IN THE COURT OF CRIMINAL APPEALS
OF TEXAS
NO. PD-1198-13
AGHAEGBUNA ODELUGO, Appellant
v.
THE STATE OF TEXAS
ON STATE’S PETITION FOR DISCRETIONARY REVIEW
FROM THE FIRST COURT OF APPEALS
HARRIS COUNTY
P RICE, J., delivered the opinion of the Court in which K ELLER, P.J., and
W OMACK, J OHNSON, K EASLER, H ERVEY, C OCHRAN, and A LCALA, JJ., joined. K ELLER,
P.J., filed a concurring opinion. M EYERS, J., filed a dissenting opinion.
OPINION
After pleading guilty to the offense of engaging in organized criminal activity on the
advice of his retained trial counsel, the appellant filed a motion for new trial alleging a
conflict of interest on counsel’s part. At the trial court’s hearing on the motion, trial counsel,
accused of having misappropriated certain funds entrusted to him by his client, invoked his
ODELUGO — 2
Fifth Amendment right to refuse “to be a witness against himself.” 1 In response, the
appellant argued to the trial court that “[a]n inference can be taken from that” that trial
counsel had misappropriated the funds. The trial court declined to adopt that inference and
denied the motion.
In a published opinion, the First Court of Appeals, noting that the entirety of the
evidence offered by the appellant in support of his motion for new trial was “uncontroverted
due to [trial counsel]’s invocation of his Fifth Amendment right not to incriminate himself,”
held that the trial court had abused its discretion in denying the motion.2 It reversed the trial
court’s judgment (thereby effectively vacating the appellant’s conviction) and remanded the
matter back to that court for a new trial.3 The State has petitioned this Court for discretionary
review of the court of appeals’s opinion. We will reverse and remand.
I. FACTS AND PROCEDURAL POSTURE
A. Plea
The appellant retained trial counsel in the summer of 2008 to defend him against
charges of engaging in organized criminal activity by committing, along with several co-
1
U.S. CONST . amend. V.
2
Odelugo v. State, 410 S.W.3d 422, 426-27 (Tex. App.—Houston [1st Dist.] 2013).
3
Id. at 427.
ODELUGO — 3
conspirators, aggregate theft in an amount over two hundred thousand dollars.4 On the
advice of trial counsel, and without an agreed recommendation on punishment from the State,
the appellant entered a plea of guilty to that offense on February 1, 2010. Pursuant to his
plea, the appellant agreed to pay $600,000 in restitution by April 30, 2010, the originally
scheduled sentencing date. Over the next two years, however, the appellant filed several
successful motions to reset the sentencing date as he attempted to resolve a related federal
proceeding. During that time, he also filed a motion to withdraw his plea “because he was
not apprised of the mandatory immigration consequences of his plea[,]” 5 but the trial court
denied this motion.6 Finally, on March 5, 2012, the trial court entered a judgment of
conviction and sentenced the appellant to an eighteen-year term of imprisonment.
B. Motion for New Trial
On March 22, 2012, the appellant, now represented by appellate counsel, filed a
4
See TEX . PENAL CODE § 71.02(a)(1); id. §§ 31.03(b)(1), (e)(7). In fact, the appellant and
his cohort were accused of defrauding the Texas Health and Human Services Commission and the
Centers for Medicare and Medicaid Services out of at least $1,695,000.
5
Emphasis in original. See Padilla v. Kentucky, 559 U.S. 356 (2010).
6
See George E. Dix & John M. Schmolesky, 43 TEXAS PRACTICE : CRIMINAL PRACTICE AND
PROCEDURE § 40:59, at 571-72 (3d ed. 2011) (“A defendant has a right to withdraw a plea of guilty
or nolo contendere in a jury-waived proceeding ‘without assigning reason until [the] judgment has
been pronounced or the case has been taken under advisement.’ . . . If the trial court accepts a plea
of guilty or nolo contendere and recesses the proceedings for a presentence investigation report, the
case has been taken under advisement when recessed. An attempt by the defendant to withdraw the
plea when court reconvenes for sentencing comes too late and is addressed to the discretion of the
trial court.”) (quoting Jackson v. State, 590 S.W.2d 514, 515 (Tex. Crim. App. 1979)).
