NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 05a0086n.06
Filed: February 4, 2005
No. 04-1796
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
UNITED STATES OF AMERICA
Plaintiff-Appellee, On Appeal from the United
States District Court for the
v. Western District of
Michigan, Southern Division
KEVIN ARTHUR PARKER,
Defendant-Appellant.
Before: BOGGS, Chief Judge; CLAY, Circuit Judge; WALTER, District
Judge*
PER CURIAM. Defendant-Appellant, Kevin Arthur Parker (hereinafter “Parker”), appeals
the ten-month sentence he received when the District Court revoked Parker’s probation. Parker
asserts that his sentence was plainly unreasonable since it was allegedly based on unproven
assumptions by the court: that he had never served any time in prison prior to this sentence; and, the
District Court failed to consider alternatives to imprisonment. This Court finds that the District
court’s decision to revoke Parker’s probation and sentence him to ten months’ imprisonment was
not an abuse of discretion, and AFFIRMS Parker’s sentence.
I.
After pleading guilty to making false statements in the acquisition of a firearm, contrary to
*
The Honorable Donald E. Walter, United States District Judge for the Western District of Louisiana,
sitting by designation.
No. 04-1796 2
18 U.S.C. §922(a)(6), defendant, Kevin Parker (“Parker”), received a sentence of three years’
probation on May 20, 2002. Parker’s original sentencing guideline range was 0 - 6 months.
In September 2002, Parker pled guilty to violating his probation by possessing and using
marijuana, associating with others engaged in criminal activity and frequenting places where
controlled substances were sold. His probation was continued and he was ordered to participate in
testing and treatment for drug abuse as directed.
In May 2004, the Probation Department filed a Petition for Warrant alleging that Parker had
been arrested for drunk driving in Union City, Michigan, at which time he had a blood alcohol level
of 0.15%.
At a hearing on June 16, 2004, Parker admitted he drank rum and coke at his girlfriend’s
house. Parker also admitted he could not control how much he drank. Parker planned to control his
problem by attending AA meetings. The Court accepted his plea and found him guilty.
The Court specifically found, after citing defendant’s two previous incidents in federal
court (his initial charge and the first violation), that defendant was “not amenable to
supervision” and that Parker did not handle supervision well. Joint Appendix (“J.A.”), p. 47.
The Court sentenced Parker to serve ten months in prison with no supervised release
to follow. This timely appeal followed.
II.
This Court reviews a district court’s decision to revoke supervised release for an abuse of
discretion. United States v. Webb, 30 F.3d 687, 688 (6th Cir. 1994); United States v. Stephenson,
928 F.2d 728, 731 (6th Cir. 1991). The Court “will affirm a district court’s sentence of
imprisonment upon revocation of supervised release if it shows consideration of the relevant
No. 04-1796 3
statutory factors and is not plainly unreasonable.” United States v. McClellan, 164 F.3d 308, 309
(6th Cir. 1999).
The court’s sentence must reflect consideration of U.S.S.G. Chapter 7 policy statements and
the factors listed in 18 U.S.C. § 3553. McClellan, 164 F.3d at 309-10. The policy statements from
Chapter 7 recommend a range of 4-10 months for an individual with Parker’s violation category (C)
and criminal history (II). U.S.S.G. §7B1.4; J.A., pp. 19-20. However, the policy statements are
merely advisory and do not bind the district court. Webb, 30 F.3d at 689.
In the absence of controlling guidelines, the district court’s sentence must reflect
consideration of certain factors listed in §3553, and may not be plainly unreasonable. See 8 U.S.C.
§ 3565(a)(2)1 & 3553. The relevant factors listed in §3553 include: the nature of the offense; the
need to deter criminal conduct, to protect the public, and to provide defendant with appropriate
treatment; any guideline range for sentencing; guideline policy statements; and avoidance of
unwarranted disparities. Id.; United States v. Washington, 147 F.3d 490, 491 (6th Cir. 1998). While
the district court need not follow a “ritualistic incantation” of the relevant factors, the court must
articulate enough of its reasoning to allow informed appellate review. McClellan, 164 F.3d at 310;
Washington, 147 F.3d at 490.
