Opinions of the United
2009 Decisions States Court of Appeals
for the Third Circuit
2-20-2009
USA v. Acosta-Brito
Precedential or Non-Precedential: Non-Precedential
Docket No. 07-4031
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"USA v. Acosta-Brito" (2009). 2009 Decisions. Paper 1845.
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
_________
No. 07-4031
_________
UNITED STATES OF AMERICA,
Appellee,
v.
EDWIN RAMON ACOSTA-BRITO
Appellant.
___________________
Appeal from the United States District Court
for the Eastern District of Pennsylvania
No. 06-cr-00589
(District Judge: The Honorable Petrese B. Tucker)
___________________
Submitted Pursuant to Third Circuit LAR 34.1(a)
February 2, 2009
Before: McKEE, STAPLETON, Circuit Judges, and IRENAS,* Senior District Judge.
(Filed : February 20, 2009 )
*
Honorable Joseph E. Irenas, Senior United States District Judge for the District of New
Jersey, sitting by designation.
OPINION OF THE COURT
McKee, Circuit Judge,
Edwin Ramon Acosta-Brito appeals from the district court’s order of judgment and
sentence on a one count indictment charging him with being an alien in possession of a firearm in
violation of 18 U.S.C. § 922(g)(5) and one count of illegal reentry after deportation in violation
of 8 U.S.C. §§ 1326(a) and (b). For the reasons that follow, we will affirm.
I.
As we write primarily for the parties who are familiar with this case, we need not discuss
the factual or procedural history.
Acosta-Brito argues that the appellate waiver contained in his plea agreement is invalid
and that enforcement of it would work a miscarriage of justice. Our review of the validity and
enforceability of appellate waivers is de novo. United States v. Khattak, 273 F.3d 557, 560 (3d
Cir. 2001).
Acosta-Brito argues that the waiver was offered under the mistaken belief that he was
exposed to a sentencing enhancement based on his prior conviction for simple assault. He claims
he entered into the waiver fearing that that prior conviction could be considered a “crime of
violence” under U.S.S.G § 2L1.2(b)(1)(A), and he pled guilty to avoid that risk and exposure.
After he pled guilty, we decided United States v. Otero, 502 F.3d 331 (3d Cir. 2007). There, we
held that simple assault is not a crime of violence. Thus, he argues, he did not actually
understand the law when he entered his plea agreement and it was therefore not knowing and
informed. The argument is meritless.
In Otero, we explained that the issue of whether simple assault in Pennsylvania qualifies
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as a crime of violence under U.S.S.G. § 2L1.2 had not been addressed.1 Id. at 335. Acosta-Brito
attempts to cite the holding of Popal v. Gonzales, 416 F.3d 249 (3d Cir. 2005), as settled law
that he erroneously relied on in deciding to plead guilty. However, we have explained that
“[t]he waiver of an appeal will not be invalidated merely because unanticipated events occur in
the future.” United States v. Lockett, 406 F.3d 207, 213 (3d Cir. 2005). Similarly, we have held
that a subsequent reduction in the penalty that can be imposed does not invalidate a guilty plea.
Such pleas are valid even if “later pronouncements of the courts . . . hold that the maximum
penalty for the crime in question was less than was reasonably assumed at the time the plea was
entered.” Brady v. United States, 397 U.S. 742, 757 (1970). See also, Masciola v. United States,
469 F.2d 1057, 1059 (3d Cir. 1972) (“An erroneous prediction of a sentence by defendant’s
counsel does not render a guilty plea involuntary.”).
II.
Acosta-Brito also argues that the district court erred in relying on a transcript from
Pennsylvania state court to establish that his prior conviction for simple assault constituted a
felony, since the document does not specify whether he pled to simple assault in the second or
third degree.
We exercise plenary review of the district court’s interpretation of the Sentencing
Guidelines. United States v. Grier, 475 F.3d 556, 570 (3d Cir. 2007) (en banc). The Guidelines
allow for a sentencing enhancement if there has been a prior conviction for a federal or state
1
In fact, in Otero the court held that the appellant had received ineffective assistance of
counsel because his attorney had failed to cite precedent from other circuits to argue that simple
assault should not be considered a crime of violence under § 2L1.2. 502 F.3d at 336.
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crime punishable by imprisonment “for a term exceeding one year.” U.S.S.G. § 2K2.1 cmt. N.1.
In determining the nature of a prior convictions for purposes of a sentencing
enhancement, courts are “limited to the terms of the charging document, the terms of a plea
agreement or transcript of colloquy between judge and defendant in which the factual basis for
the plea was confirmed by the defendant, or to some comparable judicial record of this
information.” Shepard v. United States, 544 U.S. 13, 26 (2005). Acosta-Brito argues that
although he was charged with simple assault as a second degree misdemeanor (which would
constitute a “felony” under the Guidelines), the transcript establishes a guilty plea to “simple
assault only.” He contends that could have been a plea to the lesser included offense of simple
assault in the third degree, which would not be a felony under § 2K2.1. (Appellant’s Br. 25).
However, there is simply no evidence to suggest that Acosta-Brito plead guilty to any offense
other than the crime he was charged with, and he does not deny that the crime he was charged
with would constitute a felony for purposes of the Guidelines.
In addition, when questioned about his criminal record during the plea colloquy in the
present case, Acosta-Brito conceded that his prior conviction was a felony. (Appellant’s App.
38, 46-7). Nevertheless, Acosta-Brito attempts to cite United States v. Hernandez for the
proposition that a charging document does not necessarily establish the charge to which a
defendant ultimately pleaded guilty. 218 F.3d 272, 278 (3d Cir. 2000). However, the issue there
was the accuracy of a document used in a sentencing which was nine years old and which
originated not from the court but the county clerk’s office. Id. Unlike that case, there is no
reason to question the accuracy of the document the district court relied on here. Therefore it
was proper for the sentencing judge to rely on the transcript in determining that the prior
4
conviction constituted a felony under § 2K2.1. Accordingly, there is no miscarriage of justice
and the appellate waiver will be enforced.
III.
For all of the above reasons, we will affirm the order of the district court.
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