IN THE COURT OF CRIMINAL APPEALS
OF TEXAS
NO. PD-1379-09
PHYLLIS ANNE WOODALL, Appellant
v.
THE STATE OF TEXAS
ON STATE’S PETITION FOR DISCRETIONARY REVIEW
FROM THE EIGHTH COURT OF APPEALS
EL PASO COUNTY
M EYERS, J., delivered the opinion of the Court, in which K ELLER, P.J., and
K EASLER, H ERVEY, and C OCHRAN, JJ., joined. P RICE, J., filed a concurring opinion.
C OCHRAN, J., filed a concurring opinion, in which H ERVEY, J., joined. W OMACK, J.,
concurred. J OHNSON, J., dissented.
OPINION
Appellant was indicted for one count of aggravated promotion of prostitution
(Count I) and four counts of engaging in organized criminal activity (Counts II-IV). The
State proceeded to trial on Count II of the indictment. The jury found Appellant guilty,
and the trial court sentenced Appellant in accordance with the jury’s assessed punishment
of 16 years’ confinement and a $10,000 fine. The El Paso Court of Appeals affirmed the
Woodall - 2
conviction of the trial court, but it reversed and remanded the case for a new trial on the
issue of punishment. Woodall v. State, No. 08-07-00015-CR, 2009 Tex. App. LEXIS
7112 (Tex. App.—El Paso Sept. 9, 2009) (not designated for publication). We granted
review to determine whether Appellant’s confrontation rights were violated. We will
reverse the court of appeals and remand for consideration of Appellant’s remaining point
of error.
I. FACTS
The Naked Harem was an adult-entertainment establishment in El Paso where
patrons paid a cover charge to enter and to be entertained by women dancing nude.
Appellant was a co-owner and operator of the nightclub. This case arises out of acts of
prostitution that occurred on a regular basis at the club. Appellant was indicted for one
count of aggravated promotion of prostitution (Count I) and four counts of engaging in
organized criminal activity (Counts II-IV).1 The State proceeded to trial on Count II of
the indictment. Woodall, 2009 Tex. App. LEXIS 7112.
During the guilt phase of trial, the State called several former managers, dancers,
and patrons of the club. Generally, the testimony indicated that the club’s official policy
was that no sexual contact was allowed anywhere in the club, including the private rooms,
but it was common for the dancers to engage in sexual acts with the patrons. The
testimony of the dancers and patrons who had engaged in sexual acts and prostitution in
1
Appellant, her business partner, and four club managers were named in the indictment as
members of the criminal combination.
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the club, as well as other testimony and physical evidence connecting Appellant to the
prostitution activities at the club, is summarized in the court of appeals’s opinion. Id. at
*3-8. The State rested its case-in-chief without calling Lucia Pinedo, a former dancer, to
testify.
In her case-in-chief, Appellant presented the testimony of several dancers who
stated it was club policy that no sex was allowed in the club and who claimed not to
engage in acts of prostitution at the club. Appellant also testified in her own defense in
an attempt to distance herself from the prostitution activities in the club. Following her
own testimony, Appellant called Pinedo to testify as a defense witness.2
During direct examination by Appellant, Pinedo testified that she had been in a car
accident at the age of eighteen and suffered memory loss. She specifically stated that
although she had been told she danced at the Naked Harem, she did not remember it. She
also asserted that she did not remember testifying before the grand jury, but she had been
told that she had done so. On cross-examination by the State, Pinedo again affirmed that
she did not remember dancing at the Naked Harem or testifying before the grand jury.
Testimony also indicated that Pinedo was 15 years old when she danced at the Naked
Harem. At the conclusion of Pinedo’s cross-examination, there was no re-direct
examination by Appellant.
2
The record shows that the State had informed defense counsel that Pinedo had suffered
memory loss and did not remember dancing at the club. However, counsel indicated that he was
not aware of the full extent of the brain damage.
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At that time, the trial court asked if Pinedo could be “permanently excused.” The
State requested that she be kept under subpoena for possible recall, so before excusing her
“temporarily,” the trial court instructed Pinedo to remain in the building in case her
testimony was needed on that day or the next. Subsequently, a bench conference was
held, during which Appellant discussed the remaining evidence she might introduce and
the State represented that it was not going to have any rebuttal evidence. The jury was
then excused for the evening.
