NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 07a0119n.06
Filed: February 15, 2007
05-1091
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
VERLYN RICHARDS, )
)
Plaintiff-Appellant, )
)
v. ) ON APPEAL FROM THE UNITED
) STATES DISTRICT COURT FOR THE
DEPARTMENT OF THE ARMY, ) EASTERN DISTRICT OF MICHIGAN
)
Defendant-Appellee. )
Before: MERRITT, DAUGHTREY, and GRIFFIN, Circuit Judges.
PER CURIAM. The plaintiff, Verlyn Richards, is a former civilian employee of the
United States Army who brought this Title VII action against the Department of the Army,
claiming that she had been subjected to discrimination on the basis of her gender and to
retaliation for engaging in protected activity. The district court granted summary judgment
to the defendant, finding that the plaintiff had failed to exhaust her administrative remedies
properly. In the alternative, the district court also held that Richards had not established
a prima facie case on either claim or that she had failed to prove that the Army’s
explanations for its actions in regard to her employment were pretextual. On appeal, we
conclude that the district court’s decision on the merits was legally correct and affirm.
05-1091
Richards v. Department of the Army
I. FACTUAL AND PROCEDURAL BACKGROUND
Verlyn Richards graduated from law school in 1980 and worked as a lawyer in
private practice for one year before being hired as a civilian attorney advisor in August
1981 for the Army Tank-Automotive & Armaments Command (TACOM). TACOM, as the
name suggests, handles all “tank automotive acquisitions and development” for the Army
Materiel Command, which in turn is responsible for the research, development, and
acquisition of “materiel for the soldiers of the United States Army and for the Department
of Defense and our allies.”
Over the years, Richards steadily advanced through the counsel ranks at TACOM
and eventually applied for the position of chief command counsel, a position once held by
Al Dawes, the plaintiff’s first supervisor upon being hired at TACOM. When Dawes retired
early in the tenure of TACOM Commanding General Edward Andrews, Andrews reviewed
the applications filed for the position and selected the plaintiff as the “most qualified” from
a list of candidates, a list that included Al Kalt, the individual who served as interim counsel
in the position for more than a year. Richards accepted the job in January 1996 and began
work as TACOM’s first female civilian chief counsel in April of that year. Richards
continued to serve in that senior executive service position throughout the remainder of
Andrews’s command, through the command of General Roy Beauchamp, which lasted
from July 1997 to August 1999, and after General John Caldwell succeeded Beauchamp.
-2-
05-1091
Richards v. Department of the Army
Richards felt, however, that she was treated differently and less favorably as a
female chief counsel than a male chief counsel would have been treated by her career-
military bosses. Consequently, the plaintiff initiated administrative proceedings on June
7, 1999, by contacting the Equal Employment Opportunity office for the Army Materiel
Command and alleging that she was the victim of gender discrimination. Following a
hearing before a Department of Defense investigator, Richards also requested an
evidentiary hearing before an administrative law judge. Prior to any such hearing,
however, the plaintiff withdrew her request, and before a final agency decision could be
entered, Richards filed this complaint in federal district court on October 29, 2002.
Eventually, both Richards and the Secretary of the Army filed motions for summary
judgment, contending that no genuine issues of material fact existed in the dispute. The
district judge agreed, and after argument by counsel for the parties, granted summary
judgment to the defendant. In doing so, the court ruled from the bench:
First of all, the plaintiff apparently failed to exhaust – timely exhaust her
administrative remedies on either of the claims that’s on [sic] being
presented to the Court . . . .
Also the Court finds that she would not be able to establish a prima facie
case, a hostile work environment or a retaliatory conduct, and summary
judgment is granted because of the failure to set forth the elements of [a]
prima facie case on plaintiff’s part. None of the acts complained of – even
if she had met the time limits – none of the acts complained of appear to
have been based on sex or to be adverse treatment because of her sex.
.....
Finally, if she had made a prima facie case of either retaliation or hostile
conduct or hostile environment or simple discrimination, the legitimate
nondiscriminatory reasons given by the Army, the Department of the Army
-3-
05-1091
Richards v. Department of the Army
in this case, cannot be called pretext for discrimination. The legitimate
nondiscriminatory reasons appear clearly on the undisputed facts presented
to the Court to be true, legitimate nondiscriminatory reasons.
