United States Court of Appeals
FOR THE EIGHTH CIRCUIT
___________
No. 08-3705
___________
USCOC of Greater Missouri, *
*
Appellant, * Appeal from the United States
* District Court for the
v. * Eastern District of Missouri
*
City of Ferguson, Missouri, *
a Missouri political subdivision, *
*
Appellee. *
___________
Submitted: September 21, 2009
Filed: October 9, 2009
___________
Before MURPHY, JOHN R. GIBSON, and RILEY, Circuit Judges.
___________
MURPHY, Circuit Judge.
USCOC of Greater Missouri commenced this action against the City of
Ferguson, alleging that the City violated its rights under the Telecommunications Act
(TCA), 47 U.S.C. § 332(c)(7), by failing to act on its applications for zoning variances
and a special use permit within a reasonable period of time and by denying them
without substantial evidence in a written record. The district court1 granted the City's
motion for summary judgment, and USCOC appeals. We affirm.
1
The Honorable Jean C. Hamilton, United States District Judge for the Eastern
District of Missouri.
I.
USCOC is a subsidiary of United States Cellular Corporation and an FCC
licensed wireless telecommunications service provider. Part of its business is to locate
and develop sites for cell phone towers. In 2006 USCOC acquired a lease on a
commercial parking lot in Ferguson, intending to construct a 105 foot wireless
communications tower on the lot.
Ferguson's zoning code required USCOC to obtain a special use permit (SUP)
from the City Council in order to construct the tower. See Ferguson, Missouri Zoning
Code § 23.7 (2008) ["Code"]. The Code also establishes specific setback
requirements for communications towers, two of which are particularly relevant here:
a tower must be set back from the property boundaries at least one foot for each foot
of its height, and no tower may be located within 200 feet of a residential structure.
Id. § 23.7(2). Because of the small size of USCOC's lot, there was no way to build the
proposed tower without violating these setback provisions. Thus, no SUP would issue
unless USCOC obtained setback variances from Ferguson's Board of Adjustment.
After discussing the proposed tower with city officials in late 2006, USCOC
formally applied for the SUP on April 9, 2007.2 City staff reviewed the application
and issued a report recommending that it be denied. The staff report emphasized that
the tower would violate the Code's setback requirements and that its height and
appearance would clash with the surrounding structures, all of which were one story
tall. On June 20, 2007, the City's Plan Commission reviewed the application, as
required by the Code, and voted unanimously to recommend that the City Council
deny the SUP.
2
The parties dispute the date of the application; USCOC maintains that it was
filed in November 2006. The actual date of filing is however not material to the issues
on appeal.
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USCOC nonetheless planned to submit the application for approval at the City
Council's July 24, 2007 meeting. On July 19, it applied to the Board of Adjustment
for the variances necessary to cure the tower's violations of the setback requirements.
Unbeknownst to USCOC, the Board had only three members at that time and thus
lacked a quorum. See Code § 25.45. The Board was accordingly incapable of
granting USCOC's variances until the mayor appointed a fourth member.3
At the City Council meeting, the Council received the staff report on USCOC's
proposed tower, and the city manager explained the staff's reasons for recommending
denial of the SUP. USCOC's attorney informed the Council that the company was
aware of the setback violations and had applied for the necessary variances. He asked
the Council to continue the hearing or grant the SUP subject to USCOC's
subsequently obtaining the variances. The Council nevertheless proceeded to a
decision, voting unanimously to deny the SUP. The decision was effectuated by a
written resolution indicating that the reasons for denial included "the obvious
violations" of the setback requirements, the lack of the required variances, and the
Plan Commission's recommendation.
On August 21, 2007, USCOC commenced this action. It alleged that the
Board's failure to act on its variance application amounted to a "constructive denial,"
and that the denials of the variances and the SUP violated the TCA, the Missouri and
United States Constitutions, and Missouri law. One month later USCOC moved for
summary judgment on the TCA claims. The district court denied this motion, finding
that the Board's delay in acting on the variance application was not unreasonable
under the TCA and that the City Council's denial of the SUP was in writing and
supported by substantial evidence, in accordance with the statute.
