Affirmed and Memorandum Opinion filed April 10, 2014.
In The
Fourteenth Court of Appeals
NO. 14-13-00153-CR
THOMAS JAMES IANUZI, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 179th District Court
Harris County, Texas
Trial Court Cause No. 1368809
MEMORANDUM OPINION
Appellant pleaded guilty to assaulting his wife. The trial court deferred a
finding of guilt and placed appellant on community supervision for a period of five
years. In a single issue, appellant contends that the trial court abused its discretion
by failing to conduct a live hearing on his motion for new trial. We affirm the trial
court’s judgment.
BACKGROUND
Appellant moved for a new trial on two separate grounds. The first ground
attacked the voluntariness of the plea. Appellant argued that his plea was
involuntary because he was not rational when he appeared before the trial court.
Appellant supported his claim with a sworn affidavit, which concentrated on both
his mental and physical health. Appellant testified that he suffered from attention
deficit disorder and required a prescribed dosage of Adderall. Appellant claimed
that he had been deprived of his medication since arriving in jail, more than two
weeks before the plea hearing. Appellant also testified that he was malnourished.
As a bodybuilder, he was accustomed to consuming between 7,000 and 15,000
calories per day. In jail, however, appellant’s daily caloric intake was less than
2,000, according to his own estimation. Appellant asserted in his motion that he
entered his plea “to save his life and health.”
The second ground in appellant’s motion for new trial was for ineffective
assistance of counsel. Appellant contended that his trial counsel failed to
investigate the allegations from his wife. Appellant testified that his wife was
addicted to pills and alcohol. Appellant also suggested in his motion that his wife
had falsified her criminal complaint in order to rid herself of him and to begin
living with another man.
The trial court denied appellant’s motion by written order, without having
conducted a hearing.
ANALYSIS
Appellant’s sole point of error is that the trial court refused to hold a hearing
on his motion for new trial. He asks for a remand for a hearing.
2
A defendant must give the trial court actual notice that he timely filed a
motion for new trial and that he requests a hearing on the motion for new trial. See
Rozell v. State, 176 S.W.3d 228, 230 (Tex. Crim. App. 2005). “Presenting the
motion for new trial and the request for a hearing is akin to objecting to the
erroneous admission of evidence. Absent a proper objection that alerts the trial
court to the erroneous admission, the error has not been preserved for appellate
review.” Id.
Appellant did not request a hearing in his motion for new trial, and the
record contains no other indication that his desire for a hearing was brought to the
attention of the trial court. Because there was no request for a hearing, any error in
failing to hold a hearing was not preserved for appellate review. On this basis
alone, we may overrule appellant’s sole issue on appeal. See id. at 231.
Even if error had been preserved, appellant has not demonstrated that the
trial court clearly abused its discretion by ruling without the benefit of a hearing.
When, as here, a defendant alleges matters in a motion for new trial that cannot be
determined from the record, a hearing is not required unless the defendant
establishes the existence of reasonable grounds showing that he could be entitled to
relief. See Smith v. State, 286 S.W.3d 333, 338–40 (Tex. Crim. App. 2009). This
burden is satisfied when the motion for new trial is supported by an affidavit that
specifically sets forth the factual basis for the defendant’s claim. Id. at 339. An
affidavit that is conclusory in nature and unsupported by facts does not provide the
requisite notice of the basis for the defendant’s claim. Id.
A. Appellant failed to show reasonable grounds that his plea was
involuntary.
Where, as here, the record shows that the defendant was duly admonished,
there is a prima facie showing that the guilty plea was entered knowingly and
3
voluntarily. See Mallett v. State, 65 S.W.3d 59, 64 (Tex. Crim. App. 2001). By
signing the admonishments, a heavy burden is placed upon the defendant to show a
lack of voluntariness. See Martinez v. State, 981 S.W.2d 195, 197 (Tex. Crim.
App. 1998) (per curiam); Chapa v. State, 407 S.W.3d 428, 432 (Tex. App.—
Houston [14th Dist.] 2013, no pet.). The defendant must demonstrate that he did
not fully understand the consequences of his plea such that he suffered harm. See
Martinez, 981 S.W.2d at 197.
A trial court may not accept a plea of guilty unless it appears that the
defendant is mentally competent and that the plea is free and voluntary. See Tex.
Code Crim. Proc. art. 26.13(b). We presume that a defendant is competent until he
proves his incompetency by a preponderance of the evidence. See id. art.
46B.003(b). A defendant is incompetent if he lacks either (1) sufficient present
ability to consult with his lawyer with a reasonable degree of rational
understanding, or (2) a rational as well as factual understanding of the proceedings
against him. See id. art. 46B.003(a).
