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No. 96-1820
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United States of America, *
*
Appellee, *
* Appeal from the United
v. * States District Court for
* the District of South
Lawrence “Speedy” Goodlow, * Dakota.
*
Appellant. *
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Submitted: December 10, 1996
Filed: January 28, 1997
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Before BOWMAN and HEANEY, Circuit Judges, and SMITH,1 District Judge.
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SMITH, District Judge.
Following a jury trial, Lawrence “Speedy” Goodlow (“Appellant”) was
convicted of two counts of aggravated sexual abuse in violation of 18
U.S.C. §§ 1153 and 2241(a). On appeal, Appellant alleges that (1) there
was insufficient evidence to support his conviction, (2) the prosecutor
engaged in improper argument, and (3) the District Court2 abused its
discretion in allowing “repeated” leading questions of the victim. For the
reasons set forth below, we affirm Appellant’s conviction.
The Honorable Ortrie D. Smith, United States District Judge
for the Western District of Missouri, sitting by designation.
The Honorable Charles B. Kornmann, United States District
Judge for the District of South Dakota.
I. BACKGROUND
When viewed in the light most favorable to the government,3 evidence
at trial demonstrated that during the Spring and early Fall of 1994,
Appellant and his wife (Katie Goodlow) lived next door to his mother-in-
law’s (Cecilia Cook) house. Both houses are located within the boundaries
of the Crow Creek Indian Reservation. Robert Cook (Katie’s brother
and Cecilia’s son) lived with Cecilia. Robert was 38 years old at the time
of the events at issue, but is borderline mentally retarded and has the IQ
consistent with that of a someone between the ages of ten and thirteen.
Tr. at 75-79.4 On August 1, 1994, Cecilia was temporarily admitted to a
nursing home. While admitted, Cecilia arranged for Robert to stay with
Appellant and his wife. At the time, one of Katie’s sisters (Loyalee
Flute) and her husband (David Flute) were also living with Appellant and
his wife.
On August 26, 1996, Appellant and Robert engaged in oral and anal
sex. Robert testified that Appellant “raped me, and pulled down my pants,
and threatened to kill me.” Tr. at 90. He also testified that he did not
want to engage in sex with Appellant, but Appellant held him down and made
him participate. Tr. at 91, 93. At one point, Robert ran outside the
house, but Appellant ran after him, caught him and hit him. Tr. at 92, 93.
Appellant also told Robert that he would kill him if he told anyone what
they had done. Tr. at 93.
Claims for insufficiency of the evidence require this Court
to examine the evidence in the light most favorable to the
government, giving it the benefit of all reasonable inferences.
E.g., United States v. Suppenbach, 1 F.3d 679, 681-82 (8th Cir.
1993).
“Tr. at __” is a reference to the transcript of the trial.
“C.Tr. at __” is a reference to the transcript of the closing
argument.
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Robert told Loyalee about the incident, and she and her husband took
Robert to the police station. Tr. at 98. Later that evening, Loyalee and
a police officer from the Bureau of Indian Affairs (Victor Ziegler) took
Robert to the emergency room at the Mid Dakota Hospital. Robert was
examined and asked questions by a nurse (Janet Lutter) and a doctor
(Theodore Matheny). Robert told Nurse Lutter that his brother-in-law raped
him and threatened to kill him, Tr. at 108-09, and told Doctor Matheny that
he had been threatened, but did not say who had made the threat. Tr. at
133. Both Nurse Lutter and Dr. Matheny observed a rash or bruise on the
right side of Robert’s rectal area, Tr. at 124, 132, 135. Dr. Matheny
opined that the rash/bruise was consistent with sexual abuse over a period
of time and that Robert was the victim of sexual assault. Tr. at 132-35.
