United States Court of Appeals
FOR THE EIGHTH CIRCUIT
___________
No. 96-3374
___________
United States of America, *
*
Appellee, *
* Appeal from the United States
v. * District Court for the
* District of South Dakota.
Christopher Todd Drapeau, *
*
Appellant. *
___________
Submitted: March 11, 1997
Filed: July 28, 1997
___________
Before MAGILL,1 JOHN R. GIBSON, and MURPHY, Circuit Judges.
___________
MAGILL, Circuit Judge.
Christopher Todd Drapeau pled guilty in the United States District Court for the
District of South Dakota to the unlawful making of a firearm, in violation of section
5861(f) of the Internal Revenue Code, 26 U.S.C. § 5861(f) (1994). During sentencing,
the district court enhanced Drapeau's sentence under several provisions of the United
States Sentencing Guidelines (U.S.S.G.), including U.S.S.G. § 3A1.2(a) (1995) (status
of victim as a government official); U.S.S.G. § 3B1.1(a) (1995) (being a leader of a
1
The Honorable Frank J. Magill was an active judge at the time this case was
submitted and assumed senior status on April 1, 1997, before the opinion was filed.
criminal activity involving five or more participants); and U.S.S.G. § 3C1.1 (1995)
(obstructing or impeding administration of justice). Drapeau now appeals and
challenges each of these enhancements. We affirm in part, reverse in part, and remand
for resentencing.
I.
On December 29, 1995, Drapeau and his friends, Lloyd Ross, Jr., Keith Heth,
Jr., Royce Kirkie, and a juvenile, gathered at the Fort Thompson, South Dakota, home
of Drapeau's relative, Shirley Drapeau O'Day. During the late afternoon, the group
began consuming beer, vodka, and sloe gin. Sometime after the drinking began,
Drapeau told the group that he wanted to "get" Joe Sazue, a local police officer. See
Trial Tr. at 11 (testimony of Lloyd Ross, Jr.).
Officer Sazue, who had recently arrested one of Drapeau's relatives, had been
given the nickname "Packman" by Drapeau and his friends. Drapeau explained to his
friends that he "was going to blow [Packman's] car." Id. After sending Kirkie out to
obtain gasoline, Drapeau directed the juvenile member of the group to find dish soap.
Drapeau then demonstrated to his friends how to construct firebombs out of gasoline,
liquid dish soap, a cloth wick, and a glass bottle. Drapeau explained that the liquid
soap would "make the gas spread." Id. at 18. Drapeau and his friends then proceeded
to construct at least four firebombs.
Drapeau directed Kirkie and Heth to test the firebombs. At approximately
10 p.m. one of the test bombs, which was thrown on the street behind a housing unit
for senior citizens 200 feet away from the O'Day residence, ignited and sustained a fire.
A second test bomb, which was thrown in front of the O'Day residence, failed to ignite.
See Appellee's Add. at 8 (Report by Crow Creek Sioux Tribe Criminal Investigator's
Office of interview with Royce Lance Kirkie).
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Drapeau then told Heth and the juvenile to firebomb Officer Sazue's car. See
Trial Tr. at 19 (testimony of Lloyd Ross, Jr.). Officer Sazue lived with his family in a
home adjacent to the O'Day residence. Heth and the juvenile smashed one bomb on
the pavement of Officer Sazue's driveway and placed another bomb next to Officer
Sazue's car, which was parked approximately eight feet from Officer Sazue's house.
Although the wicks of the bombs had been lit, neither bomb ignited.
Officer Sazue testified that, at approximately 1 a.m. on December 30, 1995, he
heard dogs barking and a "pop." See Tr. of Keith Heth, Jr., Sentencing Hr'g at 9
(testimony of Officer Joe Sazue). At 9 a.m. that morning, Officer Sazue was notified
that there was glass in his driveway. Officer Sazue discovered glass fragments and
traces of a blue-colored waxy substance that smelled like gasoline. Officer Sazue also
discovered an intact firebomb made from a sloe gin bottle near his car.
