RECOMMENDED FOR FULL-TEXT PUBLICATION
Pursuant to Sixth Circuit Rule 206
File Name: 07a0092p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
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Plaintiff-Appellee, -
UNITED STATES OF AMERICA,
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No. 06-5017
v.
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ANTONIA M. HOWSE, -
Defendant-Appellant. -
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Appeal from the United States District Court
for the Middle District of Tennessee at Nashville.
No. 04-00077—Robert L. Echols, Chief District Judge.
Argued: February 1, 2007
Decided and Filed: March 6, 2007
Before: MARTIN, COLE, and GILMAN, Circuit Judges.
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COUNSEL
ARGUED: Michael C. Holley, FEDERAL PUBLIC DEFENDER’S OFFICE, Nashville, Tennessee,
for Appellant. Paul M. O’Brien, ASSISTANT UNITED STATES ATTORNEY, Nashville,
Tennessee, for Appellee. ON BRIEF: Michael C. Holley, R. David Baker, FEDERAL PUBLIC
DEFENDER’S OFFICE, Nashville, Tennessee, for Appellant. Philip H. Wehby, ASSISTANT
UNITED STATES ATTORNEY, Nashville, Tennessee, for Appellee.
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OPINION
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RONALD LEE GILMAN, Circuit Judge. Antonia Howse pled guilty to one count of being
a felon in possession of a firearm. In October of 2004, the district court sentenced him to 48 months
of imprisonment, which was within the recommended Sentencing Guidelines range of 46 to 57
months. The Guidelines calculation included a four-level enhancement for possessing a firearm
during the commission of an aggravated assault that had occurred one day prior to his arrest for the
charged offense.
Howse’s first appeal resulted in a remand for resentencing in light of United States v. Booker,
543 U.S. 220 (2005). On remand, the district court imposed a lesser sentence of 46 months’
imprisonment, the bottom of the now-advisory Guidelines range. But the district court continued
to find the four-level enhancement appropriate. Howse has again appealed, arguing that the
1
No. 06-5017 United States v. Howse Page 2
enhancement was improper because the government did not prove that the gun used in the
enhancement offense was the same gun, or related to the gun, used in the charged offense. For the
reasons set forth below, we VACATE the judgment of the district court and REMAND the case for
resentencing.
I. BACKGROUND
Antonia Howse, a resident of Nashville who is now 46 years old, was convicted in August
of 1990 of selling cocaine, a felony under Tennessee law. He was sentenced to five years’
imprisonment by the state court.
On November 18, 2003, two state warrants were sworn out against Howse by his then-
girlfriend, Angela Edmondson. The warrants charged Howse with both aggravated and domestic
assault. Edmondson alleged that Howse had pointed a loaded gun at Edmondson’s 15-year-old
daughter. To protect her daughter, Edmondson had stepped between Howse and her daughter and
told him to leave. Edmondson told authorities that the weapon was a .45 caliber handgun.
Howse was arrested the next day on the outstanding warrants. The arresting officers
discovered that Howse was carrying a loaded .380 caliber Lorcin semiautomatic pistol on his person,
as well as an additional loaded magazine. A criminal background check revealed that Howse was
a convicted felon. After a Bureau of Alcohol, Tobacco and Firearms expert determined that the gun
had not been manufactured in the state of Tennessee, Howse was indicted on one count of being a
felon in possession of a firearm, in violation of 18 U.S.C. §§ 922(g)(1) and 924. He pled guilty to
the charge.
In the Presentence Report (PSR), the probation officer used the 2003 edition of the
Guidelines to calculate Howse’s Total Offense Level at 21 and recommended a sentence of between
46 and 57 months of imprisonment. This recommendation included a four-level enhancement,
pursuant to U.S.S.G. § 2K2.1(b)(5), based on the aggravated assault perpetrated on Edmondson and
her daughter. That provision in the Guidelines adds a four-level enhancement “[i]f the defendant
used or possessed any firearm or ammunition in connection with another felony offense.” Id. (This
section has been moved to § 2K2.1(b)(6) in the 2006 edition of the Guidelines, but we will continue
to refer to § 2K2.1(b)(5) for the sake of consistency.)