From that ruling, Richards now appeals.
II. DISCUSSION
We review de novo the grant of summary judgment by a district court. See Ciminillo
v. Streicher, 434 F.3d 461, 464 (6th Cir. 2006). Summary judgment is proper where “the
pleadings, depositions, answers to interrogatories, and admissions on file, together with
the affidavits, if any, show that there is no genuine issue as to any material fact and that
the moving party is entitled to a judgment as a matter of law.” FED . R. CIV. P. 56(c). A
genuine issue of material fact exists only when, assuming the truth of the non-moving
party’s evidence and construing all inferences from that evidence in the light most
favorable to the non-moving party, there is sufficient evidence for a trier of fact to find for
that party. A non-moving party cannot withstand summary judgment, however, by
introduction of a “mere scintilla” of evidence in its favor. See Ciminillo, 434 F.3d at 464.
A. Exhaustion of Administrative Requirements
“In permitting federal employees to sue under Title VII [of the Civil Rights Act of
1964, 42 U.S.C. §§2000e - 2000e-17], Congress conditioned the government’s waiver of
sovereign immunity upon a plaintiff’s satisfaction of ‘rigorous administrative exhaustion
-4-
05-1091
Richards v. Department of the Army
requirements and time limitations.’” McFarland v. Henderson, 307 F.3d 402, 406 (6th Cir.
2002) (quoting Brown v. Gen. Servs. Admin., 425 U.S. 820, 833 (1976)). See also Dixon
v. Ashcroft, 392 F.3d 212, 217 (6th Cir. 2004) (“Undoubtedly, federal employees who
allege that they have been victims of discrimination must exhaust their administrative
remedies.”). Relevant regulations relating to public sector employment require that
aggrieved persons believing they have been discriminated against on the basis of sex
“must initiate contact with a Counselor within 45 days of the date of the matter alleged to
be discriminatory . . . .” 29 C.F.R. § 1614.105(a)(1). Because Title VII’s exhaustion
requirements are not jurisdictional, however, “they are subject to waiver, estoppel, and
equitable tolling.” McFarland, 307 F.3d at 406 (citing Zipes v. Trans World Airlines, Inc.,
455 U.S. 385, 393 (1982)).
In this matter, the plaintiff alleges numerous acts and decisions by Army personnel
that, she claims, were motivated solely by a desire to discriminate against women. She
does not, however, contend that all or even most of those specified acts occurred within
the 45-day period prior to her June 7, 1999, contact with an Equal Employment Opportunity
counselor. Instead, Richards argues on appeal “that the Army’s failure to take remedial
action by maintaining a pervasive policy of discrimination against Appel[ant] resulted in
overlapping, continuing retaliatory violations, which accelerated with her continued
protective activity.”
-5-
05-1091
Richards v. Department of the Army
Title VII indeed “does not separate individual acts that are part of the hostile
environment claim from the whole for the purposes of timely filing and liability. And the
statute does not contain a requirement that the employee file a charge prior to [45] days
‘after’ the single unlawful practice ‘occurred.’” Nat’l R.R. Passenger Corp. v. Morgan, 536
U.S. 101, 118 (2002). Nevertheless, “[i]n order for the charge to be timely, the employee
[must] file a charge within [45] days of any act that is part of the hostile work environment.”
Id. (emphasis added). As argued by the defendant Secretary of the Army in his appellate
brief, to hold otherwise and ratify Richards’s proposition that mere maintenance of a hostile
work environment without continuing acts of discrimination could lead to absurd results.
As noted by the defendant, “If such a ‘string along’ theory were viable, a plaintiff could
describe a discrete act, such as a demotion, as a hostile work environment claim by
demanding it be rescinded every month for 12 months, and characterizing the persistent
refusals as evidence of a hostile work environment.”
The plaintiff does, however, contend that two qualifying acts occurred within the
applicable 45-day period that ran from April 23, 1999, until the contact with the Equal
Employment Opportunity counselor on June 7, 1999. She submits that one such act
involved a conversation she had with General Beauchamp in early May 1999, shortly
before Richards began long-term sick leave. According to the plaintiff’s deposition
testimony, during that conversation Beauchamp “asked me if there was anything that he
had done that was related to my sickness, and I told him that yes, there was, and I went
over [three alleged acts of discrimination, all of which occurred more than 45 days prior to
-6-
05-1091
Richards v. Department of the Army
June 7, 1999].” However, mere recitation by the plaintiff of acts occurring outside the
relevant time frame does not magically bring those acts within the applicable filing period.
