[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________ FILED
U.S. COURT OF APPEALS
No. 11-10342 ELEVENTH CIRCUIT
OCTOBER 13, 2011
Non-Argument Calendar
JOHN LEY
________________________
CLERK
D.C. Docket No. 8:09-cr-00198-SCB-TGW-1
UNITED STATES OF AMERICA,
llllllllllllllllllllllllllllllllllllllllPlaintiff-Appellee,
versus
LEEOTIS WILSON,
llllllllllllllllllllllllllllllllllllllllDefendant-Appellant.
________________________
Appeal from the United States District Court
for the Middle District of Florida
________________________
(October 13, 2011)
Before HULL, PRYOR, and FAY, Circuit Judges.
PER CURIAM:
Leeotis Wilson appeals his 120-month sentence, imposed after he pleaded
guilty to possession with intent to distribute five grams or more of cocaine base, in
violation of 21 U.S.C. § 841(a)(1), (b)(1)(B)(iii). On appeal, Wilson argues that:
(1) the district court erred in dismissing his 28 U.S.C. § 2255 claim without
addressing all of his claims of ineffective assistance of counsel; (2) the
government breached the plea agreement; (3) he did not knowingly and
voluntarily waive his right to appeal his sentence; (4) the district court abrogated
the appeal waiver when it allowed him to file an out-of-time appeal; and (5) his
sentencing counsel was ineffective and his sentence was procedurally
unreasonable. For the reasons set forth below, we dismiss Wilson’s claim as to his
§ 2255 case; affirm as to his breach of the plea agreement argument; and dismiss
his claims regarding the abrogation of the appeal waiver, ineffectiveness of
sentencing counsel, and procedural reasonableness of his sentence.
I.
Wilson was indicted for possessing with the intent to distribute five grams
or more of cocaine base. The government filed an information and notice pursuant
to 21 U.S.C. § 851, asserting that it planned to seek enhanced penalties under 21
U.S.C. § 841(b)(1)(B) based on Wilson’s two prior state felony drug convictions.
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Wilson and the government entered into a written plea agreement, which
acknowledged that the statutory minimum sentence was ten years’ imprisonment
and that the statutory maximum sentence was life imprisonment. The plea
agreement included a sentence appeal waiver, which provided that Wilson agreed
that the court had
jurisdiction and authority to impose any sentence up to the statutory
maximum and expressly waive[d] the right to appeal [his] sentence or
to challenge it collaterally, including but not limited to the filing of a
28 U.S.C. § 2255 petition, on any ground, including the ground that
the [c]ourt erred in determining the applicable guidelines range.
However, Wilson would be allowed to appeal his sentence if it: (1) exceeded the
guideline range as determined by the court; (2) exceeded the statutory maximum
penalty; or (3) violated the Eighth Amendment. Wilson would be released from
the waiver if the government appealed his sentence. (Id.). Wilson and his attorney
both signed the plea agreement.
At his plea hearing, Wilson testified that he and his attorney had discussed
every page of the plea agreement, and he understood each page of the agreement.
Wilson understood that his mandatory minimum term of imprisonment was ten
years and that his maximum sentence was life imprisonment. The magistrate
reviewed the plea agreement and explained to Wilson that he could only appeal his
sentence if it exceeded the guideline range as determined by the court, exceeded
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the statutory maximum sentence of life imprisonment, or violated the Eighth
Amendment. Wilson testified that he understood the appeal waiver. Additionally,
the magistrate explained that Wilson could not appeal the court’s calculation of his
guideline range, nor could he assert that his attorney was ineffective as to the
Sentencing Guidelines. Wilson testified that he understood these restrictions, he
had no questions about the appeal waiver, and he agreed to the appeal waiver
freely and voluntarily. The magistrate found that Wilson pleaded guilty freely,
voluntarily, and knowingly. The district court accepted the guilty plea.