Edmondson testified at the sentencing hearing in March of 2005 that, although she told the
investigating officers that the weapon used in the assault was a .45 caliber handgun, she did not
know guns very well:
Yeah, I knew he was arrested the next day with the same gun he
pointed at my daughter. I don’t know what it was. I don’t know if
it was a .45 or a .380. I told the police officer it was a .45 because
that is what I assumed . . . . All of them look alike to me.
Howse objected to the four-level enhancement, arguing that Edmondson was not a credible
witness and pointing out that the state assault charges were ultimately dismissed. The district court,
however, determined that the government had proven the application of the enhancement by a
preponderance of the evidence and sentenced Howse to 48 months of imprisonment.
Howse appealed. In July of 2005, the government moved to remand Howse’s case to the
district court for resentencing in light of United States v. Booker, 543 U.S. 220 (2005). This court
agreed. The district court held a resentencing hearing in December of that year. Howse again
argued that the four-level enhancement was inapplicable in his case because the facts supporting the
enhancement were neither admitted by Howse nor proven to a jury beyond a reasonable doubt. He
No. 06-5017 United States v. Howse Page 3
also argued that before the enhancement can be applied, the government must show a connection
between the gun used in the enhancement offense and the gun used in the charged offense.
The district court disagreed with Howse’s argument, concluding that § 2K2.1(b)(5) does not
require that the firearm used in the two offenses be one and the same. It conducted no analysis and
made no finding concerning the connection, if any, between the two firearms, but found that there
was sufficient proof offered by the government to apply the enhancement:
The proof on what occurred at that time was undisputed as it stands
before the Court. It consists of the testimony of Ms. Edmonson [sic],
as well as the exhibits filed with the Court that tend to corroborate
her testimony about what occurred, in that they do show that she
followed through the next day by obtaining warrants for aggravated
assault.
Her testimony was somewhat ambivalent as to the type of pistol or
handgun that he possessed when he confronted her daughter in her
apartment, but it was clear that he possessed a weapon. She
described the distance, described her apartment as being very small,
and indicated it was within four feet or so. So there was no mistake
in her mind that he did possess a weapon and had pointed it at both
of them.
After hearing testimony from Howse’s sister and mother, the district court imposed a new
sentence of 46 months’ imprisonment, which is at the bottom of the now-advisory Guidelines range.
Howse timely appealed.
II. ANALYSIS
A. Standard of review
We will not reverse the district court’s findings of fact with respect to the Guidelines unless
the findings are clearly erroneous. United States v. Davidson, 409 F.3d 304, 310 (6th Cir. 2005).
In contrast, this court “reviews de novo the district court’s legal interpretation of the Guidelines,
including mixed questions of law and fact.” United States v. Settle, 414 F.3d 629, 630 (6th Cir.
2005) (italics omitted).
B. Application of U.S.S.G. § 2K2.1(b)(5)
On appeal, Howse’s only challenge is to the district court’s conclusion that the four-level
enhancement under U.S.S.G. § 2K2.1(b)(5) properly applied to his Guidelines calculation.
Subsection (b)(5) read as follows in 2003:
(b) Specific Offense Characteristics
(5) If the defendant used or possessed any firearm or ammunition
in connection with another felony offense; or possessed or
transferred any firearm or ammunition with knowledge,
intent, or reason to believe that it would be used or possessed
in connection with another felony offense, increase by 4
levels. If the resulting offense level is less than level 18,
increase to level 18.
U.S.S.G. § 2K2.1(b)(5).
No. 06-5017 United States v. Howse Page 4
Howse argues that this court’s decision in Settle forecloses application of the enhancement
unless the government can show that the firearm used in the enhancement offense is “clearly
connected” to the firearm used in the charged offense. In Settle, this court reinstated in part an
earlier opinion affirming the defendant’s conviction and sentence for being a felon in possession of
a firearm. See Settle, 414 F.3d at 630 (Settle II), reinstating as amended, United States v. Settle, 394
F.3d 422, 424-25 (6th Cir. 2005) (Settle I).