The next day, Appellant offered three documents into evidence and then rested.
The State, in its rebuttal, attempted to recall Pinedo to the stand. Because she was not
present inside or outside of the courtroom, the State proposed to read Pinedo’s grand jury
testimony to the trial jury as past recollection recorded under Texas Rule of Evidence
803(5). Appellant objected on two grounds. First, she argued that the testimony was not
admissible as past recollection recorded because the State had not laid the proper
predicate. Second, she contended that the testimony would deny Appellant her right to
confrontation and cross-examination—she would not have the opportunity to question
Pinedo about the discrepancy between her grand jury testimony that she used her school
ID card, which did not have her age, to obtain employment and a manager’s testimony
that a birth certificate was shown instead. The trial court offered to secure Pinedo’s
presence with a writ of attachment, but Appellant declined because it would be a futile act
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due to Pinedo’s lack of memory.3 Consequently, the trial court overruled Appellant’s
objections and allowed the State to read into evidence the 57-page transcript of Pinedo’s
grand jury testimony.
The grand jury testimony was similar to the testimony of the other dancers called
as witnesses by the State. Pinedo stated that although she was told no sex was allowed,
she had sex and sexual contact with patrons on several occasions in the private rooms at
the club. She also allowed patrons to touch her breasts and vagina during lap dances on
the floor if they were willing to pay more. The only wrinkle added by the grand jury
testimony was the fact that she was only fifteen years old when she was dancing at the
club. Pinedo explained that when she sought employment, she showed the manager her
high school ID card, not a social security card, and told the manager that she was eighteen
years old. The State referred to Pinedo’s age during its closing argument on several
occasions.
The jury found Woodall guilty. During the punishment phase, the State re-visited
the evidence presented at trial, including Pinedo’s grand jury testimony. In urging the
jury to consider a prison sentence rather than probation as Appellant requested, the State
emphasized Appellant’s lack of responsibility and that she never apologized for allowing
“child prostitution” to occur. The State referred to the “15-year-old” multiple times, and
it underscored the fact that Appellant allowed a “15-year-old” to work at the club as a
3
Appellant points out that the State did not ask for attachment or request a continuance or
recess.
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prostitute, even when she looked like she was twelve. The trial court sentenced Appellant
in accordance with the jury’s assessed punishment of 16 years’ confinement and a
$10,000 fine.
II. COURT OF APPEALS
On appeal, Appellant’s eighth point of error argued that the admission of Pinedo’s
grand jury testimony violated the Confrontation Clause. The El Paso Court of Appeals
agreed. Woodall, 2009 Tex. App. LEXIS 7112.
The court of appeals began by properly setting forth the Crawford standard for
analyzing Confrontation Clause issues.4 See Crawford v. Washington, 541 U.S. 36, 59
(2004). After acknowledging that grand jury testimony is testimonial in nature, the court
concluded that the Confrontation Clause was implicated in this case because Pinedo was
“absent” from trial due to her memory loss. The court noted that, although Pinedo was
questioned by Appellant at trial, she testified to a complete memory loss as to the relevant
subject-matter. It further stated that “‘[a]bsence’ in the sense implicating the
Confrontation Clause does not always mean physical absence (although we note that
Pinedo was physically absent when her testimonial statements were read),” and to support
its proposition, the court cited to Texas Rule of Evidence 804(a)(3)5 and several court of
appeals opinions. Woodall, 2009 Tex. App. LEXIS 7112, at *12-13. Therefore, the court
4
See infra Part IV. Caselaw.
5
A witness who “testifies to a lack of memory of the subject matter of the declarant’s
statement” is considered unavailable as a witness. Tex. R. Evid. 804(a)(3).
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of appeals held that “the Confrontation Clause was implicated here because the State
used out-of-court testimonial statements about which the declarant could not be cross-
examined due to memory loss.” Id. at *13.
The court of appeals then addressed the State’s argument that Pinedo’s absence
could have been remedied by a writ of attachment. The court determined that a writ of
attachment would have been futile—it would not have changed the fact that Pinedo was
absent because of her memory loss. Subsequently, the court of appeals held that the
admission of Pinedo’s grand jury testimony violated the Confrontation Clause as set forth
in Crawford. Pinedo’s memory loss made her unavailable, and “Appellant never had -
and would not have had - an opportunity to cross-examine Pinedo regarding her grand
jury testimony,” even if Pinedo returned to court. Id. at *14.