According to the presentence investigation report, Wilson had a guideline
range of 77 to 96 months’ imprisonment. However, Wilson’s guideline range
became 120 months’ imprisonment due to the § 851 enhancement. At Wilson’s
sentencing hearing, his attorney stated that they did not object to the validity of the
prior convictions referenced in the government’s information and notice under
§ 851. However, he believed that the enhanced statutory minimum sentence was
unwarranted because his guideline range would have been only 77 to 96 months
without the enhancement or only 24 to 30 months if a 1:1 crack to cocaine ratio
was used. The court stated that it considered the advisory guideline range, 18
U.S.C. § 3553, and the mandatory minimum sentence, and it imposed a 120-month
sentence.
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After Wilson’s time to appeal his judgment expired, he filed a motion to
vacate his sentence under 28 U.S.C. § 2255, in which he argued that his attorney
was ineffective for failing to: (1) file a notice of appeal when Wilson requested
that one be filed; (2) object to the use of Wilson’s prior convictions to enhance his
mandatory minimum sentence; and (3) inform the court that Wilson’s prior
convictions were actually misdemeanors for the purpose of enhancing his
sentence. Wilson also requested that his sentence be reduced pursuant to the Fair
Sentencing Act. The clerk filed all further pleadings related to the § 2255 motion
under case number 8:10-cv-2341.
The court granted the § 2255 motion, but only to the extent that Wilson was
allowed to file a belated appeal in his criminal case. The court explained that:
(1) the government had requested that Wilson be allowed to file an appeal; (2) this
result would serve “the interest of judicial economy”; and (3) it was not making
any findings as to the merits of Wilson’s ineffective assistance of counsel claims.
Therefore, the court would vacate its original judgment in Wilson’s criminal case
and impose the same sentence in an amended judgment. Wilson did not appeal
this order.
The same day, the court entered an order in Wilson’s criminal case vacating
his criminal judgment, resentencing him to a 120-month sentence, and advising
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him that he had 14 days to appeal the order. Wilson filed a notice of appeal in this
case, which listed only Wilson’s criminal case number, stated “CRIMINAL
CASE” under the case number, and stated that Wilson was appealing “the
Amended Judgment and Sentence entered in this case.”
II.
We examine our jurisdiction sua sponte and review jurisdictional questions
de novo. United States v. Lopez, 562 F.3d 1309, 1311 (11th Cir. 2009). A
defendant must file a notice of appeal, which must “designate the judgment, order,
or part thereof being appealed.” Fed.R.App.P. 3(a)(1), (c)(1)(B). Although a
defendant must file a notice of appeal within 14 days of the entry of the judgment
appealed, a district court may allow an out-of-time appeal as a remedy in a § 2255
case. See United States v. Phillips, 225 F.3d 1198, 1199 (11th Cir. 2000);
Fed.R.App.P. 4(b)(1)(A)(i). In such a case, the district court is to vacate the
criminal judgment the defendant seeks to appeal and reimpose the original
sentence. Phillips, 225 F.3d at 1201. A defendant may, but is not required to, file
all of his collateral challenges in a “§ 2255 motion seeking an out-of-time appeal.”
McIver v. United States, 307 F.3d 1327, 1331 n.2 (11th Cir. 2002). When a
defendant does raise grounds in a § 2255 motion in addition to the request for an
out-of-time appeal, the preferred procedure is to dismiss the additional claims
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without prejudice or to hold the claims in abeyance until the direct appeal is
resolved. Id. Although a court is generally required to resolve all claims in a
petition for a writ of habeas corpus under 28 U.S.C. § 2254, there is “equally clear
precedent” stating “that collateral claims should not be entertained while a direct
appeal is pending.” Id.
In a procedurally distinguishable case, we addressed a jurisdictional issue
similar to the one at issue here. United States v. Futch, 518 F.3d 887, 891 (11th
Cir. 2008). In Futch, the defendant had been granted a resentencing due to a
change in his criminal history category, but the district court had denied his § 2255
motion as to his claims regarding his conviction. Id. at 890. Following his
resentencing, the defendant filed a single notice of appeal, which specified “that
he was appealing the final order entered in this matter . . . and all interim orders.”
Id. (quotation omitted). We held that this notice of appeal was sufficient to appeal
both the new sentence and the denial of the conviction claims in the § 2255
motion. Id. at 894.
