Reversed and Remanded and Memorandum Opinion filed April 7, 2015.
In The
Fourteenth Court of Appeals
NO. 14-13-00961-CR
ERIC GUY MARKLE, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the County Criminal Court at Law No. 8
Harris County, Texas
Trial Court Cause No. 1859025
MEMORANDUM OPINION
Appellant entered a guilty plea to driving while intoxicated as a second
offender. On September 20, 2013, pursuant to the terms of a plea bargain
agreement with the State, the trial court sentenced appellant to confinement for one
year in the Harris County Jail and assessed a fine of $4,000. The trial court
probated the sentence and placed appellant on community supervision for two
years. The trial court certified that appellant has the right to appeal matters raised
in a pre-trial motion, which the trial court denied before entry of the plea.
Appellant filed a timely motion for new trial and notice of appeal.
The reporter’s record in this case was due on or before November 19, 2013.
Sondra Humphrey, the substitute court reporter responsible for the record in this
case, has not filed the reporter’s record.
On May 22, 2014, we abated the appeal and directed the trial court to
conduct a hearing to determine the reason for the failure to file the record. The
Hon. Sherman A. Ross, the former Presiding Judge of the Harris County Criminal
Courts at Law, was assigned to hear the proceedings regarding the past due
reporter’s records taken by Sondra Humphrey in this case and eight other cases
pending in both this court and the Court of Appeals for the First District of Texas.
See Tex. Gov’t Code Ann. § 74.056 (West 2013). Judge Ross issued many orders
and conducted numerous hearings to assist the appellate courts in obtaining the
reporter’s records in these cases. After it became apparent that Ms. Humphrey was
unable to provide a complete record in this case, Judge Ross ordered Ms.
Humphrey to provide the court with her computerized stenographic notes and an
audio recording of the trial so that another court reporter could attempt to complete
the record. Ms. Humphrey never provided her notes or audio recording in this case.
Records from several hearings conducted by Judge Ross were filed in this
court. In addition, counsel for the State submitted proposed Findings of Fact and
Conclusions of Law concerning the status of the records for this case and nine
other cases reported by Ms. Humphrey. Based upon these records and the State’s
proposed findings and conclusions, it appeared that the reporter’s record in this
appeal may have been “lost or destroyed” for purposes of appeal.
On November 20, 2014, this court issued an order directing Judge Ross to
make and file findings of fact and conclusions of law concerning whether appellant
is entitled to a new trial, as required under Texas Rule of Appellate Procedure
34.6(f). Rule 34.6(f) of the Texas Rules of Appellate Procedure, entitled
“Reporter’s Record Lost of Destroyed,” provides that an appellant is entitled to a
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new trial when the reporter=s record or exhibits are lost, under the following
circumstances:
(1) if the appellant timely requested a reporter’s record;
(2) if, without the appellant=s fault, a significant exhibit or a
significant portion of the court reporter=s notes and records has been
lost or destroyed or—if the proceedings were electronically
recorded—a significant portion of the recording has been lost or
destroyed or is inaudible;
(3) if the lost, destroyed, or inaudible portion of the reporter=s record,
or the lost or destroyed exhibit, is necessary to the appeal=s resolution;
and
(4) if the lost, destroyed or inaudible portion of the reporter=s record
cannot be replaced by agreement of the parties, or the lost or
destroyed exhibit cannot be replaced either by agreement of the
parties or with a copy determined by the trial court to accurately
duplicate with reasonable certainty the original exhibit.
Tex. R. App. P. 34.6(f).
The Texas Court of Criminal Appeals has determined that an incomplete
record does not result in an automatic reversal under the 1997 amended appellate
rules. See Issac v. State, 989 S.W.2d 754, 756 (Tex. Crim. App. 1999). Instead, a
harm analysis is required when considering a missing or incomplete reporter’s
record. Id. at 757. The provision in Rule 34.6 requiring an appellant to show that
the missing portion of the record is necessary to her appeal is essentially a
requirement that the appellate court perform a harm analysis. Nava v. State, 415
S.W.3d 289, 306 (Tex. Crim. App. 2013) (citing Routier v. State, 112 S.W.3d 554,
571 (Tex. Crim. App. 2003)). If the missing portion of the record is not necessary
to the appeal’s resolution, then the loss of that portion of the record is harmless and
a new trial is not required. Routier, 112 S.W.3d at 571–72; Issac, 989 S.W.2d at
757.
On February 27, 2015, Judge Ross filed findings of fact and conclusions of
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law, which were made part of a supplemental clerk’s record filed March 11, 2015.
Accordingly, the appeal is ordered reinstated. Included in the trial court’s findings
of fact were the following:
The Court finds that on July 7, 2014, it was determined that the audio
in [this case] was missing the testimony of multiple witnesses.
The Court finds that on July 14, 2014, it was determined that the
audio in [this case] that was turned over was incomplete in violation
of the order of the Court.
The Court finds that on July 14, 2014, Ms. Humphrey stated that she
would be able to complete and file the reporter’s records in [this case
and three others] in the next three weeks.
Trial counsel properly filed notice of appeal, and appellate counsel
properly filed a specific designation of reporter’s record, requesting a
record in this case.
Ms. Humphrey’s medical condition, personal, and professional
problems during the latter part of 2013, and early 2014, indicate she
may not have been in a condition to transcribe the proceedings, or
otherwise conduct herself in a professional manner.
Ms. Humphrey never filed the completed reporter’s record as she
stated she would do at the July 24, 2014, hearing.
