NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 08a0481n.06
Filed: August 8, 2008
No. 06-6216
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
UNITED STATES OF AMERICA, )
)
Plaintiff-Appellee, )
)
v. ) ON APPEAL FROM THE UNITED
) STATES DISTRICT COURT FOR THE
MICHAEL J. SHELTON, ) EASTERN DISTRICT OF TENNESSEE
)
Defendant-Appellant. )
Before: GILMAN and COOK, Circuit Judges; and COHN, District Judge.*
COOK, Circuit Judge. Defendant Michael J. Shelton appeals his sentence under the Armed
Career Criminal Act (“ACCA”) following his guilty plea and conviction as a felon in possession of
a firearm. Shelton argues that the district court erred in sentencing him as an armed career criminal
(“ACC”). Because the record supports designating Shelton as an ACC, we affirm.
I. BACKGROUND
Although federal law normally provides a maximum of ten years in prison for conviction as
a felon in possession of a firearm, 18 U.S.C. §§ 922(g)(1), 924(a)(2), the ACCA mandates a
*
The Honorable Avern Cohn, United States District Judge for the Eastern District of
Michigan, sitting by designation.
No. 06-6216
United States v. Shelton
minimum fifteen-year sentence for an offender with three prior convictions for violent felonies
“committed on occasions different from one another,” id. § 924(e)(1). After Shelton pleaded guilty
to being a felon in possession of a firearm, the presentence report (“PSR”) identified four ACCA
predicate convictions. The first involved a juvenile adjudication for reckless endangerment. The
other three stemmed from a crime spree on March 20, 2003, involving the burglary of Flipside Music
Store (“Flipside”) and Clark’s Barber Shop (“Clark’s”)—adjoining stores at a strip mall in Erin,
Tennessee—and aggravated burglary of Greg Miller’s house, located about a third of a mile from
the strip mall.
In response to the PSR, Shelton objected to: (1) the finding that the juvenile delinquency
adjudication constituted a predicate offense; (2) the finding that the March 20 burglaries constituted
three distinct predicate offenses; and (3) any use of the PSR’s findings in the court’s determination
of ACCA predicates. Shelton renewed each of these objections at sentencing.
After acknowledging that “the Supreme Court has told us that what we have to do is just look
at the face of the conviction and some very limited other information,” the sentencing court
concluded: “I think based upon what I have seen and what is in the presentence report, that is not
disagreed with, that the defendant does meet the definition of an armed career criminal.” The court
accepted the PSR’s factual findings and, labeling Shelton an ACC, sentenced him to 190 months in
prison. Shelton’s appeal raises the same substantive issues as his objections in district court.
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II. ANALYSIS
A. Standard of Review
This court reviews de novo the district court’s decision to sentence Shelton as an ACC.
United States v. Amos, 501 F.3d 524, 526 (6th Cir. 2007); United States v. Hill, 440 F.3d 292, 295
(6th Cir. 2006). The Government bears the burden of establishing that Shelton’s prior convictions
qualify as ACCA predicates. See, e.g., United States v. Goodman, 519 F.3d 310, 316 (6th Cir.
2008).
B. Determining ACCA Predicates Under Shepard
As a threshold matter, Shelton argues that the district court impermissibly relied on the PSR’s
findings in assessing whether the juvenile delinquency adjudication and the March 20 burglary
convictions qualify as ACCA predicates. In Shepard v. United States, 544 U.S. 13 (2005), the
Supreme Court held that in determining whether a prior conviction qualified as an ACCA predicate,
sentencing courts may examine only “the statutory definition, charging document, written plea
agreement, transcript of plea colloquy, and any explicit factual finding by the trial judge to which
the defendant assented.” Id. at 16; see also United States v. Taylor, 413 F.3d 1146, 1157–58 (10th
Cir. 2005) (reversing and remanding for further proceedings where the district court relied on the
PSR’s findings to determine whether prior offenses constituted multiple convictions under the
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United States v. Shelton
ACCA). Often, a conviction and the statutory definition of the underlying offense are sufficient to
establish an ACCA predicate, and other documentation is unnecessary. Goodman, 519 F.3d at 317.