Drapeau, Ross, Heth, Kirkie, and the juvenile were charged with the unlawful
making of a firearm, in violation of 26 U.S.C. §§ 5845(a)(8), 5845(f), 5861(f), and
5871 (1994), and with the unlawful possession of an unregistered firearm, in violation
of 26 U.S.C. §§ 5841, 5861(d), and 5871 (1994). Drapeau pled not guilty to the
charges and proceeded to trial. After the first day of trial, during which Ross testified
against Drapeau, Drapeau changed his mind and pled guilty to the charge of unlawfully
making a firearm.
For sentencing, the district court determined that Drapeau, who had been
arrested some 85 times and had 14 convictions, see PSI at 6, has a criminal history
category of II. See J. at 6, reprinted in Appellant's Add. at 6. Drapeau was ultimately
sentenced according to a total offense level of 30. Pursuant to U.S.S.G. § 2K2.1(a)(5)
(1995), the base offense level for Drapeau's offense of conviction is 18. The district
court enhanced Drapeau's sentence by: one point because there were four firebombs
involved in Drapeau's offense, see U.S.S.G. § 2K2.1(b)(1)(A) (1995); two points
because the offense involved a destructive device, see U.S.S.G. § 2K2.1(b)(3) (1995);
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and two points because Drapeau used a juvenile to commit the offense, see U.S.S.G.
§ 3B1.4 (1995), for a total offense level of 23. These enhancements are not challenged
on appeal. The district court also reduced Drapeau's offense level by two points for
acceptance of responsibility. See U.S.S.G. § 3E1.1(a) (1995).
The district court also enhanced Drapeau's sentence by three points because the
offense was motivated by Officer Sazue's status as a police officer and because Officer
Sazue was a victim. See U.S.S.G. § 3A1.2(a). The district court also applied a four
point enhancement to Drapeau's sentence under U.S.S.G. § 3B1.1(a), finding "that Mr.
Drapeau was the organizer or leader of criminal activity that involved five or more
participants." Sentencing Tr. at 15. Finally, the district court enhanced Drapeau's
sentence for two points for Drapeau's obstruction of justice. See U.S.S.G. § 3C1.1.
The enhancement for obstruction of justice was based on Drapeau's conduct after
his arrest and pending trial. In a written statement, Drapeau's friend Heth declared that:
Well I was in Hughes County Jail, Chris [Drapeau] told me that, [h]e was
going to take care of [C]hico [Lloyd Ross, Jr.] meaning he was going to
hurt him for test[if]ying agai[n]st him. I was afraid of Chris coming after
me if I said anything. [H]e also said what goes around comes around.
Statement of Keith Heth, Jr. (July 22, 1996). At his own sentencing hearing, Heth
testified that he was frightened of Drapeau because "[h]e's a big guy," Heth Sentencing
Tr. at 50, and because Drapeau has "a lot of family in jail. He's been in before, and he
told [Heth] he's got a lot of friends." Id. at 54. Heth also alleged that Drapeau had
once run over Heth's ankle with a car, badly fracturing Heth's ankle. Id. at 54-55.
Heth testified that he received letters from Drapeau while Heth was in jail,
asking Heth if he "was going to keep [his] mouth shut or not . . . ." Id. at 51. Heth told
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Drapeau that he would not testify. Id. Heth also testified regarding threats Drapeau
made about Ross:
Question (from defense counsel): Okay. Did you hear Chris [Drapeau]
make any threats against Chico [Lloyd Ross, Jr.] while you were in jail
here?
Answer (from Keith Heth, Jr.): Yes.
Q. How did that come about?
A. I was in Cell Block C and [Drapeau] was in D. They're right
beside each other. And he talked through[] the fence, and he was talking
through the vent when I was first here. And he said, don't worry about[
it. W]e're going to get Chico. If he comes to jail here, you know, we got
him whatever. I was getting out on the third. I told him I was getting out,
and he asked me--or he told me whatever you say, told me, you know,
better get that black, you know, he called him black--excuse my language.
He called him black f word.
Q. Did he say the reason that he wanted to get Chico?
A. Because he told.
Q. Okay. So when he was making threats against Chico because he
talked, you were afraid if you talked you would get the same treatment;
right?
A. Yes.
Q. Were you afraid of what Chris could do?
A. Yes.
Heth Sentencing Tr. at 51-52. Drapeau also stated, according to Heth, that if Ross
"'does any time, I would see him on down the line. We'll get him.'" Id. at 54.
