Figueroa, Jr., Noe v. State



NUMBER 13-98-665-CR

COURT OF APPEALS

THIRTEENTH DISTRICT OF TEXAS

CORPUS CHRISTI

___________________________________________________________________

NOE FIGUEROA

, Appellant,

v.

THE STATE OF TEXAS

, Appellee.

___________________________________________________________________

On appeal from the 206th District Court

of Hidalgo County, Texas.

____________________________________________________________________

O P I N I O N

Before Justices Chavez, Rodriguez, and Kennedy(1)

Opinion by Justice Kennedy

Appellant was convicted, by a jury, of murder. The same jury assessed punishment at confinement for sixty years and a fine of $10,000.

The facts are disputed, however, the jury heard evidence that the victim of the murder, Omar Perez, and a friend, Samuel Washington, picked up appellant and went for a ride in the victim's car. During the time the three were together the victim came to be in possession of a gold chain belonging to appellant and refused to return it to appellant. Appellant got a gun and shot the victim in the face. The remaining two parties, appellant and Washington, separated and appellant was subsequently arrested without a warrant.

In his brief, appellant, under the heading "issues presented" lists seven topics. Later in the brief, he begins to argue points of error which number nine in all before the conclusion of this brief. We will consider the "points of error" in the order presented whether or not they correspond to the "issues presented."

The first point of error challenges the arrest of appellant as being illegal which, appellant argues, produced written and oral statements and the results of an atomic absorption test.(2) The argument in support of this point of error is that everything seized as a result of an illegal (warrantless) arrest should have been suppressed. The trial judge conducted a hearing on the motion to suppress and denied the motion.

Warrantless arrests are governed by the terms of article 14.04 of the Code of Criminal Procedure, as follows:

Article 14.04 WHEN FELONY HAS BEEN COMMITTED

Where it is shown by satisfactory proof to a peace officer upon the presentation of a credible person, that a felony has been committed, and that the offender is about to escape, so that there is no time to issue a warrant, such peace officer may, without warrant, pursue and arrest the accused.

Tex. Code Crim. Proc., Art. 14.04 (Vernon 1977).

There is no evidence in the record tending to show that the arresting officers thought appellant was about to escape when he was arrested. Thus the warrantless arrest was not valid. The thrust of point of error one is that (A) appellant's written statement, (B) his oral statement, and (C) the result of the atomic absorption test, being the products of an illegal arrest, should be suppressed. This leads to the question "Did the invalid arrest result in error in the admission of the statements and the results of the test into evidence?"

In Johnson v. State, 871 S.W.2d 744 (Tex. Crim. App. 1994), the Court of Criminal Appeals adopted the standard set forth in Brown v. Illinois, 422 U.S. 590 (1975), in order to determine whether the taint of an illegal arrest was sufficiently attenuated from the obtaining of the appellant's statement, in order to make the statement admissible, to wit:

In Brown, the United States Supreme Court noted the following four relevant factors to be considered in determining whether such taint was attenuated: (1) whether Miranda warnings were given; (2) the temporal proximity of the arrest and the confession; (3) the presence of intervening circumstances; and particularly, (4) the purpose and flagrancy of the official misconduct.

Johnson, 871 S.W.2d at 751. The court further said "all four factors must be considered and no one factor shall be dispositive." Id. at 751.

Appellant's written statement was taken on the morning following his arrest and his being booked into jail on the previous evening. Before he gave the written statement, appellant had been given his Miranda warnings four times, including once in writing. There is no evidence to suggest that appellant was abused in any manner. From the testimony at the suppression hearing, it is apparent that the reason the officers failed to obtain a warrant was because they didn't think it was necessary, rather than from their haste in taking a statement.

The oral statements and the atomic absorption test were given on the day of the arrest. Again, appellant had been given his Miranda warnings more than once before either of these occurred.

With regard to all three matters sought to be suppressed, the portions of the "attenuation" test which involved the Miranda warnings we hold to have been met. From the record we discern no flagrant misconduct. The temporal proximity of arrest on the one hand, and taking the oral statement and swabbing for gun powder residue on the other hand, is not so clear-cut as it is with regard to the written statement. However, temporal proximity is a more ambiguous factor and does not carry as much weight as the giving of Miranda warnings. Wilkins v. State, 960 S.W.2d 429, 433 (Tex. App.-- Eastland 1998, pet ref'd). The purpose of the inquiry into the four factors is to determine whether the statement is actually the product of an illegal arrest, or, in other words, whether there was a causal connection between the arrest and the giving of the statement. Id at 433. We hold that there was not.

