United States v. Stewart, Timothy

In the United States Court of Appeals For the Seventh Circuit ____________ No. 06-4323 UNITED STATES OF AMERICA, Plaintiff-Appellee, v. TIMOTHY STEWART, Defendant-Appellant. ____________ Appeal from the United States District Court for the Southern District of Indiana, Evansville Division. No. 01 CR 32—Richard L. Young, Judge. ____________ ARGUED SEPTEMBER 18, 2007—DECIDED AUGUST 4, 2008 ____________ Before EVANS, WILLIAMS, and SYKES, Circuit Judges. SYKES, Circuit Judge. Defendant Timothy Stewart was found guilty of robbing a bank in Evansville, Indiana, and using a firearm in connection with that crime. He was sentenced to 159 months in prison. On his initial appeal to this court, he argued that his videotaped con- fession, played for the jury at trial, was the product of a sequential method of interrogation in which Miranda warnings were withheld until after he made an incul- patory statement, in violation of the Supreme Court’s holding in Missouri v. Seibert, 542 U.S. 600 (2004). We 2 No. 06-4323 remanded to the district court for findings on whether the police had deliberately used a two-step interrogation technique designed to circumvent the requirements of Miranda v. Arizona, 384 U.S. 436 (1966). When the case returned to this court, we again remanded to the district court for more particularized findings on whether the interrogating officer intentionally withheld Miranda warnings as part of a question-first, warn-later strategy. On the second remand, the district court specifically credited the officer’s explanation for belatedly delivering Miranda warnings and found that the officer had not engaged in a deliberate circumvention of Miranda. We affirm. Whether the interrogating officer delib- erately withheld Miranda warnings as part of a two-step interrogation process designed to elicit an unwarned confession is a question of fact that we review for clear error. The district court’s supplemental findings were not clearly erroneous, and therefore the admission of Stewart’s postwarning confession was not improper under Seibert. We also agree with the district court that the inculpatory statement Stewart made before being Mirandized was voluntary. Accordingly, although inad- missible (and not admitted) at trial, Stewart’s unwarned, first statement did not affect the admissibility of his second, fully warned and voluntary confession. See Oregon v. Elstad, 470 U.S. 298, 314 (1985). I. Background The background facts of this case were laid out in substantial detail in our earlier decision in this case, United States v. Stewart (“Stewart I”), 388 F.3d 1079 (7th Cir. 2004), and need only be summarized here. Stewart was No. 06-4323 3 detained at a perimeter checkpoint established by the Evansville Police Department following an armed rob- bery at the Old National Bank. The officer running the checkpoint believed Stewart matched a general descrip- tion of the robber given to the dispatcher by another officer who observed a black man running away from the scene of the crime carrying a rifle and a duffel bag. Evansville Detectives Larry Nelson and Dan Winters arrived at the checkpoint shortly after Stewart was de- tained. Winters removed Stewart’s handcuffs. Stewart, unprompted, then suggested they get in the detectives’ squad car; once in the car, he told Winters to “drive” and “take me downtown.” Winters stayed put. A few minutes later Nelson received information that Stewart’s cell phone was found near the bank robber’s abandoned getaway car. Winters then rehandcuffed Stewart, and the detectives took him downtown to the police station. During the short trip to the station, Nelson asked Stewart if he was the bank robber; Stewart denied any involvement. Stewart was not given Miranda warnings at this time, although the parties agreed in the initial appeal of this case that he was now in custody. At the station the detectives removed Stewart’s hand- cuffs, placed him in an interview room, and asked again whether he was involved in the robbery. Stewart told them that another man, Duel Felders, committed the robbery and that he (Stewart) provided Felders with the gun and car. Winters and Nelson then left the interview room to put out a “BOL” (“Be on Lookout”) for Felders. Nelson met two FBI agents in the hallway who accompa- nied him back into the interview room. The agents identi- fied themselves and Stewart began to cry. Nelson asked him if he committed the robbery. Stewart admitted doing 4 No. 06-4323 so and said that he did it alone. At that point Nelson administered Miranda warnings and Stewart signed a Miranda waiver form. He then gave a detailed videotaped confession, which was played for the jury at trial over the objection of his counsel. (As required by Miranda, Stewart’s unwarned statement was excluded.) The jury returned a verdict of guilty. Stewart appealed, arguing that his videotaped confession was involuntary and the product of a question-first, warn- later interrogation technique in violation of the Supreme Court’s intervening decision in Seibert. We agreed with the district court that Stewart’s