Opinions of the United
2007 Decisions States Court of Appeals
for the Third Circuit
11-9-2007
Nicholas v. Heffner
Precedential or Non-Precedential: Non-Precedential
Docket No. 07-2013
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Recommended Citation
"Nicholas v. Heffner" (2007). 2007 Decisions. Paper 232.
http://digitalcommons.law.villanova.edu/thirdcircuit_2007/232
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CLD-19 NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
________________
No. 07- 2013
_______________
EDWARD J. NICHOLAS,
Appellant
v.
DONALD HEFFNER, Badge (15); JOHN DOE POLICE SGT;
AMERICAN DETECTIVE AGENCY, MR. JOSEPH ALLERCIA;
CAROLYN THOMPSON; ARTHUR DILS; TIMOTHY KEATING;
GEORGE F. SHULTZ; SCOTT A. EVANS; JEFFREY B. ENGLE;
DIANE MORGAN; JOHN F. CHERRY; JANE PEEL;
NATIVA P. WOOD; JAMES MARISCO, JR.;
CHIEF MAGISTRATE DISTRICT JUDGE; DEBORAH RUGGERIO;
JOHN DOE (1997) PRESIDENT JUDGE
__________________________
On Appeal from the United States District Court
for the Western District of Pennsylvania
(D.C. Civil No. 06-cv-00200)
District Judge: Honorable Sean J. McLaughlin
__________________________
Submitted for Possible Dismissal Pursuant to 28 U.S.C. § 1915(e)(2)(B)
or Summary Action Pursuant to Third Circuit LAR 27.4 and I.O.P. 10.6
October 25, 2007
Before: AMBRO, FUENTES, and JORDAN, Circuit Judges
(Opinion filed: November 9, 2007)
______________
OPINION
______________
PER CURIAM
Edward J. Nicholas appeals from the District Court’s order denying his motion for
leave to proceed in forma pauperis.1 We have jurisdiction pursuant to 28 U.S.C. § 1291,
and review issues of statutory construction de novo. See Abdul-Akbar v. McKelvie, 239
F.3d 307, 311 (3d Cir. 2001). We will summarily vacate the District Court’s order and
remand for further proceedings.
The District Court denied Nicholas’s motion on the grounds that he had three
strikes under 28 U.S.C. § 1915(g) (the dismissals of W.D. Pa. Civ. Nos. 06-112, 06-98,
and 06-201) and had not alleged that he was in “imminent danger.” Two of the strikes on
which the District Court relied, however, were dismissals of complaints that had not yet
been entered when Nicholas filed the instant suit. See W.D. Pa. Civ. Nos. 06-112, 06-
201. Moreover, Nicholas went on to appeal each of the three dismissals relied on by the
District Court, and those appeals were not completed at the time Nicholas filed his
complaint. See C.A. Nos. 06-4362, 06-4361, 06-4367. A dismissal does not qualify as a
strike for § 1915(g) purposes unless and until a litigant has exhausted or waived his or her
appellate rights. See Jennings v. Natrona County Det. Ctr. Med. Facility, 175 F.3d 775,
780 (10th Cir. 1999); Adepegba v. Hammons, 103 F.3d 383, 387-88 (5th Cir. 1996).
Therefore, Nicholas did not have three strikes when the District Court denied his motion,
and the District Court erred in requiring him to demonstrate that he was under imminent
1
Nicholas is currently on parole and was granted in forma pauperis status for purposes
of this appeal.
2
danger of serious physical injury before proceeding in forma pauperis at that time. See 28
U.S.C. § 1915(g).
The fact that this Court has since dismissed Nicholas’s appeals of the
aforementioned District Court orders under 28 U.S.C. § 1915(e)(2)(B), see C.A. Nos. 06-
4362, 06-4361, 06-4367, does not change that result. By its terms,
§ 1915(g) governs only the circumstances under which a prisoner may “bring” a civil
action in forma pauperis, which means that its impact must be assessed at the time a
prisoner files his or her complaint. See Abdul-Akbar, 239 F.3d at 313; Gibbs v. Ryan,
160 F.3d 160, 162-63 (3d Cir. 1998). Thus, only the strikes actually earned at the time
the complaint was filed are relevant. The statute does not authorize courts to revoke in
forma pauperis status if a prisoner later earns three strikes. See Gibbs, 160 F.3d at 163
(explaining that Congress “limited the ‘three strikes’ provision to an inmate’s ability to
‘bring’ an action. Congress could have tied the ‘three strikes’ bar to an inmate’s ability to
maintain an action. It did not do so.”).
Accordingly, we will summarily vacate the District Court’s order and direct the
District Court to evaluate Nicholas’s motion for leave to proceed in forma pauperis in
light of this opinion.
3