IN THE COURT OF CRIMINAL APPEALS
OF TEXAS
FROM THE EIGHTH COURT OF APPEALS
EL PASO COUNTY
I agree that dismissing appellant's appeal is "without prejudice to his ability to file future 11.072 writ applications in this matter." (1) I write separately because the solution to appellant's legitimate dilemma is not intuitively obvious. The solution is this: He may file a subsequent writ application under Article 11.072 alleging the due-process violation-the deprivation of his right to appeal-that had not yet occurred at the time that he filed his original writ application, and request reconsideration of his original writ to remedy that second purported constitutional error. This is akin to our Article 11.07 writ process of granting an out-of-time appeal when either the appellate attorney fails to properly file a notice of appeal (2) or there is a "breakdown in the system" that prevents the filing of a proper notice of appeal. (3)
I.
In 2003, appellant was charged with possession of cocaine. He pled guilty to a Class A misdemeanor and was placed on community supervision for two years. He successfully completed his community supervision and obtained early release in 2004. On May 25, 2010, appellant filed a writ of habeas corpus pursuant to Article 11.072, (4) alleging that his plea was involuntary because his trial attorney had not advised him that his plea would result in deportation. (5) The State filed its answer on June 7, along with a proposed order. The trial judge signed the State's order on June 11, but she inadvertently placed the signed order in the file under some other papers on her desk. And there it sat as the appellate clock silently ticked away.
Appellant's counsel made several inquiries about the status of the writ: on June 17, he faxed a letter to the trial court requesting a status hearing. (6) On June 30, he filed additional affidavits in support of his requested relief. (7) Neither the State nor appellant knew that the trial judge had signed the order until July 19, when the court coordinator went through the files on the judge's desk and found the missing order. Appellant's counsel received the order by mail on July 21. By then, the thirty-day window to file notice of appeal had long expired, even though appellant's counsel did not know, and could not possibly know, that the order had been signed over a month earlier.
The very next day, July 22, appellant's counsel sent the trial judge a letter requesting a hearing to find out what had gone awry. (8) On August 18, the trial judge held that hearing and she stated on the record that it was "unfortunate that the court was a participant in the fact that you didn't get notice in time to" file the appeal. The court coordinator testified that she did not advise either the State or appellant's counsel that the trial judge had signed the order because she did not know that the judge had done so until she went hunting for the missing file on July 19. Now armed with an official record and an explanation of what had prevented him from timely filing a notice of appeal, appellant's counsel filed his notice of appeal in the trial court on August 18, the same day as the hearing. (9)
The Eighth Court of Appeals rejected appellant's reliance upon the more liberal Rule 306a(4) of the Texas Rules of Civil Procedure, which states that "if notice of judgment is not received within twenty days of signing, periods for appellate timetables begin to run on the date the actual notice of judgment is received." (10) This rule provides a due-process safety valve for situations such as this one. Rule 306a(4), however, applies only to civil cases in which money is at stake; it does not apply to criminal cases in which freedom is at stake. As the Eighth Court of Appeals aptly noted, this Court has not adopted that civil rule and we are extremely strict when it comes to the filing of a notice of appeal, even when the appealing party had no notice that the trial judge had signed an appealable order. (11) "A timely notice of appeal is necessary to invoke [the appellate court's] jurisdiction." (12)
We granted appellant's petition for discretionary review, which raised a single ground for review:
The Eighth Court erred in dismissing Petitioner's appeal for want of jurisdiction because Petitioner timely filed his notice of appeal, within thirty days of the date the trial court's order denying relief was filed with the clerk and within thirty days of the date the trial court first made any of the parties aware of its order denying relief.
But the Court rejects appellant's argument with a cite to our prior opinion in State v. Rosenbaum, in which we held that a trial judge "enters" an order when he signs it, regardless of whether the parties are informed of that act. (13)
II.
The Court concludes with the statement that appellant may file "future 11.072 writ applications in this matter." Yes, he may, but Section 11.072, § 9(a), prohibits consideration of a subsequent application "unless the subsequent application contains sufficient specific facts establishing that the current claims and issues have not been and could not have been presented previously in an original application . . . because the factual or legal basis for the claim was unavailable on the date the applicant filed the previous application." (14) Therefore, appellant may not simply refile his original application alleging an involuntary plea and hover over the judge's shoulder until she signs the order denying relief so appellant can timely file a new notice of appeal and obtain the appeal to which he was statutorily entitled after the first order was signed.
