Ex Parte Martin Fassi

Affirmed and Opinion filed December 4, 2012.

In The

Fourteenth Court of Appeals

NO. 14-11-00914-CR

EX PARTE MARTIN FASSI

On Appeal from the County Court at Law No. 2
Fort Bend County, Texas
Trial Court Cause No. 08-CCR-137463

OPINION

Appellant Martin Fassi appeals from the habeas court‘s order denying his
application for a writ of habeas corpus under Article 11.072 of the Texas Code of
Criminal Procedure. See TEX. CODE CRIM. PROC. ANN. art. 11.072 (West 2005).
Appellant contends the habeas court erred by finding that appellant‘s plea counsel
rendered effective assistance of counsel, despite counsel‘s failure to discuss clear
immigration consequences of appellant‘s plea in violation of Padilla v. Kentucky, 130 S.
Ct. 1473 (2010). We hold that the habeas court did not abuse its discretion by finding
that appellant failed to prove ineffective assistance of counsel, and we affirm.
 I. BACKGROUND

Appellant was charged with possessing two ounces or less of marijuana, a Class B
misdemeanor. See TEX. HEALTH & SAFETY CODE ANN. § 481.121(b)(1) (West 2010).
He faced up to six months‘ confinement and a $2,000 fine. See TEX. PENAL CODE ANN.
§ 12.22 (West 2011). He retained counsel, Archibald Henderson III, who advised
appellant regarding a guilty plea. On May 30, 2008, appellant pled guilty pursuant to an
agreement with the State, and the trial court sentenced appellant to six months‘ deferred
adjudication probation and assessed a $150 fine. At the time of his plea, appellant was
eighteen years old, a lawful permanent resident of the United States, and a national of
Argentina. He had moved to the United States with his family when he was fourteen
years old.

After the United States Supreme Court issued its opinion in Padilla v. Kentucky
concerning a plea counsel‘s duty to discuss immigration consequences with noncitizen
defendants, appellant applied for a writ of habeas corpus and attached his own affidavit.
He contended that Henderson did not discuss with him the immigration consequences of
his guilty plea, and that after he returned from a trip to Argentina in 2010, he was
―detained by Immigration Agents and placed in deportation proceedings due to [his]
guilty plea [in] this case.‖ The State responded, attaching affidavits from Henderson and
the arresting officer, Henry Torres. The habeas court held a hearing on the application,
and three witnesses testified: appellant, Henderson, and appellant‘s immigration attorney,
Raed Gonzalez.

The court denied the application and signed findings of fact and conclusions of
law, including the following:

Findings of Facts
....
8. Applicant was ordered to appear for deferred immigration inspection on
March 10, 2010.
9. No determination of whether Applicant is finally deportable has been
made by Immigration and Customs Enforcement.
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....
14. Henderson advised Applicant that because of his status as a lawful
permanent residen[t], he could face negative immigration consequences as
a result of his plea of guilty in this case.
15. Henderson further advised Applicant regarding the potential
immigration consequences of his plea when he read to him the paragraph in
the Court‘s plea papers which states that ―If you are not a citizen of the
United States of America, your plea of guilty or nolo contendere for the
offense charged may result in deportation, the exclusion from admission to
this country, or the denial of naturalization under federal law.‖
16. Henderson also advised Applicant that there was a waiver of
deportation available in cases where a defendant was convicted of a single
offense of possession of marihuana under 30 grams.
17. Applicant presented a Judgment and Sentence of a conviction for
possession of drug paraphernalia in a lower court, prior to his plea in this
case.
18. Applicant did not inform Archibald Henderson III of his prior plea of
guilty to the charge of possession of drug paraphernalia.
....
21. The Court is aware of the Judge who accepted Applicant‘s plea, and
the Court is aware that it was that Judge‘s strict practice to ask a defendant
when taking a plea if the defendant had read and understood the plea
paperwork. It is the Court‘s recollection and belief that the Judge would
not have taken any plea where the defendant advised that he had not read
the papers, or where he did not understand them, or where he expressed any
doubts as to the consequences of his entering a plea of guilty.
22. . . . Applicant further made no showing that he ever questioned his
attorney at the time of the plea regarding any such factors that might limit
his deportation consequences.
....
24. Applicant has presented no evidence that any alternative plea bargain
was available in his case that would have allowed him to avoid negative
immigration consequences.
25. Based on the credible affidavit of Officer Henry Torres, Applicant was
the driver of a motor vehicle that was stopped by Officer Torres for
committing a traffic law violation. Applicant smelled of the odor of
marihuana and had flakes of marihuana on his shirt. Affiant initially denied
possessing marihuana, but after his passenger admitted possessing

