J-S13030-15
2015 PA Super 204
IN RE: S.S.W., DOB 11/3/2010 IN THE SUPERIOR COURT OF
IN RE: S.F.W., DOB 9/27/2012 PENNSYLVANIA
APPEAL OF: S.W. NOW S.P.W. AND
M.J.W.
No. 1726 WDA 2014
Appeal from the Order entered October 6, 2014
In the Court of Common Pleas of Somerset County
Orphans' Court at Nos: 15 Adoption 2014 and 15A Adoption 2014
BEFORE: BENDER, P.J.E., MUNDY, J., and STABILE, J.
OPINION BY STABILE, J.: FILED SEPTEMBER 24, 2015
Appellants, S.P.W. (Mother) and M.J.W. (Stepfather), appeal from the
orphans’ court’s October 6, 2014 order denying their petition for involuntary
termination of the parental rights of J.M.W. (Father), to S.S.W. and S.F.W.
(the Children). We affirm.
The orphans’ court set forth its findings of fact in its opinion of
November 13, 2014. In relevant part, the court found that the Children
have been in sole custody of Mother since January 4, 2013. Orphans’ Court’
Opinion, 11/13/14, at ¶ 6. Father has not attempted contact with Mother or
Children since then. Id. at ¶ 25. Mother obtained an order pursuant to the
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Protection From Abuse (PFA) Act1 after a December 27, 2012 incident during
which Father threatened to shoot himself in Mother’s presence and also
grabbed Mother’s thigh, resulting in visible bruising. Id. at ¶¶ 8-9, 13. At a
January 10, 2013 PFA hearing, Father consented to entry of an order without
admitting the underlying facts. Id. at ¶ 17. Pursuant to that order, Mother
had sole physical and legal custody of the Children and Father was not
permitted any contact. Id. Also, on January 10, 2013, Father sent flowers
to Mother to apologize for his conduct. Id. at ¶ 19. On January 19, 2013,
Father took diapers for their baby to Mother’s office and left them as Mother
was out of town. Id. at ¶ 21. For this attempted contact, police charged
Father with indirect criminal contempt of the PFA order. Id. at ¶ 22. Father
pled guilty and received a 90-day suspended sentence. Id. at ¶ 23.
Father participated in two months of counseling in April and May of
2013 for which a certificate of completion was provided to the Somerset
County probation officer. Id. at ¶ 30. Father also underwent faith-based
pastoral counseling. Id. at 31. The orphans’ court found Father “has
undergone a reversal in his mental outlook through having secured a new
job with job training and steady responsible work.” Id. at ¶ 31.
The trial court extended the PFA order to January 10, 2016 because
Father failed to appear at a December 12, 2013 PFA extension hearing. Id.
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23 Pa.C.S.A. § 6101, et seq.
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at ¶ 36. Father’s employer denied his request for time off to attend the
hearing and Father did not believe his appearance at the hearing would alter
the result because he could not afford counsel. Id. at ¶ 37. Father
attempted to obtain counsel for the custody proceeding though Legal Aid,
but Legal Aid declined assistance due to criminal charges pending against
Father. Id. at ¶ 43.
In its analysis, the orphans’ court noted Father’s emotional
“turnaround” owing to psychiatric treatment. Id. at 12.2 Concerning
§ 2511(b), the orphans’ court noted, “There was no testimony from either
party regarding the relationship between [Father] and [the Children] prior to
January 2013.” Id. Specifically, the court noted the older child was two at
the time of separation and neither party offered evidence on the nature of
the bond between the older child and Father. Id. at 13.
The orphans’ court credited Father’s testimony that he could not afford
counsel and that the absence of competent counsel rendered him unaware of
the possibility of modifying the PFA to permit him to maintain a relationship
with the Children. Id. In addition, “[a]ny attempts he made to make
amends with [Mother] or to initiate contact with his in-laws was deemed
contemptuous by the court, resulting in his arrest.” Id.