post-Miranda confession was voluntary, but concluded there was insufficient evidence on the question of whether the officers deliber- ately employed a two-step interrogation process in cir- cumvention of Miranda. We remanded the case to the district court for further factfinding on this point. On remand the district court again found Stewart’s pre- and post-Miranda statements voluntary. The court fur- ther held that the detectives did not violate Seibert be- cause the Evansville Police Department did not have an official policy directing officers to use a two-step inter- rogation technique and did not train its officers to question suspects in this fashion. Stewart again appealed. We declined to reconsider our prior holding affirming the district court’s voluntariness finding as to Stewart’s postwarning confession and again remanded the case to the district court for more specific findings on the ques- tion whether the interrogating officer had deliberately engaged in an end-run around Miranda. (On the first remand, the district court had focused solely on the Police Department’s lack of a policy or training practice regarding two-step interrogations.) We directed the dis- No. 06-4323 5 trict court to make findings on “the explanation given by the officer for the failure to administer warnings in a timely fashion and the credibility of that explanation in light of the totality of relevant circumstances sur- rounding the interrogation.” United States v. Stewart (“Stewart II”), 191 F. App’x 495, 498-99 (7th Cir. 2006). The district court then made supplemental findings of fact and conclusions of law in response to our order in Stewart II. After reexamining Detective Nelson’s testimony, the court accepted his explanation for failing to Mirandize Stewart earlier in the interrogation. Nelson testified that he did not think Stewart was in custody until he told the officer he provided a gun and a car to Felders. Stewart had himself asked to be taken downtown to the police station, which Nelson construed as a voluntary en- counter, not custody. Nelson also testified that he did not deliver Miranda warnings immediately after Stewart implicated himself as an accomplice to Felders because he was in a rush to get out a BOL on Felders. The court credited these explanations and reaffirmed its prior holding. Stewart appealed for a third time. II. Discussion In Seibert, the Supreme Court considered the question of the admissibility of a confession obtained by a two- step interrogation process in which Miranda warnings were delivered mid-interrogation, after an initial and unwarned inculpatory statement by the suspect. The Court did not, however, achieve a majority opinion regarding how such sequential interrogations ought to be evaluated. Previously, the admissibility of a postwarning confession obtained after an earlier, unwarned inculpatory state- 6 No. 06-4323 ment was governed by Elstad, which required an inquiry into whether the pre- and postwarning statements were voluntary. 470 U.S. at 310-11. If the unwarned, first state- ment was voluntary, then the second statement would be admissible under Elstad provided it, too, was voluntary and obtained after compliance with Miranda. Id. at 318. If the unwarned, first statement was involuntary, however, the admissibility of the second, warned state- ment would depend upon whether there was a suf- ficient separation in time and circumstances between the first and second statements so the coercive taint of the first did not carry over to the second. Id. at 310. Seibert altered Elstad’s approach to sequential interroga- tions, at least in certain respects. In Stewart I, we traced the Seibert plurality opinion and the concurrences of Justices Breyer and Kennedy and concluded that “at least as to deliberate two-step interrogations in which Miranda warnings are intentionally withheld until after the sus- pect confesses, the central voluntariness inquiry of Elstad has been replaced by a presumptive rule of exclusion.” Stewart I, 388 F.3d at 1090. Reconciling Justice Kennedy’s concurrence with the plurality opinion, we concluded that in cases not involving the deliberate use of a two- step interrogation, “Elstad appears to have survived Seibert.” Id. Justice Kennedy’s concurrence, however, did not address the burden of proof or standard of review applicable to the determination of deliberateness; we turn to those threshold matters before taking up the substance of the district court’s supplemental findings. A. Burden of Proof The government bears the burden of demonstrating the admissibility of a confession. Brown v. Illinois, 422 U.S. 590, No. 06-4323 7 603-04 (1975). This requires the government to prove by a preponderance of the evidence the defendant’s Miranda waiver and the voluntariness of the confession. Seibert, 542 U.S. at 608 n.1 (citing Colorado v. Connelly, 479 U.S. 157, 169 (1986), and Lego v. Twomey, 404 U.S. 477, 489 (1972)). Whether the police deliberately used a two-step interroga- tion method designed to circumvent Miranda is a factual inquiry that bears upon the admissibility of the defendant’s