Where a court accepts the PSR’s findings as to the ACCA predicate offenses, therefore, we
ask whether those findings have independent support in sources approved by Shepard. See United
States v. Jones, 453 F.3d 777, 780–81 (6th Cir. 2006); United States v. Harris, 447 F.3d 1300, 1306
(10th Cir. 2006); Taylor, 413 F.3d at 1157–58. In Shelton’s case, the documents before the court
independently support his ACC status.
C. The Juvenile Delinquency Adjudication
A juvenile delinquency adjudication qualifies as a “violent felony” for ACCA purposes if it
involves “the use or carrying of a firearm, knife, or destructive device,” and either “has as an element
the use, attempted use, or threatened use of physical force” against another, or “otherwise involves
conduct that presents a serious potential risk of physical injury to another.” 18 U.S.C. § 924(e)(2)(B);
see United States v. Ankeny, 502 F.3d 829, 839 (9th Cir. 2007); United States v. Wells, 473 F.3d 640,
648 (6th Cir. 2007). Shelton argues that the district court erred in holding that his juvenile
delinquency adjudication for reckless endangerment constitutes an ACCA predicate conviction. We
disagree.
First, Shelton argues that in pleading guilty to reckless endangerment, he did not admit to
criminal activity necessarily involving the use of a firearm. The juvenile petition accompanying his
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United States v. Shelton
reckless endangerment charge, however, explicitly states that Shelton “shot a gun into a house.” Cf.
Wells, 473 F.3d at 649–50 (holding that a juvenile adjudication for aggravated assault did not qualify
as an ACCA predicate where the juvenile petition did not mandate the conclusion that the offense
involved a firearm). Shelton himself conceded this point at sentencing. See JA 73 (“[M]e and a
friend of mine . . . was walking down an alley, and we was playing with the gun, and it went off.”).
Second, Shelton contends that because the juvenile petition does not specify whether he was
charged with misdemeanor or felony reckless endangerment, it is not clear that the petition charged
him with a felony offense. The Tennessee reckless endangerment statute, however, resolves this
issue against Shelton. The statute provides, “[R]eckless endangerment committed with a deadly
weapon is a Class E felony.” Tenn. Code Ann. § 39-13-103(b). The fact that the petition charges
Shelton with reckless endangerment for shooting a gun into a house confirms that Shelton was
charged with felony reckless endangerment.
Third, Shelton argues the reckless endangerment adjudication does not qualify as a violent
felony because the juvenile petition does not allege that Shelton’s actions placed anyone at risk of
physical injury. See 18 U.S.C. § 924(e)(2)(B)(ii); United States v. Sawyers, 409 F.3d 732, 737 (6th
Cir. 2005). Once again, however, the Tennessee statute forecloses Shelton’s argument. The statute
defines reckless endangerment as engaging “in conduct that places or may place another person in
imminent danger of death or serious bodily injury.” Tenn. Code Ann. § 39-13-103(a). As a matter
of law, Tennessee felony reckless endangerment is a violent felony for ACCA purposes. United
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United States v. Shelton
States v. Bailey, 264 F. App’x 480, 482 (6th Cir. 2008); United States v. Caldwell, No. 99-6031,
2000 WL 1888682, at *11 (6th Cir. Dec. 19, 2000). In light of the juvenile petition and the
Tennessee statute, the district court did not err in concluding that Shelton’s juvenile adjudication
qualifies as a predicate conviction under the ACCA.
D. The March 20 Burglaries
Shelton also contends that the district court erred in agreeing with the PSR’s findings that
the March 20 burglaries constituted three ACCA predicate offenses and that the Government failed
to demonstrate that the burglaries were separate episodes. Because the juvenile adjudication is a
valid predicate conviction, whether we vacate or affirm Shelton’s sentence depends on whether the
March 20 burglaries constitute at least two separate offenses. See 18 U.S.C. § 924(e)(1). We
conclude that the evidence the court could examine under Shepard supports finding at least two
separate ACCA predicate offenses occurred on March 20, so we affirm.