Next, the court of appeals conducted a harm analysis. After articulating the
standard for analyzing a Crawford error, including the four factors to consider,6 the court
6
Crawford error is constitutional error subject to a harm analysis under Texas Rule of
Appellate Procedure 44.2(a), which provides that “the court of appeals must reverse a judgment
of conviction or punishment unless the court determines beyond a reasonable doubt that the error
did not contribute to the conviction or punishment). Langham v. State, 305 S.W.3d 568, 582
(Tex. Crim. App. 2010). We have established that “courts reviewing whether the error in
admitting out-of-court statements in violation of Crawford is harmless beyond a reasonable doubt
should consider:
(1) The importance of the hearsay statements to the State’s case;
(2) Whether the hearsay evidence was cumulative of other evidence;
(3) The presence or absence of evidence corroborating or contradicting the hearsay
testimony on material points; and
(4) The overall strength of the prosecution’s case.”
Davis v. State, 203 S.W.3d 845, 852 (Tex. Crim. App. 2006).
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held that the error was harmless as to the guilt phase but harmful as to the punishment
phase. Id. at *15-18. It concluded that Pinedo’s grand jury statement did not contribute
to the conviction because it was cumulative of the former dancers’ testimony, and even if
the grand jury testimony were excluded, the evidence was legally sufficient to support a
conviction. But the same could not be said at the punishment phase. The court stated that
the alleged acts of child prostitution were “explosive and likely had a significant impact
on the minds of the jurors.” Id. at *16. Also, the court noted that no other child witness
testified at trial and that the State sought a harsher punishment because Appellant never
apologized for allowing child prostitution to occur. Accordingly, the court of appeals
affirmed the judgment of the trial court but reversed and remanded the case for a new trial
on the issue of punishment. Based on the resolution of this point of error, the court of
appeals did not address the seventh point of error, which complained that Pinedo’s grand
jury testimony was erroneously admitted under the past recollection recorded hearsay
exception.
We granted the State’s petition for discretionary review challenging the court of
appeals’s holding that Appellant’s constitutional right to confront the witnesses against
her was violated. Specifically, the State’s ground for review stated the following:
The Court of Appeals erroneously concluded that witness Pinedo’s memory loss
rendered her “absent” from Woodall’s trial, even though Pinedo had been called to
testify by Woodall and in fact appeared and testified at Woodall’s trial. And
because Pinedo was not “absent” from Woodall’s trial, the Court of Appeals
further erred in holding that the admission of Pinedo’s prior grand-jury testimony
implicated the Confrontation Clause and violated Woodall’s right to confront the
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witnesses against her.
III. ARGUMENTS OF THE PARTIES
A. State’s Argument
The State argues that the court of appeals erred in ruling that Pinedo’s
confrontation rights were implicated because it incorrectly concluded that Pinedo was
“absent” from trial; that is, memory loss by a witness present at trial and subject to cross-
examination by the defendant does not render the witness “absent” for Confrontation
Clause purposes.
The State contends that the court of appeals set forth the proper standard for
analysis, but it then incorrectly applied that standard.7 The State asserts that the court
commingled and confused the analysis of whether Pinedo was “absent” from trial under
Crawford with the separate analysis of whether Pinedo was “unavailable” as a witness
under the Texas Rules of Evidence. The State argues that the two tests are not equivalent,
so being unavailable as a witness under Rule 804(a)(3) is not the equivalent of being
absent from trial as contemplated by the Confrontation Clause. Further, the State insists
that the three cases cited and relied on by the court of appeals are distinguishable from
this case and provide little, if any, support for the conclusion that Pinedo was “absent”
from trial.
In addition, the State argues that the Supreme Court has rejected the notion that a
7
The State acknowledges and does not dispute that grand jury testimony is testimonial for
confrontation purposes.
