TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN
NO. 03-10-00091-CV
Silver B & Laviolette, LLC, Appellant
v.
GH Contracting, Inc., Appellee
FROM THE DISTRICT COURT OF TRAVIS COUNTY, 53RD JUDICIAL DISTRICT
NO. D-1-GN-09-001937, HONORABLE GISELA D. TRIANA-DOYAL, JUDGE PRESIDING
MEMORANDUM OPINION
Appellant Silver B & Laviolette, LLC, brings this restricted appeal to challenge a
no-answer default judgment obtained against it by appellee GH Contracting, Inc., in a breach of
contract case. Silver B asserts that the default judgment should be overturned because of improper
service of process. In a single issue, Silver B contends that service on Silver B lacked strict
compliance with the rules of service because the address on the return of service does not match the
address on the citation. Because we conclude that Silver B has failed to demonstrate error on the
face of the record, we affirm the trial court’s judgment.
FACTUAL AND PROCEDURAL BACKGROUND
In May 2008, GH Contracting, Inc., entered into a contract with Silver B to provide
labor, materials, and equipment for a residential construction project. In June 2009, GH Contracting,
Inc., filed suit against Silver B and Wayne Laviolette, its managing member and registered agent,
asserting breach of contract and quantum meruit claims to recover sums it contended Silver B had
failed to pay under the parties’ contract and seeking foreclosure of its mechanic’s lien on the
property. The petition stated that Laviolette could be served individually and in his capacity as
Silver B’s registered agent at Silver B’s registered office address, 9430 Research Blvd., Suite 180,
Echelon IV, Austin, Travis County, Texas 78759. Citations were issued to “Silver B and Laviolette
LLC by serving its registered agent, Wayne Laviolette” and to Laviolette, both at the registered office
address cited in the petition.
Although it is not clear from the record, it appears that at some point, the process
server communicated with Laviolette about service, and Laviolette went to the process server’s
office to accept the citations.1 The executed return of service on Silver B2 states:
Executed at 221 E. 9th Street, Austin TX 78701, within the County of Travis, by
delivering to SILVER B. AND LAVIOLETTE LLC, by delivering to its registered
agent, WAYNE LAVIOLETTE, in person, a true copy of the above specified civil
process, having first endorsed on such copy the date of delivery.
There is no dispute that Laviolette was personally served at the address stated in the return.
Both defendants failed to answer, and the trial court entered a default judgment
against Silver B and Laviolette in the amount of $653,214.35, including principal damages,
prejudgment interest, and attorney’s fees, as well as postjudgment interest, court costs and attorney’s
1
In its briefing, GH Contracting, Inc., states that “Laviolette travelled to the process server’s
office to personally retrieve the citations.” Silver B offers no explanation as to whose address the
address stated in the return is or why Laviolette, as registered agent for Silver B, accepted service
at that location.
2
Laviolette, individually, is not a party to this appeal.
2
fees on appeal. The judgment also ordered foreclosure of the mechanic’s lien to satisfy
the judgment. After the judgment was entered, Rudy Belton purchased the judgment from
GH Contracting, Inc., which filed an Assignment of Judgment and Judgment Liens with the trial
court.3 Silver B subsequently filed a timely notice of restricted appeal.
ANALYSIS
Restricted Appeal
In a restricted appeal, a party must satisfy four elements to obtain reversal of the
underlying judgment: (1) A notice of appeal must be brought within six months of the date of
judgment, (2) by a party to the suit, (3) who did not participate at trial and did not timely file a
postjudgment motion, request for findings of fact and conclusions of law, or notice of appeal, and
(4) error must be apparent from the face of the record. See Tex. R. App. P. 26.1(c); Alexander
v. Lynda’s Boutique, 134 S.W.3d 845, 848 (Tex. 2004). Here, the only disputed element is whether
error exists on the face of the record that would require reversal of the default judgment. For
purposes of a restricted appeal, the record consists of all papers filed in the appeal, including
the statement of facts. Norman Commc’ns v. Texas Eastman Co., 955 S.W.2d 269, 270 (Tex. 1997)
(per curiam). However, the rule in Texas “has long been that evidence not before the trial court prior
to final judgment may not be considered in a [restricted appeal] proceeding.” General Elec. Co.
v. Falcon Ridge Apartments, Joint Venture, 811 S.W.2d 942, 944 (Tex. 1991) (citations omitted).
3
By virtue of the assignment, Belton is the real party in interest and has joined in
GH Contracting, Inc.’s Appellee’s Brief.
