Opinions of the United
2007 Decisions States Court of Appeals
for the Third Circuit
11-26-2007
Lacy v. Natl RR Passenger
Precedential or Non-Precedential: Non-Precedential
Docket No. 07-3374
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ALD-40 NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________
No. 07-3374
___________
ALVIA LACY,
Appellant
v.
NATIONAL RAILROAD PASSENGER CORPORATION
___________________________
On Appeal from the United States District Court
for the District of Delaware
(D.C. Civil No. 06-cv-00068)
District Judge: Honorable Joseph J. Farnan, Jr.
____________________________________
Submitted for Possible Dismissal Pursuant to 28 U.S.C. § 1915(e)(2)(B)
or Summary Action Pursuant to Third Circuit LAR 27.4 and I.O.P. 10.6
November 1, 2007
Before: SLOVITER, FISHER and HARDIMAN, Circuit Judges
(Opinion filed: November 26, 2007)
_________
OPINION
_________
PER CURIAM
Appellant, Alvia Lacy, filed an employment discrimination suit in the United
States District Court for the District of Delaware against her employer, the National
Railroad Passenger Corporation (“Amtrak”). The District Court granted Amtrak’s motion
for summary judgment, and Lacy now appeals pro se and in forma pauperis. We will
dismiss the appeal pursuant to 28 U.S.C. § 1915(e)(2)(B) because it lacks an arguable
basis in law or fact. See Neitzke v. Williams, 490 U.S. 319, 325 (1989).
Lacy, an African-American woman, has worked for Amtrak since 1983 and is
employed at its maintenance facility in Bear, Delaware. After receiving a right-to-sue
letter from the Equal Employment Opportunity Commission (“EEOC”), she filed a pro se
complaint against Amtrak alleging racial and gender discrimination in violation of Title
VII of the Civil Rights Act of 1964 (“Title VII”), 42 U.S.C. § 2000e, et seq. Specifically,
she claimed that Amtrak improperly denied her a promotion to a management position,
subjected her to a hostile working environment, and retaliated against her for filing
previous job discrimination claims. She also challenged Amtrak’s decision to deny her
relief pursuant to a 1999 settlement of a class action suit alleging racial discrimination in
promotions. The District Court granted Amtrak’s motion for summary judgment,
concluding that some of Lacy’s claims were time barred and that she failed to
demonstrate a genuine issue of material fact as to any of her timely claims. Lacy now
appeals that decision.
We have jurisdiction over the appeal pursuant to 28 U.S.C. § 1291. Our review of
the District Court’s decision to grant summary judgment is plenary. Turner v. Hershey
Chocolate U.S.A., 440 F.3d 604, 611 (3d Cir. 2006). Summary judgment is appropriate
where “the pleadings, depositions, answers to interrogatories, and admissions on file,
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together with the affidavits, if any, show that there is no genuine issue as to any material
fact and that the moving party is entitled to a judgment as a matter of law.” FED. R. CIV.
P. 56(c). When determining whether a genuine issue of material fact exists, we must
view the evidence in the light most favorable to the nonmoving party and draw all
reasonable inferences in that party’s favor. Wishkin v. Potter, 476 F.3d 180, 184 (3d Cir.
2007). However, a party opposing summary judgment “must present more than just ‘bare
assertions, conclusory allegations or suspicions’ to show the existence of a genuine
issue.” Podobnik v. U.S. Postal Serv., 409 F.3d 584, 594 (3d Cir. 2005) (quoting Celotex
Corp. v. Catrett, 477 U.S. 317, 325 (1986)).
First, we agree with the District Court that the claims which are based on events
that occurred prior to May 8, 2004 are time barred. A Title VII plaintiff in a “deferral
state” such as Delaware must file a charge of discrimination with the EEOC within 300
days of the alleged unlawful conduct. See 42 U.S.C. § 2000e-5(e); Watson v. Eastman
Kodak Co., 235 F.3d 851, 854 (3d Cir. 2000); Ohemeng v. Delaware State Coll., 643 F.
