NOT RECOMMENDED FOR PUBLICATION
File Name: 15a0064n.06
No. 14-3512 FILED
Jan 21, 2015
UNITED STATES COURT OF APPEALS DEBORAH S. HUNT, Clerk
FOR THE SIXTH CIRCUIT
ROSILAND MORRIS, )
)
Plaintiff-Appellant, )
)
v. ) ON APPEAL FROM THE
) UNITED STATES DISTRICT
DEPARTMENT OF VETERANS AFFAIRS, Eric K. ) COURT FOR THE SOUTHERN
Shinseki, Secretary of Veterans Affairs, ) DISTRICT OF OHIO
)
Defendant-Appellee. )
)
BEFORE: SUHRHEINRICH and GRIFFIN, Circuit Judges; and LEITMAN, District Judge.*
GRIFFIN, Circuit Judge.
Plaintiff Rosiland Morris appeals the district court’s order granting summary judgment in
favor of defendant Department of Veterans Affairs in this action alleging demotion in retaliation
for engaging in Equal Employment Opportunity (“EEO”) activity, in violation of Title VII of the
Civil Rights Act of 1964. For the reasons that follow, we affirm.
I.
Rosiland Morris is an African-American female who works at the Dayton Veterans
Affairs Medical Center in Dayton, Ohio (“DVAMC”). She began her employment for the
DVAMC as a diagnostic imaging technician in April 1993 and has worked there continuously
*
The Honorable Matthew F. Leitman, United States District Judge for the Eastern District
of Michigan, sitting by designation.
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Morris v. Dep’t of Veterans Affairs
while holding different positions within the medical center. Morris began working as an MRI
certified technologist at the DVAMC in 2005 after an MRI machine was first installed. Prior to
being assigned to this position, Morris went through extensive training and received MRI
certification.
The DVAMC maintains a specific policy on “Magnetic Resonance Imaging (MRI)
Safety” that outlines safety procedures to be adhered to by all MRI personnel. The policy
specifically notes that “[t]here are risks and safety concerns inherent in an MRI environment due
to the generation of strong magnetic fields, and that the magnet is always on.” The policy thus
dictates that it is the responsibility of MRI personnel to “screen all patients, non-MRI staff and
other individuals, prior to allowing access to Zone III” and that any “[n]on MRI staff and other
individuals, who are granted access to Zone III . . . are under the direct supervision of MRI
personnel.” Morris understood these policies and acknowledged that it was her “sole
responsibility to ensure that each patient is not in any danger when entering the MRI scanner.”
On October 29, 2010, Morris was the only MRI technologist on duty. It was not
uncommon for her to run the MRI machine by herself; Morris testified that she was competent to
do so. Upon a request by a nurse in the intensive care unit (“ICU”), Morris agreed to add an ICU
patient who was on a ventilator to her schedule. Because the MRI machine is a giant magnet that
attracts any metals in the same room into the bore of the scanner, patients in need of oxygen
must have an MRI-safe oxygen tank and ventilator in order to enter the MRI scanning room
(Zone IV). The MRI-safe ventilator is kept in the respiratory therapy unit and is stored on an
MRI-safe stand. Morris confirmed with the nurse that the respiratory therapist would be
bringing the MRI-safe ventilator, and she accordingly prepped the MRI scanning room, turning
on the oxygen source on the wall.
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The patient was escorted to the MRI suite by an ICU nurse, Kerry Hankins, and a
respiratory therapist, Patricia Hammond. Hammond had never escorted a patient to MRI before.
Morris met Hankins and Hammond in the MRI waiting room. She observed the metal oxygen
tank when the patient arrived and advised Hammond that nothing metal could go beyond the
waiting area. Morris moved the patient into the scanning room and positioned him on the
scanning table with the assistance of an x-ray technologist. At some point, Hammond, who also
had entered the scanning room, walked out while Morris was adjusting the patient. Hammond
reentered the scanning room with the ventilator stand and attached metal oxygen tank. The MRI
immediately attracted the oxygen tank, and it flew across the room into the bore of the MRI
scanner, narrowly missing Morris and the patient. Miraculously, no one in the room was injured,
but the sole MRI machine at the DVAMC sustained approximately $70,000 worth of damage
and was out of order for repairs for several days following the incident.