In his appeal, defendant asserts that his 10-month sentence was plainly unreasonable since
it was “based, in part, on an assumption about the number of times the defendant had driven drunk,
without any proof, and where it sent a man to prison for ten (10) months who previously had never
1
Prior to 1994, 18 U.S.C. § 3565(a)(2) provided that in sentencing for a probation
violation, the district court was authorized to impose any sentence that was available “at the
time of the initial sentencing.” However, §3565 was amended in 1994 to omit that
qualifying language. Now, the statute authorizes the court to “revoke the sentence of
probation and resentence the defendant under subchapter A,” the general provision for
sentencing set out at 18 U.S.C. §§3553, et seq. See United States v. Hudson, 207 F.3d 852,
853 (6th Cir. 2000).
No. 04-1796 4
served any time in prison at all and where his original sentencing guideline was 0-6 months.” See
Appellant’s Brief, p. 7. Defendant also asserts that the District Court failed to consider alternatives
to imprisonment.
In the case sub judice, the District Court specifically noted that the revocation hearing at
issue was the defendant’s second:
THE COURT: And isn’t it true that when your last
supervised release violation occurred the
probation officer recommended ten months
and I gave you nothing?
THE DEFENDANT: Yes.
THE COURT: So this is how you pay me back?
J.A., p. 29. In finding that defendant was not amenable to alternative treatments, the sentencing
court further stated that:
I’m discouraged. I’m not mad. . . . I’m upset with my own
lack of ability to foresee what would happen to you. You actually
had two experiences in court and you walked on both of them, at least
for the federal court. The Indiana judge let you be on probation, that
doesn’t happen very often in federal court anymore because of the
sentencing guidelines. Then you came in front of me for using
marijuana, and I let you go again. Then you came back. That tells
me that you are not amenable to supervision, you really don’t do
supervision well. Why, I don’t know, and you don’t know why you
drink. . . . Most people would rather be supervised than be in jail, and
I don’t think that’s true of you, I don’t know why. I don’t think AA
is ever going to be of help to you. I don’t think you want to quit . .
.
In terms of being a danger to society, and my theory is that
every time a person is caught for drunk driving they probably have
driven drunk 50 times. You don’t get caught every time, you get
caught only once in a while. So I wouldn’t have any idea how many
times you’ve been drunk and driving a car I have no idea. The
No. 04-1796 5
danger part is that when you test as high as .15 [2], which when I was
a lawyer was the number for being drunk and driving, that number
has been reduced now in May to I think .018, I’m not sure, and that
means you’re twice past the limit.
J.A., pp. 22-23.
Although defendant argues that the District Court based defendant’s top of the guideline
range sentence on the unproven allegation that defendant had “probably driven drunk 50 times,” the
transcript of the hearing, as quoted above, establishes otherwise. The District Court examined
several of the considerations listed in §3553, such as the nature of Parker’s offenses, the need for
deterrence, the history of the defendant and the need to protect the public from Parker’s criminal
activity. See Washington, 147 F.3d at 491. Defendant notes in his appellate brief that “most of the
cases hold that if a sentence is within the guideline range it cannot be plainly unreasonable.”
Appellant’s Brief, p. 10. Further, defendant asserts that the Court should examine the
aforementioned conclusion because “it flies in the face of the Court’s duty to individualize
sentences.” Id.
Contrary to defendant’s assertions, the District Court did individualize Parker’s sentence.
Parker was given two opportunities to “walk” and failed to uphold his end of the deal. The District
Court clearly stated its reasons for the ten-month sentence imposed. The sentence was within the
range recommended by Probation.
Accordingly, the District Court’s sentence is AFFIRMED.
2
During the revocation hearing, Parker admitted to drinking a pint of rum in an hour
and a half. J.A., p. 29.