ODELUGO — 4
motion for new trial in which he alleged that he had “received ineffective assistance of
counsel . . . because trial counsel had an actual conflict of interest[.]” According to the
appellant, trial counsel “transferred to himself, without Defendant’s permission, a pecuniary
interest in funds Defendant provided [to counsel] for restitution payments[.]” Attached to
this motion was an affidavit, signed by the appellant, wherein he stated the following:
[Trial counsel] . . . informed me that if I plead guilty and paid $600,000
in restitution I would receive deferred adjudication on the state case. I
delivered to [trial counsel] a check for $160,000 on January 27, 2010. On
February 1, 2010, I entered a plea of guilty to the first degree felony charge.
* * * My sentencing was postponed repeatedly so that the federal charges
could be resolved. No restitution was paid to the State. During the summer
of 2010, I delivered to [trial counsel] an additional $125,000 to be used for
restitution. The funds were to be held in trust to be paid to the State of Texas
pursuant to the original plea agreement.
During the summer of 2011, I asked for the return of the funds since no
restitution had been paid. * * * I received between $60,000 and $80,000 from
[trial counsel]. He told me that he sent the money to Colombia and the money
was gone. * * * I was concerned that he spent all of the money that I had
given him for restitution. I was told the money that I had given him that was
earmarked for restitution was spent. He has given me no accounting of how
or when he spent my money. * * * During the three years that he represented
me, he never asked me for money nor did he tell me that he was applying the
money being held in trust for restitution to his fees.
The appellant went on to assert in his affidavit that when he retained “new counsel”—that
is, appellate counsel—he was “immediately” able to pay $200,000 in restitution and that he
“could have paid the $600,000” were it not for trial counsel’s malfeasance.
The trial court held a hearing on the motion for new trial, at which time the appellant
offered into evidence “copies of three checks that were delivered to [trial counsel] from Mr.
ODELUGO — 5
Odelugo totaling $285,000.” The appellant also took the witness stand to testify in support
of his motion and reasserted many of the claims he had made in his affidavit. Near the end
of the hearing, the State acceded to an oral stipulation that “[trial counsel] . . . did receive a
substantial amount of money from Mr. Odelugo that was placed in trust[.]” 7
However, when appellate counsel sought to call trial counsel as a witness “and
question him about the deposit in the IOLTA account and expenditures[,]” trial counsel’s
attorney informed the trial court that trial counsel “would be invoking” his Fifth Amendment
right to refuse to provide incriminating testimony against himself. Thus unable to question
trial counsel as to why the funds placed in trust had not been applied toward the appellant’s
restitution, appellate counsel could only argue that “[a]n inference can be taken from” trial
counsel’s invocation of his Fifth Amendment right “that . . . an actual conflict” existed
between trial counsel’s interests and those of the appellant. The trial court disagreed,
observing that “[s]ilence is not evidence of guilt,” and ultimately denied the appellant’s
motion for new trial. Appeal was taken to the First Court of Appeals.
C. On Appeal
Starting from the premise that “[a] lawyer’s self-interest can constitute an ‘actual
7
The State declined to stipulate to the exact amount of money placed in trial counsel’s trust,
conceding only that, in a prior ex parte conversation with the prosecutor, trial counsel had
“admit[ted] he did receive a substantial amount of money from Mr. Odelugo.” In a similar fashion,
the State emphasized to the trial court that its stipulation did not include a concession “that the
substantial amount of money that went to [trial counsel] was for restitution.” Rather, the prosecutor
claimed ignorance as to the purpose of the appellant’s monetary remittance to trial counsel: “Where
it went, I don’t know. I just know at one point he had money in the account from Mr. Odelugo. I
don’t know if it was for State restitution, I don’t know if it was for Federal restitution.”