The defendant in Settle was stopped by police officers when they discovered that the license
plate on the car he was driving corresponded to a different car. Settle I, 394 F.3d at 424. They
recovered a .357 magnum pistol, and a subsequent police investigation revealed that Settle had
previously been convicted of a felony. Id. This conduct formed the basis of a one-count federal
indictment for being a felon in possession of a firearm, in violation of 18 U.S.C. § 922(g). Id. at
426. Settle pled guilty. Id. The probation officer noted in Settle’s PSR that during the six weeks
following the July 4, 2002 citation for carrying a firearm, Settle “threatened or shot individuals on
four occasions.” Id. at 429. At the sentencing hearing, the district court applied a four-level
enhancement pursuant to U.S.S.G. § 2K2.1(c)(1). Id. at 427-30.
Section 2K2.1(c)(1) is a cross-reference provision that contains very similar language to the
Guideline at issue in the present case, § 2K2.1(b)(5). Section 2K2.1(c)(1) provides that “[i]f the
defendant used or possessed any firearm or ammunition in connection with the commission or
attempted commission of another offense,” then the Guideline producing the greatest offense level
should be used. U.S.S.G. § 2K2.1(c)(1). The Settle II court stated that “[i]n determining the
relevant conduct for Settle’s offense, the district court will be free to consult Guidelines
§ 2K2.1(c)(1),” and that the base offense level includes both offense conduct and all relevant
conduct as determined by the framework described in U.S.S.G. § 1B1.3(a). 414 F.3d at 632 & n.2.
“Unless otherwise specified,” relevant conduct includes “all acts and omissions committed,
aided, abetted, counseled, commanded, induced, procured, or willfully caused by the defendant . . .
that occurred during the commission of the offense of conviction, in preparation for that offense, or
in the course of attempting to avoid detection or responsibility for that offense.” U.S.S.G.
§ 1B1.3(a)(1). It also includes “all harm that resulted from the acts and omissions” of the relevant
conduct as well as “all harm that was the object of such acts and omissions.” U.S.S.G.
§ 1B1.3(a)(3). Finally, relevant conduct includes “any other information specified in the applicable
guideline.” U.S.S.G. § 1B1.3(a)(4).
On Settle’s first appeal, this court affirmed the sentence imposed by the district court,
holding that although “there must be a relationship between firearms that form part of the relevant
conduct and the firearms that are part of the offense of conviction,” the firearms do not have to be
the same. Settle I, 394 F.3d at 435. The Settle I court held that there was a direct relationship
between the two guns because they were both purchased for the purpose of inflicting bodily harm
on Settle’s victim, Lonnie Young. Id. at 436. Because the police confiscated the firearm on July
4, 2002 that constituted the basis for the offense conduct, Settle had to procure a different firearm
to effectuate the attempted murder of Young on July 17, 2002, the enhancement conduct. Id.
Settle sought review of this court’s decision in the Supreme Court. The Supreme Court
vacated Settle I and remanded for resentencing in light of Booker. This court in Settle II once again
rejected Settle’s argument that the weapon used in the enhancement conduct must be the same as
the one used in the offense conduct. It instead cited with approval a Tenth Circuit case, United
States v. Jardine, 364 F.3d 1200 (10th Cir. 2004), which held that the use of a firearm in related
conduct can trigger § 2K2.1(c)(1)’s cross reference to § 2X1.1’s enhancement provision even if the
weapon used in the enhancement conduct is not the same as the weapon used in the offense conduct.
Jardine, 364 F.3d at 1208, vacated on other grounds, 543 U.S. 1102 (2005).
No. 06-5017 United States v. Howse Page 5
U.S.S.G. § 2X1.1 applies to attempt, solicitation, or conspiracy offenses not covered by a
specific offense Guideline. Under the cross-reference provision of § 2K2.1(c)(1), § 2X1.1 governs
for purposes of offense-level calculation if the application of § 2X1.1 yields a higher offense level
than would otherwise be available under the provision covering firearms offenses. As the Settle II
court explained:
First, the Guidelines require courts to consider all relevant conduct
when determining the sentencing guideline range. . . . [T]he
defendant’s use of firearms in past drug transactions and his admitted
trading of ammunition for methamphetamine were therefore ‘clearly
relevant’ to his sentencing for felon-in-possession charges. Second,
the defendant’s reading of the word ‘any’ would lead to an absurd
result by benefitting those criminals who are not apprehended with
the exact firearm they used or possessed in connection with the
commission of another offense. In such a case, the government
would be precluded from seeking § 2K2.1(c)(1)’s enhancement even
when it is undisputed that the defendant used or possessed a firearm,
unless it could actually prove it was one of the exact weapons for
which the defendant was charged under 18 U.S.C. § 922(g).