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 marihuana, Applicant confessed that he did in fact have marihuana in the
vehicle. Officer Torres searched the vehicle and found marihuana in the
vehicle as Applicant confessed. Officer Torres weighed the marihuana he
believed Applicant to be in possession of, and it weighed approximately 6.5
grams.
26. Although Applicant claims that but for counsel‘s ―failure,‖ he would
have insisted on a jury trial, the evidence of Applicant‘s guilt in Applicant‘s
underlying case, was overwhelming.
....
Conclusions of Law
....
4. The United States Supreme Court‘s holding in Padilla v. Kentucky, 130
S. Ct. 1473 (2010), that a criminal defense lawyer has an affirmative duty
to advise a noncitizen client of the potential immigration consequences of
his plea bargain is a new rule of procedure, and as such does not apply
retroactively. . . .
5. The Court‘s written admonishment that a noncitizen defendant may be
deported, denied admission or denied naturalization contained in the court‘s
plea paperwork, which the Applicant initialed, is in compliance with Texas
Code of Criminal Procedure Article 26.13.
. . . .[1]
16. To obtain relief on a claim of ineffective assistance of counsel under
Padilla, a petitioner must convince the court that a decision to reject the
plea bargain would have been rational under the circumstances. Padilla,
130 S. Ct. at 1485. In light of the overwhelming evidence of Applicant‘s
guilt in this case, the lack of any evidence of any legal or factual defenses
available to Applicant, and the potential punishment for a Class B
Misdemeanor punishable by up to six months confinement in county jail
and a fine up to $2,000, it would not have been rational under the
circumstances to reject the plea bargain for six months deferred
adjudication probation.
17. . . . In light of the overwhelming evidence of Applicant‘s guilt and the
favorable sentence negotiated by his trial counsel, Applicant has shown no
prejudice in this case.
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The court concluded that the immigration consequences were not clear, succinct, and explicit, so
plea counsel did not perform deficiently by advising applicant he ―could‖ be deported rather than
providing more detailed warnings or advice concerning the immigration consequences of his plea. We do
not recite these conclusions verbatim because we assume for purposes of this appeal that counsel was
deficient.

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 18. Applicant did not allege, and did not prove, by a preponderance of the
evidence, the availability of any other potential plea bargain that would
have allowed him to avoid potentially negative immigration consequences.
19. Because Applicant could not show the availability of any plea bargain
that would have allowed him to avoid the potential negative immigration
consequences incident to his plea, and because he could not show any legal
or factual defense to the offense charged, he did not make a showing that it
would have been rational for him to reject the plea bargain and proceed to
trial.

II. ANALYSIS

Appellant contends that the habeas court abused its discretion by denying relief
because plea counsel‘s advice that appellant ―could face negative immigration
consequences‖ was inadequate under Padilla‘s requirement for plea counsel to advise
noncitizen defendants of truly clear deportation consequences. The State responds that
Padilla does not apply retroactively; counsel‘s advice was adequate because the
deportation consequences in this case were not clear; and appellant failed to establish
prejudice.

We recently rejected the State‘s argument concerning Padilla‘s retroactivity. See
Aguilar v. State, 375 S.W.3d 518, 524 (Tex. App.—Houston [14th Dist.] 2012, pet. filed).
However, we hold that the habeas court acted within its discretion by concluding that
appellant failed to prove prejudice.