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present and testifying witness is “absent” for Confrontation Clause purposes if the
witness suffers memory loss to such a degree as to frustrate the defendant’s attempts to
cross-examine the witness about her out-of-court statement. Recognizing that the leading
Supreme Court case on memory loss, United States v. Owens, 484 U.S. 554 (1988), pre-
dates Crawford, the State cites several post-Crawford federal and state cases that have
applied the Owens holding to Crawford claims based on the witness’s memory loss.
Hence, the State maintains that, according to precedent, Pinedo’s memory loss did not
render her “absent” from trial. Pinedo was called by Appellant, appeared at trial, and
answered every question to the best of her ability, so the Confrontation Clause was not
implicated by the admission of Pinedo’s prior grand jury statement.
Finally, the State asserts that a temporary physical absence cannot support a
Confrontation Clause violation here because, although Pinedo was not physically present
when her grand jury testimony was admitted and she was not subject to further
examination by Appellant, her absence could have been remedied. The State insists that
Pinedo’s absence was wholly caused by Appellant’s express refusal to have her attached
and brought into court. T EX. C ODE C RIM. P ROC. art. 24.12. Thus, according to the State,
Appellant opted not to exercise her right to confront and should be estopped from
complaining that her constitutional rights were violated, analogizing this to Morales v.
State, 222 S.W.3d 134 (Tex. App.—Corpus Christi 2006, no pet.) (holding that there was
no Confrontation Clause violation where Appellant was statutorily entitled to another
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method of confrontation and chose not to use it).
B. Appellant’s Argument
Appellant responds that the Confrontation Clause was violated because Pinedo
was absent at the time that her grand jury testimony was offered and was not cross-
examined by Appellant about the pertinent subject-matter.8
To begin, Appellant contends that while Crawford facially appears to support the
State’s position, that position cannot withstand critical examination. Appellant argues
that her confrontation rights were implicated when the State called Pinedo as a rebuttal
witness and moved to read her grand jury statements into evidence, at which time the
witness was not physically present. According to Appellant, it was not until the State
sought to read the grand jury testimony that Pinedo became a “witness against
[Appellant],” and it was only then that the Confrontation Clause was triggered. Further,
Appellant asserts that the Confrontation Clause was violated because she had not
previously had an opportunity to cross-examine Pinedo at the grand jury or at any time
after the State actually read the grand jury testimony at trial and that the prior day’s
testimony did not afford her with the opportunity to confront Pinedo about the contents of
her grand jury testimony.
8
In her brief, Appellant also addresses her seventh point of error, arguing that Pinedo’s
grand jury testimony was erroneously admitted under the past recollection recorded hearsay
exception of Rule 803(5). She asserts that the State conceded its failure to establish the predicate
required for the admission of the testimony. Further, Appellant rejects the State’s explanations
as to why the trial court did not abuse its discretion by admitting the testimony.
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Appellant likens her case to the situation where a defendant has a limited right to
recross-examination when a new matter is brought out on re-direct examination. See
United States v. Ross, 33 F.3d 1507 (11th Cir. 1994) (stating that “to allow redirect
examination on new material but to deny recross-examination on the same material
violates the Confrontation Clause”) and United States v. Caudle, 606 F.2d 451 (4th Cir.
1979). Appellant notes that Pinedo’s grand jury testimony included topics that were not
addressed by either party on the preceding day of the witness’s testimony (i.e., the details
surrounding her activities at the Naked Harem), so her confrontation rights were violated
when she did not have an opportunity to question the witness on the subject matter.
In addition, Appellant contends that the State did not sustain its burden to
demonstrate a good-faith effort to procure Pinedo’s presence. Appellant stresses that it is
undisputed that Pinedo was not in the courtroom, and the record is silent as to why. She
argues that it is the State’s burden to demonstrate that, at that relevant time, Pinedo was
“unavailable” within the meaning of the Confrontation Clause, and the State failed to
present any evidence on this.
Finally, Appellant argues that Owens is distinguishable from this case. She claims
that Owens tends to support the proposition that lack of memory does not render a witness
“absent” from trial and that, had Pinedo been present and available for cross-examination
when the statements were admitted, the Conformation Clause would not have been
implicated. However, Appellant asserts that Pinedo was absent at the time the testimony
Woodall - 13
was presented and its admission violated the Confrontation Clause because the State had
not shown Pinedo to be unavailable and Appellant did not have a prior opportunity to
cross-examine.