Settle II, 414 F.3d at 633 (citations and quotation marks omitted).
The Settle II court also discussed prior Sixth Circuit cases construing similar enhancement
provisions of the Guidelines, concluding that circuit precedent requires only that “there must be a
relationship between firearms that form part of the relevant conduct and the firearms that are part
of the offense of conviction.” Id. at 634. Ultimately, the Settle II court held that, on remand, “the
district court may apply Guidelines § 2K2.1(c)(1) if it finds a clear connection between the firearm
that Settle possessed on July 4, 2002 and any different firearm he possessed thereafter” during any
of the enhancement offenses. Id. (emphasis added).
Section 2K2.1(b)(5), the Guideline at issue in the present case, is not a cross-reference
provision, but it otherwise contains identical language to § 2K2.1(c)(1) and is situated in the same
portion of the Guidelines. “It is axiomatic that identical words used in different parts of the same
act are intended to have the same meaning.” Sale v. Haitian Ctrs. Council, Inc., 509 U.S. 155, 203
n.12 (1993) (citation and quotation marks omitted). We therefore hold that the application of the
§ 2K2.1(b)(5) enhancement in this case is proper only if there is a clear connection, pursuant to
Settle II, between the firearm that Howse used to assault Edmondson and her daughter and the
firearm that he possessed when he was arrested the following day.
The only evidence linking the offense firearm with the enhancement firearm is the testimony
of Angela Edmondson. She testified that she thought the gun Howse was arrested with the day after
the alleged assault was the same one, but nothing in the record suggests that she was present when
he was arrested or that she ever saw the gun Howse possessed at the time of his arrest. Howse told
the police when he was arrested that he needed the gun for protection and that he could not “go
unarmed with these people looking for me.”
Without more, we cannot agree with the government’s assertion that one can draw a clear
inference from this statement that he possessed the gun to protect himself from individuals aligned
with Edmondson as a direct result of the alleged assault the previous day. And although Howse
likely possessed the same firearm on the day of the assault as on the day of his arrest, the district
court did not make this finding, nor did the government show a clear connection between the two
firearms as required under Settle II. The district court found only that Howse pointed a gun at
Edmondson during the assault. It made no finding as to whether that gun had any connection, let
No. 06-5017 United States v. Howse Page 6
alone a clear connection, to the gun that Howse possessed the next day at the time of his arrest.
Based on the present record, we do not find a clear connection between the two firearms and thus
leave it to the district court on remand to determine whether such a connection in fact exists.
Even though the Guidelines are now advisory rather than mandatory, district courts are still
“required by statute to consult them.” United States v. Hazelwood, 398 F.3d 792, 801 (6th Cir.
2005) (emphasis omitted); see also 18 U.S.C. § 3553(a)(4). Because “a district court’s
misinterpretation of the Guidelines effectively means that it has not properly consulted the
Guidelines,” a sentence based on such a misinterpretation is necessarily imposed in error.
Hazelwood, 398 F.3d at 801.
The district court’s failure in the present case to find a clear connection between the offense
firearm and the enhancement firearm means that the § 2K2.1(b)(5) enhancement may have been
improperly imposed. We therefore vacate the judgment of the district court and remand the case for
resentencing on the limited issue of whether the § 2K2.1(b)(5) enhancement can be applied under
the “clear connection” test mandated by Settle II. See United States v. Moore, 131 F.3d 595, 597
(6th Cir. 1997) (“[A] limited remand constrains the district court’s resentencing authority to the
issue or issues remanded.”). All other sentencing calculations shall be treated as the law of the case,
so that Howse’s ultimate sentence upon remand will be grounded solely on whether the application
of the enhancement is proper.
III. CONCLUSION
For all of the reasons set forth above, we VACATE the judgment of the district court and
REMAND the case for resentencing with instructions that the remand be limited to the narrow issue
of whether a clear connection exists to justify application of the four-level enhancement under
U.S.S.G. § 2K2.1(b)(5).