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The threats Drapeau made against Ross were communicated from Drapeau to
Heth, from Heth to Lucas McBride, and from McBride to Ross. In an affidavit, Ross
declared that he had been told that if he "assisted in the investigation or participated as
a witness, in the prosecution of Mr. Drapeau, that [Ross] would be beaten or otherwise
assaulted." Aff. of Lloyd Emery Ross, Jr. at 1 (Aug. 14, 1996), reprinted in Appellee's
Add. at 3. Ross also declared that he knew Drapeau to be "a person who is capable
of inflicting physical violence," id. at 1-2, reprinted in Appellee's Add. at 3-4, and that
Ross was afraid that he would be assaulted by Drapeau in jail. Id. at 2, reprinted in
Appellee's Add. at 4.
Based on this evidence, the district court found that Drapeau had obstructed
justice by intimidating a witness. See Drapeau Sentencing Tr. at 24-25.
With these sentencing enhancements, Drapeau had a total offense level of 30.
While the sentencing range permitted by the sentencing guidelines is 108-135 months,
the statutory maximum sentence for making an illegal firearm is ten years. See 26
U.S.C. § 5871. The district court sentenced Drapeau to the statutory maximum
sentence. Drapeau now appeals the sentencing enhancements for the status of the
victim, Drapeau's leadership role in the offense, and Drapeau's obstruction of justice.
II.
Drapeau challenges three of the sentencing enhancements levied against him at
sentencing. "The district court's interpretation of the sentencing guidelines is a question
of law subject to de novo review, while its factual determinations are subject to review
only for clear error." United States v. Larson, 110 F.3d 620, 627 (8th Cir. 1997).
Drapeau first argues that the district court erred in enhancing his sentencing level by
three points pursuant to U.S.S.G. § 3A1.2(a) because of Officer Sazue's status as a
government official. We agree.
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Section 3A1.2(a) provides that a defendant's sentencing level should be enhanced
by three points if
the victim was a government officer or employee; a former government
officer or employee; or a member of the immediate family of any of the
above, and the offense of conviction was motivated by such status . . . .
U.S.S.G. § 3A1.2(a). Application note 1 of the commentary for § 3A1.2 explains that
"[t]his guideline applies when specified individuals are victims of the offense. This
guideline does not apply when the only victim is an organization, agency, or the
government." U.S.S.G. § 3A1.2, comment. (n.1) (1995).
In applying this enhancement, the district court explained that
any attempt to cause injury or damage is basically the same crime as
actually succeeding in causing the injury or damage. And the evidence is
clear that the intent of the bomb or bombs was that it or they actually hit,
strike, and cause damage to the parked vehicle. And I believe this
particular car was selected because the owner of the car was a police
officer that this defendant was attempting to intimidate. So that it is
appropriate that [§ 3A1.2(a)'s three point] adjustment be made. Clearly
Mr. Sazue was a government officer and the crime was motivated by his
status. In addition, there would have been the substantial risk of injury to
him or others at his residence since the throwing or placement of these
bombs was directed toward his vehicle at his personal residence.
And, so, I think that [Officer Sazue] was the victim of, at least, a
threat to his person and to his property, and the objection is overruled.
Sentencing Tr. at 12.
On appeal, Drapeau argues that the district court erred in enhancing Drapeau's
sentence under this guideline because "Officer Sazue was not directly assaulted,
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attacked, injured or otherwise damaged in any way, shape or form. It is Appellant's
position that this was a crime against property, specifically an automobile. An
automobile cannot be a victim of a crime." Appellant's Br. at 4. We reject this
argument, and hold that the district court did not clearly err in its finding of facts.