3
Return of Service
It is well established that strict compliance with the rules of service must be evident
from the face of the record for a reviewing court to uphold a default judgment. Primate Constr., Inc.
v. Silver, 884 S.W.2d 151, 152 (Tex. 1994) (citations omitted). If strict compliance is not shown,
the service of process is “invalid and of no effect.” Ulvalde Country Club v. Martin Linen Supply
Co., 690 S.W.2d 884, 885 (Tex. 1985) (per curiam). Further, in contrast to the usual rule that all
presumptions will be made in support of a judgment, when a default judgment is challenged, “[t]here
are no presumptions in favor of valid issuance, service, and return of citation . . . .” Primate Constr.,
884 S.W.2d at 152. It is the responsibility of the party who obtains the default judgment to see that
service of process is properly accomplished, see Tex. R. Civ. P. 99(a), and the responsibility
“extends to seeing that service is properly reflected in the record,” independent of recitals in the
default judgment. See Primate Constr., 884 S.W.2d at 153; Hunt v. Yepez, No. 03-04-00244-CV,
2005 Tex. App. LEXIS 6964, at *7-8 (Tex. App.—Austin Aug. 24, 2005, no pet.) (mem. op.).
Rule 107 of the Texas Rules of Civil Procedure governs the return of service and
provides in relevant part as follows:
The return of the officer or authorized person executing the citation shall be
endorsed on or attached to the same; it shall state when the citation was served and
the manner of service and be signed by the officer officially or by the authorized
person. The return of citation by an authorized person shall be verified.
Tex. R. Civ. P. 107. The return of service is not a trivial or merely formulaic document. Primate
Constr., 884 S.W.2d at 152. If any of the requirements of Rule 107 are not met, the return
is fatally defective and will not support a default judgment under direct attack. See Travieso
4
v. Travieso, 649 S.W.2d 818, 820 (Tex. App.—San Antonio 1983, no writ); Rowsey v. Matetich,
No. 03-08-00727-CV, 2010 Tex. App. LEXIS 6532, at *19 (Tex. App.—Austin Aug. 12, 2010, no
pet.) (mem. op.). Strict compliance, however, does not require “‘obeisance to the minutest detail.’”
Williams v. Williams, 150 S.W.3d 436, 443-44 (Tex. App.—Austin 2004, pet. denied) (quoting Ortiz
v. Avante Villa at Corpus Christi, Inc., 926 S.W.2d 608, 613 (Tex. App.—Corpus Christi 1996, writ
denied); Herbert v. Greater Gulf Coast Enters., Inc., 915 S.W.2d 866, 871 (Tex. App.—Houston
[1st Dist.] 1995, no writ)). As long as the record as a whole shows that the citation was served on
the defendant, service of process will not be invalidated. Id. at 444 (citations omitted).
Silver B contends that the return of service contains a fatal defect requiring reversal
of the default judgment. Specifically, Silver B argues that because the address on the return of
service does not match the address on the citation, service did not strictly comply with the rules
governing a valid return of citation. We disagree. Although it is clear from the face of the record
that the address on the return of service differs from the address in the citation, Rule 107 does not
require that the citation and return recite the same address. See Tex. R. Civ. P 107. Nor does Rule
106 state that when a party is personally served, as in this case, service must be at the address listed
in the citation. See Tex. R. Civ. P. 106(a); Then West, Inc./Bait House, Inc. v. Sorrells,
No. 05-01-01874-CV, 2002 Tex. App. LEXIS 4596, at *12 (Tex. App.—Dallas June 28, 2002, no
pet.) (not designated for publication).
Moreover, in this case, it is clear that the return strictly complies with the express
requirements of Rule 107. The return states that Silver B was served by delivery to its registered
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agent, Laviolette, in person, at the time and date recited. Significantly, Silver B does not dispute that
its registered agent was personally served at the address stated in the return of citation.
When faced with similar facts, our sister courts have found no error on the face of the
record. In Garcia v. Gutierrez, Garcia contended that service was defective because he
was served at a different address from that stated on the citation. 697 S.W.2d 758, 760 (Tex.
App.—Corpus Christi 1985, no writ). The court acknowledged the requirement of strict compliance
but stated, “[W]here as here, the return affirmatively states that it was served on the named
defendant, we hold, he may be served wherever he can be found in the county, and the person
executing the citation is not limited to the address mentioned.” Id.
Silver B attempts to distinguish Garcia on the ground that it involved service on an
individual defendant rather than on an entity through its registered agent. However, there is no
distinction in the rules between service on individuals and service on entities. See generally Tex.
