IN THE
TENTH COURT OF APPEALS
No. 10-09-00338-CV
Forrest Property Management, Inc.
and Charles Michael Forrest,
Appellants
v.
William Clinton Forrest,
Appellee
From the 18th District Court
Johnson County, Texas
Trial Court No. C200900357
ORDER OF REFERRAL TO MEDIATION
In their docketing statement filed with this Court on October 21, 2009, appellants request that this appeal be referred to mediation.
The Legislature has provided for the resolution of disputes through alternative dispute resolution (ADR) procedures. See Tex. Civ. Prac. & Rem. Code Ann. §§ 154.001-154.073 (Vernon 2005). The policy behind ADR is stated in the statute: “It is the policy of this state to encourage the peaceable resolution of disputes . . . and the early settlement of pending litigation through voluntary settlement procedures.” Id. § 154.002 (Vernon 2005). Mediation is a form of ADR. Mediation is a mandatory but non-binding settlement conference, conducted with the assistance of a mediator. Mediation is private, confidential, and privileged.
We find that this appeal is appropriate for mediation. See id. § 154.021(a) (Vernon 2005); 10th Tex. App. (Waco) Loc. R. 9.
The parties are ordered to confer and attempt to agree upon a mediator. Within fourteen days after the date of this Order, appellants are ordered to file a notice with the Clerk of this Court which either identifies the agreed-upon mediator or states that the parties are unable to agree upon a mediator. If the notice states that the parties are unable to agree upon a mediator, this Court will assign a mediator.
Mediation must occur within thirty days after the date the above-referenced notice agreeing to a mediator is filed or, if no mediator is agreed upon, within thirty days after the date of the order assigning a mediator.
No less than seven calendar days before the first scheduled mediation session, each party must provide the mediator and all other parties with an information sheet setting forth the party’s positions about the issues that need to be resolved. At or before the first session, all parties must produce all information necessary for the mediator to understand the issues presented. The mediator may require any party to supplement the information required by this Order.
Named parties must be present during the entire mediation process, and each corporate party must be represented by a corporate employee, officer, or agent with authority to bind the corporate party to settlement.
Immediately after mediation, the mediator must advise this Court, in writing, only that the case did or did not settle and the amount of the mediator’s fee paid by each party. The mediator’s fees will be taxed as costs. Unless the mediator agrees to mediate without fee, the mediator must negotiate a reasonable fee with the parties, and the parties must each pay one-half of the agreed-upon fee directly to the mediator.
Failure or refusal to attend the mediation as scheduled may result in the imposition of sanctions, as permitted by law.
Any objection to this Order must be filed with this Court and served upon all parties within ten days after the date of this Order, or it is waived.
We refer this appeal to mediation.
PER CURIAM
Before Chief Justice Gray,
Justice Reyna, and
Justice Davis
Order issued and filed October 28, 2009
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hear me so I backed off and started to walk to the car. I did not see Troy do anything. We left went to Albertson I told Eric to go there cause I could probably get away with it. Me and Troy went inside got to 40oz put them down our pants and went outside got in the car and left. Cops pulled us over we put the alcohol in the bottom of the seat we got tickets. I had to walk home from Albertsons. When we got caught Charles was not with us he walked off or something. This all happened in Erics car a maroon grand am.”
The statement was offered and admitted into evidence after Kahanek asserted his constitutional right not to testify. The court ruled the statement fell under one of the hearsay exceptions, i.e., a “statement which was at the time of its making . . . so far tended to subject the declarant to . . . criminal liability . . . that a reasonable person in declarant’s position would not have made the statement unless believing it to be true. In criminal cases, a statement tending to expose the declarant to criminal liability is not admissible unless corroborating circumstances clearly indicate the trustworthiness of the statement.” Tex. R. Evid. 803(24); Bingham v. State, 987 S.W.2d 54 (Tex. Crim. App. 1999).
The Confrontation Clause
Shilling’s single issue on appeal is that his Sixth Amendment right to confront the witnesses against him was violated when he was not allowed to cross-examine Kahanek. U.S. Const. amend. VI. We review a trial court’s decision to admit evidence over objection for an abuse of discretion, which we will not find if the decision was in the “zone of reasonable disagreement.” E.g., Montgomery v. State, 810 S.W.2d 372, 391 (Tex. Crim. App. 1990).
The statement contains a mixture of self-incriminating and non-self-incriminating declarations. The parts about what Shilling did are not necessarily incriminating as to Kahanek. Under a Confrontation Clause analysis, we find the entire statement was inadmissible. In Lilly v. Virginia, the Court described the test used to determine whether hearsay violates the Confrontation Clause. 527 U.S. 116, 124-25, 119 S. Ct. 1887, 1894, 144 L. Ed. 2d 117 (1999). To avoid a violation of the Confrontation Clause, hearsay evidence must fall within a “firmly rooted hearsay exception,” or must contain “particularized guarantees of trustworthiness” such that cross-examination would probably add little, if anything, to the reliability of the evidence. Id. (citing Ohio v. Roberts, 448 U.S. 56, 66, 100 S. Ct. 2531, 2539, 65 L. Ed. 2d 597 (1980)).
Hearsay which falls into the “firmly rooted” category is that “whose conditions have proven over time ‘to remove all temptation to falsehood, and to enforce as strict an adherence to the truth as would the obligation of an oath’ and cross-examination at a trial.” Id., 527 U.S. at 126, 119 S. Ct. at 1895 (citing Mattox v. United States, 156 U.S. 237, 243, 15 S. Ct. 337, 340, 39 L. Ed. 2d 409 (1895)). Lilly referred to Bruton v. United States for the proposition that while a defendant’s confession is one type of statement against penal interest and admissible against him, use of a confession as evidence against a co-defendant is not justified because such confessions are not within a firmly rooted exception to the hearsay rule for Confrontation Clause purposes. Id., 527 U.S. at 128, 119 S. Ct. at 1896 (citing Bruton v. United States, 391 U.S. 123, 88 S. Ct. 1620, 20 L. Ed. 2d 476 (1968)). The Court found that, consistent with the underlying principles in Bruton, a confession made to police by an accomplice which incriminates the defendant is inadmissible under general Confrontation Clause analysis. Id., 527 U.S. at 131, 119 S. Ct. at 1897.