confession. Accordingly, where the defen- dant’s confession was obtained during a sequential inter- rogation with Miranda warnings delivered midstream, the government bears the burden of proving the police did not deliberately withhold the warnings until after they had an initial inculpatory statement in hand. See United States v. Ollie, 442 F.3d 1135, 1142-43 (8th Cir. 2006) (finding that the government must prove lack of deliberate- ness by a preponderance of the evidence because “[p]lacing that burden on the prosecution is consistent with prior Supreme Court decisions that require the government to prove the admissibility of a confession before it may come into evidence”). B. Standard of Review There is not yet a general consensus among the cir- cuits about the standard of review that applies to Seibert- deliberateness determinations, but the trend appears to be in the direction of review for clear error. See United States v. Torres-Lona, 491 F.3d 750, 758 (8th Cir. 2007) (applying clear-error standard of review); United States v. Narvaez- Gomez, 489 F.3d 970, 974 (9th Cir. 2007) (applying clear- error standard of review); United States v. Carter, 489 F.3d 528, 536 (2d Cir. 2007) (without deciding the matter, appearing implicitly to apply de novo review); United 8 No. 06-4323 States v. Nunez-Sanchez, 478 F.3d 663, 668-69 (5th Cir. 2007) (without deciding the matter, appearing implicitly to apply clear-error review); United States v. Street, 472 F.3d 1298, 1314 (11th Cir. 2006) (without deciding the matter, appear- ing implicitly to apply de novo review); United States v. Naranjo, 426 F.3d 221, 232 (3d Cir. 2005) (applying clear- error standard of review); United States v. Mashburn, 406 F.3d 303, 309 (4th Cir. 2005) (applying clear-error standard of review). A district court’s decision to admit a confession is ordinarily reviewed under a split standard of review: legal issues and the “ultimate question of whether a confession is voluntary” are subject to de novo review, but the district court’s underlying factual findings (including whether the defendant’s Miranda waiver was voluntary) are reviewed for clear error, “especially when the sup- pression decision turn[s] on the credibility of the wit- nesses.” United States v. Walker, 272 F.3d 407, 411-12 (7th Cir. 2001). The question of whether the interrogating officer deliberately withheld Miranda warnings will invariably turn on the credibility of the officer’s testimony in light of the totality of the circumstances surrounding the interrogation. This is a factual finding entitled to deference on appeal; we will apply the clear-error stand- ard of review. “We generally defer to the district court’s determination of credibility because, unlike our review of transcripts, the district court had the opportunity to listen to testi- mony and observe the demeanor of witnesses at the suppression hearing.” United States v. Biggs, 491 F.3d 616, 621 (7th Cir. 2007) (internal quotation marks omitted). In this context, the clear-error standard is especially dif- ficult to surmount; we will accept the district court’s No. 06-4323 9 credibility finding “unless it is contrary to the laws of nature, or is so inconsistent or improbable on its face that no reasonable factfinder could accept it.” United States v. Huebner, 356 F.3d 807, 813 (7th Cir. 2004) (internal quota- tion marks omitted). Stated differently, “determinations of witness credibility can virtually never be clear error.” Biggs, 491 F.3d at 621 (internal quotation marks omitted). C. The District Court’s Supplemental Findings Stewart argues as a general matter that in a custodial interrogation, a police officer’s deferral of Miranda warn- ings until after the suspect makes an incriminating state- ment should always give rise to an inference of delib- erateness. For support he cites the Ninth Circuit’s decision in United States v. Williams, 435 F.3d 1148, 1160 (9th Cir. 2006), but that case does not help him here. In Williams, the Ninth Circuit analyzed the split opinions in Seibert and observed that once a suspect is in custody and subjected to interrogation, “there is rarely, if ever, a legitimate reason to delay giving a Miranda warning until after the suspect has confessed.” 435 F.3d at 1159. “Instead,” the court noted, “the most plausible reason for the delay is an illegitimate one, which is the interrogator’s desire to weaken the warning’s effectiveness.” Id. The Ninth Circuit went on to hold, however, that “[t]he court should con- sider any objective evidence or available expressions of subjective intent” to determine whether “the officer acted deliberately to undermine and obscure the warning’s meaning and effect.” Id. at 1160. Justice Kennedy’s con- currence in Seibert suggested a number of plausible rea- sons why an officer might legitimately wait to deliver Miranda warnings, including that “[a]n officer may not realize that a suspect is in custody and warnings are 10 No. 06-4323 required.” Seibert, 542 U.S. at 620 (Kennedy, J., concurring). Indeed, that was the officer’s explanation here, and the district court found it credible. Stewart