Although multiple felonies that constitute a “single criminal episode” count as only one
predicate conviction, United States v. Thomas, 211 F.3d 316, 320–21 (6th Cir. 2000), it is sometimes
difficult to label offenses as single or multiple episodes for ACCA purposes, see United States v.
Carnes, 309 F.3d 950, 955 (6th Cir. 2002) (noting cases that reach “seemingly inconsistent results”);
Thomas, 211 F.3d at 322 (Clay, J., concurring) (same). In United States v. Hill, 440 F.3d 292 (6th
Cir. 2006), this court attempted to reconcile its prior decisions by distilling factors for deciding
whether felonies constitute single or several criminal episodes. The Hill court found “at least three
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United States v. Shelton
indicia” of separate offenses: (1) it is possible to identify a clear end to the first offense, followed
by a later beginning of the second offense—that is, the felonies are separated by a discernable end
and beginning; (2) “it would have been possible for the offender to cease his criminal conduct after
the first offense, and withdraw without committing the second offense”; and (3) “the offenses are
committed in different residences or business locations.” 440 F.3d at 297–98.
In arguing that the burglaries of Miller’s house, Flipside, and Clark’s are three separate
offenses, the Government points to three sets of documents before the district court: (1) affidavits
of complaint, (2) grand jury indictments, and (3) judgments of conviction. With respect to the
burglary of Flipside and Clark’s, these documents provide little insight for a Hill analysis. The
Government cannot establish affirmatively that there was a “clear end” to one offense before the
other, or that Shelton could withdraw from one offense before the other. See United States v.
Murphy, 107 F.3d 1199, 1210 (6th Cir. 1997) (holding that burglaries of both residences of a duplex
were one episode in “the absence of a definable endpoint to the first [offense]”). Likewise, because
the record evidence is inconclusive as to whether Shelton ever left Flipside to enter Clark’s through
an adjoining door, the Government cannot establish that Shelton committed burglaries in “different
residences or business locations.”
What these documents do demonstrate, however, is that the strip-mall burglaries are distinct
from the burglary of Miller’s house. A third of a mile separates Miller’s house from the strip mall,
and charging documents reveal that police discovered all of Miller’s stolen property at Shelton’s
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United States v. Shelton
residence. The indictment charged Shelton with “unlawfully and feloniously” entering Miller’s
home, JA 129–30, and Shelton himself conceded that he and an accomplice drove to Miller’s home
after the strip-mall burglaries concluded, JA 72. Given that we are examining “immediately
consecutive” offenses, the “principally relevant” fact is that the strip-mall burglaries and the burglary
of Miller’s house occurred in “different residences or business locations.” United States v. White,
No. 05-6737, 2007 WL 1217960, at *3 (6th Cir. Apr. 25, 2007); see United States v. Player, 201 F.
App’x 331, 338 (6th Cir. 2006) (distinguishing “easily” between two robberies where the defendant
“left the site of the first robbery in order to commit the second”); United States v. Wyatt, 189 F.
App’x 418, 422 (6th Cir. 2006) (“[T]he fact that robberies were of separate buildings, even if they
occurred on the same day or even consecutively, is sufficient to demonstrate they occurred ‘on
occasions different from one another.’” (quoting Hill, 440 F.3d at 298)).
Given the evidence that the court could review under Shepard, the burglary of Miller’s home
was a separate predicate conviction. See Hill, 440 F.3d at 298; Carnes, 309 F.3d at 955–56; Wyatt,
189 F. App’x at 422. Even if the district court erred in concluding that the strip-mall burglaries
constituted two ACCA predicates, rather than just one, that error is harmless in view of the three
ACCA predicates in the juvenile adjudication, the strip-mall burglaries as a whole, and Miller’s
home. 18 U.S.C. § 924(e)(1).
III. CONCLUSION
For the foregoing reasons, we affirm.
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