Opinions of the United
2005 Decisions States Court of Appeals
for the Third Circuit
5-17-2005
Lind v. Comm Social Security
Precedential or Non-Precedential: Non-Precedential
Docket No. 04-2193
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"Lind v. Comm Social Security" (2005). 2005 Decisions. Paper 1175.
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 04-2193
JOHN L. LIND,
Appellant
v.
JO ANNE B. BARNHART,
COMMISSIONER OF SOCIAL SECURITY
Appeal from the United States District Court
for the Eastern District of Pennsylvania
(D.C. No. 02-cv-02790)
District Judge: Bruce W. Kauffman
Submitted under Third Circuit LAR 34.1(a)
on 1/13/05
BEFORE: ROTH and CHERTOFF*, Circuit Judges, and
IRENAS,** District Judge
(Opinion Filed May 17, 2005)
*This case was submitted to the panel of Judges Roth, Chertoff and Irenas. Judge
Chertoff resigned after submission, but before the filing of the opinion. The decision is
filed by quorum of the panel. 28 U.S.C. § 46(d).
**Honorable Joseph E. Irenas, , United States District Court Judge for the District
of New Jersey, sitting by designation.
OPINION
ROTH, Circuit Judge:
This case is an appeal of the decision of the Commissioner of the Social Security
Administration to deny John Lind’s claim for Social Security Income (SSI) based on a
disability. We have jurisdiction over this appeal from the District Court’s final order
awarding summary judgment to the Commissioner pursuant to 28 U.S.C. § 1291 and 42
U.S.C. § 405(g). The detailed history and facts of the case are presented in the District
Court’s opinion, Lind v. Barnhart, No. 02-2790, slip op. at 1-3 (E.D. Pa. April 6, 2004),
and will only be summarized here. At issue in this appeal is whether substantial evidence
supports the decision that Lind is not entitled to SSI because he is not so functionally
limited as to preclude his performance of sedentary work with limitations.
Our review of the District Court's order is plenary, but we may reverse the grant of
summary judgment to the Commissioner only if we conclude that the Administrative Law
Judge's (ALJ) findings were not supported by substantial evidence. Burns v. Barnhart,
312 F.3d 113, 118 (3d Cir. 2002). Substantial evidence is that evidence that "a reasonable
mind might accept as adequate to support a conclusion." Hartranft v. Apfel, 181 F.3d 358,
360 (3d Cir. 1999) (internal citations omitted).
The disability standard requires evidence of a medically determinable impairment
that is so severe as to prevent an individual’s performance of any substantial gainful
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activity which exists in the national economy. 42 U.S.C. § 423(d)(1)(A). Lind claims he
suffers from a variety of ailments including amputation of his arm, heart problems,
breathing and respiratory problems, hearing loss, and memory loss and that these
disabilities constitute a severe impairment and preclude him from working. At the
hearing, the ALJ determined that Lind had a combination of impairments that are
“severe,” but found that he did not qualify for a conclusive presumption of disability
because his combination of impairments did not meet those listed in the applicable
regulations. (Transcript at 31). The ALJ further found that Lind could not perform his
past work as a stock supervisor or cashier, but that he does retain the residual functional
capacity to perform sedentary work. Therefore, the ALJ found Lind to not be disabled
and denied benefits. The ALJ’s decision became the Commissioner’s final decision
under 42 U.S.C. § 405(g).
Lind then filed a complaint in the U.S. District Court for the Eastern District of
Pennsylvania seeking to overturn the ALJ’s decision. After the Magistrate Judge issued a
Report and Recommendation, Lind specifically objected to the Magistrate’s
recommendation to deny summary judgment based on the ALJ’s conclusion of past
relevant work and the weight the ALJ accorded to the evaluation by the clinical
psychologist. The District Court found that substantial evidence supported the ALJ’s
decision and granted summary judgment for the Commissioner. Lind now argues to this
Court that the ALJ’s findings that Lind can perform sustained sedentary work and does
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not have a severe mental impairment were in error.
Lind first argues that the ALJ improperly found that Lind’s physical impairments
allow him to perform sustained sedentary work. The ALJ properly found that Lind
suffered from the ailments noted above, based on medical records and the testimony of
experts. The ALJ also considered Lind’s testimony, consistent with the applicable
regulations. See 20 C.F.R. 404.1529(a), 416.919(a). After considering this evidence, the
ALJ found that Lind’s impairments nonetheless allowed him to perform sedentary work.
This conclusion is supported by substantial evidence in the record.
Lind also contends that the ALJ improperly determined that Lind could perform
past relevant work and that Lind’s mental impairments, contrary to the ALJ’s finding,
render him unable to perform sustained sedentary work. Lind argues that the ALJ did not
find that Lind had a “severe” mental impairment and further disregarded the effect of
Lind’s psychological impairments in determining Lind’s residual functional capacity for
sedentary work. Lind specifically claims that the ALJ completed the required Psychiatric
Review Technique Form (“PRTF”), but did not use that form in her analysis and
conclusions.
Lind’s contention regarding the ALJ’s finding of mental impairment and use of the
PRTF is not supported by the record. Contrary to Lind’s assertion, the ALJ specifically
found that Lind had a “severe” mental impairment. (Transcript at 31). As the Magistrate
found, the ALJ used the PRTF and information in it in her decision. (R&R at 15). The
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ALJ considered Lind’s mental impairment throughout the sequential evaluation process,
addressed the consultative mental evaluation by Dr. Siegel and state agency psychologist
Dr. Gold, and discussed Lind’s testimony regarding his mental condition. After fairly
considering all of this evidence, the ALJ concluded that Lind had some limitations but
determined that, under step five of the sequential evaluation process, Lind had some
residual functional capacity and could perform some limited types of work. Thus, Lind’s
contention that the ALJ did not properly consider the evidence of Lind’s mental condition
in the analysis of his work capacity is unfounded. Further, the ALJ’s conclusion is
supported by substantial evidence including Lind’s medical history, own testimony, and
the testimony of more than one medical expert.
The decision of the ALJ that Lind is not entitled to SSI is supported by substantial
evidence. The ALJ properly applied the applicable guidelines to determine that Lind
could perform sedentary work, notwithstanding his medical condition. This
determination was supported by the medical evidence discussed above. Thus, because the
decision of the ALJ is supported by substantial evidence, the District Court’s grant of
summary judgment for the Commissioner will be affirmed.
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