attacks Nelson’s testimony as inherently in- credible. He argues that Nelson’s explanation for de- ferring Miranda warnings—that he mistakenly believed Stewart was not in custody until he implicated Felders, with himself as an accomplice—is simply unworthy of belief. But “the task of defining custody is a slippery one, and policemen investigating serious crimes cannot realistically be expected to make no errors whatsoever.” Elstad, 470 U.S. at 309 (internal quotation marks & brackets omitted). The point at which a suspect is in custody is determined objectively—a suspect is in custody when a reasonable person in the suspect’s circumstances would not have felt free to leave. United States v. Thomp- son, 496 F.3d 807, 810-11 (7th Cir. 2007). The subjective belief of the officers involved is generally irrelevant. Stansbury v. California, 511 U.S. 318, 323-24 (1994). In this context, however, Nelson’s subjective belief about Stewart’s custodial status is relevant to the evaluation of his reasons for deferring Miranda warnings. Although we held in Stewart I (and the parties agreed on appeal) that Stewart was in custody when Winters rehandcuffed him at the checkpoint and the detectives took him to the police station, the district court was entitled to credit Nelson’s contrary, though mistaken, subjective belief. In this regard, Stewart also maintains the district court misinterpreted the import of his demand to “take me downtown.” He argues Nelson could not reasonably have believed this made his trip to the police station a voluntary encounter. When Stewart made this demand, however, he was not handcuffed and had himself sug- No. 06-4323 11 gested to Winters, “Let’s get in your car.” In initially denying Stewart’s suppression motion, the district court had concluded that Stewart was not in custody at the checkpoint. In Stewart I, we disagreed, but the court was entitled on remand to credit Nelson’s explanation that he waited to give Miranda warnings because he mis- takenly believed Stewart was accompanying the officers voluntarily. Stewart also attacks Nelson’s failure to give Miranda warnings at an earlier point during the interrogation at the station house—immediately after he incriminated him- self as an accomplice to Felders. Nelson acknowledged that he knew, at this point, that the warnings were re- quired, and Stewart suggests that the failure to immedi- ately provide them suggests that they were deliberately withheld. The district court accepted Nelson’s explana- tion that he failed to deliver the warnings at this point in the interrogation in his rush to get a BOL out on Felders and because of his subsequent encounter with the FBI agents in the hall. Nelson said: “[W]hen I came back in the room, by that time the FBI was coming in the room, and they started talking to him.” He also testified: “When I came back in the room, of course, the agents came in and identified themselves, so I’m sure that had something to do with it, but it’s still my error.” Stewart’s counsel suggested at oral argument that Nelson did not leave the interview room to get information out on Felders but instead to tell the arriving FBI agents that Stewart was about to “break.” Nothing in the record supports this assertion. Special Agent Williams testified that Detective Winters first came into the hall to inform him of the information on Felders; then “Detective Larry Nelson exited the same interview room and came out 12 No. 06-4323 and indicated that—basically the same information that Detective Winters had indicated.” Agent Williams testi- fied that he and Special Agent Beck then went into the interview room to question Stewart along with Nelson, and at that point Stewart began to cry and admitted committing the robbery. This corroborates Nelson’s explanation. The existence of a plausible alternative explanation—that Nelson deliberately withheld Miranda warnings because he wanted to capitalize on Stewart’s weakened emotional state—does not itself undermine the district court’s credibility determination. The court did not clearly err in accepting Nelson’s explanation for delaying the Miranda warnings. Stewart raises two additional challenges to the district court’s deliberateness findings. First, he contends the district court applied an incorrect legal standard when it considered the degree of overlap between his pre- and post-Miranda confessions in analyzing whether the two- step interrogation method was deliberately employed. The district court noted that “the content of the pre- and post- Miranda statements did not overlap”—Stewart’s pre- warning statement was limited to his admission that he committed the robbery alone, and his postwarning state- ment was not just a repetition of the first but contained far more detail. For the Seibert plurality, the degree of overlap between pre- and post-Miranda statements bears upon the ques- tion whether “Miranda warnings delivered midstream could be effective enough to accomplish their object.” Seibert, 542 U.S. at 615. For Justice Kennedy, an inquiry into the differences in time and circumstances between the