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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
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No. 13-14020
Non-Argument Calendar
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D.C. Docket No. 1:12-cv-00195-GRJ
ALFRED TOWNSEND,
Plaintiff-Appellant,
versus
COMMISSIONER OF SOCIAL SECURITY,
Defendant-Appellee.
________________________
Appeal from the United States District Court
for the Northern District of Florida
________________________
(February 7, 2014)
Before WILSON, PRYOR and MARTIN, Circuit Judges.
PER CURIAM:
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Alfred Townsend appeals the magistrate judge’s order affirming the Social
Security Administration’s denial of disability benefits. On appeal, Townsend
claims (1) that the Administrative Law Judge (ALJ) insufficiently developed the
record to determine whether Townsend could perform his past relevant work by
failing to ask enough questions related to his residual functional capacity (RFC)
and (2) that the ALJ’s failure to sufficiently inquire into Townsend’s physical
limitations was “overtly prejudicial.” After careful review, we reject both claims
and affirm.
Prior to filing for disability benefits, Townsend had been hospitalized
several times in a nearly two year period for a severe injury to his right eye, for
pain and infections in his right foot, and for pain in his back and knee. Multiple
physicians completed RFC evaluations of Townsend, and the physicians’
conclusions varied to some extent. The most favorable portions of each report,
from Townsend’s perspective, indicate that he could at least: frequently lift ten
pounds and occasionally lift twenty pounds; sit and stand for six hours in an eight
hour work day; frequently climb, kneel, crouch, and crawl; and occasionally stoop
and balance. They further found that he had no manipulative, communicative, or
environmental limitations except that he should avoid concentrated exposure to
hazards such as working at significant heights. Finally, the physicians concluded
that he had severely limited vision in his right eye and hypertension and diabetes.
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At the administrative hearing before the ALJ, Townsend confirmed that he
could lift twenty pounds, but not often. Townsend also stated that his vision was
poor, that he had pain in his mouth stemming from the same incident that injured
his eye, tendinitis in his knee, and chronic back pain. When the ALJ followed up
by asking what treatment he received for this pain, Townsend’s non-attorney
representative who had been questioning Townsend stated: “Your Honor, I’m—
I’m not sure if the—if the Claimant would be able to offer any additional helpful
testimony.” Townsend and his representative stated that he was disabled based on
the loss of vision in his right eye, the above-described physical impairments, and
chronic pain.
At the time of his hearing before the ALJ, Townsend was in his mid-fifties
and had most recently worked at a carwash where he answered the phone and
washed cars. The vocational expert at the hearing classified this job as medium
work, which someone with Townsend’s limitations, as described in multiple RFC
evaluations, could perform. Townsend offered no evidence to contradict the RFC
evaluations performed by the physicians but merely claimed that he was disabled
based on the limitations described above. Faced with conflicting conclusions
about Townsend’s ability to perform past relevant work, the ALJ found the
physicians’ RFC evaluations to be more credible than Townsend’s self-assessment.
In particular, the ALJ placed significant weight on: (1) objective medical evidence
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that Townsend was able to perform medium work; (2) physicians’ reports of
callousing on Townsend’s extremities, which were inconsistent with the
disabilities he alleged but consistent with the ability to perform medium work; and
(3) Townsend’s poor work history, which weakened his credibility.
Ultimately, the ALJ concluded that although Townsend suffered from
several severe impairments, his RFC permitted him to perform medium work,
including his past relevant work at the carwash. In any event, Townsend had
certainly not met his burden of proving the contrary. Accordingly, the ALJ denied
benefits. Townsend challenges this finding because the ALJ did not ask enough
questions about Townsend’s impairments to fully and fairly develop the record.
Specifically, Townsend complains that the ALJ only asked about his ability to lift
but not his ability to sit, stand, or walk—all of which would be necessary to
perform his previous work. This, Townsend claims, was overtly prejudicial.
We have held that the ALJ has the “duty to develop the record fully and
fairly.” Wilson v. Apfel, 179 F.3d 1276, 1278 (11th Cir. 1999) (per curiam).
Claimants have a statutory right to counsel at hearings before an ALJ, and where
the right has not been waived, the ALJ’s “obligation to develop a full and fair
record rises to a special duty.” Graham v. Apfel, 129 F.3d 1420, 1422 (11th Cir.
