Opinions of the United
2008 Decisions States Court of Appeals
for the Third Circuit
1-25-2008
Ali v. Mcanany
Precedential or Non-Precedential: Non-Precedential
Docket No. 06-3283
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Recommended Citation
"Ali v. Mcanany" (2008). 2008 Decisions. Paper 1706.
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 06-3283
_________
IMANUEL BASSIL ALI,
Appellant
v.
JOHN MCANANY, Nurse Supervisor; TAMMY HOFFMAN, Nurse;
LT. HAYWOOD; CPT. HALL, RHU Commander;
DENISE HELVERDING, Nurse;
SHARON D’ELETTO, Grievance Coordinator;
L.S. FOLINO, Superintendent
_________________________
On Appeal from the United States District Court
for the Western District of Pennsylvania
(D.C. Civ. No. 06-cv-00096)
District Judge: Hon. Donetta W. Ambrose
__________________________
Submitted under Third Circuit LAR 34.1(a)
on August 16, 2007
Before: BARRY, CHAGARES and ROTH, Circuit Judges
(filed: January 25, 2008 )
_________
OPINION
_________
PER CURIAM
Appellant, Imanuel Bassil Ali, proceeding pro se and in forma pauperis, appeals an
order of the United States District Court of Western Pennsylvania dismissing Ali’s civil
rights claims. For the reasons stated below, we will affirm the District Court’s order in part,
vacate in part, and remand for further proceedings.
Ali, an inmate at the State Correctional Institution at Greene (“SCI-Greene”) in
Waynesburg, Pennsylvania, filed suit under 42 U.S.C. § 1983 alleging violations of the First,
Eighth, and Fourteenth Amendments of the United States Constitution. The defendants
named in his original and amended complaints are prison nurses Tammy Hoffman and
Denise Helverding, Nurse Supervisor John McAnany, Corrections Officers Lt. Haywood and
Capt. Hall, Grievance Coordinator Sharon D’Eletto, and Superintendent L.S. Folino. In
January 2004, while incarcerated at SCI-Greene, Ali was ordered to undergo a blood
extraction procedure for the purpose of providing the Commonwealth with a DNA sample.
He alleges that difficulties arose during the course of this procedure because he is afflicted
with a medical condition known as rolling veins. According to Ali, Hoffman made two
attempts to draw blood by puncturing Ali’s right arm and left hand with a hypodermic needle.
After these attempts failed, Hoffman allegedly recommended the use of an oral swab to
obtain a DNA sample and stated to those present that no further attempts should be made to
2
draw blood. McAnany allegedly disregarded Hoffman’s advice and tried two more times to
draw blood. The second attempt was successful. As a result of the repeated attempts to draw
blood, Ali claims that he suffered from severe pain and that visible injuries developed in the
area of his puncture wounds. He claims that McAnany violated the Eighth Amendment’s
prohibition against cruel and unusual punishment and that Hoffman, Lt. Haywood and Capt.
Hall also violated the Eighth Amendment by failing to intervene on Ali’s behalf during the
procedure. He also asserts an Eighth Amendment claim against Helverding for failing to
process his sick call request slips, and against D’Eletto and Folino for not appropriately
responding to his grievances regarding the medical care he was receiving for his injuries.1
The Pennsylvania Department of Corrections, acting on behalf of McAnany,
Haywood, Hall, Helverding, D’Eletto and Folino, filed a motion to dismiss Ali’s Eighth
Amendment claims for failure to state a claim upon which relief may be granted; Hoffman
filed a separate motion to dismiss. The Magistrate Judge assigned to the case issued a Report
and Recommendation (“R&R”) advising the District Court to grant the motions to dismiss.
Over Ali’s objections, the District Court issued an order adopting the R&R in its entirety.
Ali timely appeals that decision.2
1
On appeal, Ali also challenges the constitutionality of the prison’s policy calling for the
use of a hypodermic needle rather than a swab kit to obtain a DNA sample. We will not
address this claim because he did not assert it in his amended complaint.
2
The order being appealed did not dispose of Ali’s First Amendment claims. Ali has
since successfully moved to withdraw his First Amendment claims, thereby rendering the
District Court’s order final and appealable. See Aluminum Co. of Am. v. Beazer East, Inc.,
124 F.3d 551, 557 (3d Cir. 1997) (“Even if the appeals court would have lacked jurisdiction
3
Our review of the District Court’s judgment is plenary. Curay-Cramer v. Ursuline
Acad., 450 F.3d 130, 133 (3d Cir. 2006). We must liberally construe a complaint filed by
a pro se litigant. Dluhos v. Strasberg, 321 F.3d 365, 369 (3d Cir. 2003). Furthermore, we
must “accept as true all allegations in the complaint and all reasonable inferences that can
be drawn therefrom, and view them in the light most favorable to the plaintiff.” Evancho v.
Fisher, 423 F.3d 347, 350 (3d Cir. 2005).
First, we address Ali’s claim against Helverding, who is identified in the amended
complaint as the nurse responsible for collecting sick call slips from inmates residing in the
restricted housing unit at SCI-Greene. Ali claims that Helverding “exercised deliberate
indifference to Ali’s serious medical needs by continually refusing to accept/process his sick
call slips bearing his true surname in conjunction with his commit name and number.”