The record shows no intervening cause present in the facts of this case, however, from all the facts and circumstances, we hold that there was sufficient attenuation to remove whatever taint might be presumed or suspected from the illegal arrest. We overrule point of error number one.

Point of error number two states, "the trial court reversibly erred in excluding proper evidence sought to be introduced by the defendant." Point of error number three states, "The total impact of the court excluding proper evidence was to deny the defendant: (A) due process; (B) fair trial." Appellant argues these points jointly and we consider them together.

The first excluded evidence objected to is "the cross-examination of [the eyewitness to the shooting] concerning his statement that the defendant did not want the deceased around because he the deceased was f_ _ _ _ _ g his mother." This is a misstatement of the record. The court did allow cross-examination and impeachment of this witness. On this point the testimony does not establish self defense or any other affirmative defense. It is not relevant to any issue in this case.

Appellant next complains of the court's refusal to allow the defense to ask probable cause to arrest questions. Probable cause is not an issue for the jury to determine based upon the facts of this case.

Appellant claims error in the court's refusal to allow him to show "character evidence of the deceased, consisting of his school records and the testimony of a witness to show his aggressive non-peaceable conduct and basic bullying behavior." He cites rule 404(a)(2) of the Rules of Evidence to support his claim of error. This rule states:

Rule 404 character evidence not admissible to prove conduct; exceptions; other crime.

(a) character evidence generally. Evidence of a person's character or character trait is not admissible for the purpose of proving action in conformity therewith on a particular occasion, except:

(2) Character of victim. In a criminal case and subject to rule 412, evidence of a pertinent character trait of the victim of the crime offered by an accused, or by the prosecution to rebut the same, or evidence of peaceable character of the victim offered by the prosecution in a homicide case to rebut evidence that the victim was the first aggressor; . . .

Tex. Rules Of Evidence Rule 404 (Vernon Special Pamphlet 1999). Here, there was no evidence of the victim being the aggressor. Even by appellant's own statement, the victim was unarmed and sitting in a car when appellant shot him.

For the balance of these two points of error, appellant refers us to his point of error number five which we will take up in due course. Otherwise, points of error two and three have no merit and they are overruled.

Point number four alleges ineffective assistance of counsel in failing to object to "soliciting witnesses' opinions on proper punishment" and "obtaining prejudicial comments concerning defendant preying on others." During the punishment phase of the trial the state called to the stand the father and two sisters of the deceased and each was asked, on direct examination, to state his or her recommendation as to the punishment for appellant. Each, in turn, stated that life imprisonment would be appropriate. In addition the father said,

I'll tell you one thing, my son was an eighteen year old young man that died to the hands of a 34 year old man who pried [sic] on young kids. I sure wouldn't like to see any other kid my son's age to fall prey to people like this. So, if you'll excuse me, put him away for life. It's hard for me to say this but I mean it out of my heart.

We judge ineffective assistance of counsel by the well established two-prong rule first announced in Strickland v. Washington, 466 U.S. 668 (1984), and followed in Hernandez v. State 726 S.W.2d 53, 57 (Tex. Crim. App. 1991). Stated succinctly, the rule requires first a showing that counsel's performance was deficient, and second, that but for such deficient performance a different result would have occurred.

We note first that, in spite of the life sentence recommendation of the witnesses, the jury assessed punishment at confinement for sixty years. This suggests that the jury was not influenced by the testimony which, in turn, indicates that punishment verdict would not have been different had the testimony not been heard. There is no showing by appellant that a different result would have been reached if trial counsel had objected to the testimony and been sustained. The second prong of Strickland has not been met.

This court has held in Moffett v. State 930 S.W.2d 823, 826 (Tex. App. -- Corpus Christi, 1996, no pet.) "Our review of counsel's performance must be highly deferential." And, "In determining whether trial counsel rendered deficient performance, we employ a strong presumption that counsel's conduct constitutes sound trial strategy." Citing Strickland, 466 U.S. 689. The decision to not object to a question where the jury pretty much knows what the answer is going to be is a judgment call. Resolving the decision in favor of letting the jury hear the answer cannot be considered to be wrong. We defer to trial counsel's decision.

