Opinions of the United
2003 Decisions States Court of Appeals
for the Third Circuit
12-9-2003
USA v. Arroyo-Cruz
Precedential or Non-Precedential: Non-Precedential
Docket No. 03-2268
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 03-2268
UNITED STATES OF AMERICA
v.
PRUDENCIO ARROYO-CRUZ,
Appellant
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW JERSEY
D.C. Crim. No. 03-cr-00168
District Judge: The Honorable Jerome B. Simandle
Submitted Under Third Circuit LAR 34.1(a)
November 21, 2003
Before: RENDELL, BARRY, and MAGILL,* Circuit Judges
(Opinion Filed: December 9, 2003)
OPINION
*
The Honorable Frank J. Magill, Senior Circuit Judge, United States Court of Appeals
for the Eighth Circuit, sitting by designation.
BARRY, Circuit Judge
On September 17, 2002, Prudencio Arroyo-Cruz was sentenced to eight months of
imprisonment and two years of supervised release by the U.S. District Court for the
Middle District of Pennsylvania after his conviction for escape, in violation of 18 U.S.C.
§ 751, and theft of government property, in violation of 18 U.S.C. § 641. Arroyo-Cruz
was released from custody on December 6, 2002, and began serving his term of
supervised release. On March 24, 2003, the Probation Department filed a Petition for
Warrant or Summons Under Supervision against him. The petition alleged that he
committed the following four violations of his supervised release: (1) he was arrested on
January 30, 2003 and charged with sexual assault and endangering the welfare of a child;
(2) he failed to notify his probation officer within 72 hours of being arrested on the new
charges; (3) he failed to submit to drug treatment as ordered; and (4) he tested positive
three times for heroin and cocaine, and one time for PCP. A violation hearing was held
and Arroyo-Cruz pled guilty to three Grade C violations – Violation Numbers 2, 3, and 4.
The District Court revoked his term of supervised release and sentenced him to eighteen
months’ incarceration, which exceeded the Guidelines’ policy statement range of five to
eleven months. No additional term of supervised release to be served upon his release
from imprisonment was imposed.
A timely notice of appeal was filed. Defense counsel subsequently filed a brief
pursuant to Anders v. California, 386 U.S. 738 (1967), and moved to withdraw from the
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case because there were no non-frivolous issues for appeal. Arroyo-Cruz, for his part, has
filed a pro se Informal Brief, in which he contends that although he only pled guilty to the
Grade C violations alleged in Violation Numbers 2, 3, and 4, the District Court
improperly sentenced him for the Grade A violation alleged in Violation Number 1. The
District Court had jurisdiction pursuant to 18 U.S.C. § 3583(e), and appellate jurisdiction
is proper in this Court under 28 U.S.C. § 1291. After careful review, we will grant
counsel’s motion to withdraw and affirm the judgment of the District Court.
Under Anders, if defense counsel finds an appeal “to be wholly frivolous, after a
conscientious examination of it, he should so advise the court and request permission to
withdraw.” Anders, 386 U.S. at 744. Counsel’s request must “be accompanied by a brief
referring to anything in the record that might arguably support the appeal.” Id. When an
Anders brief is submitted, we must inquire: “(1) whether counsel adequately fulfilled the
rule’s requirements; and (2) whether an independent review of the record presents any
nonfrivolous issues.” United States v. Youla, 241 F.3d 296, 300 (3d Cir. 2001) (citations
omitted). Defense counsel’s obligations “when preparing an Anders brief are (1) to
satisfy the court that counsel has thoroughly examined the record in search of appealable
issues, and (2) to explain why the issues are frivolous.” Id. If the court finds that the
appeal is wholly frivolous, “it may grant counsel’s request to withdraw and dismiss the
appeal insofar as federal requirements are concerned, or proceed to a decision on the
merits, if state law so requires. On the other hand, if it finds any of the legal points
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arguable on their merits (and therefore not frivolous) it must, prior to decision, afford the
indigent the assistance of counsel to argue the appeal.” Anders, 386 U.S. at 744.
Here, defense counsel’s brief addressed in detail the violation hearing, at which
Arroyo-Cruz pled guilty to Grade C violations, as well as his sentencing by the District
Court. We are satisfied that counsel thoroughly examined the record and explained why
any issue would be frivolous. The plea colloquy reveals that before the District Court
accepted the guilty plea, Arroyo-Cruz understood his constitutional rights, the nature of
the charges against him, the terms of the plea agreement, and that he faced a statutory
maximum sentence of 24 months’ imprisonment. Specifically, the District Court advised
him that it was not bound by the Guidelines, which recommended a sentence between five
and eleven months for a Grade C violation.1 The Court also established the factual basis
for the plea. Thus, the record demonstrates that Arroyo-Cruz knowingly and voluntarily
entered a plea of guilty, and the Court did not err in accepting the plea.
Nor did the District Court err in imposing the sentence it did. By sentencing
Arroyo-Cruz to eighteen months of imprisonment, the District Court exceeded the five to
1
1 The transcript reflects the following colloquy:
2
3 COURT: So, by pleading guilty, you’re taking a risk that your sentence will
4 not be within the five to 11 month suggested range, but that it could be
5 greater than 11 months all the way up to 24 months. Do you understand
6 that?
7
8 DEFENDANT: Yes, sir. (App. at 26-27.)
4
eleven month range of U.S.S.G. § 7B1.4(a) because: (1) although Arroyo-Cruz received
leniency from the sentencing judge on the original offense, he had failed to rehabilitate
himself; and (2) he “made no attempt whatsoever” to comply with the terms of his
supervised release. (App. at 52-53.)
The District Court acted well within its discretion. The range set forth in U.S.S.G.
§ 7B1.4 is merely advisory. Schwegel, 126 F.3d at 552. Moreover, the transcript reflects
that the District Court carefully examined Arroyo-Cruz’s past and imposed a sentence that
would both punish and rehabilitate him; indeed, the Court could have, but did not,
sentence him up to the statutory maximum of 24 months.
Arroyo-Cruz argues in his Informal Brief that even though the plea agreement
provided for the dismissal of his Grade A violation in return for his admission of guilt to
the Grade C violations, the District Court improperly sentenced him for the Grade A
violation. We disagree. At sentencing, the District Court clearly stated that it was
focusing on Violations Numbers 2, 3, and 4, which were Grade C violations. (App. at
41.)
There are no non-frivolous issues that have been identified or presented for appeal.
Accordingly, we will grant defense counsel’s request to withdraw and will affirm the
judgment of the District Court.
5
TO THE CLERK OF THE COURT:
Kindly file the foregoing Opinion.
/s/ Maryanne Trump Barry
Circuit Judge
6