A. Habeas Corpus Standard of Review

We review a habeas court‘s decision on an application for a writ of habeas corpus
under an abuse of discretion standard of review. Id. at 520. The applicant bears the
burden of establishing by a preponderance of the evidence that the facts entitle him to
relief. Id. We consider the evidence presented in the light most favorable to the habeas
court‘s ruling regardless of whether the court‘s findings are implied or explicit, or based
on affidavits or live testimony. Id. If the resolution of the ultimate question turns on an
application of legal standards, we review the issue de novo. Id. at 521.

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B. Legal Principles for Claims of Ineffective Assistance of Counsel

To prevail on an ineffective assistance claim, an applicant must show that (1)
counsel‘s performance was deficient by falling below an objective standard of
reasonableness; and (2) counsel‘s deficiency caused the defendant prejudice—that is,
there is a probability sufficient to undermine confidence in the outcome that but for
counsel‘s errors, the result of the proceeding would have been different. See Strickland v.
Washington, 466 U.S. 668, 687–88, 694 (1984); Perez v. State, 310 S.W.3d 890, 892–93
(Tex. Crim. App. 2010). The applicant must prove both prongs of the test by a
preponderance of the evidence; failure to establish either deficient performance or
prejudice will defeat a claim of ineffectiveness. Perez, 310 S.W.3d at 893.

A defendant has the right to effective assistance of counsel in guilty-plea
proceedings. Ex parte Harrington, 310 S.W.3d 452, 458 (Tex. Crim. App. 2010). A
guilty plea must represent a ―‗voluntary and intelligent choice among the alternative
courses of action open to the defendant.‘‖ Aguilar, 375 S.W.3d at 521 (quoting North
Carolina v. Alford, 400 U.S. 25, 31 (1970)). ―A guilty plea is not knowing or voluntary
if made as a result of ineffective assistance of counsel.‖ Ex parte Moussazadeh, 361
S.W.3d 684, 689 (Tex. Crim. App. 2012). ―Specifically, when a person challenges the
validity of a plea entered upon the advice of counsel, contending that his counsel was
ineffective, the voluntariness of the plea depends on (1) whether counsel‘s advice was
within the range of competence demanded of attorneys in criminal cases and if not, (2)
whether there is a reasonable probability that, but for counsel‘s errors, he would not have
pleaded guilty.‖ Ex parte Harrington, 310 S.W.3d at 458 (quotations omitted).

Plea counsel‘s performance is deficient if counsel fails to advise a noncitizen
defendant about deportation consequences that are ―truly clear.‖ See Padilla, 130 S. Ct.
at 1483; Aguilar, 375 S.W.3d at 524. Thus, plea counsel is deficient if counsel merely
mentions the possibility of deportation when the relevant immigration provisions are
presumptively mandatory. See Aguilar, 375 S.W.3d at 524 (citing United States v.
Bonilla, 637 F.3d 980, 984 (9th Cir. 2011)). To establish prejudice, an applicant ―must

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convince the court that a decision to reject the plea bargain would have been rational
under the circumstances.‖ Padilla, 130 S. Ct. at 1485; Aguilar, 375 S.W.3d at 525. ―The
test is objective; it turns on what a reasonable person in the defendant‘s shoes would do.‖
United States v. Smith, 844 F.2d 203, 209 (5th Cir. 1988) (per curiam).

When the prejudice prong of the Strickland test is dispositive, as here, we will
address only that prong on appeal. Seamster v. State, 344 S.W.3d 592, 594 (Tex. App.—
Houston [14th Dist.] 2011, pet. ref‘d); see also Strickland, 466 U.S. at 697. Consistent
with the abuse of discretion standard of review, we give deference to the habeas court‘s
underlying historical fact determinations, but the ultimate question of prejudice under
Strickland is reviewed de novo. See Johnson v. State, 169 S.W.3d 223, 239 (Tex. Crim.
App. 2005) (reviewing denial of motion for new trial).

C. Evidence Properly Before the Habeas Court

As a threshold matter, we address appellant‘s contention that documents attached
as exhibits to his habeas application and the State‘s response could not be considered by
the habeas court because the documents were not ―introduced into evidence by any
party.‖2 Article 11.072 establishes the procedure in this case: ―In making its
determination, the [habeas] court may order affidavits, depositions, interrogatories, or a
hearing, and may rely on the court‘s personal recollection.‖ TEX. CODE CRIM. PROC.
ANN. art. 11.072, § 6(b).