ODELUGO — 6
conflict of interest’ when trial counsel makes a choice between advancing his own interest
and ‘advancing his client’s interest in a fair trial,’” the court of appeals reasoned that, “if
[trial counsel] used the money given to him by appellant for his own interests rather than
paying appellant’s restitution, as alleged by appellant, he would be advancing his own
interests ahead of appellant’s constituting an actual conflict of interest.”8 In this regard, the
court of appeals found it crucially significant that “appellant’s testimony . . . was
uncontroverted due to [trial counsel]’s invocation of his Fifth Amendment right not to
incriminate himself.”9 Thus, while acknowledging that “a trial court may choose to believe
or disbelieve all or any part of the witnesses’ testimony,”10 the court of appeals seemed to
fault the trial court for failing to credit the appellant’s assertions that trial counsel “misuse[d]
. . . funds deposited in [trial counsel’s] trust fund account for payment of restitution.”11 The
court of appeals also alternatively ruled that “[trial counsel]’s invocation of his own Fifth
Amendment right in connection with appellant’s new trial hearing . . . was itself an
advancement of [trial counsel]’s interests above appellant’s interests.” 12
8
Odelugo, 410 S.W.3d at 426-27 (citing Acosta v. State, 233 S.W.3d 349, 354-55 (Tex. Crim.
App. 2007)).
9
Id. at 426.
10
Id.
11
Id.
12
Id. at 427 (emphasis added).
ODELUGO — 7
Conducting a harm analysis, the court of appeals determined that trial counsel’s
“uncontroverted” misconduct hindered the appellant’s ability to pay the agreed-upon
$600,000 in restitution and that “the payment of such a significant amount of restitution
would have constituted a serious factor [for the trial court] to consider in sentencing.” 13 The
court therefore concluded that the appellant had, to its satisfaction, “established . . . that his
counsel’s actual conflict of interest adversely affected him at trial.” 14 On this basis, the court
of appeals held that “the trial court erred in denying appellant’s new-trial motion on the
ground that his trial counsel had a conflict of interest,” and accordingly reversed the
judgment of the trial court and remanded the case for a new trial.15
In its petition for discretionary review, the State contends that “[t]he court of appeals
erred in finding an actual conflict of interest based on the ‘appellant’s uncontroverted
testimony and affidavit,’ when the trial court could have resolved the underlying factual
issues against the appellant.”16 Specifically, the State points out that, apart from his own
potentially self-serving affidavit and testimony, the appellant’s claim “that he gave money
to [trial counsel] earmarked for restitution, but . . . [trial counsel] used it for other purposes
13
Id.
14
Id.
15
Id.
16
State’s Petition for Discretionary Review at 3.
ODELUGO — 8
without authorization[,]” is “simply not supported by the record.”17 The trial court being “in
a much better position than the appellate court to judge the credibility and believability of the
appellant’s claims,” the court of appeals should not have overturned “the implicit findings
by the trial court [that] the appellant failed in his burden to show an actual conflict of
interest.”18 The State accordingly calls upon this Court to “reverse the lower court’s opinion”
and “affirm the judgment of the trial court.” 19
II. THE LAW
“[T]he proper standard by which to analyze claims of ineffective assistance of counsel
due to a conflict of interest is the rule set out in Cuyler v. Sullivan, that is, the appellant must
show that his trial counsel had an actual conflict of interest, and that the conflict actually
colored counsel’s actions during trial.”20 We have said that “[a]n ‘actual conflict of interest’
exists if counsel is required to make a choice between advancing his client’s interest in a fair
trial or advancing other interests (perhaps counsel’s own) to the detriment of his client.” 21
The appellant bears the burden of proof by a preponderance of the evidence on a claim of
17
Id. at 13.
18
Id. at 15-16.
19
Id. at 16.
20
Acosta, 233 S.W.3d at 356 (citing Cuyler v. Sullivan, 446 U.S. 335 (1980)).
21
Id. at 355 (citing Monreal v. State, 947 S.W.3d 559, 564 (Tex. Crim. App. 1997)).