3
Since the Code required at least 15 days public notice before a hearing on a
variance application, see Code § 25.33, the Board could not have considered USCOC's
application before the City Council meeting in any event.
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On November 13, 2007, Ferguson's mayor appointed a fourth member to the
Board of Adjustment, thus creating a quorum. The Board then held a hearing on
USCOC's variance application on February 4, 2008 and voted unanimously to deny
it. USCOC amended its complaint on March 7 and filed a second motion for summary
judgment, this time claiming that the Board had violated the TCA by failing to issue
a written decision within 30 days of its vote. The Board sent USCOC a written
decision a few days later. The decision indicated that the Board had found no "unique
characteristics" related to USCOC's property which would amount to the "unnecessary
hardship or practical difficulties" required to justify a variance under state law and the
City's Code. In addition, it stated that "the proposed variance [would] adversely affect
adjacent property owners" and "violate the general spirit and intent of the Zoning
Ordinance."
The district court denied USCOC's second motion for summary judgment. It
concluded that the Board was not required under the TCA to issue a written decision
within 30 days of its vote and that the decision otherwise satisfied the statute's "in
writing" requirement. On the City's motion, the court also dismissed all claims not
arising under the TCA. The parties then filed motions for summary judgment on the
TCA claims. The district court again found that the City Council's denial of the SUP
was proper and that the Board's denial of the variances was "in writing." It concluded
that denial of the variances was also supported by substantial evidence and thus
satisfied the TCA. Accordingly, the court granted the City's motion for summary
judgment. USCOC filed a timely notice of appeal.
USCOC raises several issues on appeal. It argues that the district court erred
in concluding that (1) the Board of Adjustment did not unreasonably delay in acting
on its variance application; (2) the Board was not required to issue a written decision
within thirty days of its vote to deny the variances; (3) the Board did not violate the
TCA by failing to record a transcript of the variance hearing; and (4) the denials of
both the SUP and variances were "supported by substantial evidence" as required by
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the TCA. We review the district court's grant of summary judgment de novo,
construing all issues of material fact in the light most favorable to the nonmoving
party. Level 3 Commc'ns, L.L.C. v. City of St. Louis, 477 F.3d 528, 533 (8th Cir.
2007).
II.
USCOC's first argument on appeal is that the Board of Adjustment failed to act
on its variance application within a reasonable period of time, as required by the TCA.
We have no jurisdiction to decide this issue, as USCOC failed to preserve the claim
in its notice of appeal.
Federal Rule of Appellate Procedure 3(c)(1)(B) provides that the notice of
appeal must "designate the judgment, order, or part thereof being appealed." Rule 3(c)
"is more than a mere technicality," and failure to comply with it "may create a
jurisdictional bar to an appeal." ELCA Enters., Inc. v. Sisco Equip. Rental & Sales,
Inc., 53 F.3d 186, 189 (8th Cir. 1995). We construe notices of appeal liberally, but
we only have jurisdiction when the appellant's intent to challenge a particular order
or judgment is apparent and the adverse party will suffer no prejudice if review is
permitted. Berdella v. Delo, 972 F.2d 204, 207 (8th Cir. 1992).