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We have assigned page numbers to the orphans’ court’s opinion as it is
not paginated and only the findings of fact appear in numbered paragraphs.
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On July 31, 2014, Appellants filed a petition seeking termination of
Father’s parental rights pursuant to 23 Pa.C.S.A. § 2511(a)(1) and (b). At
the conclusion of an October 3, 2014 hearing on the petition, the orphans’
court found that Appellants failed to prove by clear and convincing evidence
that termination of Father’s parental rights was appropriate under
§ 2511(a)(1). The orphans’ court entered an order to that effect on October
6, 2014, and Appellants filed a timely appeal.3
Section 2511(a)(1) permits involuntary termination of parental rights
where a parent exhibits a settled purpose of relinquishing his or her parental
claim or refuses to perform parental duties for six months prior to the filing
of a termination petition. 23 Pa.C.S.A. § 2511(a)(1). On appeal, Appellants
argue the orphans’ court erred because the record reflects clear and
convincing evidence of Father’s settled purpose of relinquishing his parental
rights or failure to perform parental duties for at least six months prior to
Appellants’ petition.
Although the six month period immediately preceding the
filing of the petition is most critical to the analysis, the court
must consider the whole history of the case and not
mechanically apply the six-month statutory provision. The trial
court must examine the individual circumstances of each case
and consider all of the explanations of the parent to decide if the
evidence, under the totality of the circumstances, requires
involuntary termination.
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3
Appellants filed a concise statement of errors along with their notice of
appeal, in accord with Pa.R.A.P. 1925(a)(2)(i).
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In re I.J., 972 A.3d 5, 10 (Pa. Super. 2009). “A parent must utilize all
available resources to preserve the parental relationship, and must exercise
reasonable firmness in resisting obstacles placed in the path of maintaining
the parent-child relationship.” In re B.,N.M., 856 A.2d 847, 855 (Pa.
Super. 2004).
Our courts have provided the following guidance on the meaning of
parental duty:
There is no simple or easy definition of parental duties.
Parental duty is best understood in relation to the needs of a
child. A child needs love, protection, guidance, and support.
These needs, physical and emotional, cannot be met by a merely
passive interest in the development of the child. Thus, this court
has held that the parental obligation is a positive duty which
requires affirmative performance.
This affirmative duty encompasses more than a financial
obligation; it requires continuing interest in the child and a
genuine effort to maintain communication and association with
the child.
Because a child needs more than a benefactor, parental
duty requires that a parent ‘exert himself to take and maintain a
place of importance in the child's life’.
In re C.M.S., 832 A.2d 457, 462 (Pa. Super. 2003) (quoting In re Burns,
379 A.2d 535, 540 (Pa. 1977)), appeal denied, 859 A.2d 757 (Pa. 2004).
We review the orphans’ court’s decision for abuse of discretion or error
of law, and we must defer to the orphans’ court’s findings of fact if the
record supports them. In re L.M., 923 A.2d 505, 511 (Pa. Super. 2007).
As we have already noted, termination of parental rights is appropriate only
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where clear and convincing evidence supports termination under § 2511(a).
Id.
Appellants argue the orphans’ court erred because Father has not seen
the Children since the older one was two years old and the younger one was
three months old. Appellants’ Brief at 11. Appellants also argue that
Father’s repeated failure to appear at hearings and his failure to procure
counsel to pursue custody of the Children prove by clear and convincing
evidence that Father has evinced a settled purpose to relinquish his rights
and/or has failed to perform parental duties. As noted above, the orphans’
court was cognizant of these facts. The court found that Father’s absence
was not the result of a refusal to perform parental duties or a settled
purpose of relinquishing his rights. Rather:
In the instant case we have gone to great length to detail
the facts surrounding Father’s separation from [the Children]. In
a short period of three weeks he was the subject of [1] a PFA
action; [2] criminal charges of simple assault; [3] divorce action;
[4] custody action; [5] loss of his employment; [6] loss of his
home; [7] felony theft charges; [8] criminal contempt charges;
and [9] inpatient mental health treatment. All of the foregoing
rose at the outset of an unstable period of his emotional and
mental health which resulted in his inpatient stay in a hospital
psychiatric unit as well as the engagement of intensive mental
health counseling[.] In the court’s anaylsis, Father underwent
an extremely difficult time in his life when everything was turned
upside down, and he was, for the most part, on his own to sort
out all that had transpired.
