Opinions of the United
2007 Decisions States Court of Appeals
for the Third Circuit
4-25-2007
USA v. Fisher
Precedential or Non-Precedential: Non-Precedential
Docket No. 06-1877
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 06-1877
UNITED STATES
v.
DAVID LEE FISHER,
Appellant
On Appeal from the United States District Court
for the Eastern District of Pennsylvania
(D.C. No. 01-cr-00769-1)
District Judge: Honorable Robert F. Kelly
Submitted Under Third Circuit LAR 34.1(a)
April 20, 2007
Before: MCKEE, AMBRO, Circuit Judges, and MICHEL,* Chief Circuit Judge.
(Filed: April 25, 2007)
OPINION OF THE COURT
MICHEL, Chief Circuit Judge.
*
The Honorable Paul R. Michel, Chief Judge of the United States Court of Appeals
for the Federal Circuit, sitting by designation.
Defendant David Lee Fisher appeals from the sentencing order following his
conviction for possession of a firearm by a convicted felon. Because we discern no
harmful error in the District Court’s reasoning and analysis, we will affirm the order.
I.
Because we write solely for the parties, we recite only those facts central to our
analysis. Fisher was indicted on three charges: possession of a firearm by a convicted
felon, conspiracy to obstruct justice, and obstruction of justice. At trial, the jury
convicted Fisher of the possession charge. The District Court sentenced Fisher to 327
months, which Fisher appealed to this Court. In our opinion in that earlier appeal, United
States v. Fisher, 126 Fed. Appx. 71 (3d Cir. 2005) (not precedential), we remanded to the
District Court for resentencing to consider the import, if any, of United States v. Booker,
543 U.S. 220 (2005).
In its second sentencing hearing, the District Court received further evidence from
Fisher regarding mitigating factors. The government again relied on evidence of Fisher’s
three prior convictions. In its sentencing order, the District Court accepted the
recommendation of the presentence investigation report (“PSR”) of a two-level
enhancement for obstruction of justice. But the District Court adopted a mandatory
minimum offense level of 33 based on its determination that the preponderant evidence of
Fisher’s prior convictions qualified him as an armed career criminal under the Armed
Career Criminal Act (“ACCA”), U.S.S.G. § 4B1.4. The District Court further adopted
the PSR’s characterization of the crime as a “crime of violence” subject to an enhanced
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offense level of 34 under U.S.S.G. § 4B1.4(3)(A). Finally, the District Court also applied
a two-level downward departure for Fisher’s acceptance of responsibility, resulting in a
final offense level of 32 with a guideline range of 210 to 262 months. The District Court
sentenced Fisher to a term of 224 months.
II.
Fisher argues three errors on the part of the District Court in its sentencing order.
First, Fisher asserts that the District Court improperly enhanced his guideline offense
level based on evidence of three prior convictions when that evidence was neither
presented to a jury nor proved beyond a reasonable doubt. Second, Fisher states that the
District Court erred by enhancing his guideline offense level for obstruction of justice
since he was acquitted of that charge and insufficient evidence was produced to support
such an enhancement. Finally, Fisher argues that the District Court erred in holding that
his crime was a “crime of violence,” and enhancing his guideline offense level as a result,
since possession of a firearm, he maintains, is not a crime of violence. We turn to each
asserted error in turn.
1.
As both parties readily agree, Almendarez-Torres v. United States, 523 U.S. 224,
243-47 (1998), if still good law, holds that the fact of a prior conviction does not have to
be proven at sentencing beyond a reasonable doubt to a jury but may instead be
considered by a judge as a sentencing factor if proven by a preponderance of the
evidence. See also Apprendi v. New Jersey, 530 U.S. 466, 488 (2000). Fisher, however,
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argues that under Apprendi, Almendarez-Torres is no longer good law except as to its
own unique facts.
The Supreme Court in Apprendi clearly held that most sentencing factors must be
presented to a jury and proved beyond a reasonable doubt, id. at 490, but when
specifically addressing Almendarez-Torres, stopped short of applying that rule to
evidence of past convictions. In fact, the Court specifically indicated that recidivism is an
exception to the Apprendi rule. See id. (“Other than the fact of a prior conviction, any
fact that increases the penalty for a crime . . . must be submitted to a jury, and proved
beyond a reasonable doubt.”) (emphasis added).1 As such, and as we have previously
held, Apprendi limited the scope and applicability of Almendarez-Torres but left it as
controlling authority as to recidivism.2 See United States v. Coleman, 451 F.3d 154, 159-
60 (3d Cir. 2006).
While the reasoning in Apprendi may arguably apply to recidivism as well, neither
the Supreme Court nor this Court has so held.3 See id. at 159-60. Thus we have no
1
See also Apprendi, 530 U.S. at 488 (observing that in Jones v. United States, 526
U.S. 227, 119 S. Ct. 1215 (1999), the Court noted that “[t]he majority and the dissenters
in Almendarez-Torres disagreed over the legitimacy of the Court’s decision to restrict its
holding to recidivism, but both sides agreed that the Court had done just that”).
2
As the Supreme Court reasoned in Apprendi, recidivism is unlike other sentencing
factors. For example, a past conviction by definition indicates that the charge and its
attendant facts were proven beyond a reasonable doubt to a jury. Thus the procedural
safeguards of the Fifth and Sixth Amendments were effected at some point with regard to
those convictions. Apprendi, 530 U.S. at 488.
3
We recognize that a Justice of the Supreme Court has criticized Almendarez-Torres
and urged its outright reversal. See Shepard v. United States, 544 U.S. 13, 27-28 (2005)
4
discretion but to hold that recidivism need not be proven to a jury beyond a reasonable
doubt when considered as a sentencing factor. Id. As such, Fisher’s appeal of the District
Court’s consideration of his three prior convictions must be rejected.
2.
Examining the sentencing order and PSR makes clear that the District Court’s
adoption of the PSR’s enhancement for obstruction of justice was irrelevant to the
sentence. The enhancement under the ACCA, discussed above, has a minimum offense
level of 33. The obstruction of justice enhancement was not applied to raise this level to
35; rather, the PSR makes clear that this enhancement was subsumed entirely by the
mandatory minimum offense level of the ACCA enhancement. As such, any error by the
District Court as to the obstruction of justice enhancement was harmless.
3.
With regard to the enhancement for a “crime of violence,” the government
concedes that the District Court erred as Fisher suggests. However, the government
argues that the error was harmless in light of the two-level downward departure imposed
by the District Court. Assuming arguendo that the District Court would have applied the
same downward departure even to a lower starting offense level, his total offense level
then would have been 31 (namely the minimum under the ACCA of 33 with the two-level
(Thomas, J., concurring). However, the Supreme Court is the only tribunal with the
power to act on such recommendations, and we cannot preemptively apply a rule that
contradicts a Supreme Court decision that has not been reversed.
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downward departure). The guideline range for offense level 31 is 188 to 235 months.
Since Fisher’s sentence of 224 months is well within this range, we conclude that the
District Court’s error was indeed harmless. See United States v. Flores, 454 F.3d 149,
162 (3d Cir. 2006).
As a result, we will affirm the District Court’s sentencing order.
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