RECOMMENDED FOR FULL-TEXT PUBLICATION
Pursuant to Sixth Circuit Rule 206
File Name: 06a0238p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
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Plaintiff-Appellee, -
UNITED STATES OF AMERICA,
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No. 05-5328
v.
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WILLIAM CARROL SHEPHERD, III, -
Defendant-Appellant. -
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Appeal from the United States District Court
for the Middle District of Tennessee at Nashville.
No. 04-00046—Todd J. Campbell, District Judge.
Argued: March 7, 2006
Decided and Filed: July 10, 2006
Before: SUTTON and GRIFFIN, Circuit Judges; OBERDORFER, District Judge.*
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COUNSEL
ARGUED: Ronald C. Small, FEDERAL PUBLIC DEFENDER’S OFFICE, Nashville, Tennessee,
for Appellant. S. Carran Daughtrey, ASSISTANT UNITED STATES ATTORNEY, Nashville,
Tennessee, for Appellee. ON BRIEF: Ronald C. Small, Jennifer Niles Coffin, FEDERAL PUBLIC
DEFENDER’S OFFICE, Nashville, Tennessee, for Appellant. S. Carran Daughtrey, ASSISTANT
UNITED STATES ATTORNEY, Nashville, Tennessee, for Appellee.
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OPINION
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GRIFFIN, Circuit Judge. Defendant William Carrol Shepherd appeals his sentence of
eighty-seven months imposed by the district court following defendant’s plea of guilty to five counts
of distributing child pornography (18 U.S.C. § 2252A(a)(2)(A)), one count of possession of child
pornography (18 U.S.C. § 2252A(a)(5)(B)), and one count of criminal forfeiture (18 U.S.C. § 2253A
and Rule 7(c)(2)). Approximately one month after the Supreme Court’s landmark decision, United
States v. Booker, 543 U.S. 220 (2005), the district court calculated defendant’s Federal Sentencing
Guideline range to be 87 to 108 months and ruled, pursuant to the rationale of the Booker remedial
opinion (Breyer, J., opinion of the Court), that the Guidelines were advisory regarding defendant’s
*
The Honorable Louis F. Oberdorfer, United States District Judge for the District of Columbia, sitting by
designation.
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No. 05-5328 United States v. Shepherd Page 2
convictions. Judge Todd J. Campbell proceeded to sentence defendant to the low end of the
Guidelines, eighty-seven months. Defendant now appeals his sentence, and we affirm.
I.
On appeal, defendant first argues that the Booker remedial opinion does not apply to his
sentence. He raises the convoluted argument that the Sentencing Guidelines should be “mandatory,”
but that his sentence can be enhanced only by facts admitted by defendant or proved to a jury.
Under defendant’s proposed remedial scheme, if the district judge had treated the Guidelines as
mandatory but then calculated his sentence based only on facts that defendant admitted, his offense
variable would be 16 (17, plus 2 for distribution of more than 10 images, minus 3 for accepting
responsibility), yielding a sentence range of 21 - 27 months. However, under the mandatory
minimum statute for child sex crimes, defendant concedes his sentence would be a minimum of sixty
months. See 18 U.S.C. § 2252A(b)(2).
Because defendant was convicted of a child sex crime, the mandatory nature of the
Sentencing Guidelines is specified in 18 U.S.C. § 3553(b)(2). Defendant argues that Booker’s
remedial opinion is not applicable to his sentence because the Booker Court held unconstitutional
only the mandatory Sentencing Guidelines imposed pursuant to 18 U.S.C. § 3553(b)(1). Defendant
is technically correct in noting that Booker did not involve a sentence imposed under 18 U.S.C.
§ 3553(b)(2). Nevertheless, the district court ruled, and we now hold, that the rationale of Booker
applies equally to sentences imposed pursuant to 18 U.S.C. § 3553(b)(1) or 18 U.S.C. § 3553(b)(2).
Our holding on this issue is consistent with our result in United States v. Williams, 411 F.3d 675 (6th
Cir. 2005), and the holdings by the Second Circuit, United States v. Selioutsky, 409 F.3d 114 (2d Cir.
2005), and the Tenth Circuit, United States v. Yazzie, 407 F.3d 1139 (10th Cir. 2005) (en banc), cert.
denied 126 S. Ct. 303 (2005).
In United States v. Selioutsky, the Second Circuit explained its reasoning for treating
§ 3553(b)(1) and § 3553(b)(2) similarly regarding Booker:
The statutory sections identifying the substantive provisions and the maximum
penalties for Selioutsky's offense, 18 U.S.C. §§ 2252A(a)(5)(B) and 2252A(b)(2), are
contained in Chapter 110 of Title 18. Subsection 3553(b)(2) of Title 18 contains
specific provisions governing use of the Guidelines and makes those provisions
applicable to child crimes and sexual offenses, specifically including offenses under
Chapter 110. Booker excised subsection 3553(b)(1) but made no mention of
subsection 3553(b)(2). Thus, we confront the question whether the rationale of
Booker requires us to consider subsection 3553(b)(2) excised, just as the Supreme
Court excised subsection 3553(b)(1).