IV. CASELAW
The Confrontation Clause of the Sixth Amendment provides that “[i]n all criminal
prosecutions, the accused shall enjoy the right . . . to be confronted with the witnesses
against him . . . .” U.S. C ONST. amend. VI. This constitutional guarantee applies to both
federal and state criminal prosecutions. U.S. C ONST. amend. XIV; Pointer v. Texas, 380
U.S. 400, 406 (1965). The essential purpose of the Confrontation Clause is
to prevent depositions or ex parte affidavits, such as were sometimes admitted in
civil cases, being used against the prisoner in lieu of a personal examination and
cross-examination of the witness in which the accused has an opportunity, not only
of testing the recollection and sifting the conscience of the witness, but of
compelling him to stand face to face with the jury in order that they may look at
him, and judge by his demeanor upon the stand and the manner in which he gives
his testimony whether he is worthy of belief.
Mattox v. United States, 156 U.S. 237, 242-43 (1895). The Supreme Court has pointed
out that although the confrontation rules and the rules of hearsay generally protect similar
values, the overlap between the two is not complete. Owens, 484 U.S. at 560; California
v. Green, 399 U.S. 149, 155-56 (1970).
“[W]hen the declarant appears for cross-examination at trial, the Confrontation
Clause places no constraints at all on the use of his prior testimonial statements.”
Crawford, 541 U.S. at 59 n.9. Hence, to implicate the Confrontation Clause, an out-of-
Woodall - 14
court statement must (1) have been made by a witness absent from trial and (2) be
testimonial in nature. Id. at 50-52, 59. If those threshold requirements are met, the
statements are admissible and do not violate the Confrontation Clause only if (1) the
declarant is unavailable and (2) the defendant had a prior opportunity to cross-examine
the declarant. Id. at 59. Although we defer to a trial court’s determination of historical
facts and credibility, we review a constitutional legal ruling de novo. Langham v. State,
305 S.W.3d 568, 576 (Tex. Crim. App. 2010).
V. ANALYSIS
In accordance with Crawford, we must first determine whether the Confrontation
Clause is implicated in this case before deciding if the constitutional guarantee was
violated; that is, we must decide if the out-of-court statement—Pinedo’s grand jury
testimony—was made by a witness absent from trial and if such statement was testimonial
in nature. The State and Appellant agree that Pinedo’s grand jury testimony is
testimonial. See Crawford, 541 U.S. at 68. However, they dispute whether Pinedo was
“absent” from trial. Although the court of appeals acknowledged that Pinedo was not
physically present when her grand jury testimony was introduced, its holding was clearly
based on the witness’s memory loss. We believe that, under the facts of this case,
memory loss did not render Pinedo “absent” for Confrontation Clause purposes.
In three key cases involving the interplay between memory loss and the
Confrontation Clause, the Supreme Court has generally rejected the notion that a present
Woodall - 15
and testifying witness is nevertheless absent for confrontation purposes if the witness
suffers from memory loss. First, in California v. Green, 399 U.S. 149 (1970), the State’s
witness’s prior statements to police were admitted into evidence after he testified at trial
that he could not remember the events described in those statements. The Court
concluded that “where the declarant is not absent, but is present to testify and to submit to
cross-examination, our cases, if anything, support the conclusion that the admission of his
out-of-court statements does not create a confrontation problem.” Id. at 162. Although
the question of whether memory loss at trial of a witness with respect to a prior, out-of-
court statement could result in a violation of the Confrontation Clause was “not ripe for
decision,”9 Justice Harlan, in a concurring opinion, opined that a witness’s lack of
memory should have no Sixth Amendment consequence. Id. at 168-69, 188.10
Second, in Delaware v. Fensterer, 474 U.S. 15 (1985) (per curiam), there was no
Confrontation Clause violation when the State’s expert witness testified that a hair had
been forcibly removed from the victim’s head, but he could not remember which of three
possible methods he had employed to make that determination. The Court rejected the
9
The Court found no constitutional violation in the admission of preliminary hearing
testimony. Green, 399 U.S. at 165-68. The requirements of the Confrontation Clause were
satisfied because the defendant, represented by counsel, had the opportunity to cross-examine the
trial witness at the preliminary hearing. Id.