first and second statement is necessary only when the interrogating officer uses a “deliberate two-step No. 06-4323 13 strategy, predicated upon violating Miranda during an extended interview.” Id. at 621 (Kennedy, J., concurring). “If the deliberate two-step strategy has been used, postwarning statements that are related to the substance of prewarning statements must be excluded unless cura- tive measures are taken before the postwarning statement is made.” Id. at 622. Justice Kennedy suggested that a “substantial break in time and circumstances” between the two statements “may suffice” as adequate curative measures “in most circumstances.” Id. Here, the district court cited the relative lack of over- lap between Stewart’s pre- and post-Miranda statements as objective evidence that Detective Nelson had not deliberately used a two-step interrogation strategy—not as in the Seibert plurality, as a measure of the effectiveness of midstream Miranda warnings or, as in Justice Kennedy’s concurrence, to evaluate whether sufficient “curative measures” were proven. Nevertheless, the district court’s approach was not error. The Seibert plurality noted that the point of using a two-step process “is that with one confession in hand before the warnings, the interrogator can count on getting its duplicate, with trifling additional trouble.” Id. at 613. Conversely, the lack of overlap between the warned and unwarned state- ments is evidence that the interrogator did not delib- erately use a two-step strategy designed to circumvent Miranda. Stewart also argues the district court’s failure to con- sider Detective Winters’s reasons for omitting Miranda warnings was error. We disagree. The court’s factual findings establish that Nelson was the lead detective and that Winters’s involvement in the actual interroga- tion was collateral. Nelson confronted Stewart with 14 No. 06-4323 information about the cell phone found at the scene. Nelson questioned Stewart during the short ride to the police station and initially in the interrogation room. After Winters left the interrogation room, Nelson asked the question that elicited Stewart’s initial admission to com- mitting the robbery alone, and Nelson subsequently advised Stewart of his rights and obtained a Miranda waiver. Under cross-examination by Stewart’s counsel, Winters testified explicitly that “Detective Nelson was the lead investigator on this.” The determination of whether a question-first strategy was deliberately used does not require an inquiry into the state of mind of every officer involved in the interroga- tion. It is enough here that the district court credited Detective Nelson’s reasons for omitting Miranda warnings. He was the lead investigator and was responsible for the bulk of the interrogation. That Detective Winters played only a supportive role in the interrogation is borne out by the record; the absence of any inquiry into his reasons for omitting Miranda warnings does not undermine the district court’s acceptance of Nelson’s explanation. D. Voluntariness of Stewart’s Pre-Miranda Statement Finally, Stewart argues that his pre-Miranda statement was involuntary and that the coercive taint carried over to his post-Miranda statement, making it inadmissible under Elstad. In Stewart I, we affirmed the district court’s conclusion that Stewart’s postwarning confession was voluntary and remanded for findings on whether the police deliberately used a two-step interrogation process designed to circumvent Miranda, and if so, for a further inquiry into the sufficiency of the separation in time and No. 06-4323 15 circumstances between the warned and unwarned confes- sions. 388 F.3d at 1091-92. Our remand instructions also told the district court that if it found that the interrogation process used here was not a deliberate end run around Miranda, it should determine “whether the initial unwarned confession would flunk the voluntariness standard of Elstad such that the taint would carry over to the second warned confession.” Id. at 1091. The district court found “no evidence of any coercive police activity relative to [Stewart’s] pre-Miranda statement.” Stewart points to the fact that he began to cry when the FBI agents entered the interrogation room and argues that this undercuts the district court’s voluntariness finding. His emotional reaction to the entry of the FBI into the investigation is hardly evidence of coercive inter- rogation tactics and does not by itself call into question the voluntariness of his pre-Miranda statement. The voluntari- ness inquiry asks whether the confession is “the product of a rational intellect and free will and not the result of physical abuse, psychological intimidation, or deceptive interrogation tactics that have overcome the defendant’s free will.” United States v. Gillaum, 372 F.3d 848, 856 (7th Cir. 2004) (internal quotation marks omitted). We agree with the district court that there is no evidence of any form of police coercion at work here. Stewart’s Mirandized and voluntary videotaped confession was properly ad- mitted at trial. AFFIRMED. USCA-02-C-0072—8-4-08