On March 30, 1995, Special Agent Paul Pritchard of the FBI commenced
his investigation into this case. On April 7, Agent Pritchard contacted
Appellant for the purpose of interviewing him; with Appellant’s assent, the
two drove to the police department for this purpose. Appellant admitted5
engaging in oral and anal sex with Robert, and that he “intimidated” Robert
into agreeing to have sex. Appellant elaborated by explaining that Robert
liked to drink beer, and that Appellant withheld beer in order to persuade
Robert to have sex with him. Tr. at 40-44. However, Appellant denied
threatening Robert in any way in order to force him to engage in sex.
Agent Pritchard asked Appellant if he would be willing to sign a written
statement; Appellant agreed to sign, but not actually write, a statement.
Agent Pritchard wrote a statement for Appellant to sign; the statement
declares, inter alia, that Appellant and Robert “had oral sex numerous
times, and anal sex twice,” that the first incident of anal sex occurred
in Spring 1994 and the second occurred in August 1994, and that all the
incidents occurred in a house located on the Creek Indian Reservation. The
Appellant does not appeal the admissibility of his
statement.
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statement also declared that Appellant was an American Indian. Finally,
the statement related Appellant’s explanation about his use of beer to
persuade/encourage Robert to engage in sex and his denial that force was
ever used. Appellant read and signed the statement after Agent Pritchard
finished writing it.
II. DISCUSSION
A. Sufficiency of the Evidence
The substance of the crime with which Appellant was convicted is
found in 18 U.S.C. § 2241(a), which makes it a crime to cause another
person to engage in a sexual act through the use of force or through
threats of death, serious bodily injury or kidnaping. The provisions of
§ 2241(a) are applicable in this case by virtue of 18 U.S.C. § 1153, which
provides that any Indian who commits a crime under § 2241(a)6 “within the
Indian country, shall be subject to the same laws and penalties as all
other persons committing” that offense. The interplay of these two
sections establishes that the elements of the crime were (1) Appellant was
an Indian, (2) he caused another to engage in a sexual act, (3) he used
force or the threat of force to cause the other individuals to engage in
the sexual act, and (4) the events occurred on Indian land.
Appellant does not dispute the sufficiency of the evidence with
respect to the first, second or fourth of these elements; indeed, evidence
supporting these elements was presented in Appellant’s testimony and in the
statement he provided to Agent Pritchard. Instead, Appellant contends that
there was insufficient evidence to prove beyond a reasonable doubt that he
used force or the threat of force. His argument is predicated on the fact
that Robert contradicted himself during his testimony, and at times
More specifically, § 1153 includes among a list of crimes
any “felony under chapter 109A,” and § 2241 is the first section
in chapter 109A.
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admitted that Appellant had not made him do things he did not want to do
and that the only threats Appellant made related to the withholding of
beer. Appellant also contends that the victim was scared of his sister,
Loyalee, that Loyalee not only disliked Appellant but had a motive to
create legal difficulties for him, and that Robert had been coached and
coerced by her to make claims and deliver testimony against Appellant.
It is true that Robert gave contradictory answers. It is also true
that there is some evidence that would have permitted the jury to believe
that Loyalee disliked Appellant. However, it is the jury’s job -- not ours
-- to decide issues that relate to the credibility of witnesses. “The
verdict must be upheld if there is an interpretation of the evidence that
would allow a reasonable jury to conclude guilt beyond a reasonable doubt.
Decisions regarding the credibility of witnesses are to be resolved in
favor of the jury's verdict.” United States v. Uder, 98 F.3d 1039, 1045
(8th Cir. 1996)(citation omitted). The jurors were made aware of all
factors bearing on the credibility of witnesses and made a decision as to
what to believe. After reviewing the record in the light most favorable
to the verdict, we cannot conclude that reasonably minded jurors must have
had a reasonable doubt as to Appellant’s guilt. Cf. United States v.
McCarthy, 97 F.3d 1562, 1571-72 (8th Cir. 1996) (rejecting claim of
insufficiency of the evidence based on “discrepancies in the testimony of
the government witnesses, a strong motive to fabricate, the government
witnesses' histories of drug and alcohol abuse, and the fact that the
government witnesses received favorable deals from the government in return
for testifying against the appellants.”).
