Morris-Andino v. Development Bank

USCA1 Opinion









UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT

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No. 93-2389


EMILIO MORRIS, a/k/a EMILIO MORRIS-ANDINO

Plaintiff, Appellant,

v.

THE GOVERNMENT DEVELOPMENT BANK OF PUERTO RICO, ET AL.,

Defendants, Appellees.

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APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF PUERTO RICO

[Hon. Raymond L. Acosta, U.S. District Judge]
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Before

Selya, Cyr and Boudin, Circuit Judges.
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Juan M. Masini-Soler, with whom Ramon Rivera-Iturbe was on
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brief, for appellant.
John F. Nevares, with whom Ilsa Y. Figueroa-Arus and Smith &
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Nevares were on brief, for appellees.
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June 29, 1994

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SELYA, Circuit Judge. Plaintiff-appellant Emilio
SELYA, Circuit Judge.
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Morris-Andino (Morris) appeals from an order of the district

court granting summary judgment against him in a suit that he

had brought under 42 U.S.C. 1983 (1988). We affirm.

I.
I.
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Background
Background
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Appellant is a financial analyst who has been

employed by the Government Development Bank, an agency of the

Commonwealth of Puerto Rico, since 1965. On June 6, 1989,

appellant received a letter from Emilio Pena-Fonseca, a senior

vice president of the bank, telling him that he was under

investigation for alleged illegalities related to the

performance of his official duties.1 Shortly thereafter,

appellant appeared at an administrative hearing and denied the

charges. No other action was taken in this time frame.

On September 20, the Commonwealth preferred criminal

charges against appellant, alleging that he had committed the

felony of undue influence.2 Following his arrest, appellant

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1All dates mentioned in this opinion describe events
occurring in 1989 unless otherwise indicated.

2The anti-corruption statute under which Morris was charged
provides in pertinent part:

Every person who obtains or attempts to
obtain from another any benefit by claiming
or pretending that he is in a position to
influence, in any way, the conduct of a
public official or employee with respect to
the exercise of his functions, shall be
punished [as provided by law].

P.R. Laws Ann. tit. 33, 4364 (1983).

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received a letter from Ramon Canter-Frau, president of the

bank, suspending him from his post with pay "until further

notice." This letter bore a date of October 9, and appellant

does not deny that he received it on that day.

On October 26, appellant's prospects brightened; a

commonwealth court found no probable cause and dismissed the

pending criminal charges. Buoyed by this victory, appellant

wrote a letter to the bank's board of directors inquiring about

the status of his suspension. The chairman of the board, Ramon

Garcia Santiago (Garcia), acknowledged appellant's query by

letter dated November 27. Garcia informed appellant that the

suspension constituted a temporary measure that would remain in

effect pending the completion of an internal investigation

being conducted by the bank. Garcia's letter further noted

that there had not yet been any "final decision" that could be

appealed to the board of directors.

On December 26, appellant received another letter

from Canter-Frau. This missive notified appellant that two

internal charges had been lodged against him and offered him an

opportunity to defend himself in respect to these charges at an

administrative hearing. The letter stated that a failure

adequately to refute the charges could lead to appellant's

discharge.

Just under a year later, appellant filed suit against

the bank and various bank officials, including Garcia, Canter-

Frau, and Pena-Fonseca. Invoking 42 U.S.C. 1983, appellant


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claimed that the defendants had suspended him based on his race

and political beliefs, thus violating his civil rights. The

defendants denied the accusations and, in due season, moved for

summary judgment. They contended, inter alia, that the suit,
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which had been commenced on December 21, 1990, was time-barred.

The motion was referred to a magistrate judge who recommended

granting it. The district court honored the recommendation.

Morris now appeals.

II.
II.
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Applicable Legal Principles
Applicable Legal Principles
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A.
A.
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The Summary Judgment Standard
The Summary Judgment Standard
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Summary judgment is appropriate when the record

reflects "no genuine issue as to any material fact and . . .

the moving party is entitled to a judgment as a matter of law."

Fed. R. Civ. P. 56(c). "In this context, `genuine' means that

the evidence about the fact is such that a reasonable jury

could resolve the point in favor of the nonmoving party. . . ."

United States v. One Parcel of Real Property, Etc. (Great
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Harbor Neck, New Shoreham, R.I.), 960 F.2d 200, 204 (1st Cir.
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1992). By like token, "`material' means that the fact is one

that might affect the outcome of the suit under the governing

law." Id. (quoting Anderson v. Liberty Lobby, Inc., 477 U.S.
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242, 248 (1986)).

Appellate review of an order granting summary

judgment is plenary. See Pagano v. Frank, 983 F.2d 343, 347
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(1st Cir. 1993); Rivera-Muriente v. Agosto-Alicea, 959 F.2d
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349, 352 (1st Cir. 1992). In undertaking such review, the

court of appeals must scrutinize the summary judgment record in

the light most amiable to the party opposing the motion,

indulging all reasonable inferences in that party's favor. See
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Pagano, 983 F.2d at 347; Griggs-Ryan v. Smith, 904 F.2d 112,
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115 (1st Cir. 1990).