Richards cannot, therefore, rely upon this May 4 conversation to save her Title VII cause
of action.
The plaintiff also directs our attention to a telephone call that she received in mid-
May 1999 while on sick leave, informing her that her request for two additional attorney
positions for the TACOM legal staff had been denied by Douglas Newberry, TACOM’s chief
of staff between 1995 and September 2001. The defendant insists that this “act” does not
make Richards’s June 7 contact with the counselor timely because the “alleged non-filling
of two legal positions [was not] in any way motivated by gender or retaliation animus.” But,
the fact that the plaintiff’s assertion cannot overcome the evidentiary hurdle placed in its
path does not mean that Richards cannot legitimately argue that Newberry’s decision had
a discriminatory or retaliatory underpinning that served to create a hostile work
environment at TACOM. At least arguably, therefore, the plaintiff has identified an alleged
act of discrimination or retaliation that occurred within the 45-day period prior to her initial
contact with the administrative process.
B. Hostile Work Environment Claim
Under Title VII, an employer may not discriminate “against any individual with
respect to his compensation, terms, conditions, or privileges of employment, because of
such individual’s . . . sex . . . .” 42 U.S.C. § 2000e-2(a)(1). Discrimination in violation of
-7-
05-1091
Richards v. Department of the Army
this statutory prohibition may be found when a plaintiff establishes that “the workplace is
permeated with discriminatory intimidation, ridicule, and insult that is sufficiently severe or
pervasive to alter the conditions of the victim’s employment and create an abusive working
environment.” Harris v. Forklift Sys., Inc., 510 U.S. 17, 21 (1993). To establish such a
hostile work environment claim, a plaintiff thus must demonstrate that:
(1) she was a member of a protected class;
(2) she was subject to unwelcomed sexual harassment;
(3) the harassment was based on her sex;
(4) the harassment created a hostile work environment; [and]
(5) [the employer did not take] reasonable care to prevent and correct any
sexually harassing behavior.
Williams v. Gen. Motors Corp., 187 F.3d 553, 560-61 (6th Cir. 1999).
Without question, Richards, as a female, is a member of a class of individuals
protected by the provisions of Title VII. The relevant questions in this appeal are whether
the plaintiff was harassed at all by the defendant, whether any such harassment was
based on sex, and whether it was sufficient to create a hostile work environment. In
resolving these issues, we must judge the conduct in question “by both an objective and
a subjective standard: The conduct must be severe or pervasive enough to create an
environment that a reasonable person would find hostile or abusive, and the victim must
subjectively regard that environment as abusive.” Black v. Zaring Homes, Inc., 104 F.3d
822, 826 (6th Cir. 1997). “Among the factors to be considered [in determining whether an
-8-
05-1091
Richards v. Department of the Army
environment can be considered sufficiently severe to justify a finding of a hostile work
environment] are ‘the frequency of the discriminatory conduct; its severity; whether it is
physically threatening or humiliating, or a mere offensive utterance; and whether it
unreasonably interferes with an employee’s work performance.’” Clark v. United Parcel
Serv., Inc., 400 F.3d 341, 351 (6th Cir. 2005) (quoting Harris, 510 U.S. at 23). In sum, “the
plaintiff’s allegations must depict conduct that could be construed as pervasive enough to
alter the conditions of her employment and to create an abusive situation.” Id. However,
“[i]solated incidents, . . . unless extremely serious, will not amount to discriminatory
changes in the terms or conditions of employment.” Bowman v. Shawnee State Univ., 220
F.3d 456, 463 (6th Cir. 2000).
In applying these principles to the facts presented by the plaintiff, it becomes clear
that Richards has failed to satisfy her evidentiary burden of establishing a hostile work
environment at TACOM. First, the incidents or patterns of conduct highlighted by the
plaintiff cannot be considered harassment at all. Second, even if considered harassment,
they were not based on Richards’s gender and, most obviously, were not sufficiently
egregious to create a hostile working environment. Moreover, considered in the aggregate,
as they must be, the plaintiff’s claims suggest no more than that she was quick to assert
“harassment” or “gender discrimination” when a workplace decision simply did not go
exactly as she desired.