Subsection 3553(b)(2) is identical to subsection 3553(b)(1) in its requirement that
a sentencing judge impose a sentence within the range specified for the applicable
Guideline, subject only to a limited departure authority. The only difference between
the subsections is that subsection 3553(b)(2) places more limits on the type of
mitigating factors that can permit a departure than the limits specified in subsection
3553(b)(1).
We conclude that the Booker rationale requires us to consider subsection 3553(b)(2)
to be excised. Both subsections require use of the applicable Guidelines range,
subject to slightly different departure provisions, and it was the required use of the
Guidelines that encountered constitutional objections in Booker. Because neither of
the defendants considered by the Supreme Court in Booker had violated provisions
to which subsection 3553(b)(2) applied, the Court had no occasion to give explicit
No. 05-5328 United States v. Shepherd Page 3
consideration to the continued viability of that subsection. Nevertheless, now faced
with a defendant who has violated provisions covered by subsection 3553(b)(2), we
must decide its viability, and we hold that it must be deemed excised. There is no
principled basis for distinguishing subsection 3553(b)(1) from 3553(b)(2) with
respect to the rationale of Booker.
Selioutsky, 409 F.3d at 116-17 (footnotes omitted).
Likewise, in United States v. Yazzie, 407 F.3d at 1145-46,the Tenth Circuit, sitting en banc,
held that the Booker reasoning compels that § 3553(b)(2) also be excised:
The second type of Booker error, non-constitutional Booker error, occurs whenever
the district court treats the Guidelines as mandatory rather than advisory in
determining the defendant's sentence even though the “calculat[ion based] solely
upon facts that were admitted by the defendant, found by the jury, or based upon the
fact of a prior conviction” would support such a sentence. Gonzalez-Huerta, 403
F.3d at 732. The Supreme Court rendered the Guidelines advisory by excising 18
U.S.C. § 3553(b)(1) from the Sentencing Reform Act of 1984. Booker, 125 S.Ct. at
764. Here, because Mr. Yazzie was convicted of a sexual crime against an Indian
minor 18 U.S.C. § 3553(b)(2), not § 3553(b)(1), is the governing sentencing statute.
The Booker Court, however, did not determine whether § 3553(b)(2) must be excised
in order to remedy the Guidelines' underlying Sixth Amendment violations.
Applying Booker's reasoning, we hold that it must be excised as well.
Section 3553(b)(2) contains the same “shall impose” language that made application
of the Guidelines mandatory under § 3553(b)(1). Because of this textual similarity,
sentencing under § 3553(b)(2) raises the same Sixth Amendment concerns that the
Supreme Court remedied by striking § 3553(b)(1). See Booker, 125 S.Ct. at 764.
Accordingly, we conclude that Booker also requires excising § 3553(b)(2). . . .
Therefore, we hold that treating the Guidelines as mandatory–regardless of whether
the defendant is sentenced under § 3553(b)(1) or § 3553(b)(2)–is error.
The above rationales advanced by the Second and Tenth Circuits are persuasive, and we
hereby adopt them as our own. Furthermore, we note that the most logical reason the Supreme
Court did not address § 3553(b)(2) in its Booker opinions is because § 3553(b)(2) was not at issue.
Only the constitutionality of the Sentencing Reform Act of 1984 was before the Court in Booker
(Stevens, J., opinion of the Court, 543 U.S. at 245). Subsection 3553(b)(2) is not part of the
Sentencing Reform Act, but instead is a component of the Prosecutorial Remedies and Other Tools
to end the Exploitation of Children Today Act of 2003, Pub. L. No. 108-21, § 401 (2003) (“Protect
Act”).
II.
Next, defendant argues that applying Booker to his sentence would violate the ex post facto
principle inherent in the Due Process Clause of the Fifth Amendment. Defendant asserts that
because his crimes were committed before the date Booker was decided, it would be unconstitutional
to apply the Booker decision to his sentence.
Defendant’s argument that Booker may not be applied to his sentence is contrary to the
Booker remedial opinion (Breyer, J., opinion of the Court), which instructs, “[W]e must apply
today’s holdings – both the Sixth Amendment holding and our remedial interpretation of the
Sentencing Act – to all cases on direct review.” Booker, 543 U.S. at 268.
No. 05-5328 United States v. Shepherd Page 4
Additionally, defendant’s due process argument has been justifiably rejected by the Courts
of Appeals that have considered it. See, e.g., United States v. Lata, 415 F.3d 107 (1st Cir. 2005);
United States v. Vaughn, 430 F.3d 518 (2d Cir. 2005), cert. denied 126 S. Ct. 1665 (2006); United
States v. Scroggins, 411 F.3d 572 (5th Cir. 2005); United States v. Jamison, 416 F.3d 538 (7th Cir.
2005); United States v. Dupas, 417 F.3d 1064 (9th Cir. 2005), amended by 419 F.3d 916 (9th Cir.
2005), cert. denied 126 S. Ct. 1484 (2006); United States v. Rines, 419 F.3d 1104, 1106 (10th Cir.
2005), cert. denied 126 S. Ct. 1089 (2006); and United States v. Duncan, 400 F.3d 1297 (11th Cir.
2005), cert. denied 126 S. Ct. 432 (2005).
For these reasons, we hold that the district court correctly applied Booker to defendant’s
sentence, although his sentence was imposed pursuant to 18 U.S.C. § 3553(b)(2), rather than
18 U.S.C. § 3553(b)(1).
Affirmed.