B. Prosecutorial Misconduct
At various times, the prosecutor referred to the statement Appellant
made to Agent Pritchard as a “confession.” In particular, the prosecutor
referred to it as a confession when he requested that it be admitted into
evidence and during closing
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argument. Objections to this characterization were overruled and, though
no curative instructions were given, the trial judge did declare (in the
presence of the jury) that “it’s up to the jury to make that determination.
That’s Mr. Seiler’s interpretation of it. The jury may well find
otherwise. And I realize that’s not your interpretation of it, but that
will be up to the jury to decide.” C.Tr. at 6-7. Appellant contends that
the prosecutor’s characterization was improper because he never admitted
to using force or the threat of force to compel Robert Cook to engage in
sexual acts.
We examine claims of improper prosecutorial comments by determining
(1) whether the comments were actually improper, and (2) if the comments
were improper, whether they prejudicially affected the Defendant’s right
to a fair trial. United States v. Cannon, 88 F.3d 1495, 1502 (8th Cir.
1996). Initially, we are not entirely convinced that the prosecutor’s
characterization amounted to misconduct. Appellant did confess to three
of the four elements of the crime with which he was charged: he admitted
that he was an Indian, that he caused Robert Cook to engage in sexual acts
with him, and that the events in question occurred on the reservation. “A
confession is an acknowledgment in express words, by the accused in a
criminal case, of the truth of the guilty fact charged or of some essential
part of it.” Opper v. United States, 348 U.S. 84, 90 n.7 (1954); see also
Noland v. United States, 380 F.2d 1016, 1017 n.3 (10th Cir.), cert. denied,
389 U.S. 945 (1967); but see Niolek v. Ashe, 694 F.2d 282, 291 (1st Cir.
1982) (acknowledging distinction between confession of guilt to a crime and
an admission to some of the elements); Gladden v. Unsworth, 396 F.2d 373,
376 n.2 (9th Cir. 1968) (same). Whether a statement given to law
enforcement officials should be referred to as a confession or an admission
appears, at best, to be a question of semantics and not a potential ground
for misconduct.
Assuming, arguendo, that the use of the term “confession” was
improper, we conclude that Appellant’s right to a fair trial was not
comprised. The jury was aware that Appellant denied, both at
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trial and in his statement, that he used force or the threat of force. In
context, the prosecutor’s comments did not have the potential to mislead
the jury into believing otherwise. Moreover, we note the trial judge’s
comments, although not formally identified as a curative instruction, made
clear that the jury would decide the evidentiary value of the statement.
Finally, we see no basis for concluding that the jury was led to believe
that the government did not have to prove that Appellant used force or the
threat of force to cause Robert Cook to engage in sex. Having reviewed the
entire transcript, we are not persuaded that the jury’s verdict was
improperly affected by the terms employed by the prosecutor, and Appellant
was not deprived of his right to a fair trial.
C. Leading Questions
Appellant’s final argument focuses on the prosecutor’s use of
leading questions when conducting his direct examination of Robert Cook.
In light of Robert Cook’s mental retardation, Appellant does not dispute
that leading questions were permissible pursuant to Fed. R. Evid.
611(c). Instead, Appellant contends that the prosecutor was permitted
to use more leading questions than was necessary.
"The use of leading questions is a matter left to the discretion
of the district court." United States v. Butler, 56 F.3d 941, 943 (8th
Cir.), cert. denied, 116 S. Ct. 322 (1995)(quotation omitted).
Obviously, the trial court is in a better position than we are to
determine the emotional condition and forthrightness of the witness and
the need for counsel to use leading questions to develop the witness’s
testimony. E.g., United States v. Nabors, 762 F.2d 642, 651 (8th Cir.
1985). Upon reviewing the transcript, we discern no abuse of the trial
court’s discretion in permitting the use of leading questions.
III. CONCLUSION
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For the foregoing reasons, Appellant’s convictions are affirmed.
A true copy.
Attest:
CLERK, U.S. COURT OF APPEALS, EIGHTH CIRCUIT.
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