address her other issues. TEX . R. APP. P. 47.1. The
judgment of the trial court is reversed and the cause is remanded for further proceedings.
Phil Johnson
Justice
Publish.
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