Opinions of the United
2007 Decisions States Court of Appeals
for the Third Circuit
4-25-2007
Lopez v. US Dept Justice
Precedential or Non-Precedential: Non-Precedential
Docket No. 06-2409
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"Lopez v. US Dept Justice" (2007). 2007 Decisions. Paper 1216.
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CLD-157 NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
NO. 06-2409
________________
JOHNNY LOPEZ,
Appellant
v.
US DEPARTMENT OF JUSTICE; PETER T. DALLEO
____________________________________
On Appeal From the United States District Court
For the District of Delaware
(D. Del. Civ. No. 06-cv-00190)
District Judge: Honorable Gregory M. Sleet
_______________________________________
Submitted For Possible Summary Action Under Third Circuit LAR 27.4 and I.O.P. 10.6
March 15, 2007
Before: Rendell, Smith and Jordan, Circuit Judges
(Filed: April 25, 2007)
_______________________
OPINION
_______________________
PER CURIAM
Johnny Lopez appeals from the District Court’s April 11, 2006 order denying his
motion for leave to proceed in forma pauperis. We have jurisdiction pursuant to 28
U.S.C. § 1291, and review issues of statutory construction de novo. See Abdul-Akbar v.
McKelvie, 239 F.3d 307, 311 (3d Cir. 2001). We will summarily vacate the District
Court’s order and remand for further proceedings.
The District Court denied Lopez’s motion on the grounds that he had “three
strikes” under 28 U.S.C. § 1915(g) and had not alleged that he was in “imminent danger
of serious physical injury” at the time he filed his complaint. One of the “strikes” on
which the District Court relied, however, was the dismissal of a complaint that was then
on appeal in this Court. See Lopez v. Howard, D. Del. Civ. No. 06-cv-00107, C.A. No.
06-2361. A dismissal does not qualify as a “strike” for § 1915(g) purposes unless and
until a litigant has exhausted or waived his or her appellate rights. See Jennings v.
Natrona County Det. Ctr. Med. Facility, 175 F.3d 775, 780 (10th Cir. 1999); Adepegba v.
Hammons, 103 F.3d 383, 387-88 (5th Cir. 1996). Lopez thus had only two “strikes”
when the District Court denied his motion, and the District Court erred in requiring him to
demonstrate that he was under imminent danger of serious physical injury before
proceeding in forma pauperis at that time. See 28 U.S.C. § 1915(g).
The fact that the Court has since affirmed the dismissal in Lopez v. Howard, see
C.A. No. 06-2361, Slip Op. (3d Cir. March 9, 2007), does not change that result. By its
terms, § 1915(g) governs only the circumstances under which a prisoner may “bring” a
civil action in forma pauperis, which means that its impact must be assessed at the time a
prisoner files his or her complaint. See Abdul-Akbar, 239 F.3d at 313; Gibbs v. Ryan,
160 F.3d 160, 162-63 (3d Cir. 1998). Thus, only the strikes actually earned up to that
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time are relevant. The statute does not authorize courts to revoke in forma pauperis status
if a prisoner later earns a third strike. See Gibbs, 160 F.3d at 163 (explaining that
Congress “limited the ‘three strikes’ provision to an inmate’s ability to ‘bring’ an action.
Congress could have tied the ‘three strikes’ bar to an inmate’s ability to maintain an
action. It did not do so.”).
Accordingly, we will summarily vacate the District Court’s order and direct the
District Court to evaluate Lopez’s motion for leave to proceed in forma pauperis in light
of this opinion. See 3d Cir. LAR 27.4 (1997); 3d Cir. IOP 10.6.
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