10
On remand, the Supreme Court of California held that the defendant’s opportunity to
cross-examine the forgetful witness at trial satisfied the requirements of the Confrontation Clause
because the witness testified at trial and the defendant had an “adequate” opportunity to question
him. People v. Green, 479 P.2d 998, 1003-04 (Cal. 1971).
Woodall - 16
appellant’s claim that the expert’s lack of memory precluded the opportunity for adequate
cross-examination because “the Confrontation Clause guarantees an opportunity for
effective cross-examination, not cross-examination that is effective in whatever way, and
to whatever extent, the defense might wish.” Id. at 19. The Court explained that the
“Confrontation Clause is generally satisfied when the defense is given a full and fair
opportunity to probe and expose [forgetfulness, confusion, or evasion] through cross-
examination, thereby calling to the attention of the factfinder the reasons for giving scant
weight to the witness’ testimony.” Id. at 21-22. Still, the Court left unanswered the
question of “whether there are circumstances in which a witness’ lapse of memory may so
frustrate any opportunity for cross-examination” that the Confrontation Clause is violated.
Id. at 20.11
Finally, in United States v. Owens, 484 U.S. 554 (1988), the Supreme Court
directly addressed the ultimate question of whether a Confrontation Clause violation
could be founded upon a witness’s memory loss. Id. at 558-61. In that case, the victim
testified that while he recalled telling the detective in the hospital that appellant was his
attacker, he had no actual memory of the event. Id. at 556-57. The Court stated that an
opportunity for effective cross-examination is not denied merely because the witness
11
The Supreme Court distinguished the issue of Fensterer from that left open in Green
because only the latter involved the introduction of a prior, out-of-court statement. Fensterer,
474 U.S. at 20. However, in a concurring opinion, Justice Stevens understood the question
unanswered in Green to be similar to the main issue in Fensterer—while Green involved an out-
of-court statement and memory loss by the witness of the statement, Fensterer concerns an out-
of-court conclusion and memory loss of the basis for that conclusion. Id. at 23-24.
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suffers memory loss, and it is sufficient that the defendant has an opportunity to expose
and probe the memory loss. Id. at 559-60. Thus, the Court held that memory loss by a
witness present at trial and subject to cross-examination by the defendant does not render
the witness absent, meaning that the Confrontation Clause is neither implicated nor
violated by the admission of the witness’s prior statements.
Although these cases are pre-Crawford, Crawford neither overrules nor
undermines the Owens line of cases. In fact, several federal and state courts have applied
Owens to Crawford claims based on witnesses’ memory loss. See, e.g., Yanez v.
Minnesota, 562 F.3d 958, 962-65 (8th Cir. 2009); Blunt v. U.S., 959 A.2d 721, 727-31
(D.C. 2008); Felix v. Mayle, 379 F.3d 612, 617-18 (9th Cir. 2004), rev’d on other
grounds, Mayle v. Felix, 545 U.S. 644 (2005); Young v. Grace, No. 3:CV-07-016, 2010
U.S. Dist. LEXIS 91214, at *44-46 (M.D. Pa. Sept. 2, 2010) (mem. op.); Holliday v.
Symmes, Civil No. 09-735 (JMR/FLN), 2009 U.S. Dist. LEXIS 125652, at *13-16 (D.
Minn., Nov. 11, 2009); People v. Cowan, 236 P.3d 1074, 1126-27 (Cal. 2010); State v.
Delos Santos, 238 P.3d 162, 175-82 (Hawaii 2010); People v. Sutton, 908 N.E.2d 50, 69-
70 (Ill. 2009); Smith v. State, 25 So. 3d 264, 269-71 (Miss. 2009); State v. Holliday, 745
N.W.2d 556, 564-68 (Minn. 2008). For example, in Blunt v. U.S., 959 A.2d at 727-31,
the District of Columbia Court of Appeals concluded that a witness’s asserted inability to
remember the events of the charged incident or the contents of her grand jury testimony
did not deprive the defendant of his Sixth Amendment right of confrontation. And in
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Smith v. State, 25 So.3d at 269-71, the Mississippi Supreme Court held that there was no
Confrontation Clause violation when the State’s witness was present and testifying but
could not remember the details of her prior statements to police.