Neither prong of Strickland has been met. We overrule point of error number four.

Point of error number five raises the question whether it was error for the trial court to deny appellant the testimony of two psychiatrists to show that appellant was suffering from mental illness as mitigation evidence in punishment. Appellant cites article 37.07 of the Code of Criminal Procedure(3) to allow the jury to consider the relevant mitigation evidence. Section 3(a) of this article provides, in pertinent part:

Regardless of the plea and whether the punishment be assessed by the judge or the jury, evidence may be offered by the state and the defendant as to any matter the court deems relevant to sentencing, including but not limited to the prior criminal record of the defendant, his general reputation, his character, and opinion regarding his character, the circumstances of the offense for which he is being tried, and, notwithstanding rules 404 and 405, Texas Rules of Criminal Evidence, any other evidence of an extraneous crime or bad act that is shown beyond a reasonable doubt by evidence to have been committed by the defendant or for which he could be held criminally responsible, regardless of whether he has previously been charged with or finally convicted of the crime or act.

Appellant did not plead insanity as a defense. We do not read this section, or the entire article 37.07, to entitle appellant to introduce evidence of his mental condition during the punishment phase of the trial in an effort to mitigate punishment. We overrule point of error number five.

Point of error number six complains of rulings of the trial court which admitted into evidence over objection extraneous offenses, repeated hearsay, and a written statement. We will recite these matters in succeeding paragraphs and comment on each.

The first complaint has to do with the court allowing the jury to hear testimony that appellant, the victim, and the eyewitness were smoking marijuana. Evidence of the context of the offense is almost always admissible under the reasoning that events do not occur in a vacuum and the jury has the right to have the offense placed in its proper setting so that all evidence may be realistically evaluated. Rarely will the prejudicial value render inadmissible any evidence that is in context of the offense. Mann v. State, 718 S.W.2d 741, 743-4 (Tex. Crim. App. 1986).

Appellant next complains of the court's permitting the introduction of hearsay in several instances. The court allowed an officer to testify that he was told that gun powder residue was found on appellant's hands as the result of a scientific test. This occurred during a pre-trial hearing and was not heard by the jury. We presume that the trial court disregarded all improper evidence. Jimenez v. State 739 S.W2d 499, 503 (Tex. App. -- Corpus Christi 1987, pet ref'd).

The next hearsay complaint is stated in appellant's brief as follows: "another example of hearsay came when the state sought to introduce what a person who the state contended was the defendant said." This is followed by a volume and page reference. The record reveals that this person was a man named Noe Figueroa (appellant) who told an officer that blood found at the scene of the shooting was the result of a dog being run over. The statement about the dog being run over was not true and was obviously not offered for the truth of the matter asserted. In addition see Texas Rules of Evidence rule 801(e)(2)(A) which declares that a party's own statement used against him in court is not hearsay.

Appellant alleges error in the introduction of an out of court statement made by Washington, the eyewitness to the shooting, to an investigative officer, Alfredo Lara. The statement identified appellant as the person who shot the deceased. It was offered as an excited utterance by the state. When the first hearsay objection was made the court sustained it. After hearing the following testimony, the court allowed the testimony to be heard by the jury:

Q Did Samuel Washington walk up to you calmly? What were his actions?

A He didn't walk up calmly. He was nervous and excited . . . .

Q What did Samuel Washington say?

A Samuel approached me and told me that the faggot had shot him and that it was Noe. It was Noe. Noe was the one that shot him.

Q Then what happened?

A Then I tried to calm him down. He was all excited and, you know, nervous and everything. I noticed that he had blood on his hands and clothing. And I said, well.

Q Who?

A Samuel Washington.

Q Okay.

A I told him, "Calm down. Calm down. Talk to me and slow down. I can't make out what you're saying. Talk to me real slow."

Q And this is all happening within a matter of minutes from your initial call?

A Yes, sir.

The trial court's overruling the objection was proper under the circumstances.

The same officer whose testimony was admitted as an excited utterance, discussed in the preceding paragraph, later testified, over objection, that he made contact with his lieutenant and the lieutenant "made contact with a witness and he identified . . . Mr. Figueroa as the shooter." In view of the previous testimony of Mr. Lara, together with appellant's confession, no harm could have come to appellant as a result of this later statement.