-9-
05-1091
Richards v. Department of the Army
Richards first asserts gender discrimination as a result of TACOM Chief-of-Staff
Patrick Kirby occasionally addressing the plaintiff as “dear” and “young lady,” and General
Andrews referring to her at various times as “legal gal,” “legal girl,” “little legal gal,” “little
legal girl,” “my girl attorney,” “my gal attorney,” or “my little legal eagle.” Although plainly
less than professional, Kirby’s comments can hardly be considered objectively demeaning,
harassing, or abusive. Furthermore, Andrews admitted in deposition testimony:
And I have a habit of saying “guys” and “gals.” And I say, “my acquisition
guy,” “my legal gal.” And I said, I don’t recall her saying that, but it would not
be out of form for me to say that, because I would say, “my TARDEC guy”
or “my legal gal” or my “TARDEC gal,” which is a mannerism that I have used
for a long time.
Andrews further testified that Richards never approached him about his use of the terms
because, as he claimed, “I would have stopped immediately if I thought that was bothering
her.”
More disconcerting was hearsay testimony offered by Richards that, out of the
presence of the plaintiff, Andrews once referred to bell curves on a chart as resembling “a
pair of woman’s tits” and that the general spoke with other individuals “about women’s body
parts” in general, and Richards’s body parts in particular. Such comments were clearly
improper and have no place in a professional work setting. Nevertheless, nothing in the
record before us indicates that they were anything other than isolated examples of boorish
behavior. As we noted in Clark, “Title VII was not meant to create a ‘general civility code,’
and the ‘sporadic use of abusive language, gender-related jokes, and occasional teasing’
- 10 -
05-1091
Richards v. Department of the Army
are not sufficient to establish liability.” 400 F.3d at 352 (citing Faragher v. City of Boca
Raton, 524 U.S. 775, 788 (1998)).
Richards also claims gender discrimination in the decisions of Generals Andrews
and Beauchamp to have her sit behind them at video teleconferences with other Army
commands. The testimony in the record is uncontroverted that these teleconferences were
conducted in a small room with seating for only seven individuals around the table and 13
additional seats in a second row that did not appear on the video camera. Moreover, both
generals testified without contradiction that the seating arrangements were not based on
gender or rank, but rather upon the need to have certain advisors nearby during the
meetings. Indeed, an examination of the seating charts at teleconferences both before
and after the plaintiff eventually secured a seat on-camera shows that the commanding
generals were always flanked at the table by their chiefs-of-staff and deputy commanders.
Moreover, when Richards was seated in the second row of seats, she would have had
much easier access to the commanding general to offer legal advice than when seated
farther away at the table.
Richards’s other assertions of discriminatory acts are even less substantial than the
allegations discussed above.1 Clearly, none of the actions alleged by the plaintiff implicate
1
These additional com plaints include: not being allowed initially to serve as the ultim ate reviewer of
the work of off-site legal staff (who were instead rated by the com m anding generals supervising their various
areas of com m and and who did not desire to relinquish that supervisory control); not being allowed to speak
with attorneys stationed in Anniston, Alabam a, without the perm ission of the depot com m ander, Greg Potts,
who did not want the plaintiff to im pose new duties upon his legal staff; not being granted funding for additional
legal positions at TACOM during a period of drastic downsizing in the entire Arm y; not being given a packet
- 11 -
05-1091
Richards v. Department of the Army
gender considerations or can singly be considered severe enough “to alter the conditions
of her employment and to create an abusive situation.” Clark, 400 F.3d at 351. Pursuant
to the teachings of Harris and its progeny, however, we are also instructed to examine
hostile work environment allegations using a totality-of-the-circumstances test. See Harris,
510 U.S. at 23. Such an analytic framework “must be construed to mean that even where
individual instances of sexual harassment do not on their own create a hostile environment,
the accumulated effect of such incidents may result in a Title VII violation.” Williams, 187
F.3d at 563. Consequently, “courts must be mindful of the need to review the work
environment as a whole, rather than focusing single-mindedly on individual acts of alleged
hostility.” Id. Even doing so in this case, however, the evidence adduced by the plaintiff
cannot establish the severe or pervasively abusive atmosphere necessary to support a
finding of a hostile work environment.