The Court next turned to the “residual admissibility test,” i.e., whether a hearsay statement, by its content and the circumstances under which it was given, is inherently trustworthy. Id., 527 U.S. at 135-36, 119 S. Ct. at 1899-1900. This test recognizes that rigid adherence to the Clause’s standard for admissibility “might in an exceptional case exclude a statement of an unavailable witness that is incontestably probative, competent, and reliable, yet nevertheless outside of any firmly rooted hearsay exception.” Id., 527 U.S. at 136, 119 S.Ct at 1900. The Court noted:
It is highly unlikely that the presumptive unreliability that attaches to accomplices' confessions that shift or spread blame can be effectively rebutted when the statements are given under conditions that implicate the core concerns of the old ex parte affidavit practice--that is, when the government is involved in the statements' production, and when the statements describe past events and have not been subjected to adversarial testing.
Id. The court also reaffirmed an earlier holding that precludes the use of corroborating evidence to support a “particularized guarantee of trustworthiness.” Id. 527 U.S. at 137-38, 119 S. Ct. at 1900 (citing Idaho v. Wright, 497 U.S. 805, 110 S. Ct. 3139, 111 L. Ed. 2d 638 (1990)). Rather, the hearsay must possess indicia of reliability by virtue of its inherent trustworthiness. Id., 527 U.S. at 138, 119 S.Ct. at 1901.
Because Kahanek’s statement does not fall with a well rooted exception to the hearsay rule, and because the State has not demonstrated the inherent trustworthiness of the statement to satisfy the demands of the Confrontation Clause, the statement fails the Roberts test. Thus, the court erred in admitting it.
Harm Analysis
When an error of constitutional proportion has occurred, we must reverse unless we determine beyond a reasonable doubt that the error did not contribute to the conviction or punishment. Tex. R. App. P. 44.2(a); Chapman v. California, 386 U.S. 18, 24, 87 S. Ct. 824, 828, 17 L. Ed. 2d 705 (1967). The Court of Criminal Appeals described this review in Harris v. State, 790 S.W.2d 568 (Tex. Crim. App. 1989). Citing Fahy v. Connecticut, 375 U.S. 85, 88, 84 S. Ct. 229, 231, 11 L. Ed. 2d 171 (1963), the Harris court said: “We are not concerned here with whether there was sufficient evidence on which the petitioner could have been convicted without the evidence complained of. The question is whether there is a reasonable possibility that the evidence complained of might have contributed to the conviction. To decide this question, it is necessary to review the facts of the case and the evidence adduced at trial.” Harris, 790 S.W.2d at 585. The goal is to examine all the evidence “solely to trace the impact of the error. The untainted evidence is not to be weighed in its own right, nor is it to be examined to see if it is cumulative with the tainted evidence.” Id.
Based on Harris, in assessing harm we do not review the evidence against the defendant at trial, excluding the objected-to evidence, to determine if the evidence was sufficient to support a conviction. That would place us in the shoes of the jury, substituting ourselves for the jury as fact-finder. Rather, our inquiry is whether we can say beyond a reasonable doubt that the erroneously-admitted evidence did not prejudice the jurors’ decision-making process. Id. at 587. Harris states six factors we should consider:
(1) the source of the error,
(2) the nature of the error,
(3) whether and to what extent the State emphasized the error,
(4) the probable implications of the error,
(5) how much weight a juror would probably place on the error, and
(6) whether declaring the error harmless would encourage the State to repeat the error.
Id.
Our analysis shows:
(1) The source of the error was the State, which offered the statement in its entirety.
(2) The nature of the error was that Shilling did not have an opportunity to cross-examine a key witness against him.
(3) The State emphasized the statement in its closing argument, reading the part about Shilling pointing a gun at the victim.
(4,5) Kahanek’s statement probably had little effect on the jury. The jury was instructed under the law of the parties. Tex. Pen. Code Ann. §§ 7.02, 7.03 (Vernon 1994). By these instructions, Shilling could be convicted even if he did not use the gun, as long as one of his co-conspirators did. Actually, proving specifically who used the gun was not necessary, just so there was proof someone in the group did. There was evidence of that. The victim testified that one of his attackers used a gun. Fourteen-year-old co-conspirator Burns testified that he saw Shilling pointing at the victim like he had a gun, and heard someone threaten to shoot the victim. However, he stopped short of testifying he saw Shilling holding a gun or that it was Shilling who made the threat. John Abney testified that the night of the robbery Shilling spoke of having a gun in the car. A gun was also recovered from the co-conspirator’s car. Therefore, these Harris factors weigh heavily in the State’s favor.
(6) Declaring the error harmless would not necessarily encourage the State to repeat the error. The State’s knowing that reversal is a possible consequence under Harris, even if the non-erroneously admitted evidence is sufficient to convict, is a deterrent to future violations.
Weighing the Harris factors, especially “4" and “5," we conclude beyond a reasonable doubt that the statement did not prejudice the juror’s decision-making process.
Conclusion
We overrule Shilling’s sole issue and affirm the judgment.
BILL VANCE
Justice
Before Chief Justice Davis,
Justice Vance, and
Justice Gray
Affirmed
Opinion delivered and filed October 10, 2001
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