United States Court of Appeals
FOR THE EIGHTH CIRCUIT
___________
No. 04-1338
___________
United States of America, *
*
Appellee, *
* Appeal from the United States
v. * District Court for the
* Southern District of Iowa.
Warren Babiar, *
*
Appellant. *
___________
Submitted: October 19, 2004
Resubmitted: June 1, 2005
Filed: June 3, 2005
___________
Before MORRIS SHEPPARD ARNOLD, BOWMAN, and RILEY, Circuit Judges.
___________
RILEY, Circuit Judge.
Warren Babiar (Babiar) was convicted of conspiracy to distribute marijuana.
United States v. Babiar, 390 F.3d 598, 599 (8th Cir. 2004) (mandate recalled). At the
sentencing hearing, the district court1 made findings of fact warranting a two-level
enhancement for obstruction of justice under United States Sentencing Guidelines
(Guidelines) § 3C1.1 (assessing Babiar’s trial testimony and concluding “I think he
lied” and “[t]he jury thought he lied”), and a four-level enhancement for Babiar’s
1
The Honorable Harold D. Vietor, United States District Judge for the Southern
District of Iowa.
aggravating role in the conspiracy under U.S.S.G. § 3B1.1(a) (finding Babiar was “an
organizer or leader of criminal activity that involved five or more participants”).
These sentencing enhancements increased Babiar’s base offense level by 6, resulting
in a total offense level of 34 and a sentencing range of 151 to 188 months’
imprisonment. The district court sentenced Babiar to 151 months’ imprisonment,
finding “the minimum sentence under the guidelines is adequate to fully serve all the
statutory purposes of sentencing.”
Babiar appealed his conviction and sentence. Before oral argument on Babiar’s
appeal, the Supreme Court issued its decision in Blakely v. Washington, 124 S. Ct.
2531 (2004), which declared the State of Washington’s mandatory sentencing system
was unconstitutional. We affirmed Babiar’s conviction, but reserved ruling on the
applicability of Blakely to Babiar’s sentence until the Supreme Court decided United
States v. Booker, 125 S. Ct. 738 (2005). Babiar, 390 F.3d at 599 n.2, 602. After the
Supreme Court issued its decision in Booker, which held the mandatory federal
Guidelines violated the Sixth Amendment by requiring judges to enhance the
sentences of defendants based on facts not found by a jury or admitted by the
defendant, Booker, 125 S. Ct. at 756, Babiar challenged the constitutionality of his
sentence in a Federal Rule of Appellate Procedure 28(j) letter. We now address
Babiar’s challenge to his sentencing enhancements.
Citing Booker, Babiar contends the district court’s imposition of sentencing
enhancements for obstruction of justice and aggravating role violated his Sixth
Amendment rights, because the facts supporting these enhancements were not
admitted by Babiar nor proved to a jury beyond a reasonable doubt. Because Babiar
did not raise this argument in the district court, we review only for plain error. See
Fed. R. Crim. P. 52(b); United States v. Pirani, 406 F.3d 543, 549 (8th Cir. 2005) (en
banc).
-2-
To establish plain error, Babiar must establish (1) an error, (2) that is plain, and
not only (3) affected Babiar’s substantial rights, but also (4) “seriously affect[ed] the
fairness, integrity, or public reputation of judicial proceedings.” Id. (quoting Johnson
v. United States, 520 U.S. 461, 466-67 (1997)). The first two prongs are satisfied
where, as here, the district court treated the Guidelines as mandatory. Id. at 550. To
meet the third prong of the plain-error test, Babiar must show a “reasonable
probability” the district court would have imposed a more lenient sentence under the
now advisory Guidelines regime. Id. at 551.
Babiar has not met his burden of demonstrating he suffered actual prejudice
from being sentenced under a mandatory Guidelines regime. Although the district
court sentenced Babiar at the bottom of the applicable Guidelines range, the record
as a whole provides no basis for concluding the district court would have imposed a
lesser sentence had it deemed the Guidelines advisory. See id. at 553 (stating “where
the effect of the error on the result in the district court is uncertain or
indeterminate–where we would have to speculate–the appellant has not met his
burden of showing a reasonable probability that the result would have been different
but for the error”) (quoting United States v. Rodriguez, 398 F.3d 1291, 1301 (11th
Cir. 2005)). The district court gave no indication at sentencing it wished to sentence
Babiar below the sentencing range, but could not because the mandatory Guidelines
prevented the court from doing so. On the contrary, the district court found the
sentence was “adequate to fully serve all the statutory purposes of sentencing.”
Accordingly, we hold Babiar failed to satisfy the third prong of plain-error analysis,
i.e., that the sentence imposed by the district court affected Babiar’s substantial rights.
Having previously affirmed Babiar’s conviction, we now affirm his sentence.
The Clerk is directed to issue the mandate forthwith.
______________________________
-3-