Furthermore, Richards cannot point to any evidence, other than her own
suppositions, that would directly or indirectly establish a material dispute over whether the
decisions of which she complains were caused by gender discrimination. Other than
isolated comments regarding female body parts, every instance of alleged discrimination
of slides at a m eeting, due to a m isunderstanding (although the plaintiff participated fully in the m eeting and
was allowed to “share” slides and m aterials with other m eeting attendees); not receiving discretionary
perform ance bonuses every year (even in years in which Richards also received substantial step increases
in salary); not being granted a position on an internal perform ance review board after “resigning” from the
board in a dispute over the directions given to panel m em bers; not being allowed to consolidate her legal staff
in renovated facilities that would have required expenditures of at least $400,000 at a tim e when no new
construction was authorized due to lack of funds; and not being assigned as legal advisor on a m ajor
acquisition project headed by a Pentagon official who selected instead a deputy chief counsel with whom the
project leader had worked previously and who had “experience in sensitive and com plicated electronics
weapons system s acquisitions.”
- 12 -
05-1091
Richards v. Department of the Army
highlighted by her was driven by such gender-neutral considerations as expediency,
reluctance of military officers to relinquish control over subordinates, finances, or
demonstrated superiority of other individuals in special circumstances. Because Richards
has thus offered no indication that she was treated differently than male counterparts
because of her gender, the district judge did not err in concluding that the plaintiff failed to
establish a prima facie case of hostile work-environment gender discrimination.
C. Retaliation Claim
The plaintiff further contends that the perceived mistreatment that she received at
the hands of the defendant was in retaliation for complaining to her superiors about the
alleged gender discrimination. To prove a prima facie case of Title VII retaliation, a plaintiff
must show that:
(1) she engaged in activity protected by Title VII; (2) this exercise of
protected rights was known to defendant; (3) defendant thereafter took
adverse employment action against the plaintiff, or the plaintiff was subjected
to severe or pervasive retaliatory harassment by a supervisor; and (4) there
was a causal connection between the protected activity and the adverse
employment action or harassment.
Morris v. Oldham County Fiscal Court, 201 F.3d 784, 792 (6th Cir. 2000) (emphasis in
original removed).
The burden of establishing such a prima facie case is not, however, an onerous one
and is relatively easily satisfied. See Nguyen v. City of Cleveland, 229 F.3d 559, 563 (6th
- 13 -
05-1091
Richards v. Department of the Army
Cir. 2000). Once the prima facie case is established, the burden of production then shifts
to the employer who must articulate a legitimate, nondiscriminatory reason for its actions.
See Morris, 201 F.3d at 793. “The plaintiff, who bears the burden of persuasion throughout
the entire process, then must demonstrate that the proffered reason was not the true
reason for the employment decision.” Id. (citations and internal quotation marks omitted).
The reasons articulated by the defendant in this matter for the actions and decisions
to which the plaintiff objects were reasonable, legitimate, and not proven by Richards to
be pretexts for invidious discrimination, or indeed anything other than acceptable rationales
for typical business decisions. For example, the seating assignments for the video
teleconferences about which the plaintiff complained were developed with an
understanding that the commanding generals should be accompanied at the table by those
individuals who assisted them in carrying out their leadership responsibilities. The
decisions not to allow Richards the ultimate power to rate off-site attorneys were justified
by the command leaders’ desire to have input in the evaluations of the personnel under
their direction. Determinations of staffing needs, bonus payments, and the desirability of
new construction were driven in large measure by financial considerations in a time of
downsizing and fiscal reductions. Furthermore, Richards was not denied meaningful
access to relevant meetings and should not be heard to complain about not being placed
on a performance review board when she asked not to participate on the body due to her
disagreement with the mandate of the board. Finally, the designation of a particular
attorney to assist in an acquisition project was influenced not by any retaliatory animus, but
- 14 -
05-1091
Richards v. Department of the Army
rather by a recognition of the counsel’s expertise and by the project commander’s
familiarity with the lawyer. Under such circumstances, the district court properly granted
summary judgment to the defendant on Richards’s retaliation claim as well.
III. CONCLUSION
For the reasons set out above, we AFFIRM the grant of summary judgment to the
defendant, based on Richards’s inability to establish that any actions of which she
complains contributed to the creation of a hostile work environment or could be considered
retaliation for protected conduct.
- 15 -