United States Court of Appeals
FOR THE EIGHTH CIRCUIT
___________
No. 07-3920
___________
United States of America, *
*
Appellee, *
* Appeal from the United States
v. * District Court for the
* Western District of Missouri.
Denaine L. Allen, *
* [UNPUBLISHED]
Appellant. *
___________
Submitted: October 16, 2008
Filed: March 30, 2009
___________
Before RILEY, BOWMAN, and COLLOTON, Circuit Judges.
___________
PER CURIAM.
Denaine L. Allen entered into a plea agreement in which he agreed to plead
guilty to possessing with the intent to distribute five grams or more of cocaine base,
see 21 U.S.C. § 841(a)(1), (b)(1)(B). The agreement recognized that under the United
States Sentencing Guidelines, the base offense level for Allen's offense was 26. The
District Court1 conducted a plea hearing and reviewed the plea agreement with Allen.
After testifying that he understood the agreement and its ramifications, Allen pleaded
guilty. The United States Probation Office then prepared a presentence investigation
1
The Honorable Gary A. Fenner, United States District Judge for the Western
District of Missouri.
report (PSIR), which concluded that the career-offender enhancement of
Guidelines § 4B1.1 applied in calculating Allen's sentence, resulting in a new offense
level of 37. The government agreed that the § 4B1.1 enhancement applied. Allen
subsequently filed a motion to withdraw his guilty plea, claiming that the government
breached the plea agreement by supporting the application of the enhancement. At
sentencing, the District Court found that the government had not breached the plea
agreement and denied Allen's motion to withdraw his plea of guilty. The court then
adopted the sentencing calculations contained in the PSIR, including the application
of the § 4B1.1 enhancement, and sentenced Allen to 262 months' imprisonment.
On appeal, Allen asserts that the District Court abused its discretion by refusing
to allow him to withdraw his guilty plea after the government breached the plea
agreement. Finding no breach on the part of the government, we affirm the judgment
of the District Court.
Allen argues that the government's endorsement of the § 4B1.1 enhancement
breached the plea agreement. Quite simply, Allen asserts that the application of the
enhancement, which brought his offense level to 37, was inconsistent with the parties'
agreement that his base offense level would be 26. Allen's argument is foreclosed by
our decisions in United States v. Leach, 491 F.3d 858, 863–65 (8th Cir.), cert. denied,
128 S. Ct. 682 (2007) and United States v. Martinez-Noriega, 418 F.3d 809, 811–13
(8th Cir. 2005). Like the plea agreements in those cases, Allen's plea agreement only
stipulated to his base offense level under Chapter Two of the Guidelines. "Although
the parties were free to do so, they did not address possible adjustments 'from Part B
of Chapter Four,' which includes the enhanced offense levels . . . ." Leach, 491 F.3d
at 864 (quoting U.S.S.G. § 1B1.1(f)). "[B]y stipulating to a base offense level, '[the]
defendant has solidified where he will start in Chapter Two of the guidelines, but he
has not protected himself against adjustments in Chapter Four.'" Id. (quoting
Martinez-Noriega, 418 F.3d at 813).
-2-
Paragraph 11 of Allen's plea agreement contained the same language as the plea
agreement in Leach: "The parties understand, acknowledge and agree that there are
no agreements between the parties with respect to any Sentencing Guidelines issues
other than those specifically listed . . . . As to any other Guidelines issues, the parties
are free to advocate their respective positions at [sentencing]." Plea Agreement at
¶ 11; see also Leach, 491 F.3d at 865. We conclude, therefore, that as in Leach, "the
government was free to advocate for the § [4B1.1] enhancement because it was an
issue that had not been agreed to or specifically listed in the agreement." Leach, 491
F.3d at 865. Accordingly, the government did not breach the plea agreement.
The District Court did not err when it refused to allow Allen to withdraw his
plea of guilty based on the government's support of the sentencing enhancement. The
judgment of the District Court is affirmed.
______________________________
-3-