R. Civ. P. 99-119. Moreover, other courts have cited Garcia in applying the same reasoning to
service on registered agents. See Westcliffe, Inc. v. Bear Creek Constr., Ltd., 105 S.W.3d 286, 291
(Tex. App.—Dallas 2003, no pet.) (process server authorized to serve citation on registered agent
wherever found, and correction of typographical error in address on citation did not invalidate
service); Then West, 2002 Tex. App. LEXIS 4596, at *12-13 (registered agent may be served
wherever found and difference between address in petition and address on citation and return did not
invalidate personal service).4
4
See also Eagle Commercial Builders, Inc. v. Milam & Co. Painting, Inc., No. 07-01-0310-
CV, 2002 Tex. App. LEXIS 5851 (Tex. App.—Amarillo Aug. 12, 2002, pet. denied) (not designated
for publication). In Eagle Commercial Builders, on facts similar to those in this case, citation was
6
Silver B also urges that we not follow Garcia because it is contrary to this Court’s
decision in North Carolina Mutual Life Insurance Co. v. Whitworth, 124 S.W.3d 714 (Tex. App.
—Austin 2003, pet. denied). North Carolina Mutual Life, however, is distinguishable from the
instant case in that, while there was a discrepancy between the address on the citation and the address
on the return of service in that case, it was decided on the issue of a variance in the names on the
citation and on the return of service,5 not on the issue of the difference in addresses. See id. at
718-22. In fact, this Court noted that the record showed the registered agent had moved to the new
address where citation was served before addressing only the issue of the variance in names. Id. at
716. In addition, although there was personal service on North Carolina Mutual Life’s registered
agent, because of confusion about the agent’s status,6 there was conflicting evidence regarding actual
issued to Eagle’s registered agent at Eagle’s registered office address. Id. at *3. The constable
wrote, above the typed address, another address, which apparently was the agent’s home address, and
served the agent at the home address. Id. at *3-4. In holding that strict compliance does not require
service of a registered agent at the registered office address, the court impliedly found that service
on a registered agent at an address different from that on the citation does not invalidate service. See
id. at *8.
5
The citation was issued to North Carolina Mutual Life Insurance Company, but the return
omitted the word “Life.” North Carolina Mut. Life Ins. Co. v. Whitworth, 124 S.W.3d 714, 716
(Tex. App. —Austin 2003, pet. denied). This Court concluded that because “companies sometimes
use slight variations on word combinations to name distinct entities . . . the omission of the word
‘Life’ . . . [was] significant.” Id. at 720. Moreover, there was “no showing in the record that the
different names were not separate companies.” Id.
6
Citation was served on the registered agent whose name was on file in the secretary of
state’s office. Id. at 717. However, the evidence showed that he did “not recall ever agreeing to
serve” as the company’s registered agent and, in a letter forwarding the petition to the company more
than one month after service, he requested that the company appoint another agent and stated his
intention to remove his name as the company’s agent. Id.
7
receipt by the company.7 See id. at 720. Because the issue in North Carolina Mutual Life was a
discrepancy in names, not addresses, and because there were questions regarding the company’s
registered agent and receipt of citation, we do not find North Carolina Mutual Life controlling on
the facts in this case.
Moreover, other courts have found that discrepancies between the addresses in the
citation and in the return do not invalidate service. In Myan Management Group, L.L.C. v. Adam
Sparks Family Revocable Trust, Myan argued that the return was invalid because it listed a different
suite number for Myan’s registered agent from that stated in the citation. 292 S.W.3d 750, 754 (Tex.
App.—Dallas 2009, no pet.). The court disagreed, noting that Rule 107 does not require that the
return include an address and stating that “the law is settled that listing a different address on the
return and citation will not render service invalid.” Id. (citing Garcia, 697 S.W.2d at 760).
Similarly, in Cotton Patch Cafe, Inc. v. McCarty, the return of service stated a
different zip code from that on the citation. No. 02-05-082-CV, 2006 Tex. App. LEXIS 1833, at
*19-20 (Tex. App.—Fort Worth Mar. 9, 2006, no pet.) (mem. op.). Cotton Patch argued that the
numerical discrepancy constituted error on the face of the record. Id. at 20-21. The court disagreed,
stating that “because the return of citation complies with Rule 107, because Cotton Patch does not
7
In forwarding information to the company, the agent used yet another variant of the
company name, and the certified mail return receipts also contained conflicting variations on the
name. Id. at 720. In addition, the return receipts did not indicate the name of the company on whose
behalf the mail was received. Id. The court noted that these variances “rais[ed] more uncertainty
about the propriety of service,” id. at 722, and concluded that “despite indications in the record that
[North Carolina Mutual Life] eventually received a copy of the citation and petition, the service of
citation did not strictly comply with the rules of procedure . . .” and the return was deficient because
of the discrepancy between the name of the company as recited on the citation and as stated on the
return. Id.