Appellant argued that the conditions in jail affected his mental and physical
health. He testified that he was deprived of medication used to treat his attention
deficit disorder. He also testified that he felt like he was “starving to death”
because he was denied his typical high-calorie diet. When appellant finally
appeared in court, he claimed that the trial judge commented that he looked dazed
and like “a deer in the headlights.” Appellant testified that he would have not
pleaded guilty had he been in a normal state of health.
Appellant’s affidavit testimony does not support a conclusion that he was
incapable of consulting with his lawyer at the plea hearing, or that he lacked a
present and factual understanding of the proceedings against him. Even if we were
to take as true that appellant suffers from attention deficit disorder, “[t]he fact that
4
a defendant is mentally ill does not by itself mean he is incompetent.” See Turner
v. State, No. AP-76580, — S.W.3d —, 2013 WL 5808250, at *11 (Tex. Crim.
App. Oct. 30, 2013). There must be some evidence that the “mental illness operates
in such a way as to prevent him from rationally understanding the proceedings
against him or engaging rationally with counsel in the pursuit of his own best
interests.” Id. Here, there is no such evidence. Appellant did not claim that his
mental condition rendered him incompetent. Nor did he explain the nature and
duration of withdrawal symptoms from Adderall, if any, or that such symptoms
would preclude a person from rationally participating in criminal proceedings.
Similarly, there is no evidence explaining how a lower-calorie diet affected the
state of appellant’s mind. Without such evidence, appellant failed to set forth a
factual basis demonstrating that his plea of guilty was involuntary. Cf. Green v.
State, 264 S.W.3d 63, 68 (Tex. App.—Houston [1st Dist.] 2007, pet. ref’d)
(affidavit was conclusory where defendant never explained how his medications,
which were allegedly working improperly, precluded him from competently
entering a guilty plea).
B. Appellant failed to show reasonable grounds that he was denied
the effective assistance of trial counsel.
A defendant may raise a claim of ineffective assistance of counsel in a
motion for new trial. See Reyes v. State, 849 S.W.2d 812, 815 (Tex. Crim. App.
1993). The defendant must establish two elements: (1) that his trial counsel’s
representation was deficient, and (2) that the deficient performance was so serious
that it deprived him of a fair trial. See Strickland v. Washington, 466 U.S. 668, 687
(1984); Hernandez v. State, 726 S.W.2d 53, 56–57 (Tex. Crim. App. 1986). To
show deficiency, the defendant must prove by a preponderance of the evidence that
his counsel’s representation fell below the standard of professional norms. See
Strickland, 466 U.S. at 688. To show prejudice, the defendant must demonstrate
5
that there is a reasonable probability that, but for counsel’s unprofessional errors,
the result of the proceeding would have been different. Id. at 694. Before he will be
entitled to a hearing on his motion for new trial, a defendant complaining of
ineffective assistance of counsel must allege sufficient facts from which a trial
court could reasonably conclude that both of these elements have been satisfied.
See Smith, 286 S.W.3d at 340–41.
Appellant argued in this motion that his trial counsel was deficient because
she conducted no investigation into the facts of the case. Appellant asserted that
the allegations against him were untrue, and that his wife, who suffered from
addiction, fabricated her story so that she could live with another man.
Appellant failed to support his claim with any evidence or affidavit
testimony. Appellant did not explain how his wife’s alleged problem with
addiction had any bearing on the assault charges against him. There is no mention
in the affidavit that she falsified her complaint, or that she had ill motives to falsify
her complaint. There is also no testimony that an investigation would have
discovered evidence useful to the defense.
Appellant addressed his trial counsel’s performance in just a single
paragraph in his affidavit. He testified as follows:
Bail in my case was set at twenty thousand ($20,000) dollars. The first
lawyer appointed to represent me was supposed to contact my family
so they could help me to make bail. I gave that lawyer all the names of
my family members and told her where they lived. I never heard from
or saw that lawyer again. By the time a new lawyer was appointed I
had been in jail for two or three weeks. I lost track of time.
Even if we were to assume that trial counsel’s performance was constitutionally
deficient, this evidence wholly fails to raise a factual basis for concluding that the
outcome of the proceedings would have been different if counsel had conducted an
6
investigation. Without a showing of prejudice, appellant did not demonstrate that
he was entitled to relief, and the trial court did not abuse its discretion by failing to
give him a hearing on his motion for new trial. See King v. State, 29 S.W.3d 556,
569 (Tex. Crim. App. 2000) (hearing not required where defendant made bare
assertion that counsel was ineffective for failing to investigate and there was no
evidence or explanation of how an investigation would have been beneficial).
CONCLUSION
We overrule appellant’s sole issue and affirm the judgment of the trial court.
/s/ Tracy Christopher
Justice
Panel consists of Justices Boyce, Christopher, and Brown.
Do Not Publish — Tex. R. App. P. 47.2(b).
7