The next "hearsay complaint" is stated as follows: "a fifth example occurred when an officer related what a witness told him he saw. The Court sustained the objection, although the cat wasn't in the bag." The reference is to the reply of Officer Lara, "I believe that an elderly female by the name of Ms. Carlson, I believe, she was the only one that could -- that I can remember at this point. She indicated that she heard some type of loud noise that she glanced outside her window and didn't see anything." The court sustained the objection. No request was made by appellant for an instruction or a mistrial. There is no error.

Appellant's next complaint states, in its entirety, "The sixth example concerned a statement made at the scene." This is followed by a volume and page reference to the record. The complaint is probably to:

A. He advised us - -

The Court: When you say "he," who do you mean?

WITNESS: Noe Figueroa advised us because we asked him where is the man down. And he advised us that a dog had - - that somebody had run over a dog. We looked over and along the pavement and where the beginning of the cement of the driveway there was some blood, a blood stain.

A statement offered against a party which is the party's own statement is not hearsay by virtue of rule 801 of the Texas Rules of Evidence.

The final "hearsay complaint" refers to an answer by one of the officers to a question about what the third person present when the shooting occurred said when the officer first arrived at the scene. First, the officer testified that this person was "just scared, and you know, just yelling out, you know making outbursts." The answer objected to as hearsay was "the faggot shot him. The faggot shot him." This was obviously an excited utterance and, thus, an exception to the hearsay rule.

The last matter cited under point number six is the assertion that appellant's written statement, first cited as error earlier because it was alleged to be the fruit of an illegal arrest, was also erroneously admitted because it was not freely made.(4) The reason given for this claim of coercion is that appellant's clothes had been removed and appellant had then been left in an air conditioned cell. The foregoing claim of coercion has no support in the record. The only reference to appellant having been abused occurred in the form of defense counsel's questions attempting to prove this fact, and his argument.

There is no error in the last complaint made as part of point of error number six. The entire point of error is overruled.

Point of error seven alleges error in the court's denying appellant jury charges on lesser offenses, to wit, aggravated assault and criminally negligent homicide. He also complains that he was denied charges on "illegally obtained evidence" and "confession charge." Point number eight alleges denial of due process because the overall effect of the charge was to deny defendant a fair trial. These points are presented together and we will consider them together.

The law requires that both prongs of a two part test be met in order to justify giving a charge on a lesser included offense. In Rousseau v. State, 855 S.W.2d 666, 672 (Tex. Crim. App. 1993), the court reaffirmed the Royster test(5) to be, "first, the lesser included offense must be included within the proof necessary to establish the offense charged, and, second, some evidence must exist in the record that if the defendant is guilty, he is guilty only of the lesser offense."

All the evidence in the record concerning how the shooting took place, even appellant's own statement, is that appellant deliberately pointed a gun at the victim then shot him. Murder requires that a person intentionally or knowingly causes the death of an individual or intends to cause serious bodily injury and commits an act clearly dangerous to human life that causes the death of an individual.(6) The Royster test will not justify the inclusion of either criminally negligent homicide or aggravated assault in this case as lesser included offenses from any reading of the facts.(7)

We have a very difficult time coming to grips with the latter two sections of the refusal to charge issue, ie, that the confession was not freely and voluntarily made because of the use of marijuana and the "38.23 instruction." We do not know whether appellant refers to the written statement or any oral statement made to the investigating officers. If he refers to his written statement, we note that the undisputed testimony shows that at least fifteen hours lapsed between the marijuana smoking and the taking of the statement. Appellant offers no authority to support this point nor to a citation to the record to show that the instruction was requested and denied. We remind appellant that the right to appellate review extends only to complaints made in accordance with our rules of appellate procedure. Heiselbetz v. State, 906 S.W.2d 500, 512 (Tex. Crim. App. 1995); Foster v. State 779 S.W.2d 845, 864 (Tex. Crim. App. 1989). As to appellate's complaint that he was denied a "38.23 instruction" we assume he refers to Texas Code of Criminal Procedure Article 38.23 which provides:

Evidence Not to be Used

No evidence obtained by an officer or other person in violation of any provisions of the Constitution or laws of the State of Texas, or of the Constitution or laws of the United States of America, shall be admitted in evidence against the accused on the trial of any criminal case.

In any case where the legal evidence raises an issue hereunder, the jury shall be instructed that if it believes, or has a reasonable doubt, that the evidence was obtained in violation of the provisions of this article, then and in such event, the jury shall disregard any such evidence so obtained.