Because the statute does not require the habeas court to hold a hearing and allows
the court to ―order affidavits,‖ the court may consider affidavits attached to the
application and the State‘s response. See Ex parte Cummins, 169 S.W.3d 752, 757 (Tex.
App.—Fort Worth 2005, no pet.) (―[W]e find nothing in article 11.072 prohibiting the
trial court from considering evidence filed with the application or with the State‘s
response. . . . [T]he legislature did not intend to prohibit the trial court from considering
such evidence without hearing.‖); see also Ex parte Rabago, No. 14-12-00027-CR, 2012

2
The documents include an affidavit from the arresting officer, Henry Torres.

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WL 3678593, at *3, *5 (Tex. App.—Houston [14th Dist.] Aug. 28, 2012, no pet.) (mem.
op., not designated for publication) (no error for habeas court to deny Padilla-based
claim under Article 11.072 after considering affidavits attached to the pleadings without
holding a hearing) (citing Ex parte Davila, 530 S.W.2d 543, 545 (Tex. Crim. App.
1975)); Ex parte Carbajal, No. 08-03-00297-CR, 2004 WL 1772113, at *8 (Tex. App.—
El Paso Aug. 5, 2004, pet. ref‘d) (mem. op., not designated for publication) (―[E]vidence
in the form of affidavits is clearly permissible under 11.072 . . . .‖).

Similarly, we find nothing in Article 11.072 requiring the habeas court to
disregard evidence attached to the habeas application or the State‘s response when the
court holds an evidentiary hearing. We conclude that the habeas court was entitled to
consider such evidence.

D. No Prejudice

We must determine whether appellant proved there is a reasonable probability that
but for counsel‘s errors, he would not have pled guilty, which requires proof that a
decision to reject the plea bargain was rational under the circumstances. See Ex parte
Harrington, 310 S.W.3d at 458; Padilla, 130 S. Ct. at 1485. This inquiry is made on a
case-by-case basis, considering the circumstances surrounding the plea and the gravity of
the alleged failure. See Ex parte Moreno, No. 02-11-00272-CR, — S.W.3d —, 2012 WL
3734003, at *4, *7 (Tex. App.—Fort Worth Aug. 30, 2012, no pet. h.); see also Aguilar,
375 S.W.3d at 525–26.

Initially, we note that the habeas court was free to disbelieve appellant‘s self-
serving testimony that he would not have pled guilty if he had been aware of the
immigration consequences of his plea. See Ex parte Moreno, 2012 WL 3734003, at *5;
Ex parte Ali, 368 S.W.3d 827, 840–41 (Tex. App.—Austin 2012, pet. ref‘d); see also Ex
parte Tovilla, No. 14-11-01120-CR, 2012 WL 113049, at *3 (Tex. App.—Houston [14th
Dist.] Jan. 12, 2012, pet. ref‘d) (mem. op., not designated for publication). We defer to
the habeas court‘s findings based on credibility. See Ex parte Tovilla, 2012 WL 113049,
at *3; see also In re M.P.A., 364 S.W.3d 277, 284 (Tex. 2012); Ex parte Thompson, 153

8
S.W.3d 416, 417–18 (Tex. Crim. App. 2005).3 Further, it is irrelevant that appellant
actually became the subject of deportation proceedings as a result of his plea. See
Aguilar, 375 S.W.3d at 526 n.8 (ongoing deportation proceedings not necessary to assert
Padilla claim); cf. Strickland, 466 U.S. at 690 (adequacy of representation should not be
evaluated with ―the distorting effects of hindsight‖).

