NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 08a0073n.06
Filed: January 24, 2008
Case Nos. 06-2208, 06-2515
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
UNITED STATES OF AMERICA, )
)
Plaintiff-Appellee, )
) ON APPEAL FROM THE
v. ) UNITED STATES DISTRICT
) COURT FOR THE EASTERN
DESHAWN WELLS, ) DISTRICT OF MICHIGAN
a.k.a. Deshawn Geemes Wells, )
)
Defendant-Appellant. )
)
_______________________________________ )
BEFORE: BATCHELDER and MOORE, Circuit Judges; BUNNING*, District Judge.
ALICE M. BATCHELDER, Circuit Judge. Defendant-Appellant Deshawn Wells
(“Wells”) appeals the district court’s order denying his motion to dismiss the criminal indictment.
Wells’s motion was premised on his claim that the Plaintiff-Appellee United States Government
(“Government”) had failed to provide prior to his plea hearing certain impeachment evidence in
accordance with Brady v. Maryland, 373 U.S. 83 (1963). This claim is entirely foreclosed by the
Supreme Court’s holding in United States v. Ruiz, 536 U.S. 622 (2002), that the Government has no
obligation to disclose such information prior to a defendant’s entry of a guilty plea, and we therefore
AFFIRM the judgment of the district court.
I. BACKGROUND
*
The Honorable David L. Bunning, United States District Judge for the Eastern District of Kentucky, sitting
by designation.
In the early morning hours of August 17, 2005, two officers of the Jackson, Michigan, police
department on routine patrol heard a single gunshot followed by a series of rapid-fire gunshots. The
officers proceeded immediately to the area from which the sound of the gunshots had come, and
observed Wells moving away from the area with a silver object in his hand. Wells ignored the
officers’ orders to stop and fled on foot, pursued by the officers. During the pursuit, Wells discarded
what the officers later determined to be a stolen .380 caliber Walther semi-automatic pistol. The
officers eventually found and arrested Wells, who admitted possessing the firearm in question. A
ballistics expert concluded that one of the shell casings recovered from the scene of the shooting had
come from that gun.
Wells had at least one prior felony conviction, and on September 28, 2005, a federal grand
jury indicted him on a charge of being a felon in possession of a firearm in violation of 42 U.S.C.
§ 922(g). On April 6, 2006, Wells pleaded guilty to the charge without the benefit of a Rule 11 plea
agreement. Wells did not then, nor does he now, contest his guilt.
Initially the Government sought a four-level increase in Wells’s offense level under United
States Sentencing Guidelines § 2K2.1(b)(5) for the use of a firearm in connection with another
felony offense. The Government intended to introduce evidence that Wells had fired the weapon at
another person. But on August 14, 2006, the day before Wells’s scheduled sentencing hearing, the
Government withdrew its attempt to seek this enhancement because there was insufficient evidence
to show that Wells had fired the gun at anyone, and because the Government had just come into
possession of evidence that Wells would be able to use to impeach one of the police officers the
Government intended to call as a witness. The impeachment evidence arises from facts not
connected to this case.
2
The Government immediately disclosed the impeachment material, under a Protective Order,
to both the district court and Wells; the court continued the sentencing hearing; and Wells filed a
motion to dismiss the indictment on the grounds that he had not knowingly and voluntarily pleaded
guilty because the Government had not disclosed the impeachment evidence prior to his guilty plea.
On September 18, 2006, prior to ruling on Wells’s motion to dismiss the indictment, the district
court sentenced Wells to 38 months’ incarceration, followed by two years of supervised release.
Then, on November 21, 2006, the district court issued an opinion and order denying Wells’s motion
to dismiss the indictment, holding that under Ruiz the Government was not obligated to provide
Wells with the impeachment evidence prior to his guilty plea. Wells timely appealed that decision.
II. STANDARD OF REVIEW
We review for abuse of discretion the district court’s decision denying Wells’s motion to
dismiss the indictment. United States v. Overmyer, 899 F.2d 457, 465 (6th Cir. 1990) (citing United
States v. Powell, 823 F.2d 996, 1001 (6th Cir. 1987)).
