Opinions of the United
2005 Decisions States Court of Appeals
for the Third Circuit
10-31-2005
USA v. Concepcion
Precedential or Non-Precedential: Non-Precedential
Docket No. 03-2422
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"USA v. Concepcion" (2005). 2005 Decisions. Paper 317.
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
____________
No. 03-2422
____________
UNITED STATES OF AMERICA
v.
ALEXIS CONCEPCION,
Appellant
____________
On Appeal from the United States District Court
for the Eastern District of Pennsylvania
(D.C. No. 02-cr-00488)
District Judge: Honorable Ronald L. Buckwalter
____________
Submitted Under Third Circuit LAR 34.1(a)
October 27, 2005
Before: SLOVITER, FISHER and GREENBERG, Circuit Judges.
(Filed: October 31, 2005)
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OPINION OF THE COURT
____________
FISHER, Circuit Judge.
I.
Appellant Alexis Concepcion challenges the legality of his sentence under United
States v. Booker, 125 S. Ct. 738 (2005). Because our decision in United States v. Davis,
407 F.3d 162 (3d Cir. 2005), controls this case, we will vacate Appellant’s sentence and
remand to the District Court for resentencing.
II.
As we write only for the parties, who are familiar with the underlying facts, we
shall set out only those facts necessary to our analysis. On January 6, 2003, Appellant
pled guilty to a four-count indictment charging the following crimes: possession with
intent to distribute cocaine base, possession of a firearm in furtherance of a drug
trafficking crime, possession of a firearm by a convicted felon, and possession of
ammunition by a convicted felon.
On January 4, 2005, Appellant’s attorney moved to withdraw from the case, and on
January 18, 2005, the attorney filed an Anders brief, see Anders v. California, 386 U.S.
738 (1967), stating that upon review of the case he could identify no non-frivolous
grounds for appeal.1 On March 11, 2005, Appellant was given thirty days to file an
1
We deem it worthy of note that Booker was argued on October 4, 2004, and the
decision was issued on January 12, 2005, a full week before counsel submitted his Anders
brief in this case. The decision was reported widely in the news media. Although it is
possible that the brief had been completed before January 12, we are still somewhat
troubled by counsel’s conclusion that a challenge to the legality of the sentence would be
frivolous because “[t]he district court lacked the authority to impose a lower sentence”
than the mandated Guidelines range. (App. Br. at 13.) To be sure, as of January 18, we
had not yet decided Davis, and thus had not yet applied Booker to pending appeals in this
Circuit. Nonetheless, on January 18, Booker was the law, and Blakely v. Washington, 542
U.S. 296 (2004), had been the law for almost six months, during which time several
Courts of Appeals had held its ruling to apply in at least some respects to the Federal
Sentencing Guidelines. See, e.g., United States v. Ameline, 376 F.3d 967 (9th Cir. 2004);
United States v. Booker, 375 F.3d 508 (7th Cir. 2004). We have held that in filing an
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informal pro se brief, and on March 24, 2005, Appellant filed an informal brief
challenging the legality of his sentence under Booker.
III.
In Davis, this Court decided to remand for resentencing all cases pending on direct
review when Booker was decided in which the defendant was sentenced under the
mandatory Guidelines regime. Davis, 407 F.3d 162 at 165. We explained that
[b]ecause the sentencing calculus was governed by a Guidelines framework
erroneously believed to be mandatory, the outcome of each sentencing
hearing conducted under this framework was necessarily affected. Although
plain error jurisprudence generally places the burden on an appellant to
demonstrate specific prejudice flowing from the District Court’s error, in
this context – where mandatory sentencing was governed by an erroneous
scheme – prejudice can be presumed.
Id.
Appellant was sentenced under the mandatory Guidelines regime, and he did not
waive his right to appeal the legality of his sentence. Cf. United States v. Lockett, 406
F.3d 207, 212-14 (3d Cir. 2005) (holding that a defendant who executed an appellate
waiver as part of his plea agreement is not entitled to resentencing in light of Booker).
The District Court advised Appellant of his appellate rights as follows:
Anders brief, counsel attests that he has “thoroughly scoured the record in search of
appealable issues.” United States v. Marvin, 211 F.3d 778, 780 (3d Cir. 2000). We think
it not outside the range of reasonably competent representation for counsel to have
recognized that Booker might well create non-frivolous issues for appeal in this case. We
do not expect clairvoyance about future changes in the law, merely timely recognition of
those changes that have occurred before a brief is filed.
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I also remind you that when you enter a plea of guilty like you have done
here today, the only direct appeal rights you have are from the validity of
this proceeding that is going on right now, this entering of the plea, and the
legality of the sentence that I impose.
Plea Hearing Tr. at 17, Jan. 6, 2003. Because Appellant’s appeal is not barred under
Lockett, we are bound under Davis to remand for resentencing. Accordingly, we will
vacate Appellant’s sentence and remand for resentencing in light of Booker.
4