We agree with those cases and believe that memory loss does not render a witness
“absent” for Confrontation Clause purposes if she is present in court and testifying.
Consequently, had Pinedo been present and testifying when she was called by the State as
a rebuttal witness and when the State read her grand jury testimony into evidence, she
would not have been “absent” due to her memory loss. The court of appeals, therefore,
erred in basing its holding on Pinedo’s memory loss.
Still, we cannot ignore that Pinedo was not physically present when her grand jury
testimony was introduced. Although Pinedo was present when she was initially called as
a defense witness, she was not physically in court when the State called Pinedo as a
rebuttal witness and read her out-of-court statement into evidence. However, we need not
determine whether this physical absence triggered the Confrontation Clause because
Appellant is estopped from arguing that her right to confrontation was violated.
The law of invited error provides that a party cannot take advantage of an error
that it invited or caused, even if such error is fundamental. Prystash v. State, 3 S.W.3d
522, 531 (Tex. Crim. App. 1999) (en banc).12 In other words, a party is estopped from
12
We have distinguished invited error from waiver: “Waiver might usefully be
distinguished from what is sometimes called ‘invited error.’ If a party affirmatively seeks action
by the trial court, that party cannot later contend that the action was error. This is not really a
waiver of error previously committed. Rather, it is part of the definition of what can constitute
Woodall - 19
seeking appellate relief based on error that it induced. Id. “To hold otherwise would be
to permit him to take advantage of his own wrong.” Id.
Here, Pinedo’s physical absence could have been remedied by a writ of
attachment. T EX. C ODE. C RIM. P ROC. art 24.12.13 When the State moved to introduce
Pinedo’s grand jury testimony into evidence, Appellant objected on Confrontation Clause
grounds. Appellant’s objection brought to the court’s attention the possible confrontation
errors that could arise from reading the testimony into evidence when the witness was not
physically present in court and, thus, not subject to cross-examination. Hence, as the
record reveals, the trial judge offered to issue a writ of attachment to bring Pinedo into
court so that Appellant would have the opportunity to cross-examine the witness about
her grand jury testimony. But Appellant, through counsel, expressly declined the
proposed solution. The following exchange took place in response to Appellant’s
objections:
THE COURT: The cure for that, I will allow it and under writ of attachment allow
-- bring her back and allow you to ask her whatever questions you need in your
reply.
[APPELLANT]: Judge, but the problem is she says she doesn’t remember
anything, as we had the other day. So we’re stuck with the situation where I
cannot cross-examine a person --
error, and quite reasonably defines error of which a party may complain as excluding those
actions of the trial court actually sought by the party in that tribunal.” Prystash, 3 S.W.3d at 531.
13
“When a witness . . . has been duly served with a subpoena to appear and testify in any
criminal action or proceeding fails to so appear, the State or the defendant shall be entitled to
have an attachment issued forthwith for such witness.” TEX . CODE. CRIM . PROC. art 24.12.
Woodall - 20
THE COURT: Well, sir, I mean you created this quagmire by calling her, sir. You
were told prior to you calling her that she wasn’t going to remember anything. So,
your response to this inability to cross-examine -- I have presented, let the record
reflect, by writ of attachment. If you want me to issue that, I will issue it right
now, and she can be here hopefully as soon as possible, and we’ll wait for her for
you to cross examine her on whatever you need to cross examine her on, sir.
[APPELLANT]: Judge, the practical problem I have is that I cannot cross examine
the grand jury testimony when they have introduced contradictory testimony from
their own witnesses. And it’s irrelevant to call her because she will simply say I’m
assuming that - - unless she’s had a miraculous recovery
THE COURT: Well --
[APPELLANT]: -- I had an accident, and I don’t remember nothing.
[STATE]: You created this problem.
THE COURT: Right. Right. It wasn’t created by anyone but you, Mr. Gibson.
[APPELLANT]: In all honesty, somebody mumbled something that she doesn’t
remember anything. I said, “Yeah, right.” But I never snapped on the fact that she
had been in an automobile accident and has effected brain damage. I’m not saying
they didn’t tell me --
THE COURT: I’ve given you the option. Sir, I will give -- issue out the writ of
attachment on her if you want to bring her back in to cross examine her. Are you
saying, no? You don’t want --
[APPELLANT]: I’m saying no, Your Honor. It would be a useless exercise of
futility.