1997) (per curiam). But even in cases involving this special duty, “a showing of
prejudice must be made before we will find that a hearing violated claimant’s
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rights of due process and requires a remand to the Secretary for reconsideration.”
Kelley v. Heckler, 761 F.2d 1538, 1540 (11th Cir. 1985) (per curiam).
Prejudice “at least requires a showing that the ALJ did not have all of the
relevant evidence before him in the record (which would include relevant
testimony from claimant), or that the ALJ did not consider all of the evidence in
the record in reaching his decision.” Id. at 1540. In determining whether sufficient
prejudice exists to warrant remand, “[t]he court should be guided by whether the
record reveals evidentiary gaps which result in unfairness or ‘clear prejudice.’”
Graham, 129 F.3d at 1423.
In Brown v. Shalala, we found prejudice based on the ALJ’s failure to obtain
records which were the subject of testimony, to acquire a report which he stated he
would review, and to question an available witness when the claimant herself was
unable to explain how her disabilities prevented her from working. 44 F.3d 931,
935–36 (11th Cir. 1995) (per curiam). By contrast, in Kelley, we held that no
prejudice resulted when there was no suggestion that the record was incomplete or
inadequate and claimant’s assertion that he would have benefitted from a more
extensive hearing was speculative. 761 F.2d at 1540–41. Similarly, in Graham,
“the record as a whole [was] neither incomplete nor inadequate. Instead, the
record was sufficient for the ALJ to evaluate Graham’s impairments and functional
ability, and [did] not show the kind of gaps in the evidence necessary to
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demonstrate prejudice.” 129 F.3d at 1423. The ALJ extensively questioned
Graham, Graham was able to offer helpful explanations, the ALJ thoroughly
examined Graham’s medical history, and the ALJ’s opinion thoroughly compared
symptoms and limitations with functional requirements for previous work. Id.
Here, Townsend has not demonstrated that the record is insufficient. In
Wilson, the record, “which included the opinions of several physicians . . . , was
sufficient for a decision and additional expert testimony was unnecessary.” 179
F.3d 1276, 1278. The record here also includes the opinions of several physicians,
and in Wilson, we found that even additional expert testimony was unnecessary.
Townsend claims the ALJ should have questioned him further. But if additional
expert testimony is unnecessary in the face of multiple physicians’ opinions,
additional lay testimony from a witness the ALJ has already concluded lacks
credibility would be even less necessary.
Even if we assume the record was insufficient, however, Townsend has not
shown prejudice from the ALJ’s decision not to ask Townsend about his ability to
sit, stand, and walk. To the extent that Townsend is basing his “overt prejudice”
claim on Graham, which recognized that extensive questioning undermines a claim
of prejudice, Townsend misunderstands that case. In Graham, the ALJ found
questioning to be helpful, as claimant was able to provide useful information.
Here, by contrast, Townsend presumably would have asserted a more limited
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ability to work than the physicians’ RFC reports—though he does not even assert
this point on appeal. But the ALJ clearly found Townsend’s bare assertions of his
disability to be less credible than multiple physicians’ reports. Therefore, to the
extent questioning was less extensive than in Graham, it was brief because it
would not have been helpful or credible, and even now, Townsend has not
suggested what more the ALJ might have learned from further questioning. In
fact, Townsend’s representative stated that he had no further helpful testimony.
Not only was further testimony from Townsend unlikely to help his cause,
but unlike in Brown, there is no suggestion that other available witnesses would
have helped Townsend’s case. In fact, the opposite is true, as the physicians would
have provided evidence undermining Townsend’s claim, had they been called to
testify. It was unnecessary to call them because their reports were available to the
ALJ. Therefore, the ALJ had all the relevant evidence before him such that there
were no evidentiary gaps when he made his decision. And while the ALJ did not
extensively question Townsend, Townsend had nothing else to offer. Just as in
Graham and Kelley, we find no prejudice here because the ALJ reviewed the
relevant medical information and prepared a thorough opinion explaining how
Townsend could perform his past relevant work despite his symptoms.
In short, the record was sufficiently developed, and even if it was not, no
prejudice resulted from any deficiencies that may have existed.
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AFFIRMED.
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