Fourth Court of Appeals
San Antonio, Texas
MEMORANDUM OPINION
No. 04-15-00539-CV
IN RE TIME WARNER CABLE ENTERPRISES, LLC
and Luquita Joy
Original Mandamus Proceeding 1
Opinion by: Marialyn Barnard, Justice
Sitting: Karen Angelini, Justice
Marialyn Barnard, Justice
Patricia O. Alvarez, Justice
Delivered and Filed: October 7, 2015
PETITION FOR WRIT OF MANDAMUS CONDITIONALLY GRANTED
On August 31, 2015, relators Time Warner Cable Enterprises, LLC and Luquita Joy filed
a petition for writ of mandamus and motion for emergency relief, complaining of the trial court’s
order authorizing Luquita Joy’s pre-suit deposition to investigate a potential claim. See TEX. R.
CIV. P. 202. We conclude the order authorizing the deposition constitutes an abuse of the trial
court’s discretion for which relators would have no adequate remedy by appeal. See In re Wolfe,
341 S.W.3d 932, 933 (Tex. 2011) (orig. proceeding). Therefore, we conditionally grant mandamus
relief.
1
This proceeding arises out of Cause No. 2015-CI-09313, styled In re Fernando Ozuna, pending in the 285th Judicial
District Court, Bexar County, Texas, the Honorable Stephani A. Walsh presiding.
04-15-00539-CV
BACKGROUND
Fernando Ozuna was employed by Time Warner Cable Enterprises, LLC as an Order
Management Coordinator from 2011 until the time of his termination in October 2014. Ozuna filed
a verified petition seeking the pre-suit deposition of his former supervisor, Luquita Joy, with the
production of requested documents, in June 2015. Ozuna requested permission to take Joy’s oral
deposition for the purpose of investigating a potential claim related to his termination. According
to the petition, Ozuna expected to elicit testimony regarding “the circumstances surrounding Mr.
Ozuna’s separation from employment.” He further requested Joy be ordered to produce his
personnel file and disciplinary history at the time of her deposition.
Joy and Time Warner filed objections to Ozuna’s petition, including that Ozuna was
attempting to circumvent the requirement to exhaust administrative remedies before pursuing any
claim related to workers’ compensation, and that Ozuna’s petition failed to satisfy his burden under
Rule 202. Time Warner also objected on the basis that it had voluntarily provided Ozuna with
documents related to his employment, termination and disciplinary history, making the need for
pre-suit deposition to explore those topics unnecessary. At the hearing on his petition, the trial
court admitted Ozuna’s affidavit in which he testified: Joy had been his supervisor at Time Warner;
he informed Joy on October 17, 2014 of his intent to seek workers’ compensation benefits; and
Joy was present at the time of his termination three days later.
The trial court signed an order granting Ozuna’s request for pre-suit deposition on August
21, 2015, based on its finding “that the likely benefit of allowing the petitioner to take the requested
deposition to investigate a potential claim outweighs the burden or expense of the procedure.” The
deposition was ordered to be completed not later than September 4, 2015. Relators filed this
original mandamus proceeding and requested an emergency stay of the trial court’s order. We
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granted a temporary stay of the challenged order and requested a response to the petition, which
was timely filed on behalf of Ozuna.
ANALYSIS
The Rules of Civil Procedure provide that a person may petition a trial court for an order
authorizing the pre-suit oral deposition of another person to perpetuate testimony for use in an
anticipated suit or “to investigate a potential claim or suit.” TEX. R. CIV. P. 202.1. The trial court
must order such a deposition only if it finds that allowing the deposition “may prevent a failure or
delay of justice in an anticipated suit;” or “the likely benefit of allowing . . . the requested
deposition to investigate a potential claim outweighs the burden or expense of the procedure.”
TEX. R. CIV. P. 202.4(a). An improper order authorizing pre-suit deposition under Rule 202 may
be set aside by mandamus. Wolfe, 341 S.W.3d at 933; In re Jorden, 249 S.W.3d 416, 420 (Tex.
2008) (orig. proceeding); In re Reassure America Life Ins. Co., 421 S.W.3d 165, 171 (Tex. App.—
Corpus Christi 2013, orig. proceeding).
Relators’ objections to Ozuna’s request include that the petition is insufficient as it fails to
provide any explanatory facts regarding the nature of the claims to be investigated, the information
to be obtained by deposition, and why such information is required in order to evaluate a potential
lawsuit. Rule 202 expressly requires the petition to state “the substance of the testimony that the
petitioner expects to elicit from each [person to be deposed], and the petitioner’s reasons for
desiring to obtain the testimony.” TEX. R. CIV. P. 202.2(g). Ozuna’s petition states only that he
expects Joy “to testify about the circumstances surrounding Mr. Ozuna’s separation from
employment” so that he may investigate “whether or not he has a claim.”
While Rule 202 does not require a petitioner to fully plead a specific cause of action, it
does require more than the vague statements offered by Ozuna. “A petition that merely tracks the
language of Rule 202 in averring the necessity of a presuit deposition, without including any
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04-15-00539-CV
explanatory facts regarding the anticipated suit or the potential claim, is insufficient to meet the
petitioner’s burden.” Reassure America Life Ins. Co., 421 S.W.3d at 173. Ozuna’s affidavit does
not yield any more specific information, stating only that Joy was his supervisor, was aware of his
plan to file a workers’ compensation claim, and was present at his termination shortly thereafter.
Ozuna does not indicate what information he would need — beyond what is available to him
through both his own personal knowledge and the employment and termination records already
provided — that Joy would be expected to testify about, the likely benefit to be obtained by
allowing him to take the pre-suit deposition, and how or why that benefit outweighs the burden
and expense of the deposition to Joy and Time Warner.
As the petitioner, Ozuna had the burden to provide facts to support the trial court’s required
finding that either the deposition would prevent a failure or delay of justice in an anticipated suit,
or the likely benefit of the requested deposition outweighs the burden or expense. TEX. R. CIV. P.
202.4(a); Reassure America Life Ins. Co., 421 S.W.3d at 174; see also In re Hewlett Packard, 212
S.W.3d 356, 363-64 (Tex. App.—Austin 2006, orig. proceeding). We conclude that Ozuna’s
petition and the evidence presented at the hearing do not satisfy his burden under Rule 202.
CONCLUSION
Based on the foregoing analysis, we conclude the trial court abused its discretion in
authorizing Joy’s pre-suit deposition because Ozuna failed to meet his burden under Rule 202. We
further conclude that relators lack an adequate remedy by appeal. See Wolfe, 341 S.W.3d at 933.
Accordingly, we conditionally grant the petition for writ of mandamus and direct the trial court to
vacate the August 21, 2015 order authorizing Joy’s deposition. See Reassure America Life Ins.
Co., 421 S.W.3d at 175. We are confident the trial court will comply. The writ will issue only if
the trial court fails to do so within fifteen days from the date of this court’s order.
Marialyn Barnard, Justice
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