Notwithstanding the liberality of this standard, the

nonmovant cannot simply rest on perfervid rhetoric and unsworn

allegations. When, for example, defendants invoke Rule 56 and

identify a fatal flaw in a plaintiff's case, it becomes the

plaintiff's burden to produce specific facts, in suitable

evidentiary form, to contradict the flaw's existence and

thereby establish the presence of a trialworthy issue. See
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Rivera-Muriente, 959 F.2d at 352. If the plaintiff fails to
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shoulder this burden, then the court may adjudicate the motion

as a matter of law.

In an appropriate case, Rule 56 can be employed to

determine the applicability of a statutory time bar to a

particular set of facts. See id.; see also Jensen v. Frank,
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912 F.2d 517, 520 (1st Cir. 1990).

B.
B.
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The Limitations Period
The Limitations Period
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Local law determines the limitations period for

section 1983 claims. See Wilson v. Garcia, 471 U.S. 261, 269
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(1985). As a general rule, federal courts borrow the


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limitations period for personal injury actions and apply that

period to section 1983 claims. See id. at 276. In Puerto
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Rico, the applicable limita- tions period is one year. See
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P.R. Laws Ann. tit. 31, 5298(2) (1991); see also Rivera-
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Muriente, 959 F.2d at 353; Rodriguez Narvaez v. Nazario, 895
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F.2d 38, 42 (1st Cir. 1990); Torres v. Superintendent of
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Police, 893 F.2d 404, 406 (1st Cir. 1990).
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In cases brought pursuant to section 1983, an

inquiring court must consult federal law in order to fix the

point in time from which the limitations period begins to

accrue. See Rivera-Muriente, 959 F.2d at 353; Street v. Vose,
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936 F.2d 38, 40 (1st Cir. 1991), cert. denied, 112 S. Ct. 948
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(1992). Under the federal rule, accrual commences when a

plaintiff knows, or has reason to know, of the discriminatory

act that underpins his cause of action. See Chardon v.
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Fernandez, 454 U.S. 6, 8 (1981); Delaware State Coll. v. Ricks,
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449 U.S. 250, 258 (1980); Rivera-Muriente, 959 F.2d at 353.
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III.
III.
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Analysis
Analysis
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The issue on appeal is whether the district court

appropriately entered summary judgment on the ground that

appellant sued beyond the one-year limitations period. Since

appellant commenced his action on December 21, 1990, our

inquiry reduces to whether appellant's cause of action accrued

more than one year before that date. The defendants contend

that the October 9 letter, which notified appellant of the


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suspension, sufficed to wind the limitations clock and start it

ticking. Appellant contends that he was not on sufficient

notice of his predicament until he received the December 26

letter, and that the clock did not begin to tick until that

moment. The district court found that the defendants' clock

kept better, more accurate time. We agree.

The rule in an employment discrimination case is that

the limitations period begins to run when the claimant receives

unambiguous and authoritative notice of the discriminatory act

(which is another way of saying that the period begins to run

when the employee learns of the adverse employment action).

See Rivera-Muriente, 959 F.2d at 353 (holding that unequivocal
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notice of the adverse employment action is all that is required

to trigger the limitations period) (collecting cases); see also
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Sheldon H. Nahmod, Civil Rights and Civil Liberties Litigation
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9.05 at 265 (3d ed. 1991) ("[I]t is only necessary for the

plaintiff in an employment situation to be effectively notified

of a discharge for the cause of action to accrue at the time of

notification."). Thus, the key question to be answered here is

temporal: at what juncture did appellant reliably know of the

injury to which this lawsuit relates? See Rivera-Muriente, 959
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F.2d at 353. In answering this question, the critical datum is

the point in time at which the discriminatory act occurred.3

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3We believe it is vital to this inquiry that appellant is
only contesting his suspension. The bank never discharged him,
and, in fact, appellant's counsel reported at oral argument that
the bank eventually cleared him of all charges and reinstated him
in his position. Moreover, appellant received his salary and

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See Ricks, 449 U.S. at 258.
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We think that the October 9 letter speaks for itself

and its tones are stentorian. That letter stated in plain

terms that the bank had suspended appellant indefinitely. It

provided ample and unequivocal notice of the adverse employment

action. The terms and conditions of the suspension did not

vary in any way from that moment forward. Consequently, the

limitations clock began to tick when appellant received the

letter.

We reject appellant's asseveration that the letter of

December 26, rather than the letter of October 9, marks the

beginning of the limitations period. The later letter did

nothing more than provide notice to appellant of the

continuance of his suspension. Hence, this letter, which

signifies a particularly painful point in the process because

it advises appellant, presumably for the first time, of the

possibility that he might be cashiered, had no effect upon the

running of the limitations period. After all, the point in

time at which the consequences of the act become hardest to

bear which may or may not coincide with the occurrence of the

act itself has no relevance for purposes of framing the

limitations period. See Chardon, 454 U.S. at 8; Ricks 449 U.S.
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at 258.

Appellant has another string to his bow but it is

badly frayed. This initiative rests on the notion that

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benefits throughout the period of his suspension.