The appellant bears no fault for Ms. Humphrey’s failure to complete
and file the reporter’s record.
The reporter’s record is necessary to the appeal’s resolution.
The reporter’s record cannot be replaced, nor can the parties agree to
the facts contained in the record.
On August 15, 2014, at the conclusion of the contempt hearing, the
undersigned ordered Ms. Humphrey to then and there provide the
court or court manager’s office with a copy of all audio and
stenographic files in [this case and eight others] then pending before
the court.
Ms. Humphrey failed to do so at that time or at any time between
August 15, 2014, and February 26, 2015.
The exhibits and/or copies of the exhibits were filed with the Court of
Appeals.
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Judge Ross also made the following conclusions of law:
Sondra Humphrey violated her oath to keep a correct, impartial record
of (1) the evidence offered in the case; (2) the objections and
exceptions made by the parties to the case; and (3) the rulings and
remarks made by the court in determining the admissibility of
testimony presented in the case. Tex. Gov’t Code Ann. § 52.045(b)
(West Supp. 2014).
The appellant is entitled to a new trial. Tex. R. App. P. 34.6(f).
We agree with the trial court’s conclusion that appellant is entitled to a new
trial. Judge Ross determined that Ms. Humphrey’s audio recording was
incomplete. In addition, Ms. Humphrey failed to comply with the court’s order to
turn over the audio recording. Therefore, another court reporter did not have an
opportunity to attempt transcribe the recording and create a reporter’s record. See
Routier, 112 S.W.3d at 567 (approving the trial court’s use of another court
reporter to correct and edit an inaccurate reporter’s record). The record supports
Judge Ross’s implied finding that the reporter’s record in this case is irretrievably
lost. See Johnson v. State, 151 S.W.3d 193, 196 (Tex. Crim. App. 2004) (stating a
court reporter’s notes and records can be considered “lost” only if the missing
portions of the appellate record are irretrievable); see Mendoza v. State, 439
S.W.3d 564, 565 (Tex. App.—Amarillo 2014, no pet.) (finding appellant was
entitled to a new trial where the court reporter was unable to transcribe certain
portions of the record due to incomplete notes and inaudible cassettes from the
original reporter who had since passed away). Judge Ross conducted numerous
hearings and issued many orders, including orders that Ms. Humphrey remain at
the courthouse to work on the record in this case and eight other cases, in an effort
to obtain complete reporter’s records.
We also agree with Judge Ross’s finding that the missing reporter’s record is
necessary to appellant’s appeal. A new trial is required when the missing record is
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necessary to the appeal’s resolution. Osuch v. State, 976 S.W.2d 810, 812 (Tex.
App.—Houston [1st Dist.] 1998, no pet.) (concluding a destroyed videotape of the
driver performing field sobriety tests was “necessary to the appeal’s resolution”
and the defendant was entitled to a new trial because he challenged whether a
custodial interrogation occurred during his performance of the tests).
We have no reporter’s record from any proceedings in the trial court. Before
he entered a plea, appellant filed motion to dismiss based on the destruction of
evidence. Specifically, appellant alleged there was no video of the scene as
required by procedures of the local police department and articles 2.131–.1385 of
the Texas Code of Criminal Procedure. See Tex. Code. Crim. Proc. art. 2.135
(West Supp. 2014) (partially exempting peace officers from reporting racial
profiling data when an audio and video recording of all motor vehicle stops is
made and retained for at least 90 days). In his motion for new trial, appellant
argued that the missing videotape would have shown that he did not run a stop sign
as alleged by the arresting officers. According to the motion, the trial court signed
an order requiring that the scene video be preserved and a copy provided to
appellant’s counsel. Also according to the motion, the trial court heard testimony
from the police department’s custodian of records regarding the missing videotape
at the hearing on appellant’s pre-trial motion. In addition, appellant stated that he
made an oral motion to suppress the arrest at the hearing. Thus, the reporter’s
record is necessary to review these issues. See, e.g., Rachal v. State, 917 S.W.2d
799, 809 (Tex. Crim. App.1996) (stating that reviewing court considers only the
evidence adduced at the suppression hearing in reviewing the denial of a motion to
suppress); Cardenas v. State, 857 S.W.2d 707, 710 (Tex. App.—Houston [14th
Dist.] 1993, pet. ref’d) (holding that a record containing an oral motion to suppress
preserved error).
Appellant’s ability to present meaningful issues on appeal is severely limited
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in the absence of a reporter’s record. Appellant cannot challenge the denial of his
oral motion to suppress the arrest. In addition, appellant’s challenge to the missing
videotape evidence is prejudiced by the absence of the testimony from the pre-trial
hearing. We therefore conclude that the reporter’s record is necessary to the
appeal’s resolution and appellant has been harmed by the absence of a reporter’s
record. See Kirtley v. State, 56 S.W.3d 48, 52 (Tex. Crim. App. 2001) (holding the
record from the punishment hearing in a proceeding to adjudicate of guilt is
“necessary to the appeal’s resolution”); Osuch, 976 S.W.2d at 812 (holding a
destroyed videotape of field sobriety test was “necessary to the appeal’s
resolution” in a DWI case where appellant alleged a custodial interrogation
occurred during the test). The trial court’s judgment is reversed, and this cause is
remanded for a new trial.
PER CURIAM
Panel consists of Chief Justice Frost and Justices Boyce and McCally.
Do Not Publish—Tex. R. App. P. 47.2(b).
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