ODELUGO — 9
conflict-of-interest ineffective assistance,22 which is to say that if “no evidence has been
presented on the issue” or in the event that “the evidence relevant to that issue is in perfect
equipoise,” the appellant’s claim will fail.23
By virtue of the fact that the trial court is charged with initially ruling on an
appellant’s motion for new trial,24 that court will decide, in the first instance, whether the
appellant has carried his burden with respect to the elements of his claim of conflict-of-
interest ineffective assistance. In doing so, the trial court “has the right to accept or reject
any part of a witness’s testimony[.]”25 Indeed, as “the sole factfinder and judge” of the
credibility and weight of each piece of evidence, whether presented “during live testimony”
or “in affidavits,”26 the trial court is “within its right to disbelieve” any of the “assertions
upon which [the] appellant’s claims of ineffective assistance of counsel are based,” so long
22
E.g., Banda v. State, 890 S.W.2d 42, 59-60 (Tex. Crim. App. 1994).
23
Broxton v. State, 909 S.W.2d 912, 920 (Tex. Crim. App. 1995) (Clinton, J., dissenting) (“It
is the function of a burden of proof to determine which party should prevail on a particular issue in
the event the evidence relevant to that issue is in perfect equipoise.”).
24
TEX . R. APP . P. 21.6, 21.8 (“The defendant must present the motion for new trial to the trial
court within 10 days of filing it[.] * * * The trial court must rule on a motion for new trial within
75 days after imposing or suspending sentence in open court.”).
25
Charles v. State, 146 S.W.3d 204, 208 & n.7 (Tex. Crim. App. 2004) (citing Beck v. State,
573 S.W.2d 786, 791 (Tex. Crim. App. 1978)) (discussing the role of the trial judge as factfinder on
motion for new trial).
26
Riley v. State, 378 S.W.3d 453, 459 (Tex. Crim. App. 2012) (also discussing the role of the
trial judge as factfinder on motion for new trial).
ODELUGO — 10
as the basis for that disbelief is supported by at least one “reasonable view of the record.” 27
This is true even when the State does not deign to controvert the evidence, affidavit or
otherwise, that the appellant presents.28 Finally, because claims of ineffective assistance of
counsel involve “mixed questions of law and fact” that often “contain[] ‘subsidiary questions
of historical fact, some of which may turn upon the credibility and demeanor of witnesses,’” 29
an appellate court should review the trial court’s rulings on the matter “for an abuse of
discretion, reversing only if the trial judge’s ruling was clearly erroneous and arbitrary[,]”
such as when “no reasonable view of the record could support the trial court’s ruling.” 30
III. ANALYSIS
A. Did the trial court err by failing to find that trial counsel had
misappropriated the appellant’s funds, given that the appellant’s evidence
was “uncontroverted”?
In this case, in holding that the trial court abused its discretion by denying the
27
Charles, 146 S.W.3d at 208, 212.
28
Id. at 210. After all, the State does not bear the burden of proof on a claim of ineffective
assistance of counsel, and its failure to present evidence—or even to undermine the evidence
introduced by the appellant—does not necessarily mean that the appellant has presented sufficient
evidence to meet the preponderance standard. Indeed, an appellant’s presentation of
sufficient evidence to support a factfinder’s determination does not entitle him to a favorable ruling
from the factfinder so much as it effectively insulates an initial favorable determination from
subsequent appellate scrutiny.
29
Riley, 378 S.W.3d at 458 (quoting Kober v. State, 988 S.W.2d 230, 233 (Tex. Crim. App.
1999)).
30
Id. at 457.
ODELUGO — 11
appellant’s motion for new trial, the court of appeals apparently reasoned that, because the
appellant’s signed checks, affidavits, and live testimony were all “uncontroverted,” the trial
court erred by failing to find that “[trial counsel] used the money given to him by appellant
for his own interests rather than paying appellant’s restitution.”31 The court of appeals also
found it significant that “the State stipulated that [trial counsel] had in fact received a
‘substantial amount of money’ from appellant that was placed into a trust account[.]” 32 In
his reply brief to the State’s petition for discretionary review, the appellant adds that because
“a person may invoke the right against self incrimination” only when “the invocation [is]
based on the reasonable belief that a truthful answer could be used against the person in a
criminal prosecution[,]” the trial court should have weighed counsel’s invocation of his Fifth
Amendment right as evidence tending strongly to support the claim that trial counsel had
used the appellant’s money in some untoward (indeed, criminal) fashion.33
First, we do not necessarily disagree with the court of appeals that, because the
appellant’s evidence was uncontested, the trial court would have acted reasonably to believe
the appellant’s claims and find that he had met the preponderance standard; that is
undoubtedly one reasonable view of the record. But the trial court’s ruling should
31
Odelugo, 410 S.W.3d at 426-27.