The proceedings below involved three separate orders on motions for summary
judgment. Although the district court's final order granted the City's motion for
summary judgment on USCOC's two remaining claims, the notice of appeal
specifically states that USCOC appeals from the order "granting Defendant's Motion
for Summary Judgment on Count I." Such a specific notice evidences an intent to
abandon other claims, not to appeal the court's previous orders. Indeed, we have held
that "a notice which manifests an appeal from a specific district court order or decision
precludes an appellant from challenging an order or decision that he or she failed to
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identify in the notice." Parkhill v. Minnesota Mut. Life. Ins. Co., 286 F.3d 1051, 1058
(8th Cir. 2002).4
We therefore conclude that we have jurisdiction to review only the district
court's order granting the City's motion for summary judgment on count I of USCOC's
amended complaint. That count alleged that the City's denials of USCOC's SUP and
variances were neither in writing nor supported by substantial evidence, as required
by 47 U.S.C. § 332(c)(7)(B)(iii). We also may reach arguments addressed in the
district court's earlier orders to the extent they relate to this claim. Even construed
generously, however, USCOC's claim of unreasonable delay cannot be understood as
relating to § 332(c)(7)(B)(iii). Rather, it properly arises under § 332(c)(7)(B)(ii),
which requires local governments to "act on any request for authorization to place,
construct, or modify personal wireless service facilities within a reasonable period of
time."5 Accordingly, we have no jurisdiction to consider the claim for failing timely
to act.
We turn, then, to the merits of USCOC's various arguments that the City's
denials of its SUP and variances violated 47 U.S.C. § 332(c)(7)(B)(iii). This section
of the TCA provides that any local government decision denying a request to construct
4
Even when the notice of appeal is deficient, jurisdiction may be established by
a properly filed appeal information form (required by Local Rule 3B) which indicates
the appellant's intent to appeal a particular order. ELCA, 53 F.3d at 189 ("If [the
appeal information form] is filed within the thirty days permitted for the notice of
appeal, . . . it can adequately supplement or amend the notice of appeal so as to vest
this court with jurisdiction to address a particular order."). Since USCOC filed its
appeal information form more than thirty days after the notice of appeal, it is
insufficient to cure the defect in its notice.
5
USCOC's claim that the Board's delay amounted to a "functional denial" of its
application might be understood as arising under § 332(c)(7)(B)(iii), but this theory
is unavailing given the Board's subsequent actual denial of the variances.
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a wireless communications facility "shall be in writing and supported by substantial
evidence contained in a written record."
USCOC first argues that the Board of Adjustment violated the "in writing"
requirement by failing to issue its written decision within thirty days of voting to deny
its variance application. It reaches this conclusion by reading the "in writing"
requirement together with § 332(c)(7)(B)(v), which gives plaintiffs thirty days to bring
suit under the TCA after a local government's "final action" on an application.
USCOC contends that "final action" for purposes of the statute of limitations occurs
when the local government votes to deny an application and that the requirement for
a written decision should be interpreted as requiring one within the limitations period.
The district court rejected this argument, concluding that the written decision itself
constitutes "final action" under § 332(c)(7)(B)(v) and that the Board therefore faced
no statutory deadline.
We have not previously considered what "final action" means for purposes of
the TCA. Both the Sixth and Eleventh Circuits have concluded, however, that "final
action" does not occur until the local government issues a written decision. See
Omnipoint Holdings, Inc. v. City of Southfield, 355 F.3d 601, 607 (6th Cir. 2004);
Preferred Sites, LLC v. Troup County, 296 F.3d 1210, 1217 (11th Cir. 2002).
Because this reading best accords with the language, structure, and purpose of the
statute, we also conclude that "final action" under 47 U.S.C. § 332(c)(7)(B)(v) occurs
when a state or local government issues a written decision denying an application to
construct a wireless service facility.
The plain language of the TCA indicates that "final action" does not occur until
issuance of a written decision. As the Eleventh Circuit noted in considering this
question, "[p]utting the decision in writing is the last action the [local government]
authority is statutorily required to take; therefore, the issuance of the written decision
is logically the 'final action.'" Preferred Sites, 296 F.3d at 1217. We agree that the
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meaning of the phrase in this context is clear. USCOC's interpretation, in contrast, is
not supported by the language or structure of the statute. USCOC argues that the TCA
defines "final action" by reference to state and local administrative law. Nothing in
the statute supports this reading, nor does any language in the statute indicate an intent
to impose a thirty day deadline for local governments to issue written decisions.