The habeas court considered the ―overwhelming‖ evidence of appellant‘s guilt, the
fact that he faced up to six months‘ confinement and a $2,000 fine if convicted, the lack
of evidence of any factual or legal defenses, and the lack of evidence that any other plea
deal would have helped him avoid deportation. These factors suggest that a rational
noncitizen defendant would likely not risk a trial if the result is near-certain conviction—
under those circumstances, the defendant faces a harsher criminal penalty in addition to
the same immigration consequences of pleading guilty. See Ex parte Ali, 368 S.W.3d at
840 (overwhelming evidence of guilt meant that the applicant‘s conviction was ―virtually
certain,‖ and by rejecting the plea deal, the applicant ―would have risked the same
deportation consequences and, in addition, could have been sentenced to up to one full
year of actual jail time‖); see also Ex parte Moreno, 2012 WL 3734003, at *6 (finding no
prejudice when there was no evidence that the State would have considered or accepted a
plea bargain for a charge not resulting in the same immigration consequences).4

3
But see Ex parte Romero, 351 S.W.3d 127, 131 (Tex. App.—San Antonio Aug. 3, 2011, no pet.)
(habeas court abused its discretion denying the writ because the appellant stated in his affidavit that he
would not have pled guilty).
4
We note that the inquiry is not whether appellant would have received a more favorable
disposition if he had gone to trial. See Johnson, 169 S.W.3d at 231. But to determine whether it would
be rational for a defendant to insist on going to trial, a habeas court properly considers evidence
concerning the likelihood of success at trial—if there is overwhelming evidence of guilt and no evidence
of a legal or factual defense to the crime, then it likely would be irrational to go to trial. See Ex parte Ali,
368 S.W.3d at 840 (citing Hill v. Lockhart, 474 U.S. 52, 59 (1985) (―In many guilty plea cases, the
‗prejudice‘ inquiry will closely resemble the inquiry engaged in by courts reviewing ineffective-assistance
challenges to convictions obtained through a trial. . . . [For example], where the alleged error of counsel
is a failure to advise the defendant of a potential affirmative defense to the crime charged, the resolution
of the ‗prejudice‘ inquiry will depend largely on whether the affirmative defense likely would have
succeeded at trial.‖)).

9
 The habeas court specifically found Officer Torres‘s affidavit credible and
highlighted some of the ―overwhelming‖ evidence of appellant‘s guilt: he smelled of
marijuana, had flakes of marijuana on his shirt, and confessed to having marijuana in the
car he was driving.5 During the habeas hearing, appellant also admitted that he ―did
illegally possess marijuana in this underlying marijuana case.‖ On redirect, appellant
said he did not know the legal definition of possession and did not know if the search was
lawful, but appellant presented no affirmative evidence that he had any factual or legal
defenses to the charge. Accordingly, the habeas court‘s findings are supported by the
evidence.

Further, although the Padilla Court recognized that deportation consequences are
―sometimes the most important part‖ of the penalty that may be imposed on noncitizens
who plead guilty, 130 S. Ct. at 1481, this record contains no evidence indicating that
immigration consequences were appellant‘s paramount concern. The habeas court found
that Henderson informed appellant that the guilty plea ―may result in deportation,‖
consistent with the admonition required by Article 26.13 of the Texas Code of Criminal
Procedure. See TEX. CODE CRIM. PROC. ANN. art. 26.13 (West 2009). Appellant signed
plea paperwork containing the admonition, and the habeas court relied on its personal
recollection to find that the judge taking appellant‘s plea ―would not have taken any plea
where the defendant . . . expressed any doubts as to the consequences of his entering a
plea of guilty.‖ The habeas court also found that appellant ―made no showing that he
ever questioned his attorney at the time of the plea regarding any such factors that might
limit his deportation consequences.‖ Thus, there is no evidence appellant expressed his
concerns about deportation to the trial court, plea counsel, or anyone else at the time of
his plea. The habeas court could have rationally believed that immigration consequences
were not appellant‘s primary concern when pleading guilty ―based upon appellant‘s
apparent total inaction upon receiving repeated verbal and written warnings about the

5
Torres also stated in his affidavit that appellant‘s eyes were ―red and glassy.‖

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possibility of his deportation.‖ Ex parte Moreno, 2012 WL 3734003, at *5.6