32
Id. at 426.
33
See Appellant’s Brief at 5-8.
ODELUGO — 12
not—indeed, cannot, consistent with our case law—be exhaustively scrutinized from a single
vantage. It must be inspected from every reasonable vantage in the light most favorable to
the trial court’s ruling, and found to have been deficient in each, before it may be overturned
as an abuse of discretion. And in this case, there is at least one reasonable view of the record
that would support the trial court’s denial of the appellant’s motion for new trial,
notwithstanding the “uncontroverted” nature of the appellant’s evidence.
As mentioned, the trial court, as the finder of fact on a motion for new trial, retains
the prerogative to believe or disbelieve any evidence the probativeness of which depends on
the credibility of its source—regardless of whether that evidence was “controverted” by the
opposing party.34 In this case, this includes all of the assertions made by the appellant
regarding whether, how, and when he instructed trial counsel to apply the funds placed in
counsel’s trust. If the trial court did not accept the appellant’s account of the events leading
up to his failure to make the promised restitution payment as credible, it would have acted
within its discretion to find that the appellant failed to carry his burden to establish that trial
counsel had placed his own interests above the appellant’s. Indeed, if the trial court rejected
as incredible even one of the appellant’s factual assertions—that he had provided the funds
to trial counsel for the sole purpose of making state restitution payments—there would be
precious little evidence in the record from which the trial court might draw the inference that
trial counsel ever went against the wishes of his client. And the trial court would have acted
34
Charles, 146 S.W.3d at 210.
ODELUGO — 13
within its discretion to decide that whatever evidence remained after discounting the
appellant’s testimonial evidence would not suffice to meet the preponderance standard.
One such piece of evidence—that is, one for which the probativeness in no way
depended on the trial court’s assessment of the credibility of the appellant—is the State’s
stipulation that “[trial counsel] . . . did receive a substantial amount of money from Mr.
Odelugo that was placed in trust[.]” While the appellant might argue that the State’s
stipulation alone should suffice to support his claim, again, the operative question is whether
the record can reasonably support the trial court’s implicit determination that this evidence
failed to show, by a preponderance of the evidence, that trial counsel actually served
conflicting interests. And the State’s stipulation, standing alone, does not necessarily compel
the conclusion that counsel spent the money inconsistently with the appellant’s wishes; under
a reasonable view of the record, the trial court might reasonably have believed both that trial
counsel received a “substantial amount of money from” the appellant and that counsel never
went against the appellant’s expressed wishes in his disposition of the funds. Furthermore,
even if the trial court deemed the State’s stipulation to be some probative evidence that
counsel did advance his own interests before the appellant’s, the trial court retained the
prerogative to determine what weight to assign to this evidence and would not have acted
unreasonably to determine that, probative though it may be, this evidence did not meet the
preponderance standard—did not make it “more likely than not” that trial counsel had, in
fact, acted against the appellant’s wishes.
ODELUGO — 14
Another piece of evidence for which the appellant contends the probativeness is
independent of the trial court’s opinion of the appellant’s credibility, and that demonstrates
counsel’s conflict of interest, is counsel’s invocation of his own Fifth Amendment right. If
counsel had acted with good faith in his handling of the appellant’s money, the appellant
argues, he would have had no reason to invoke his right to refuse to testify. Here again,
however, even assuming arguendo that it would be permissible for the trial court to weigh
trial counsel’s invocation of his Fifth Amendment right as some evidence that counsel had
acted criminally in his handling of the appellant’s funds,35 it still could not necessarily be
said, if evidenced only by trial counsel’s invocation, that trial counsel used the funds in a
manner inconsistent with the appellant’s wishes. The record would reasonably support a
determination by the trial court either that trial counsel’s pleading his Fifth Amendment right
was not indicative of whether he disobeyed the client’s expressed wishes (as the trial court
35
In its petition for discretionary review, the State cites the Supreme Court case Spevack v.