When Drapeau ordered his cohorts to firebomb Officer Sazue's personal
automobile, he did so not to obtain revenge against the vehicle, but to attack Officer
Sazue because of Officer Sazue's official status. In committing vandalism and
attempted arson against the property of Officer Sazue, Drapeau sought to gain revenge
against Officer Sazue because Officer Sazue had arrested a relative of Drapeau. It was
only through sheer luck and the fortuitous incompetence of Drapeau's coconspirators
that Drapeau's attempt to destroy Officer Sazue's vehicle failed. Had either of the
firebombs deployed against Officer Sazue performed as effectively as the test bomb
used behind the seniors' residence, Officer Sazue's car would have been destroyed,
victimizing Officer Sazue through the loss of his vehicle. See Heth Sentencing Tr. at
26-27 (testimony of BATF Special Agent Doug Moore) ("You wouldn't have to get [the
firebomb] into the interior of the vehicle. If you take a device like this, it was in close
proximity to the underside of the vehicle, it's not a type of object as good as shielding
whatever as on the outside. It certainly could balloon into the interior up into the
engine [com]partment and then sheer--vehicle fires, they're very dense. Vehicles burn
very quickly."). In addition, if the firebombs had detonated, there would have been a
significant likelihood that the fire would have spread to Officer Sazue's home, located
only eight feet away from the car, where Officer Sazue and his family had retired for
the night. See id. at 24-25 (testifying that the particular type of firebomb used was
designed "[t]o burst and cause resulting fire, to spread fire to other combustible
materials that may be in the area"). Even though this tragedy was avoided, Drapeau's
targeting of Officer Sazue left the officer "pretty upset and afraid for" himself and his
family. See Heth Sentencing Tr. at 17 (testimony of Officer Sazue). We agree with the
district court that Officer Sazue was very much a victim of Drapeau's conduct.
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We nevertheless conclude that the district court erred as a matter of law in
enhancing Drapeau's sentence under this guideline. Upon review of the sentencing
transcript, it is apparent that the district court enhanced Drapeau's sentence under
U.S.S.G. § 3A1.2(a) because of Drapeau's conduct after he constructed the firebombs--
specifically, Drapeau's attempt to commit arson against Officer Sazue's property. See
Drapeau Sentencing Tr. at 12 (noting that "there would have been the substantial risk
of injury to [Officer Sazue] or others at his residence since the throwing or placement
of these bombs was directed toward his vehicle at his personal residence"). Drapeau
was not, however, convicted of attempting to commit arson. Rather, Drapeau's offense
of conviction was illegally making a firearm, in violation of the Internal Revenue Code.
See 26 U.S.C. § 5861(f).
In sentencing a defendant, a district court is usually empowered to consider
relevant conduct by a defendant, including "all acts and omissions committed" and
assisted by the defendant, and "all reasonably foreseeable acts and omissions of others
in furtherance of [a] jointly undertaken criminal activity," unless a guideline "otherwise
specifie[s]" that such relevant conduct should not be considered. See U.S.S.G.
§ 1B1.3(a)(1)(A) & (B) (1995). Section 3A1.2(a) explicitly provides that its
enhancement for the status of the victim as a government official is proper only where
the "offense of conviction" is motivated by the victim's status. See U.S.S.G.
§ 3A1.2(a). Application note 1 to § 3A1.2 clarifies that the government official must
be the "victim[] of the offense." U.S.S.G. § 3A1.2, comment. (n.1) (emphasis added).2
2
Other sections of the sentencing guidelines that provide for the enhancement of a
defendant's sentence based on the status of the victim have been interpreted to allow
the sentencing court to consider relevant conduct that is not, itself, an element of the
crime of conviction. See, e.g., U.S.S.G. § 3A1.1(b) (1995) (providing for a two point
sentence enhancement if a "defendant knew or should have known" that a victim was
"particularly susceptible to the criminal conduct" on the basis of age, physical or mental
condition, or some other vulnerable characteristic); United States v. Haggard, 41 F.3d
1320, 1326 (9th Cir. 1994) (noting that a majority of courts considering § 3A1.1(b)
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In applying § 3A1.2(a), we are bound by application note 1's interpretation of the
guideline. See United States v. Triplett, 104 F.3d 1074, 1081-82 (8th Cir.)
("Commentary to the Guidelines is binding on the courts when it interprets or explains
a guideline, unless it violates the Constitution or a federal statute, or is inconsistent
with, or a plainly erroneous reading of, that guideline." (quotations and citations
omitted)), cert. denied, 117 S. Ct. 1837 (1997). We believe that the textual clarity of
§ 3A1.2(a) and application note 1 is plain: § 3A1.2(a)'s enhancement is proper only
where a government official is the victim of a defendant's offense of conviction.