As a direct result of the accident, on November 1, 2010, Dr. Neil Katz, Morris’s
supervisor and Chief of Therapeutic and Diagnostic Imaging at DVAMC, changed Morris’s
detail from MRI technologist to general radiology. The change in detail was made as a safety
precaution “pending further investigation” of the incident. Dr. Katz also initiated a fact-finding
investigation and interviewed all of the people involved. In his initial report, he concluded that
Morris committed clear violations of DVAMC’s established MRI Safety Policy by failing to
screen patients and non-MRI staff prior to allowing access to the MRI scanning room and by
failing to check the patient for an oxygen cylinder before entering the area. Dr. Katz also
determined that Morris violated the Radiology Policy by failing to verbally explain the risks of
the magnetized environment to non-MRI trained personnel. Dr. Katz recommended:
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The MRI technologist [Morris] involved in this incident had been involved in
another incident resulting in a minor burn to a patient. In both situations, there
were issues of communication, and she was counseled about this after the first
incident. Because of the severity of the current incident, which could have
resulted in severe injury or death of a patient or staff person, the technologist
involved has been removed from the MRI section. Further assessment will take
place to determine whether permanent removal from the MRI section is
warranted.
Dr. Katz’s findings and conclusions were relayed to DVAMC’s human resources
department, which worked with Dr. Katz and Morris’s other supervisors to reach a final
recommendation on Morris’s status. The Medical Center Policy provided a “Range of Penalties
for Stated Offenses.” The appropriate penalty for a first offense of “[c]areless or negligent
workmanship resulting in waste or delay” was admonishment and reprimand. When the nature
of the offense was “[e]ndangering the safety of or causing injury to anyone on VA premises
through carelessness or negligence,” the Policy called for a minimum penalty of admonishment
and a maximum penalty of removal.
On April 12, 2011, Morris sought EEO counseling as a result of her change in detail and
DVAMC’s denial of her attendance at a software meeting for MRI technologists. She then filed
a formal complaint with the Equal Employment Opportunity Commission (“EEOC”) on
September 15, 2011. Two claims were at issue: (1) whether Morris was discriminated against
when she was not invited to the March 2011 software meeting; and (2) whether she was
discriminated against when her request for reinstatement as an MRI technologist was denied.
On November 4, 2011, Morris made a letter request that Dr. Katz return her to her MRI
position no later than November 16, 2011. Shortly thereafter, by letter dated November 22,
2011, Dr. Katz formally requested that disciplinary action be taken against Morris as a result of
the October 2010 incident. On February 6, 2012, Dr. Katz sent a letter to Morris formally
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notifying her of the proposed demotion from Diagnostic Radiologic Technologist, GS-647-9
(MRI Section), to Diagnostic Radiologic Technologist, GS-647-8 (General Radiology), based on
a charge of careless workmanship in violation of Medical Center Policy 114-10. The demotion
was approved by DVAMC and became effective on May 20, 2012.
On June 27, 2012, the EEOC issued a Final Agency Decision finding no discrimination
as to both claims asserted in Morris’s EEOC complaint. On August 8, 2012, Morris filed an
EEO Complaint alleging that her demotion was in retaliation for her prior EEO activity. On
August 21, 2012, she filed the present action in federal district court, alleging that DVAMC
discriminated against her on the basis of race and retaliated against her for protected EEO
activity, in violation of Title VII. In February 2013, Morris amended her complaint to add the
demotion to her retaliation claim.
Following discovery, DVAMC moved for summary judgment on all claims. In its
written order issued on May 1, 2014, the district court granted defendant’s motion in its entirety.
Although the court held that Morris established prima facie cases of retaliation and race
discrimination, the court concluded that DVAMC had articulated a legitimate, nondiscriminatory
reason for demoting Morris—the serious safety violation that occurred in October 2010—and
that Morris then failed to carry her burden of showing by a preponderance of the evidence that
this reason was a mere pretext for discrimination and retaliation.
Morris now appeals that portion of the district court’s order granting summary judgment
on her claim under 42 U.S.C. § 2000e-3(a) that she was demoted in retaliation for engaging in
EEO protected activity.
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II.
We review de novo the district court’s order granting summary judgment. Laster v. City
of Kalamazoo, 746 F.3d 714, 726 (6th Cir. 2014). “Summary judgment is appropriate when the
record, viewed in the light most favorable to the nonmoving party, reveals that there is no
genuine issue as to any material fact and the moving party is entitled to a judgment as a matter of
law.” Id. (citing Federal Rule of Civil Procedure 56(c)). “The ultimate question is whether the
evidence presents a sufficient disagreement to require submission to a jury or whether it is so
one-sided that one party must prevail as a matter of law.” Id. (citation and internal quotation
marks omitted).