Indeed, a contrary aim is manifested by § 332(c)(7)(B)(ii), which instructs local
authorities to act on applications "within a reasonable period of time . . . taking into
account the nature and scope of the request." This provision evinces an intent to
create a relatively flexible time frame in which local governments must act.6
Our interpretation of the "final action" provision is in accordance with the
purposes of the statute as well as its language. The central concern of the TCA's "in
writing" requirement is to enable effective judicial review of local government action,
and we have been guided by that concern in interpreting § 332(c)(7)(B)(iii). See
Sprint Spectrum, L.P. v. Platte County, Mo., 578 F.3d 727, 732 (8th Cir. 2009).
Because the written decision is the central object of our scrutiny under the TCA, the
process of judicial review is best served by delaying the ripening of a TCA claim until
the local authority has issued its written decision. See Omnipoint Holdings, 355 F.3d
at 607 ("We can imagine no other document that would be easier to work with or more
useful or informative to an applicant or to a reviewing court than the [written
decision].").7
6
The House Conference Report on the TCA supports this conclusion, stating
that "[i]t is not the intent of [§ 332(c)(7)(B)(ii)] to give preferential treatment to the
personal wireless service industry in the processing of requests, or to subject their
requests to any but the generally applicable time frames for zoning decision." H.R.
Conf. Rep. 104-458, at 208 (1996).
7
USCOC argues that our reading of the statute will allow local governments to
prevent ripening of a plaintiff's TCA claim indefinitely by declining to issue a written
decision. This does not present a significant concern, because such delay would be
remediable under §§ 332(c)(7)(B)(ii) (requiring action "within a reasonable period of
-8-
Because we conclude that the Board of Adjustment's "final action" under 47
U.S.C. § 332(c)(7)(B)(v) did not occur until it issued a written decision on USCOC's
variance application, it follows that the Board did not violate the "in writing"
requirement of § 332(c)(7)(B)(iii) by issuing that decision more than thirty days after
voting to deny the variances.
USCOC next argues that the Board of Adjustment violated § 332(c)(7)(B)(iii)'s
"written record" requirement by failing to provide a transcript of the proceedings on
its variance application. We disagree. The statute requires only "a written record,"
and establishes no specific requirements as to its nature. Cf. USCOC of Greater Iowa,
Inc. v. Zoning Bd. of Adjustment of Des Moines, 465 F.3d 817, 824 (8th Cir. 2006)
("The TCA requires only that the Board's final decision be in writing and supported
by substantial evidence in a written record.") (emphasis in original). USCOC avers
that local law imposed more specific record keeping duties upon the Board, but the
TCA does not incorporate these requirements. The written record before us satisfies
the modest demands of § 332(c)(7)(B)(iii).
We turn finally to USCOC's challenges to the evidence underlying the City's
denial of its SUP and variances. USCOC argues that neither decision was "supported
by substantial evidence," as required by § 332(c)(7)(B)(iii). We agree with the district
court that both decisions were adequately supported.
The TCA's "substantial evidence" requirement does not impose substantive
standards on local governments. Rather, it requires a reviewing court to determine
whether the local authority's decision comports with applicable local law. Sprint
Spectrum, 578 F.3d at 733. Our review of local government decisions under the TCA
is "essentially deferential," id. at *6, and the party seeking to overturn a decision bears
time") and 332(c)(7)(B)(v) (providing cause of action for plaintiffs "adversely affected
by . . . failure to act by a State or local government"). See Preferred Sites, 296 F.3d
at 1217 n.5.
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the burden of proving that it is not supported by substantial evidence, USCOC of
Greater Iowa, 465 F.3d at 821. Thus, the City's decisions must be affirmed if they are
"supported by some substantial level of evidence (but less than a preponderance) on
the record as a whole." Id. at 821 (internal quotation marks omitted). We will not
overturn the City's decisions simply because the evidence might reasonably support
a different conclusion. Id. at 821–22.