Because § 3A1.2(a) specifies that only the offense of conviction is to be considered,
the district court erred in considering other relevant conduct. See U.S.S.G. § 1B1.3(a).3
In the circumstances of this case, therefore, Drapeau's sentence may be enhanced
under § 3A1.2(a) only if Officer Sazue was the victim of Drapeau's offense of
have concluded "that courts properly may look beyond the four corners of the charge
to the defendant's underlying conduct in determining whether someone is a 'vulnerable
victim' under section 3A1.1" (citing cases and noting circuit split)).
3
This appears to be, almost, a question of first impression. In United States v.
Klump, 21 F.3d 1117, 1994 WL 143943 (9th Cir. 1994) (unpublished) (per curiam),
a former government informant, who had previously been convicted of a felony, armed
himself with a firearm and made a threatening phone call to a government official,
whom the informant believed had leaked information of the informant's cooperation
with the government to the informant's criminal associates. The informant was
convicted of being a felon in possession of a firearm, and the district court enhanced
the informant's sentence under § 3A1.2. The Klump court reversed, concluding that the
informant's offense had not been motivated by the status of the government employee.
See id. at *2. Judge Reinhardt, concurring specially, disagreed with this conclusion.
Judge Reinhardt argued that, although the offense of conviction had been motivated by
the status of the government official, a sentence enhancement was improper because
"the adjustment described in § 3A1.2(a) applies only where there is a 'victim' of the
offense of conviction, and there can never be a 'victim' of the felon-in-possession
offense set forth in 18 U.S.C. § 922(g)." Id. at *3 (emphasis added).
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conviction: the unlawful making of a firearm in violation of § 5861(f). Whether Officer
Sazue was a victim of Drapeau's violation of § 5861(f) is a question of fact for the
district court to answer in the first instance. See United States v. Stover, 93 F.3d 1379,
1386 (8th Cir. 1996). Accordingly, we remand this matter back to the district court for
a determination of whether Officer Sazue was a victim of Drapeau's offense of
conviction.
III.
Drapeau next challenges the district court's enhancement of Drapeau's sentence
for Drapeau's role as an organizer or leader of a criminal enterprise involving five or
more persons. We conclude that the district court did not err in applying this four point
sentence enhancement.
Section § 3B1.1(a) provides that "[i]f the defendant was an organizer or leader
of a criminal activity that involved five or more participants or was otherwise extensive,
increase [the offense level] by 4 levels." U.S.S.G. § 3B1.1(a). This "adjustment for
being an organizer or leader is intended to reflect relative responsibility compared to
other participants in the crime." United States v. Rodriguez, 112 F.3d 374, 377 (8th
Cir. 1997). Application note 4 of this guideline directs sentencing courts to consider
the exercise of decision making authority, the nature of participation in the
commission of the offense, the recruitment of accomplices, the claimed
right to a larger share of the fruits of the crime, the degree of participation
in planning or organizing the offense, the nature and scope of the illegal
activity, and the degree of control and authority exercised over others.
U.S.S.G. § 3B1.1, comment. (n.4). See also Rodriguez, 112 F.3d at 377 (applying
factors); United States v. Blumberg, 961 F.2d 787, 790-91 (8th Cir. 1992) (same). In
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applying these factors, this Court has "recognized a broad definition of the term
'organizer or leader.'" Id. at 791.
The group that constructed the firebombs and attempted to use them to destroy
Officer Sazue's automobile consisted of five members: Drapeau, Ross, Heth, Kirkie,
and a juvenile. Contrary to Drapeau's argument that the group had no real leader, there
is no doubt that Drapeau was the leader and organizer of the group. It was Drapeau
who first proposed "getting" Officer Sazue, based on Drapeau's personal motives, and
it was Drapeau who formulated the plan to construct firebombs to destroy Officer
Sazue's vehicle.
Although § 3B1.1's enhancement "does not apply to a defendant who merely
suggests committing the offense," U.S.S.G. § 3B1.1, comment. (n.4), Drapeau did far
more than merely proffer suggestions to his friends. It was Drapeau who directed his
friends to obtain the ingredients for the firebombs, and Drapeau's friends obeyed his
commands. Drapeau instructed his friends in the craft of constructing firebombs,
including the critical step of adding soap to gasoline, whereby napalm is created. See
United States v. Hedgcorth, 873 F.2d 1307, 1310 (9th Cir. 1989) ("The firebombs were
constructed out of plastic water jugs filled with gasoline, motor oil, and soap. The
liquids combined to produce a gelatinous mixture chemically equivalent to napalm.