Klein to argue that trial counsel would have been justified in asserting his Fifth Amendment right
simply to avoid “[t]he threat of disbarment and the loss of professional standing, professional
reputation, and . . . livelihood[.]” State’s Petition for Discretionary Review at 11 (citing Spevack v.
Klein, 385 U.S. 511, 516 (1967)). In this regard, the State seems to suggest that the trial court need
not necessarily have drawn from his invocation of the Fifth Amendment an inference that trial
counsel engaged in criminal activity. The appellant responds that for this Court to indulge in this
line of reasoning would be to “expand the Fifth Amendment privilege far beyond what any other
Court has held,” and accordingly urges us to reaffirm the principle that the invocation of the Fifth
Amendment “must be based on the reasonable belief that a truthful answer could be used against the
person in a criminal prosecution or lead to evidence to be used in a criminal prosecution.”
Appellant’s Reply Brief at 5-6 (citing Zani v. State, 701 S.W.2d 249, 252 (Tex. Crim. App. 1985)).
Because we assume, without deciding, that it would be permissible for the trial court to draw an
inference of criminal activity on trial counsel’s part based solely on counsel’s invocation of his Fifth
Amendment right, and because we nevertheless decide the underlying conflict-of-interest issue
against the appellant, we need not weigh in on this particular point of contention between the parties.
ODELUGO — 15
put it, “Silence is not evidence of guilt”), or that, while somewhat probative as to this point,
it ultimately could not satisfy the preponderance standard. Without some indisputable
showing—one for which the only reasonable interpretation of the evidence is—that counsel
“was required to make a choice between advancing other interests . . . to the detriment of his
client’s interests[,]”36 it cannot be said that the trial court erred when it found that no conflict
of interest existed.
To be sure, there is no question that the trial court would have acted within its
discretion to find that counsel misappropriated his client’s funds in precisely the way that the
appellant alleged. And we do not take lightly the charge that a legal representative acted
against his client’s wishes in the handling of the client’s property—especially when that
property was entrusted to counsel for the purpose of making amends for the client’s admitted
wrongdoing. But it is not the role of this Court to second-guess the determinations of the
trial court on matters of credibility and historical fact merely because we might have decided
those matters differently. When, as in this case, the trial court’s ruling on a motion for new
trial is supported by at least one reasonable view of the record, the ruling may not be
disturbed. The court of appeals erred to circumvent this rule.
B. Was the appellant’s right to effective, conflict-free counsel violated per
se by trial counsel’s invocation of his Fifth Amendment right?
The court of appeals also concluded that, apart from any probative value trial
36
Acosta, 233 S.W.3d at 355.
ODELUGO — 16
counsel’s invocation had in demonstrating that trial counsel misappropriated the appellant’s
funds, “[trial counsel]’s invocation of his own Fifth Amendment right . . . was itself an
advancement of [trial counsel]’s interests above appellant’s interests.” 37 The court of
appeals’s reasoning in this regard seems to be that, because counsel was, by virtue of the fact
that he had been accused of misappropriating his client’s funds, “required to make a choice
between advancing his client’s interest in a fair trial”—by testifying truthfully about his use
of the funds—“or advancing other interests (perhaps counsel’s own)”—by invoking his own
Fifth Amendment right—under Acosta, this case presents an actual conflict of interest.38 The
State has responded that, “far from choosing his own interests over those of the appellant,
[trial counsel]’s invocation may have had the effect of protecting both of them.” 39 In this
regard, the State essentially conjectures that both “the appellant and [trial counsel] were
involved in” some sort of unspecified, illegal “side business transactions,” such that trial
counsel’s invocation would not only shield himself, but also the appellant, from potential
exposure to criminal liability.40
We need not indulge in any of the State’s vague theories that trial counsel potentially
37
Odelugo, 410 S.W.3d at 427 (emphasis added).
38
Acosta, 233 S.W.3d at 355.