We first consider the evidence supporting the Board of Adjustment's denial of
USCOC's variances. Two provisions of local law governed USCOC's application.
First, Missouri law empowers city boards of adjustment, "where there are practical
difficulties or unnecessary hardship in the way of carrying out the strict letter of [a
zoning ordinance], to vary or modify the application of . . . such ordinance . . . so that
the spirit of the ordinance shall be observed, public safety and welfare secured and
substantial justice done." Mo. Rev. Stat. § 89.090(3) (1998). Section 25.42.1 of
Ferguson's zoning code adopts this language verbatim in all relevant respects. In
addition, Code § 25.44 provides that "the Board shall, before making any finding in
a specific case, first determine that the proposed change will not . . . impair the public
health, safety, comfort, morals and welfare of the City of Ferguson."
Missouri case law establishes several factors for local boards to consider in
deciding whether "practical difficulties" exist.8 Those most relevant here are "how
8
"Practical difficulties" and "unnecessary hardship" are separate standards. The
former applies to area variances which allow deviation from zoning restrictions on
uses permitted by the zoning ordinance. See Baumer v. City of Jennings, 247 S.W.3d
105, 113 (Mo. Ct. App. 2008). In contrast, the latter standard applies to use variances
which allow a use of the property otherwise entirely prohibited by the ordinance. Id.
Because an area variance is a less dramatic departure from the ordinance, the standard
is somewhat more lenient: Practical difficulties "are the existence of conditions
slightly less rigorous than unnecessary hardships." Id. (emphasis in original).
USCOC maintains that the Board applied the wrong standard to its application. We
conclude that USCOC's application was properly rejected under either standard.
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substantial the variation is in relation to the requirement" and "whether a substantial
change will be produced in the character of the neighborhood or a substantial
detriment to adjoining properties created." Baumer v. City of Jennings, 247 S.W.3d
105, 113 (Mo. Ct. App. 2008). The party seeking the variance bears the burden of
demonstrating that practical difficulties exist and that the variance should
consequently be granted. Id. at 113–14. Finally, "[t]he general rule is that the
authority to grant a variance should be exercised sparingly and only under exceptional
circumstances." Matthew v. Smith, 707 S.W.2d 411, 413 (Mo. 1986) (en banc).
The Board of Adjustment denied USCOC's variance application because it
concluded that there were "no practical difficulties caused by the physical conditions
of the land which prevent the use of the property in accordance with the C-1 zoning
regulations." In addition, the Board's decision stated:
Because of the proximity of the proposed tower to Airport Road,
overhead utility lines servicing the area and adjacent residential
properties, and because of the height of the proposed tower and the
extent of the variances requested, the proposed variance will adversely
affect adjacent property owners or residents and the public health, safety,
order, convenience, and general welfare of the community.
The Board failed to point systematically to the evidence underlying its findings, but
we may look to the record as a whole in determining whether they were supported by
substantial evidence. See USCOC of Greater Iowa, 465 F.3d at 824 ("We are not
precluded from citing record evidence in our review . . . merely because the Board
failed to mention that evidence in its [written decision]."). Ultimately, while the
Board's decision is not a model of effective legal writing, it is adequate to "permit
meaningful judicial review," Sprint Spectrum, 578 F.3d at 732, and we conclude that
it is supported by substantial evidence as required by the TCA.
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First, there is no dispute that USCOC sought extensive variances of the setback
requirements. For example, while the zoning code required a setback of 105 feet, the
proposed tower would be only 23 feet from the eastern property line and 31 feet from
the northern line. It would also be 118 feet from the nearest residential structure,
while the zoning code required a setback of 200 feet. See Code § 23.7(2). These
variations are extreme, and the Board could properly consider their extent in rejecting
the application. See Baumer, 247 S.W.3d at 113.