When ignited, napalm produces a more intense, more confined, and longer-lasting
incendiary effect than gasoline alone."). Drapeau directed his friends to test the
firebombs, and he ordered his friends to use the firebombs against Officer Sazue's
property. "Where, as here, one individual in a multidefendant enterprise makes the
critical strategic and operational decisions on behalf of the group (unilaterally
answering questions such as 'what? when? where? how? . . .'), that individual exhibits
precisely the sort of characteristics that are emblematic of an organizer or leader."
United States v. Talladino, 38 F.3d 1255, 1261 (1st Cir. 1994). Based on the record
in this case, we cannot say that the district court clearly erred in finding that Drapeau
was an organizer or a leader.
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IV.
Finally, Drapeau argues that the district court erred in enhancing Drapeau's
sentence under U.S.S.G. § 3C1.1 by two points for Drapeau's obstruction of justice by
intimidating witnesses. Specifically, Drapeau argues that the evidence relied on by the
district court--hearsay by Heth and Ross--was untrustworthy. We disagree.
Application note 3(a) to U.S.S.G. § 3C1.1 provides that a defendant's
"threatening, intimidating, or otherwise unlawfully influencing a codefendant, witness,
or juror, directly or indirectly" warrants a two point sentence enhancement for
obstruction of justice. U.S.S.G. § 3C1.1, comment. (n.3(a)). In this case, Heth
testified during his own sentencing hearing that Drapeau had sent Heth suggestive
letters regarding Heth's possible decision to testify, and that Drapeau spoke with Heth
and threatened to assault Ross because Ross cooperated with the government. Heth
further testified that, because of Drapeau's size, family connections, and Heth's history
with Drapeau, these threats against Ross intimidated Heth. Ross asserted in an
affidavit that Drapeau's threats against Ross eventually reached Ross, and that
Drapeau's threats intimidated Ross. If credited, these allegations clearly satisfy the
standards of § 3C1.1. See United States v. Capps, 952 F.2d 1026, 1028-29 (8th Cir.
1991) (obstruction of justice enhancement proper where, although threat was not
communicated directly to witness by defendant, defendant "communicated a violent
threat against a key government informant at a critical point in the investigation and in
a manner that frightened the bartender [who heard the threat] into reporting it to the
authorities").
A district court may consider hearsay during sentencing "without regard to its
admissibility at trial, provided that it has 'sufficient indicia of reliability to support its
probable accuracy.'" United States v. Campos, 87 F.3d 261, 264 (8th Cir.) (quoting
U.S.S.G. § 6A1.3(a) (1995)), cert. denied, 117 S. Ct. 536 (1996). "Whether hearsay
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is sufficiently reliable for sentencing purposes depends upon the particular
circumstances of each case." Id. (quotations and citations omitted).
In the circumstances of this case, we do not believe that the district court erred
in crediting the Heth and Ross hearsay. The district court presided at Heth's sentencing
and was "in the best position to observe the demeanor of the witness[] and to assess
[the] credibility" of Heth's testimony. United States v. Risken, 869 F.2d 1098, 1100
(8th Cir. 1989). Further, Ross's affidavit is consistent with Heth's testimony, and such
"internal consistency lends substantial indicia of reliability to the testimony." Campos,
87 F.3d at 264. Accordingly, we do not believe that the district court erred in
enhancing Drapeau's sentence by two points for his attempted obstruction of justice.
IV.
We affirm the district court's enhancement of Drapeau's sentence for Drapeau's
leadership role in the offense and for Drapeau's obstruction of justice. We reverse the
district court's enhancement of Drapeau's sentence because of Officer Sazue's status as
a government official and remand this matter to the district court for a determination
of whether Officer Sazue was the victim of Drapeau's offense of conviction.
JOHN R. GIBSON, Circuit Judge, concurring specially.
I concur in the result and the judgment, and in all of the court's opinion except
for the full paragraph on page 8 of the opinion. I think this paragraph is unnecessary
to the decision the court reaches in Part II.
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A true copy.
Attest:
CLERK, U.S. COURT OF APPEALS, EIGHTH CIRCUIT.
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