Title VII prohibits an employer from retaliating against an employee because the
employee has engaged in conduct protected by Title VII. See 42 U.S.C. § 2000e-3(a). In the
absence of direct evidence of discrimination, a plaintiff must proceed on summary judgment
pursuant to the familiar burden-shifting framework of McDonnell Douglas Corp. v. Green, 411
U.S. 792 (1973). Blackmon v. Eaton Corp., ___ F. App’x ___, 2014 WL 5286623, at *6 (6th
Cir. Oct. 16, 2014). Here, the parties do not dispute the district court’s determinations, using this
framework, that Morris established a prima facie case of retaliation and that DVAMC fulfilled its
burden of articulating a legitimate, nondiscriminatory reason for the demotion of Morris—the
October 29, 2010 MRI safety incident. On appeal, Morris raises one assignment of error,
arguing that the district court erred in determining that she failed to demonstrate that the reason
provided by DVAMC for her demotion was a mere pretext for retaliation for her EEO-related
activities.
Morris can establish that DVAMC’s stated justification for the adverse action is
pretextual in one of three interrelated ways: “(1) that the proffered reasons had no basis in fact,
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(2) that the proffered reasons did not actually motivate the employer’s action, or (3) that they
were insufficient to motivate the employer’s action.” Romans v. Mich. Dep’t of Human Servs.,
668 F.3d 826, 839 (6th Cir. 2012). An employer’s legitimate reason for adverse action will not
be deemed pretext for discrimination until an employee shows that the proffered reason was
false, and that retaliation was the real reason. Seeger v. Cincinnati Bell Telephone Co., LLC, 681
F.3d 274, 285 (6th Cir. 2012). “Regardless of which option is used, the plaintiff retains the
ultimate burden of producing sufficient evidence from which the jury could reasonably reject
[the defendant’s] explanation and infer that the defendant[] intentionally [retaliated] against
[her].” Johnson v. Kroger Co., 319 F.3d 858, 866 (6th Cir. 2003) (citation omitted).
In its order, the district court aptly noted that Morris’s “only legitimate argument
regarding pretext is the contention that the ultimate disciplinary charge asserted against [her],
i.e., ‘Careless Workmanship,’ was insufficient to support her demotion.” The court opined:
The Court questions whether any reasonable fact finder could conclude that the
circumstances regarding the MRI incident were insufficient to explain Plaintiff’s
demotion. Certainly, the “Range of Penalties for Stated Offenses” does state that
admonishment and reprimand is the appropriate penalty for a first offense of
“[c]areless or negligent workmanship resulting in waste or delay.” (Doc. 19-3,
PAGEID 179). However, the “Range of Penalties for State[d] Offenses” also
specifies the offense of “[e]ndangering the safety of or causing injury to anyone
on VA premises through carelessness or negligence[,]” which is punishable by
discipline up to and including “[r]emoval[.]”
The alleged offense in this case falls within the category of carelessness or
negligence that endangers the safety of persons. In fact, the notice of proposed
demotion clearly states in the specification of offense that Plaintiff failed in her
duty to “maintain a safe environment for both staff and patients” (Doc. 19-11,
PAGEID 217), an offense that, in the Court’s opinion, certainly endangers “the
safety of . . . anyone on VA premises[.]” (Doc. 19-12, PAGEID 220).
Plaintiff herself confirmed the fact that, as an MRI Tech, “it is [her] sole
responsibility to ensure that each patient is not in danger when entering the MRI
scanner.” (Doc. 19-4, PAGEID 187). Further, no fact finder could reasonably
disagree that an oxygen cylinder propelling through the air and into an occupied
MRI bore poses the risk of death to those in the area, or at the least, the threat of
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serious physical injury to those persons. Plaintiff herself testified that “the
oxygen tank “zoom[ed] right by [her] face.” (Doc. 19-2, PAGEID 161).
Accordingly, while the technical offense Plaintiff was charged with does not
recommend demotion as a penalty, the Court concludes that any inference of
pretext arising from an above-guideline penalty, at the most, creates a very weak
issue of fact insufficient to reasonably doubt the legitimate, non-discriminatory
reason offered by Defendant for Plaintiff’s demotion. See Abdulnour v. Campbell
Soup Supply Co., LLC, 502 F.3d 496, 504 (6th Cir. 2007) (stating that “summary
judgment is appropriate . . . if the plaintiff ‘only created a weak issue of fact as to
whether the defendant’s reason was untrue’ and there is ample evidence to
support the employer’s position”) . . . .
Accordingly, having concluded that Plaintiff presents, at most, a very weak issue
of fact regarding pretext, and the record otherwise presents absolutely no
discriminatory animus toward Plaintiff, summary judgment in favor of Defendant
on Plaintiff’s . . . retaliation claims is proper as a matter of law.