Amend. Compl. ¶ 29. Ali allegedly submitted a sick call slip to Helverding the day after the
blood extraction requesting medical attention for “excruciating pain, swelling,
inflam[m]ation, and skin breakage” in the area of his puncture wounds. Amend. Compl. ¶¶
16-17. He waited two days for a response before submitting a second sick call slip.
Helverding then allegedly informed Ali that the first request was discarded because he signed
the document with the surname “Ali” rather than his name of commitment and that she would
not process the second request for the same reason. Ali maintains that both slips bore his
at the time an appeal was filed, the court has jurisdiction if, as a result of subsequent events,
there are no longer any claims left to be resolved by the district court.”). We therefore have
jurisdiction under 28 U.S.C. § 1291.
4
name of commitment in addition to “Ali,” and that Helverding had previously processed sick
call requests containing both surnames.
We conclude that the amended complaint states a cognizable Eighth Amendment
claim against Helverding. A prison official violates the Eighth Amendment by denying or
delaying reasonable requests by an inmate for medical treatment, provided the challenged
conduct constitutes deliberate indifference to serious medical needs. See Estelle v. Gamble,
429 U.S. 97, 104 (1976); Monmouth County Corr. Inst. Inmates v. Lanzaro, 834 F.2d 326,
346-47 (3d Cir. 1987). The allegations in the amended complaint indicate that Ali was
suffering from a serious medical need at the time he presented the sick call slips to
Helverding. See Spruill, 372 F.3d at 235-36. The allegations also suggest that Helverding
deliberately and arbitrarily refused to process Ali’s requests for medical attention. In
addressing the claim against Helverding, the Commonwealth does not cite to any prison
regulations that indicate that the form of Ali’s requests was improper. Nor does the
Commonwealth address the allegations regarding Helverding’s prior acceptance of sick call
slips bearing both of Ali’s surnames. We therefore do not find support in the record for the
Magistrate Judge’s determination that Ali, rather than Helverding, was responsible for the
delay in receiving medical care.
As to the allegations against the remaining defendants, we conclude that the amended
complaint fails to state a claim upon which relief may be granted. First, the District Court
correctly ruled that the amended complaint does not state a congizable Eighth Amendment
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claim against McAnany. An Eighth Amendment violation occurs where a prison official
unnecessarily and wantonly inflicts pain on an inmate in a manner that offends contemporary
standards of decency. See Hudson v. McMillian, 503 U.S. 1, 8 (1992). The Eighth
Amendment is always violated “when prison officials maliciously and sadistically use force
to cause harm.” Id. at 9. The facts set forth in the original and amended complaints indicate
that McAnany made two attempts at obtaining a blood sample with a hypodermic needle and
that he ceased engaging in the offending conduct after his second attempt at drawing blood
proved successful. Because these allegations do not give rise to a reasonable inference that
McAnany inflicted the two puncture wounds for the purpose of causing Ali harm, we
conclude that the District Court correctly granted the motion to dismiss as to McAnany.
Next, Ali argues that Hoffman, Haywood, and Hall acted improperly during the blood
extraction by failing to “intervene immediately to protect Ali from further injury by
McAnany.” Amend. Compl. ¶ 28. According to Ali, these parties had a duty to intervene
analogous to the duty of corrections officers to take reasonable steps to protect an inmate
from excessive force inflicted by another officer. See Smith v. Mensinger, 293 F.3d 641, 650
(3d Cir. 2002). As we noted in Smith, such a duty only arises where an officer is presented
with a “reasonable and realistic opportunity to intervene.” Id. We reject the claims against
Haywood and Hall because Ali has not pled facts indicating that these defendants had a
reasonable and realistic opportunity to protect Ali from the force inflicted by McAnany.
Specifically, there is no indication that the officers witnessed the alleged misconduct, had
6
reason to know that excessive force was being used, or could have reasonably prevented
further harm through their intervention. The claim against Hoffman is also subject to
dismissal because she is not a corrections officer and thus did not have a duty to intervene
under the rule acknowledged in Smith.
Ali also claims that D’Eletto and Folino violated the Eighth Amendment by not
immediately responding to his administrative grievance challenging the adequacy of the
medical care he was receiving for his injuries. In the grievance, which is attached to the
amended complaint, Ali admits that a physician’s assistant examined the injuries on two
occasions. Because Ali was clearly under medical care at the time he submitted the
grievance, D’Eletto and Folino did not exhibit deliberate indifference in violation of the
Eighth Amendment by failing to issue a suitable response to the grievance. See Spruill, 372
F.3d at 236; Durmer v. O’Carroll, 991 F.2d 64, 69 (3d Cir. 1993).
For the foregoing reasons, we will affirm the judgment in part, vacate the judgment
in part, and remand to the District Court for further proceedings consistent with this
opinion.3
3
Ali has filed a motion to dismiss Hoffman’s brief as untimely. Inasmuch as Hoffman’s
brief was filed in accordance with this Court’s scheduling order, we deny the motion. Ali
has also filed a motion requesting this Court to convert the motion to dismiss into a reply
brief. We grant this motion.
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