III. ANALYSIS
Wells raises two related issues on appeal. First, he argues that the Government violated his
constitutional rights by not disclosing prior to the plea hearing the possible impeachment evidence
regarding one of the arresting officers. Second, he argues that the Government’s failure to turn over
this evidence renders his guilty plea involuntary. Both alleged errors, Wells argues, warrant a
dismissal of the indictment. As we will explain, Wells is wrong.
First, the Constitution does not require that the Government disclose impeachment
information prior to entering into a plea agreement with a defendant or before a defendant pleads
guilty. Ruiz, 536 U.S. at 629, 633. The Court was emphatic in Ruiz that the Brady rule requiring
3
such disclosures is linked to the Constitution’s guarantee of a fair trial, id. at 628, and when a
defendant pleads guilty, he “forgoes not only a fair trial, but also other accompanying constitutional
guarantees.” Id. (citing Boykin v. Alabama, 395 U.S. 238, 243 (1969)). The need for impeachment
information, the Court explained, is “more closely related to the fairness of a trial than to the
voluntariness of the plea.” Id. at 633 (emphasis original). The added burden imposed upon the
Government in disclosing such information before plea negotiations is high, while the added benefit
to the defendants is usually limited. Id. Contrary to Wells’s assertions, Ruiz is directly on point and
governs this case. And here, it is undisputed that the Government did not even have the information
prior to Wells’s plea hearing and the entry of his guilty plea. There is no merit to Wells’s claim that
the Government was required to turn over impeachment information prior to Wells’s guilty plea.
Second, the Government’s failure to disclose the impeachment information — even if it had
been in possession of it prior to the entry of the guilty plea — does not render Wells’s guilty plea
involuntary. By pleading guilty, a defendant voluntarily relinquishes several constitutional rights.
See McCarthy v. United States, 394 U.S. 459, 466 (1969); see also Brady v. United States, 397 U.S.
742, 748 (1970) (“But the [guilty] plea is more than an admission of past conduct; it is the
defendant’s consent that judgment of conviction may be entered without a trial — a waiver of his
right to trial before a jury or a judge.”). A guilty plea procured from a defendant who does not
understand and voluntarily waive those rights is procured in violation of the Due Process Clause and
is void. Id.; Brady v. United States, 394 U.S. at 748. But “impeachment information is special in
relation to the fairness of a trial, not in respect of whether a plea is voluntary.” Ruiz, 536 U.S. at
629 (emphasis original). Morever, “it is particularly difficult to characterize impeachment
4
information as critical information of which the defendant must always be aware prior to pleading
guilty.” Id. at 630.
The Constitution does not require that the defendant have “complete knowledge of the
relevant circumstances” in order to make a guilty plea voluntary. Id. In Brady v. United States, the
Supreme Court stated:
We find no requirement in the Constitution that a defendant must be permitted to
disown his solemn admissions in open court that he committed the act with which he
is charged simply because it later develops that the State would have had a weaker
case than the defendant had thought.
Id. at 757. The defendant need only understand the nature of his right and how it “would likely apply
in general in the circumstances.” Ruiz, 536 U.S. at 629 (emphasis original). The district court
sufficiently informed Wells of his rights and the possible consequences of a guilty plea at the plea
hearing. It is immaterial to the validity of Wells’s guilty plea that because Wells could have
impeached one of the Government’s principal witnesses, the Government may have had a weaker
case than he anticipated.
Finally, we reiterate that Wells has never denied his guilt. He has never proclaimed his
innocence, and he has never asked to withdraw his guilty plea. Rather, he now claims that the
impeachment information “eviscerates 50% of the government’s case,” and therefore requires the
dismissal of the indictment. Manifestly, information that eviscerates only 50% of the Government’s
case leaves intact the remaining 50%, but, that aside, Wells points to no authority supporting his
proposition that the Government cannot be permitted to proceed to trial in such a weakened
condition. And Wells’s argument merely proves the Court’s point in Ruiz: “a constitutional
obligation to provide impeachment information during plea bargaining, prior to entry of a guilty plea,
5
could seriously interfere with the Government’s interest in securing those guilty pleas that are
factually justified, desired by defendants, and help to secure the efficient administration of justice.”
Id. at 631.
IV. CONCLUSION
For the foregoing reasons, we AFFIRM the judgment of the district court.
6