39
State’s Petition for Discretionary Review at 12.
40
Id.
ODELUGO — 17
engaged in a criminal conspiracy with his client to nevertheless conclude that the court of
appeals erred to afford the appellant a new trial on the basis of trial counsel’s invocation of
his Fifth Amendment right. Instead, we need only observe that if trial counsel’s refusal to
testify at the hearing on the appellant’s motion for new trial adversely affected the adequacy
of the appellant’s representation, that adverse effect would be limited to the appellant’s
motion for new trial, and could not, in any event, have affected the quality of the appellant’s
representation as to the plea and sentencing proceedings that preceded the motion. After all,
counsel’s invocation came only after the appellant was convicted and sentenced. Thus, given
our determination that the trial court reasonably found that trial counsel had not rendered
ineffective assistance pre-conviction (that is, in the events leading up the trial court’s entry
of a judgment of conviction, including the appellant’s failure to make the promised
restitution payments),41 counsel’s conduct after that point in time (i.e., his assertion of his
Fifth Amendment right) could only have affected what occurred post-conviction (i.e., at the
hearing on the motion for new trial). Were we even inclined to afford the appellant any relief
on the basis of trial counsel’s refusal to testify, it would be to grant him a new hearing on his
motion for new trial—not summarily to grant him a new trial outright—so that he might
obtain more meaningful legal representation in that setting.
But, of course, this discussion only serves to highlight a more fundamental problem
with the court of appeals’s reasoning in this regard: Trial counsel did not represent the
41
See text at Part III-A, ante.
ODELUGO — 18
appellant in filing or arguing the motion for new trial. Rather, the appellant was represented
by appellate counsel on his motion for new trial. In order for the appellant to obtain a new
hearing on his motion on the merits of an ineffective-assistance claim, then, he would have
to demonstrate that appellate counsel rendered ineffective assistance in his handling of the
appellant’s motion for new trial. And the appellant does not contend (indeed, the record
would not support the conclusion) that, because trial counsel refused to testify, appellate
counsel’s representation of the appellant was constitutionally ineffective.
Trial counsel was perhaps the only party at the hearing on the motion with first-hand
knowledge of the ultimate disposition of the appellant’s funds. He knew what the appellant
had asked him to do with the money, when the appellant asked him to do it, and for what
purpose the request was made. But he was no longer tasked with advancing the appellant’s
interests on the motion for new trial—appellate counsel was. In this sense, at least with
regard to the merits of the appellant’s motion for new trial, trial counsel’s role was essentially
relegated to that of a witness, albeit a crucial one. That being the case, it cannot be said that
trial counsel’s decision deprived the appellant of his right to effective representation—which
is, after all, the basis of a Sixth Amendment right-to-counsel claim, whether based on conflict
of interest or not—on the motion for new trial. Accordingly, the court of appeals’s
conclusion that “[trial counsel]’s invocation of his own Fifth Amendment right . . . was itself
an advancement of [trial counsel]’s interests above appellant’s interests,” even if true, does
not ultimately avail the appellant as to the underlying conflict-of-interest claim.
ODELUGO — 19
CONCLUSION
The trial court did not abuse its discretion “in denying appellant’s new-trial motion
on the ground that his trial counsel had a conflict of interest,”42 and the court of appeals erred
to conclude otherwise. The judgment of the court of appeals is therefore reversed. Because
the court of appeals sustained the appellant’s first and second issues on appeal, it did not
reach the appellant’s “third and fourth issues, in which he argue[d] that the trial court erred
in denying his new-trial motion on the ground that his trial counsel failed to adequately
inform him of the immigration consequences of his guilty plea.”43 Accordingly, the cause
is remanded to the court of appeals for that court to address the remaining issues “necessary
to the final disposition” of the appellant’s appeal from the judgment of conviction.44
DELIVERED: SEPTEMBER 17, 2014
PUBLISH
42
Odelugo, 410 S.W.3d at 427.
43
Id.
44
See TEX . R. APP . P. 47.1 (“The court of appeals must hand down a written opinion that is
as brief as practicable but that addresses every issue raised and necessary to final disposition of the
appeal.”).