We agree with the district court that Morris has failed to present sufficient evidence for
summary judgment purposes that DVAMC’s real reason for demoting her was because of her
EEO-protected actions. Certainly, as the district court properly concluded, because Morris’s
carelessness endangered the lives of the patient, herself, and all other parties involved, the
disciplinary penalty levied against her was not unduly excessive under the circumstances or
suggestive of retaliation in the absence of additional evidence of retaliatory animus. See Chen v.
Dow Chem. Co., 580 F.3d 394, 400 n.4 (6th Cir. 2009) (“‘[A]n employer would be entitled to
judgment as a matter of law if the record conclusively revealed some other, nondiscriminatory
reason for the employer’s decision, or if the plaintiff created only a weak issue of fact as to
whether the employer’s reason was untrue and there was abundant and uncontroverted
independent evidence that no discrimination had occurred.’”) (quoting Reeves v. Sanderson
Plumbing Prods., Inc., 530 U.S. 133, 148 (2000)).
Morris points to several other factors that were allegedly ignored by the district court and
that purportedly would cause a jury to reasonably doubt DVAMC’s justification: the close
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temporal proximity between Dr. Katz learning of Morris’s EEO activity and his decision to
demote her; the DVAMC’s handling of Morris’s disciplinary action in a manner inconsistent
with other disciplinary actions; conflicting reasons as to why Morris was disciplined; and the fact
that, contemporaneous with the decision to demote Morris, DVAMC tendered an abeyance
agreement that would hold the demotion in abeyance for two years and thereafter rescind it, but
would require Morris’s completion of additional training and education and the relinquishment
of her pending EEO claim.
However, none of these facts, when examined closely, suffices to create the requisite
showing of pretext. The simple fact that the investigation was prolonged and may have taken
longer than normal is not evidence of pretext. Morris fails to cite any DVAMC policies and
procedures requiring investigations to be completed within a certain time period. This court does
not require that the employer’s process be optimal, but instead requires that the employer
“[make] a reasonably informed and considered decision before taking the complained-of action.”
Tingle v. Arbors at Hilliard, 692 F.3d 523, 530 (6th Cir. 2012) (citation omitted). In this case,
Dr. Katz did just that, regardless of the amount of time it took him to reach his informed
decision.
Moreover, while it is true that Morris was not officially demoted until February 2012,
which was after Dr. Katz became aware of Morris’s EEO complaint, the record shows that the
process of demotion was set in action well before Dr. Katz knew of Morris’s EEO activity. Dr.
Katz learned of the EEO complaint “a few weeks” before January 12, 2012. It was
approximately two months earlier, on November 22, 2011, that Dr. Katz first submitted a letter
to the human resources department proposing Morris’s demotion. Therefore, in this case, the
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“temporal proximity, standing alone, is insufficient to establish a causal connection for a
retaliation claim.” Tuttle v. Metro. Gov’t of Nashville, 474 F.3d 307, 321 (6th Cir. 2007).
Morris contends that the abeyance agreement offered at the time of her demotion was “a
ploy to coerce [her] to dismiss her pending EEO claims.” However, Glenn Costie, the CEO and
Medical Center Director for DVAMC, testified that abeyance agreements were a standard
practice of DVAMC, used to find a mutual ground on which the employer and employee could
meet in order to maintain good relations and retain good employees. Costie testified that
abeyance agreements were commonly used as a way “to help the employee understand . . . what
they’ve done and why it’s against policy and regulation[]”; he considered such agreements as a
way to productively discipline employees and noted that abeyance agreements were often given
as a way to provide the employee with a second chance. His testimony—that the final
requirement in Morris’s abeyance agreement requiring her to waive any appeals is a standard
condition included in most abeyance agreements and was not a scheme to induce Morris to drop
her specific charges—was not contested. In any event, the decision to demote Morris preceded
any discussion about providing her with an abeyance agreement. Morris has presented no
evidence that the abeyance agreement and her refusal to sign it, thereby waiving her right to
appeal, caused her demotion, other than the temporal proximity between her refusal to sign the
agreement and the enforcement of her demotion. This does not suffice to establish a genuine
issue of material fact on the issue of pretext.
Finally, contrary to Morris’s contention, our review of the record does not reveal a
conflicting understanding among DVAMC personnel as to the reasons for the disciplinary action
against Morris. It is clear from the record and the statements made by all DVAMC
representatives involved in the decision-making process that Morris was being disciplined for the
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incident that took place on October 29, 2010, and the associated safety implications. There is no
evidence of retaliatory animus to be gleaned from these statements.
Accordingly, we affirm the district court’s order granting summary judgment in favor of
DVAMC on Morris’s Title VII retaliation claim.
III.
The judgment of the district court is AFFIRMED.
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