There is also substantial evidence in the record to support the Board's finding
that altering the setback requirements would adversely affect adjacent property
owners. The City staff report on USCOC's proposal was before the Board when it
considered the application, and the report makes clear that the proposed "tower will
be 105 feet tall in an area where all of the surrounding structures are only 1 story tall,"
and "is not compatible with the residential properties to the south." The report
concludes that "[d]isguising the tower as a flag pole will not change the fact that it will
create a visual problem in the neighborhood." Common sense supports the conclusion
that a 105 foot cell phone tower looming over single story buildings would produce
"a substantial change . . . in the character of the neighborhood or a substantial
detriment to adjoining properties."9 Id. The Board could also reasonably conclude
9
USCOC argues that the Board could properly consider only how the variances
themselves—not construction of the tower—would affect the neighborhood. In other
words, the Board should have presumed the existence of the tower and considered
only whether a few feet one way or another would make a significant difference in its
impact on the neighborhood. USCOC provides no authority to show that this is the
proper analysis under Missouri law. Even assuming USCOC were correct, however,
we believe the Board's decision was supported by substantial evidence. The Board
could reasonably conclude that a tower requiring extreme setback variances would
affect the neighborhood in a manner materially different from a tower that needed no
variance. Indeed, the very existence of setback requirements presumes that, in land
use regulation, feet and inches are significant. If it were otherwise, the Missouri
courts would not consistently hold, as they do, that "the authority to grant a variance
should be exercised sparingly and only under exceptional circumstances." Matthew,
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from this evidence that granting USCOC's variances would "impair the public health,
safety, comfort, . . . and welfare." Code § 25.44.
USCOC emphasizes that no neighboring property owners opposed its
application, but that is beside the point. USCOC would not have been entitled to
variances by the absence of complaints. To the contrary, it bore the burden of
justifying significant departures from the Code. The Board reasonably concluded that
USCOC failed to carry that burden, and its decision was supported by substantial
evidence.
Because we conclude that the Board's denial of USCOC's variance application
was supported by substantial evidence, we also conclude that the City Council's denial
of the SUP was proper. There is no dispute that without the necessary variances,
USCOC's proposed tower would violate Ferguson's Zoning Code. See Code §
23.7(2). Failure to obtain the variances is thus fatal to the SUP application. USCOC
argues that because the Board of Adjustment was unable to consider its variance
application at the time of the SUP hearing, the Council should have continued the
hearing or conditionally granted the SUP. It has not alleged that the Council had any
legal obligation to do so, however. While one may sympathize with USCOC's
frustration at having its SUP denied because it lacked variances which were legally
impossible to obtain at the time, such an argument was mooted by the subsequent
consideration and denial of its variance application.10
707 S.W.2d at 413. For the Board of Adjustment to grant the variances because they
would only move a large structure several dozen feet one way or another would ignore
this principle and contravene the Board's duty to see that "the spirit of the [Code] shall
be observed." Code § 25.42.1.
10
As counsel for USCOC conceded at oral argument, "If they are going to deny
[the variances] anyway, it does not make a difference" whether the City Council ruled
on the SUP before or after the decision on the variance application.
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Moreover, the City Council's decision was not based solely on the lack of
variances; it also rested on the Plan Commission's recommendation that the SUP be
denied. The Council's reference to this reason in the resolution denying the SUP
adequately directs us to the reasons underlying the Commission's recommendation,
including the City staff report, which was before the Council and the Commission.
Cf. Sprint Spectrum, 578 F.3d at 732 n.2 (finding TCA's "in writing" requirement
satisfied where written decision "provide[d] adequate guidance concerning the [zoning
authority's] rationale"). The staff report provided substantial evidence to support
denial of the SUP under the standards set forth in Code § 23.4.
III.
We agree with the district court that Ferguson's Board of Adjustment did not
violate the Telecommunications Act by failing to issue a written denial of USCOC's
variance application within thirty days of its vote or by failing to record a transcript
of the proceedings on the application. We also agree that the City's denials of both the
SUP and the variances were supported by substantial evidence. Accordingly, we
affirm the judgment of the district court.
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