United States Court of Appeals
FOR THE EIGHTH CIRCUIT
___________
No. 96-1403
___________
United States of America, *
*
Plaintiff-Appellee, *
* Appeal from the United States
v. * District Court for the
* Western District of Missouri.
Bobbie Lee Lawson, *
* UNPUBLISHED
Defendant-Appellant. *
___________
Submitted: November 19, 1996
Filed: June 20, 1997
___________
Before WOLLMAN, MAGILL, and HANSEN, Circuit Judges.
___________
PER CURIAM.
Pursuant to a written plea agreement, Bobbie Lee Lawson pleaded guilty to one
count of being a felon in possession of a firearm, in violation of 18 U.S.C. § 922(g)(1).
The district court sentenced him to 180 months (15 years) of imprisonment and three
years of supervised release. This appeal followed, in which Lawson argues the district
court committed reversible error under Federal Rule of Criminal Procedure 11 during
the taking of his guilty plea. We agree and therefore vacate Lawson's conviction and
sentence.
Before accepting a guilty plea, a district court must advise the defendant of "the
mandatory minimum penalty provided by law, if any, and the maximum possible
penalty provided by law, including the effect of any special parole or supervised release
term." Fed. R. Crim. P. 11(c)(1) (emphasis added). In the instant case, because of his
prior convictions, Lawson was subject to a maximum term of life imprisonment under
18 U.S.C. § 924(e). Lawson's offense under 18 U.S.C. § 922(g) consequently became
a Class A felony for which he could receive up to five years of supervised release. See
18 U.S.C. § 3559(a)(1) (unless otherwise provided, offense is Class A felony if
maximum term of imprisonment is life imprisonment); 18 U.S.C. § 3583(b)(1)
(authorizing not more than 5 years of supervised release for Class A felony); United
States v. Carey, 898 F.2d 642, 646 (8th Cir. 1990) (noting § 924(e) authorizes
maximum of life imprisonment). Upon any violation of his supervised release, Lawson
could be required to serve up to five additional years of imprisonment. See 18 U.S.C.
§ 3583(e)(3) (authorizing the court to revoke supervised release and "require the
defendant to serve in prison all or part of the term of supervised release authorized by
statute for the offense that resulted in such term of supervised release," which for a
Class A felony is five years, "without credit for time previously served on postrelease
supervision.").
Lawson points to several alleged Rule 11 errors by the district court at the plea
hearing. Although the court correctly advised Lawson that the minimum penalty for his
offense was not less than 15 years of imprisonment, the court did not advise him of the
maximum penalty of life imprisonment. In addition, the district court advised Lawson
he was subject to "supervised release of not less than three years," while at the same
time neglecting to inform him that he was subject to a maximum supervised release of
five years. Finally, the court told Lawson that he could receive "additional jail time"
if he violated the conditions of his supervised release, but did not inform him that a
violation of supervised release could lead to an additional five years of imprisonment.
The superseding indictment and the plea agreement also erroneously understated the
-2-
term of imprisonment, the supervised release term, and the effect of a violation of his
supervised release.
Lawson's presentence report correctly noted that the offense was a Class A
felony, and that Lawson was subject to from three to five years of supervised release.
Lawson protested at his sentencing hearing that, based upon the superseding
indictment, he had believed he was pleading guilty to a Class C rather than a Class A
felony. The court responded, erroneously, that Lawson had been advised during the
change-of-plea hearing as to the maximum penalty.
We agree that the district court erred in advising Lawson only that the penalty
for his offense was not less than 15 years of imprisonment; however, because the actual
sentence imposed was 180 months (15 years), we conclude the error was harmless.
See Fed. R. Crim. P. 11(h); United States v. Raineri, 42 F.3d 36, 41 (1st Cir. 1994)
(finding harmless error where the district court told defendant the maximum sentence
was less than the law actually allowed, but the sentence imposed was no more than
defendant was informed it could be), cert. denied, 115 S. Ct. 2286 (1995). Similarly,
we conclude the court's admonition that Lawson would be subject to supervised release
of not less than three years provides no basis for reversal, because the district court
actually sentenced Lawson to only three years of supervised release.
The district court also erred in failing specifically to inform Lawson of the effect
of any violation of his supervised release. The court's mention of "additional jail time"
was not sufficient to put Lawson on notice at the time of the plea that he might serve
five extra years in prison. See United States v. Osment, 13 F.3d 1240, 1242-43 (8th
Cir. 1994) (explaining that Rule 11 requires explanation of the consequences of a
violation of supervised release). In Lawson's worst case scenerio, assuming he violated
his supervised release on the last day of his 3-year supervised release term and was
revoked, Lawson could conceivably serve 15 years of imprisonment, 2 years and 364
-3-
days of supervised release, and an additional 3 years of imprisonment for violation of
his supervised release. United States v. St. John, 92 F.3d 761 (8th Cir. 1996) (holding
that, in this circuit, the maximum period of time a defendant's freedom can be restrained
upon revocation of supervised release cannot exceed the length of the term of
supervised release imposed as part of defendant's original sentence). Because this total
exceeds the amount of time Lawson could reasonably have understood he was exposed
to from the district court's admonitions, the superseding indictment, and the plea
agreement, we cannot deem the error harmless on this direct appeal. Id. at 1243.
Accordingly, we reverse the judgment of the district court, vacate Lawson's
conviction and sentence, and remand this matter to the district court for further
proceedings.
A true copy.
Attest:
CLERK, U. S. COURT OF APPEALS, EIGHTH CIRCUIT.
-4-