8
claim that it did not receive service, and because the citation and return show that citation was
actually served on Cotton Patch’s registered agent, we hold that the service was not defective . . . .”
Id. at 21-22.
Silver B also relies on Mendoza v. R.O.T., Inc., No. 04-00-00163-CV, 2000 Tex. App.
LEXIS 6077 (Tex. App.—San Antonio Sept. 6, 2000, no pet.) (not designated for publication).
Mendoza, however, involved discrepancies between the address recited in the petition for service on
several defendants and the varying addresses stated in the citations and returns, as well as multiple
errors on the returns, and is distinguishable on its facts. In Mendoza, R.O.T. sued seven corporate
and individual residents of the Republic of Mexico and stated in its petition that all seven could be
served at the same address in Mexico. Id. at *4-5. The record showed that all seven returns were
served in a different state from that recited in the petition. Id. at *6-8. In addition, the record
showed that four were also served in a different state from that stated in the citation, none of the
returns was signed, two had variances in the defendants’ names, and two stated that they had been
served in the County of Mexico although Mexico has no counties.8 Id. Noting that each citation
indicated service at a different location from that stated in the petition, the court held that service was
8
The record also showed that although the citations were purportedly served in Mexico,
none were translated into Spanish, Mendoza v. R.O.T., Inc., No. 04-00-00163-CV, 2000 Tex. App.
LEXIS 6077, at *5 (Tex. App.—San Antonio Sept. 6, 2000, no pet.) (not designated for publication)
and that, based on the times noted for receipt by the process server and service on defendants, the
process server was able to obtain the citations in Laredo, Texas, fly to Mexico City, go through
customs and immigration, travel from the airport to the defendants’ offices, and serve them in
three hours and 40 minutes. Id. at *5 n.2. In addition, the record did not reflect whether the
defendants received personal service or actual notice, see id. at *5, and R.O.T. did not file an
appellate brief. Id. at *2.
9
invalid.9 Id. at *8-9. Because of the differing issues involved and the multiple errors on the face of
the record in Mendoza, we find it inapplicable when, as here, personal service on the registered agent
is undisputed, and we decline to follow it.
Silver B’s sole complaint is that the address on the return differed from that on the
citation. The rules of service, however, do not require that the two addresses be the same or that
service be at the address stated in the citation. See Tex. R. Civ. P. 99, 106, 107. In fact, the rules
do not even require that the return include an address. See Tex. R. Civ. P. 107. Because the return
complied with Rule 107, and because Silver B does not dispute that it was served by personal service
on its registered agent, we conclude that the return meets the standard of strict compliance, see
Primate Constr., Inc., 884 S.W.2d at 152, and that there is nothing on the face of the record that
demonstrates defective service. We overrule Silver B’s single issue.
CONCLUSION
Having overruled Silver B’s only challenge to the default judgment, we affirm the
district court’s judgment.
9
In its holding, the court states that “[s]ervice at an incorrect address is a ground upon which
default judgment will be set aside,” citing Royal Surplus Lines Insurance Co. v. Samaria Baptist
Church, 840 S.W.2d 382, 383 (Tex. 1992). Mendoza v. R.O.T., Inc., No. 04-00-00163-CV,
2000 Tex. App. LEXIS 6077, at *8 (Tex. App.—San Antonio Sept. 6, 2000, no pet.) (not designated
for publication). However, we find that to be an overly broad reading of Royal Surplus Lines, which
involved service on the secretary of state by certified mail. The supreme court’s narrow holding in
that case was that “[a] typographical error in the forwarding address typed by the Secretary is
grounds to set aside a default judgment based on substituted service.” 840 S.W.2d at 383.
Therefore, Royal Surplus Lines is inapplicable on the facts in the record before us, where personal
service on the registered agent is undisputed. See also Then West, 2002 Tex. App. LEXIS 4596,
at *12-13 (difference between address in petition and address on citation and return does not
invalidate personal service).
10
__________________________________________
Jan P. Patterson, Justice
Before Justices Patterson, Puryear, and Henson
Affirmed
Filed: October 12, 2010
11