Appellant cites the case of Ex parte Elizondo-Vasquez, 361 S.W.3d 120 (Tex.
App.—Texarkana 2011, no pet.). That case presented different circumstances: the court
of appeals found prejudice when the defendant ―specifically inquired of trial counsel
about [his immigration status] and the effect his plea would have upon it, as well as
potential outcomes.‖ Id. at 123. Thus, the Texarkana Court considered evidence that
immigration consequences were a paramount concern. Similarly, we reject the reasoning
employed by the San Antonio Court of Appeals in Ex parte Romero, where the court
reversed the habeas court‘s denial of the writ almost entirely based on the self-serving
affidavit of the applicant. See 351 S.W.3d 127, 131 (Tex. App.—San Antonio 2011, no
pet.). As the Austin Court of Appeals noted, the Ex parte Romero decision ―appears to
have disregarded implied factual findings by the trial court that the applicant‘s testimony
or affidavit was not credible[;] the case[ is] contrary to well-established precedent
holding that reviewing courts are to defer to the trial court‘s factual findings and
credibility determinations.‖ Ex parte Ali, 368 S.W.3d at 841 n.11.

Appellant suggests that a ―probation-eligible defendant charged with a minute
amount of marijuana would never voluntarily forfeit his entire family and existence in the
United States to avoid the unlikely maximum six-month jail sentence on a Class B
misdemeanor.‖ He suggests his situation is ―no different‖ from the decision in Salazar v.
State, 361 S.W.3d 99 (Tex. App.—Eastland 2011, no pet.). In Salazar, the court of
appeals reversed the habeas court‘s denial of the writ and held that Salazar could have
rationally rejected the plea deal of two years deferred adjudication with a $500 fine and
$1,800 in restitution for theft of property—a state jail felony that carried a maximum

6
We do not hold that reciting the statutory admonishment ―cures‖ prejudice as a matter of law.
See Ex parte Tanklevskaya, 361 S.W.3d 86, 99 (Tex. App.—Houston [1st Dist.] May 26, 2011, pet. filed)
(―[U]nder these facts, the trial court‘s statutory admonishment prior to accepting applicant‘s guilty plea
does not cure the prejudice arising from plea counsel‘s failure to inform applicant that, upon pleading
guilty, she would be presumptively inadmissible.‖). But a defendant‘s failure to express concerns about
immigration consequences after receiving repeated warnings may be a factor to consider. See Ex parte
Moreno, 2012 WL 3734003, at *5.

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penalty of two years‘ confinement and a $10,000 fine. Id. at 101, 103. Notably, Salazar
would have risked a penalty greater than appellant had he gone to trial. Further, like
appellant here, Salazar was eighteen years old at the time of his plea and had lived as a
lawful permanent resident in the United States for less than five years. Id. at 102–03. He
had been reared in the United States, and his family was in the United States. Id. at 103.

However, unlike appellant, Salazar had no criminal record, and there was evidence
that he had a great deal of community support that would help him seek probation if
convicted at trial. Id.7 The court also noted that Salazar had a factual defense to the
crime: ―He believes he is not guilty because he thought the taking of the [property] was a
prank and that his friend intended to return it.‖ Id. Unlike Salazar, appellant admitted
that he ―did illegally possess marijuana in this underlying marijuana case,‖ and he
presented no evidence that he had a legal or factual defense to the crime. Further, the
habeas court specifically found Officer Torres‘s account of the offense credible.

Giving appropriate deference to the habeas court‘s factual findings, we agree that
appellant failed to prove that it would have been rational for him to reject the plea deal
and insist on going to trial. Accordingly, appellant‘s sole issue on appeal is overruled.

CONCLUSION

Having overruled appellant‘s sole issue on appeal, we affirm the habeas court‘s
order denying the writ.

/s/ Sharon McCally
Justice

Panel consists of Justices Boyce, McCally, and Mirabal.8
Publish — TEX. R. APP. P. 47.2(b).
7
On appeal, appellant claims that he would have been eligible for probation if convicted at trial,
but he did not develop the record in the habeas court concerning the likelihood of obtaining probation
after a trial.
8
Senior Justice Margaret Garner Mirabal sitting by assignment.

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