But appellant may file a subsequent application for a writ of habeas corpus under Section 11.072 alleging that his due-process right to appeal the denial of his writ application alleging an involuntary plea was violated because of a "breakdown in the system." (15) The facts that led to the denial of appellant's right to appeal obviously were not known to him at the time he filed his original writ application and, even with the best due diligence, could not have been known because they had not yet occurred.
To remedy the due-process violation, the trial judge may reconsider her original ruling denying relief. She may then sign a new order-hopefully in open court. That signed order will reset the appellate timetable and provide appellant with his due-process and statutory right to appeal if the trial judge denies relief, and it will begin the appellate timetable for the State if she grants relief on reconsideration. (16)
Filed: June 29, 2011
Do Not Publish
1. Op. at 2.
2. See, e.g., Ex parte Smith, No. AP-76579, 2011 WL 2420314, at *1 (Tex. Crim. App.
June 15, 2011) (granting habeas relief and permitting out-of-time appeal when trial counsel was
ineffective for failing to file timely notice of appeal); Ex parte Foster, No. AP-76467, 2011 WL
2420330, at *1 (Tex. Crim. App. June 15, 2011) (same); Ex parte Richardson, No AP-76546,
2011 WL 2420330, at *1 (Tex. Crim. App. May 11, 2011) (same) (all not designated for
publication).
3. See Ex parte Riley, 4. Tex. Code Crim. Proc. art. 11.072.
5. See Padilla v. Kentucky, 130 S. Ct. 1473 (2010).
6. See trial counsel's affidavit of September 23, 2010, submitted to the court of appeals in
explanation of his "untimely" notice of appeal.
7. Id.
8. Id.
9. The State argues that appellant's counsel could have filed a motion for extension of time
in which to file a notice of appeal in the court of appeals under Tex. R. App. P. 26.3, as that
fifteen-day extension period did not run out until July 26, five days after appellant's counsel
received a copy of the written order. While counsel could have done that, he did not yet have any
explanation for why he did not receive timely notice of the order and no trial court record that
showed his lack of negligence or culpability. It might seem peculiar to the appellate court for an
attorney to file such a motion with the lame excuse, "I don't know why I wasn't informed of the
signing of the trial court's order more than 30 days ago, but I wasn't. Honest."
10. Tex. R. Civ. P. 306a(4) (providing that, if, within twenty days after judgment is signed,
party has neither received notice nor acquired actual notice, time periods begin on date party
either received notice or acquired actual notice, whichever occurred first, but in no event shall
periods begin more than ninety days after original judgment was signed); see In re C.N., 313
S.W.3d 490, 493 (Tex. App.--Dallas 2010, no pet.) (to invoke the exception under Rule 306a(4),
11. Ex parte Martinez, No. 08-10-00258-CR, 2010 WL 3904496, at * 3 (Tex. App.--El
Paso Oct. 6, 2010). The court of appeals relied upon State ex rel. Sutton v. Bage, 822 S.W.2d 55
(Tex. Crim. App. 1992), in which this Court held that the State's late-filed notice of appeal was
not effective to confer jurisdiction on the appellate court even though the State did not have
notice of the signed order until after the time to file notice of appeal had run out. As Presiding
Judge McCormick noted in dissent, "a party may be denied a right to appeal in any case where a
judge, without notice to the party, signs an appealable order which does not get filed (entered) of
record within the time required for notice of appeal." 12. Martinez, 2010 WL 3904496, at *4.
13. State v. Rosenbaum, 818 S.W.2d 398, 401-03 (Tex. Crim. App. 1991) (concluding,
nevertheless, that when a trial judge signs an order on one day and states that it is not to be
entered until a later date, that later date controls for purposes of filing a notice of appeal).
14. Tex. Code Crim. Proc. art. 11.072, § 9(a).
15. See note 3 supra.
16. Tex. R. App. P. 11.072, § 8 (providing a right of appeal to both the applicant and to the
State, depending on whether a writ application is denied or granted).