United States Court of Appeals
FOR THE EIGHTH CIRCUIT
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No. 00-2516
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Frank X. Wilcox, *
*
Appellant, *
* Appeal from the United States
v. * District Court for the Western
* District of Missouri.
State Farm Mutual Automobile *
Insurance Company, *
*
Appellee. *
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Submitted: February 12, 2001
Filed: June 11, 2001
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Before WOLLMAN, Chief Judge, and BOWMAN and MORRIS SHEPPARD
ARNOLD, Circuit Judges.
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MORRIS SHEPPARD ARNOLD, Circuit Judge.
Frank Wilcox was fifty-seven years old and had worked as a claims handler for
State Farm Mutual Automobile Insurance Company for more than twenty-nine years
when he was fired and replaced by a much younger employee. After his termination,
Mr. Wilcox sued State Farm for age discrimination under the Age Discrimination in
Employment Act (ADEA), see 29 U.S.C. §§ 621-634, and the Missouri Human Rights
Act (MHRA), see Mo. Rev. Stat. §§ 213.010-213.137.
The district court granted summary judgment in favor of State Farm, finding that,
although Mr. Wilcox had established a prima facie case of age discrimination, he failed
to present any evidence of pretext to refute State Farm's proffered reason for firing him.
Mr. Wilcox now appeals. We affirm the judgment of the district court.1
In an ADEA case involving an allegation of age discrimination based on
circumstantial evidence, we rely on the procedure outlined in McDonnell Douglas
Corp. v. Green, 411 U.S. 792, 802-05 (1973), which "established an allocation of the
burden of production and an order for the presentation of proof" in Title VII cases. See
St. Mary's Honor Center v. Hicks, 509 U.S. 502, 506 (1993). Because Missouri courts
apply an identical analysis in deciding cases under the MHRA, application of the
McDonnell Douglas principles will serve to resolve both of Mr. Wilcox's claims. See
Denesha v. Farmers Insurance Exchange, 161 F.3d 491, 497 (8th Cir. 1998), cert.
denied, 526 U.S. 1115 (1999).
Under McDonnell Douglas, the plaintiff has the initial burden of making out a
prima facie case of discrimination; the burden then shifts to the defendant to produce
evidence tending to show that its employment decision was motivated by a legitimate,
non-discriminatory reason. See Reeves v. Sanderson Plumbing Products, Inc., 530
U.S. 133, 142 (2000). The plaintiff ultimately has the burden of proving that the
defendant's proffered reason is a pretext for discrimination and that the defendant's
actual reason is discriminatory. See id. at 143. The district court held that Mr. Wilcox
had established a prima facie case of discrimination and that State Farm had articulated
a legitimate, non-discriminatory reason for its decision to fire him, but the court
concluded that Mr. Wilcox's case failed at the pretext stage.
1
The Honorable Fernando J. Gaitan, Jr., United States District Judge for the
Western District of Missouri.
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Mr. Wilcox first contends that the district court erred in concluding that he had
not made out a submissible case, because in doing so it relied on an affidavit from John
Collier, his supervisor, that detailed all of his alleged performance problems.
Mr. Wilcox maintains that under Reeves the district court was required to disregard all
evidence that favored State Farm unless it was uncontradicted and unimpeached, and
came from a disinterested witness. Because Mr. Collier worked for State Farm and
was not a disinterested witness, Mr. Wilcox insists that Mr. Collier's affidavit should
have been ignored. He also argues that Mr. Collier's testimony should have been
considered controverted.
It is true that the Court said in Reeves, 530 U.S. at 151, quoting 9A Charles A.
Wright and Arthur R. Miller, Federal Practice and Procedure: Civil 2d § 2529 at 300
(1995), that in deciding whether to grant summary judgment to a defendant a district
court "should give credence to the evidence favoring the [plaintiff] as well as that
'evidence supporting the [defendant] that is uncontradicted and unimpeached, at least
to the extent that that evidence comes from disinterested witnesses.' " It appears to us
in this passage that the Court was intimating that there are some cases in which
uncontroverted testimony from an interested party could be given credence, but we are
uncertain whether this is such a case. It would seem to us that in this case, where
Mr. Wilcox was given a clear opportunity to contradict Mr. Collier's affidavit but did
not, it would not be obvious error to include the affidavit's contents in the factual mix
relevant to summary judgment. In any event, we think that it is unnecessary to decide
the question because the record contains insufficient evidence to support an inference
that State Farm's proffered reason for terminating Mr. Wilcox was pretextual even if
Mr. Collier's affidavit is put aside.
Mr. Wilcox argues first that he was similarly situated to Mike Jones, a younger
co-worker who held the same position as he did and who was not terminated by State
Farm. He maintains that State Farm's decision to retain Mr. Jones revealed the
untruthfulness of its performance-based reason for firing him because he and Mr. Jones
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had roughly the same quarterly performance records and had the same number of
complaints against them in their employment files. Mr. Wilcox points out, for example,
that both he and Mr. Jones were criticized by their supervisor for not adequately
documenting the results of their liability investigations, for not making personal contact
in their investigations, and for not making timely updates to their files.
We note, however, that Mr. Wilcox had many performance difficulties that
Mr. Jones did not have. For instance, Mr. Wilcox's supervisor repeatedly admonished
him for including his personal opinions in his claim files. He was also the only person
among his co-workers who continually received complaints from State Farm's
policyholders about his rude and uncourteous attitude, and who exhibited a persistent
unwillingness to address criticisms and accept directions from his supervisor.
We observe, furthermore, that, contrary to Mr. Wilcox's insistence, he did not
receive quarterly performance reviews similar to those that Mr. Jones received.
Although it may appear at first glance on State Farm's four-point grading system that
Mr. Wilcox and Mr. Jones had approximately the same scores, on closer scrutiny this
is not the case. Mr. Wilcox's scores, in fact, strongly reaffirm his particular
shortcomings. In the category of customer satisfaction, for instance, he received a
score of "2," whereas Mr. Jones earned the top score of "4." We thus do not believe
that Mr. Wilcox can fairly compare himself to Mr. Jones to raise an inference of pretext
on State Farm's part, because he and Mr. Jones were not similarly situated. See Price
v. S-B Power Tool, 75 F.3d 362, 365 (8th Cir. 1996), cert. denied, 519 U.S. 910
(1996).
Mr. Wilcox maintains in addition that there is other evidence in the record
tending to show that State Farm's reason for firing him was pretextual. He asserts, for
example, that he was placed on probation a short time after he received a satisfactory
quarterly performance evaluation and that his supervisor's decision to recommend his
termination to State Farm's upper management during that probationary period indicates
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that State Farm was never serious about giving him a chance to improve his
performance. This argument falls short, however, since it is uncontroverted that State
Farm allowed him to work for the entire term of his probationary period before it
decided to fire him.
Mr. Wilcox also maintains that he was never given any warning about his
performance. He may not be heard to say that he was caught unaware, however, when
all of the evidence is that State Farm repeatedly warned him about deficiencies in his
work.
In this case, when all is said and done, Mr. Wilcox's proof of State Farm's pretext
fails to raise an inference that the reason that State Farm gave for terminating his
employment was pretextual, and thus we are satisfied that the district court's order
granting summary judgment to State Farm was appropriate.
We therefore affirm the judgment of the district court.
A true copy.
Attest:
CLERK, U.S. COURT OF APPEALS, EIGHTH CIRCUIT.
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