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appellant's claim did not accrue until he knew of both the
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suspension and the defendants' discriminatory animus. Stated a

different way, appellant contends that his cause of action

existed in what amounts to a state of suspended animation until

he became aware of the racial and political motives behind the

adverse employment decision. We cannot countenance this

contention.

It is by now well established that, in employment

discrimination actions, limitations periods normally start to

run when the employer's decision is made and communicated to

the affected employee. See Ricks, 449 U.S. at 261; see also
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Muniz-Cabrero v. Ruiz, ___ F.3d ___, ___ (1st Cir. 1994) [No.
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93-2099, slip op. at 7] (explaining that, in such situations,

the "limitations period . . . ordinarily starts when the

plaintiff knows . . . of the harm on which the action is

based") (citation and internal quotation marks omitted); Nahmod

supra, 9.04 at 252-53 (collecting cases). This rule of law
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is grounded on a solid foundation: when an employee knows that

he has been hurt and also knows that his employer has inflicted

the injury, it is fair to begin the countdown toward repose.

And the plaintiff need not know all the facts that support his

claim in order for countdown to commence. See Sturniolo v.
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Sheaffer, Eaton, Inc., 15 F.3d 1023, 1025 (11th Cir. 1994);
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Blumberg v. HCA Mgmt. Co., 848 F.2d 642, 645 (5th Cir. 1988),
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cert. denied, 488 U.S. 1007 (1989); see also Baker v. Board of
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Regents, 991 F.2d 628, 632 (10th Cir. 1993); Rivera-Muriente,
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959 F.2d at 354; cf. Jensen, 912 F.2d at 521-22 (enunciating
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substantially similar rule in respect to time constraints

applicable to the filing of administrative notices in Title VII

cases).

Morris's case in no way warrants a departure from

this settled rule of law. By October 9, appellant had learned

authoritatively of his suspension. He knew the stated reason

for it and could assess its legitimacy. He knew how he had

conducted himself while on official business. As a veteran

employee, he knew (or, alternatively, was chargeable with

knowledge of) the agency's policies, practices, and precedents.

No more was exigible. Appellant had sufficient information in

October to enable him to bring a discrimination claim against

the bank.4

At the expense of carting coal to Newcastle, we add

two final comments. First, we note that the rules for

prescription of employment discrimination actions are not

inflexible. In a proper case, the doctrine of equitable

tolling ensures fundamental fairness. See, e.g., Rivera-Gomez
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v. de Castro, 843 F.2d 631, 633-36 (1st Cir. 1988). In this
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instance, however, appellant, though hinting at the possible


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4Of course, it might be argued that a subtle change in
circumstances occurred on November 27, when appellant, for the
first time, learned that his suspension did not rise and fall
with the outcome of the criminal charges. But appellant has not
cited November 27 as the trigger date, and, moreover, appellant's
suit, measured from that date, would still be out of time. For
these reasons, it would serve no useful purpose to explore this
possibility.

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applicability of equitable tolling, has neither explicitly

claimed the doctrine's benefit nor demonstrated an entitlement

to it. Any such argument is, therefore, waived. See Ryan v.
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Royal Ins. Co., 916 F.2d 731, 734 (1st Cir. 1990) (ruling "that
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issues adverted to on appeal in a perfunctory manner,

unaccompanied by some developed argumentation, are deemed to

have been abandoned"); United States v. Zannino, 895 F.2d 1, 17
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(1st Cir.) (same), cert. denied, 494 U.S. 1082 (1990).
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In any event, the facts of this case do not lend any

encouragement to the possibility of equitable modification. To

prevail on such a claim, an employee must prove not only that

he was unaware of the employer's discriminatory animus but also

that the employer actively misled him, to his detriment. See
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Jensen, 912 F.2d at 521. There is no evidence in the instant
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record to suggest either misleading conduct or detrimental

reliance.

Second, we think that deviating from the usual rule

as appellant entreats would undermine the core principle on

which statutes of limitations in employment discrimination

cases rest, namely, protecting employers "from the burden of

defending claims arising from employment decisions which are

long past," while, concomitantly, protecting those employees

who act celeritously to enforce their perceptible rights.

Ricks, 449 U.S. at 256-57 (citation omitted). Charting such a
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course could cause perpetual insecurity on the part of

employers, for, unlike the giving of notice a matter that is


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subject to objective verification the time when an employee

suspects an employer's discriminatory animus is almost

impossible to verify, especially since the employer most often

will deny that the animus exists at all. We see no basis for

importing such uncertainty into the law.

IV
IV
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Conclusion
Conclusion
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We need go no further.5 "Come what, come may, time

and the hour runs through the roughest day." William

Shakespeare, Macbeth, act I, sc. 3 (1606). Here, appellant
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allowed too much time to run for too many days before

instituting legal action. Because the limitations period had

expired, the lower court appropriately granted the defendants'

motion for brevis disposition.
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Affirmed.
Affirmed.
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5Because Morris's claims are time-barred, we take no view of
any other possible deficiencies in his case, including the
intriguing question of what (if any) damages he may have
suffered.

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