THE COURT: Okay, sir, very well.
In light of the above exchange, it is evident that the trial judge offered to attach
Pinedo so as to remedy Appellant’s objection to reading her grand jury testimony into
evidence without her being present. As the judge clearly knew, a witness testifying
Woodall - 21
before a grand jury is not subject to cross-examination by the accused. Moczygemba v.
State, 532 S.W.2d 636, 638 (Tex. Crim. App. 1976). So admission of a grand jury
witness’s testimony at a subsequent trial can lead to confrontation problems if that
witness is not available. Appellant declined the court’s invitation to bring Pinedo into
court. Thus, Appellant induced the alleged error of which she now complains, and she
may not argue on appeal that her confrontation rights were violated when Pinedo’s grand
jury testimony was read into evidence.14
This situation is similar to that in Druery v. State, 225 S.W.3d 491 (Tex. Crim.
App. 2007), in which the appellant complained of a jury charge error, specifically that the
failure to include the lesser-included offense instruction amounted to fundamental error.
We held that the appellant was estopped from bringing such a claim because the record
reflected that he “affirmatively advised the trial judge that he did not desire a charge on
the lesser-included offense,” thereby inducing the error of which he complained. Id. at
506.
Courts of appeals have ruled similarly. See Morales v. State, 222 S.W.3d 134,
143-44 (Tex. App.—Corpus Christi 2006, no pet.) (holding that the appellant was
estopped from complaining on appeal that his confrontation rights were violated because
he opted not to exercise that right when he chose not to take advantage of all statutorily
14
The concurring opinion of Judge Price has couched the issue here in terms of waiver.
This is not a waiver situation—Appellant did not waive her right to confront Pinedo. Appellant
objected to the introduction of the grand jury testimony based on her confrontation rights, and in
declining the court’s offer to issue a writ of attachment, she simply told the court to continue.
Woodall - 22
authorized opportunities for cross-examination); Mann v. State, 850 S.W.2d 740, 742
(Tex. App.—Houston [14th Dist.] 1993, pet. ref’d) (determining that although the trial
court erred by failing to sign a consent to stipulate and by not obtaining from the
appellant a signed waiver of right to confront witnesses, the appellant induced the error
where he stipulated to the evidence and failed to complain about the defects, and where
his attorney tried to cut short the State's presentation of evidence and then asked the court
to take judicial notice of the evidence presented at the suppression hearing, representing
that he would only appeal the denial of the motion to suppress).15
Like the defendants in those cases, Appellant is estopped from bringing this
Confrontation Clause claim on appeal because she induced the error of which she now
complains.
VI. CONCLUSION
The court of appeals erred in holding that Pinedo’s memory loss rendered her
15
Invited error has also been applied in similar circumstances in the civil context. For
example, in Wackenhut Correctional Corp. v. De La Rosa, 305 S.W.3d 594 (Tex. App.—Corpus
Christi 2009, no pet.), the appellant had convinced the trial court to exclude expert testimony
because the jury was “perfectly able” to comprehend the evidence and, thus, “the expert
testimony was not necessary to assist the jury.” Id. at 624. Then, appellant argued to the
appellate court that such expert testimony was necessary to aid the jury because “the issue was
beyond the jury’s common experience.” Id. Applying the doctrine of invited error, the court of
appeals held that appellant could not raise that issue on appeal. See also Birchfield v. Texarkana
Mem’l Hosp., 747 S.W.2d 361, 365 (Tex. 1987) (holding that the appellant could not complain
on appeal that an expert witness recounted hearsay conversations because the expert “was invited
to err by defendant’s counsel telling him to ‘go right ahead’ and explain an apparent
inconsistency in his testimony,” an explanation which included a conversation with another
expert).
Woodall - 23
“absent” for Confrontation Clause purposes. However, Appellant is estopped from
arguing that her confrontation rights were violated because, although Pinedo was
physically absent at the time her grand jury testimony was read into evidence, Appellant
declined to have Pinedo attached and brought to court. The judgment of the court of
appeals is reversed, and the case is remanded for consideration of Appellant’s remaining
point of error.
Meyers, J.
Delivered: March 2, 2011
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