Orphans’ Court Opinion, 11/13/14, at 11. The orphans’ court noted Father’s
successful counseling, his decision to seek spiritual guidance, and his self-
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described emotional turnaround. Id. at 12. The orphans’ court also noted
Father’s unsuccessful attempt to procure counsel through Legal Aid.
It is the court’s sense that he has suffered throughout his
custody and PFA matters from lack of competent counsel to
educate him that the PFA order regarding custody could be
modified to allow him to reframe a custodial relationship with
[the Children]. While it may routinely be deemed evidence of
lack of continuing interest by a father that he not proceed
through the court system to enforce and define his legal
custodial rights, it was the sense of the court that Father herein
legitimately believed that he was bound by the PFA order and its
contempt power to avoid any contact with [the Children]. Any
attempt he made to make amends with his wife or to initiate
contact with his in-laws was deemed contemptuous by the court,
resulting in his arrest.
Id. at 13.
The orphans’ court was free to credit Father’s testimony, and we must
accept the court’s credibility determinations for purposes of appellate review.
The court found as fact that Father has achieved a better mental outlook
through counseling, and has obtained a steady job. Id. at ¶¶ 30-31. The
court also found as fact that Father missed at least one court hearing
because he would have lost his job if he took time off to attend the hearing.
Id. at ¶ 37.
Appellants also rely on a letter Father wrote to Mother in which he
offered to relinquish his rights in order to end what he believed was
harassment from Mother and her family. The trial court quoted the letter
verbatim, and found that Father wrote it out of “desperation” and eventually
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refused to sign an agreement relinquishing his rights when Mother sent one.
Id. ¶¶ 39-40.
In summary, the orphans’ court opinion evinces a thorough
consideration of the facts, which are not substantially in dispute. We are
cognizant, as was the orphans’ court, of Appellants’ argument that the PFA,
civil litigation, and criminal charges pending against Father were largely of
his own making. Nonetheless, the orphans’ court believed Father reached a
low point in his life and attempted to fight his way out of it. To that end,
Father sought psychiatric and spiritual counseling, and obtained job training
and a steady new job. He has been steady in paying his $400.00 per month
support obligation. Mother testified that she offered Father custody of the
Children if he attended counseling. N.T. Hearing, 10/3/14, at 15, 21-22.
That plan never came to fruition because Mother did not know Father
underwent the requested counseling. Id. at 15, 35. For all of these
reasons, the orphans’ court determined the record did not contain clear and
convincing evidence warranting termination of Father’s parental rights under
§ 2511(a)(1).4
As an appellate court, we are bound by the orphans’ court’s credibility
determinations and findings of fact. The record reflects that the orphans’
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4
Given this determination, the orphans’ court had no occasion to analyze
§ 2511(b). The orphans’ court observed that the parties produced “minimal
testimony” relevant to § 2511(b). Orphans’ Court Opinion, 11/13/14, at 12.
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court tailored its decision to the circumstances of this case, including
Father’s inability to obtain counsel and lack of awareness of his legal options
regarding custody of the Children. Under the totality of the circumstances,
the orphans’ court determined that termination of parental rights was not
warranted. Based on all of the foregoing, we conclude the orphans’ court
correctly applied the law, and we discern neither abuse of discretion nor
legal error in its conclusion. We therefore affirm the orphans’ court’s order.
Order affirmed.
P.J.E. Bender joins the Opinion.
J. Mundy files a Dissenting Statement.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 9/24/2015
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