Supp. 1575, 1580 (D. Del. 1986). The record indicates that Lacy filed a charge with the
EEOC on March 4, 2005. She has provided no evidentiary support for her claim that she
filed a charge on July 21, 2004. Accordingly, she is barred from challenging any of the
hiring decisions that took place prior to May 8, 2004. Nor may she proceed with her
claim that Amtrak improperly denied her relief pursuant to the class action settlement, as
the alleged wrongdoing took place prior to December 31, 2003, which was the deadline
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for obtaining relief under the consent decree.1
As to Lacy’s claims challenging Amtrak’s hiring decisions, the District Court
correctly determined that she did not make a prima facie showing of discrimination under
the burden-shifting analysis set forth in McDonnell Douglas Corp. v. Green, 411 U.S. 792
(1973). To establish a prima facie case of racial discrimination in hiring, she must show,
inter alia, that she was “qualified for a job for which the employer was seeking
applicants.” Id. at 802. Lacy indicated in her filings that she was challenging ten hiring
decisions, five of which took place during the limitations period. For the reasons given in
the District Court’s opinion, we conclude that the record establishes that Lacy did not
meet the qualifications for any of these five jobs. Furthermore, even assuming that Lacy
could establish a prima facie case of discrimination, summary judgment would still be
appropriate because she did not address the legitimacy of Amtrak’s nondiscriminatory
reasons for the hiring decisions. See Fuentes v. Perskie, 32 F.3d 759, 765 (3d Cir. 1994).
We also agree with the District Court’s reasons for granting summary judgment on
Lacy’s hostile work environment claim. As the District Court explained, Lacy failed to
show that she suffered intentional discrimination because of her race or sex, which she
was required to do in order to establish a hostile work environment claim under Title VII.
See Andreoli v. Gates, 482 F.3d 641, 643 (3d Cir. 2007). The District Court focused its
1
Assuming arguendo that the challenged conduct occurred within the limitations
period, summary judgment on this claim would still be appropriate because Lacy did not
address Amtrak’s nondiscriminatory reasons for withholding the desired relief. These
reasons are detailed in the letter from class counsel to Lacy dated April 26, 2004.
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analysis on two discrete incidents of verbal harassment that allegedly occurred during the
limitations period and properly concluded that Lacy did not sufficiently demonstrate that
the offending behavior amounted to intentional discrimination under Title VII.
Specifically, she did not submit evidence from which a reasonable factfinder could infer
that the incidents of verbal harassment were motivated by animus towards Lacy’s race or
gender. The co-worker affidavits submitted by Lacy, which do not refer to specific
instances of harassment and merely set forth conclusory statements regarding
discriminatory motive, are insufficient to withstand the summary judgment motion. See
Blair v. Scott Specialty Gases, 283 F.3d 595, 608 (3d Cir. 2002).
Finally, we agree that summary judgment was appropriate as to the retaliation
claim. “To establish discriminatory retaliation under Title VII, a plaintiff must
demonstrate that: (1) she engaged in activity protected by Title VII; (2) the employer took
an adverse employment action against her; and (3) there was a causal connection between
her participation in the protected activity and the adverse employment action.” Nelson v.
Upsala College, 51 F.3d 383, 386 (3d Cir. 1995). A plaintiff may establish the requisite
causal connection by showing a close temporal proximity between the protected activity
and the alleged retaliatory conduct, or by submitting “circumstantial evidence . . . that
give[s] rise to an inference of causation.” Marra v. Philadelphia Hous. Auth., 497 F.3d
286, 302 (3d Cir. 2007). The District Court acknowledged that Lacy engaged in activities
protected under Title VII by joining the class action suit filed against Amtrak in 1998 and
filing a federal job discrimination suit in 1999. However, the District Court properly
5
determined that Lacy did not submit any evidence in support of her belief that there was a
nexus between her protected activities and the alleged adverse actions that occurred in
2004. Thus, there is no genuine issue as to whether the alleged misconduct amounted to
discriminatory retaliation.
For the foregoing reasons, we conclude that the appeal is without arguable merit.
Accordingly, we will dismiss the appeal pursuant to 28 U.S.C. § 1915(e)(2)(B).
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