Tex. Code Crim. Proc., art. 38.23 (Vernon 1979). Again, appellant has not briefed this issue and we decline to brief it for him. He cites no evidence heard by the jury to show that his statement was not freely and voluntarily given. We overrule points of error seven and eight.

Appellant's ninth, and final point of error complains of the manner in which the state's attorney conducted voir dire examination of the jury panel as to appellant's fifth amendment right to not testify and on the question of insanity. After the judge had instructed the panel that appellant had a constitutional right to not testify, the state's attorney asked the panel:

My question is: if the defendant chooses to testify, you are to consider his credibility just as you are any other witness. How many of you-all would agree that between myself, the other prosecutor Trevino, the judge, defense counsel, and prospective jurors and witnesses, who has the most to lose in this trial?

Several jurors responded, "the defendant." The judge sustained a defense objection to the question and instructed the panel to disregard the question. He denied a motion for mistrial.

Appellant's reliance on Grifften v. California 380 U.S. 609 (1965) and Patrick v. State, 906 S.W.2d 481 (Tex. Crim. App. 1995), is well taken on the fundamental proposition that a prosecutor may not comment on a defendant's refusal to testify. However, an examination of the prosecutor's statement indicates that this is not what she said or meant. At the time the prosecutor asked the question complained of, she did not know if appellant would take the stand or not. The question appears to us to inquire whether if appellant took the stand the jurors would judge his veracity from the standpoint of what he had to gain or lose from being truthful. Certainly in this context, the question is not a comment on appellant's failure to testify because appellant has not yet made that decision. The questions only asks the jury to evaluate appellant's bias if indeed he does testify. This is not a comment on appellant's failure to testify and it was not error to ask the question. In any event, the jury was instructed to disregard the question.

The second part of this point of error is stated in pertinent part as, "the trial court erred in allowing the state to improperly voir dire on: B. insanity." The brief then refers us to volume 5 page 101 of the record. Here we find:

[By the Prosecutor:] How many of you-all would agree that some people suffer from mental illness and they may be need - - they may need psychiatric treatment or some type of treatment? Does that mean that they're insane, but they didn't know what they were doing whether it was right or wrong?

[By Defense Counsel at Trial:] Excuse me, Your Honor. Again it's an attempt to bind. It's improper voir dire.

[The Court:] It's overruled. Let's go.

Again, we are cited to no authority to indicate that the statement made or the court's ruling were incorrect. We find no error. Point of error nine is overruled.

We AFFIRM the judgment of the trial court.

NOAH KENNEDY

Justice

Do not publish.

Tex. R. App. P. 47.3.

Opinion delivered and filed

this 31st day of August, 2000.

1. Retired Justice Noah Kennedy assigned to this Court by the Chief Justice of the Supreme Court of Texas pursuant to Tex. Gov't Code Ann. §74.003 (Vernon 1998).

2. A test designed to detect the presence of gun powder on the hands or clothing of a suspect.

3. Tex. Code Crim. Proc. App. Ann. art. 37.07 (Vernon 1999)

4. Appellant also complains that the statement is not accurate because of things left out. His cite to the record does not bear this out because he cites pages 156 and 174 of volume 2 of the record. Page 156 contains counsel's argument concerning the complaint. He argues to the trial court: "his statement is not trustworthy because it is a question and answer statement wherein the witness who took the statement indicated that he left some material out." Counsel offers no proof of this or of what was left out. There is no page 174 in volume 2. Rule 38.1(h) of the Texas Rules of Appellate Procedure states: the brief must contain a clear and concise argument for the contention made, with appropriate citations to authorities and to the record. Tex. Rules App. Proc. Ann (Vernon Special pamphlet 1999).

5. Royster v. State, 622 S.W.2d 442 ( Tex. Crim. App. 1981).

6. Tex. Penal Code Ann Sec. 1902 (Vernon 1994).

7. Criminally negligent homicide is defined in the Penal Code as: "A person commits an offense if he causes the death of an individual by criminal negligence. Tex. Penal Code Ann. Sec. 19.05 (Vernon 1984).

Aggravated assault is defined as: "causes serious bodily injury to another. . . or uses or exhibits a deadly weapon during the commission of the assault." Tex. Penal Code Ann. Sec. 22.02.