We do not have jurisdiction to review Wilson’s claim as to his § 2255
motion. Wilson did not file a notice of appeal in his § 2255 case, which is
required under Federal Rule of Appellate Procedure 3. See Fed.R.App.P. 3(a)(1).
We do not construe the notice of appeal Wilson filed in this criminal case as a
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notice of appeal in his § 2255 case because it: (1) listed only his criminal case
number; (2) included the designation “CRIMINAL CASE” under the case number;
and (3) specified that it was an appeal from the judgment in the criminal case
without mentioning the order in the § 2255 case. Unlike the defendant in Futch,
Wilson did not specify that he was appealing the interim orders in his case as well
as the final criminal judgment. See Futch, 518 F.3d at 890. Therefore, we dismiss
Wilson’s claim as to his § 2255 motion for lack of jurisdiction.
III.
We generally review de novo the question of whether the government
breached a plea agreement. United States v. Copeland, 381 F.3d 1101, 1104 (11th
Cir. 2004). However, where a defendant fails to object to an alleged breach before
the district court, we review only for plain error. United States v. Romano, 314
F.3d 1279, 1281 (11th Cir. 2002). Plain error exists where (1) there is an error,
(2) that is plain, (3) that affected the defendant’s substantial rights, and (4) that
“seriously affect[ed] the fairness, integrity, or public reputation of the judicial
proceedings.” Id.
A defendant may appeal his sentence based on an alleged plea agreement
breach even if the plea agreement contains a sentence appeal waiver. See
Copeland, 381 F.3d at 1105. The first step in determining whether the
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government breached a plea agreement is to “determine the scope of the
government’s promises.” Id. In so doing, we applied an objective standard to
determine “whether the government’s actions [were] inconsistent with what the
defendant reasonably understood when he” pleaded guilty. Id. (quotation
omitted).
Because Wilson did not object that the government breached the plea
agreement before the district court, the claim is subject to plain-error review. See
Romano, 314 F.3d at 1281. Wilson fails to meet the first prong of the plain error
test in that there was no error because the government did not breach the plea
agreement. The plea agreement unambiguously stated that Wilson’s minimum
sentence was ten years and that his maximum sentence was life imprisonment.
Nowhere does the agreement state that the government must explain how it
determined that these were Wilson’s minimum and maximum sentences.
Accordingly, the government did not breach the agreement when it failed to offer
such an explanation in the plea agreement or during the plea colloquy. Therefore,
we affirm as to Wilson’s argument that the government breached the plea
agreement.
IV.
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We review the validity of a sentence appeal waiver de novo. United States
v. Johnson, 541 F.3d 1064, 1066 (11th Cir. 2008). A sentence appeal waiver will
be enforced if it was made knowingly and voluntarily. United States v. Bushert,
997 F.2d 1343, 1351 (11th Cir. 1993). To establish that the waiver was made
knowingly and voluntarily, the government must show either that: (1) “the district
court specifically questioned the defendant” about the waiver during the plea
colloquy, or (2) the record makes clear “that the defendant otherwise understood
the full significance of the waiver.” Id. In Johnson, we discussed “the Eighth
Circuit’s application of the ‘miscarriage of justice’ exception,” but did not purport
to adopt such an exception for our Circuit. 541 F.3d at 1069 n.5.
A party abandons an issue not raised in its initial brief. United States v.
Jernigan, 341 F.3d 1273, 1283 n.8 (11th Cir. 2003). To raise an issue on appeal,
the appellant should “plainly and prominently” indicate that the issue is being
raised. Id. The appellant in Jernigan abandoned an issue where he made only
four passing references to the issue. Id.
Wilson knowingly and voluntarily waived his right to appeal his sentence.
During the plea colloquy, the magistrate specifically questioned Wilson about the
sentence appeal waiver, reviewed the terms of the waiver with Wilson, explained
its exceptions, and explained that Wilson could only appeal his sentence if one of
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the three exceptions was met. The magistrate further explained that Wilson could
not appeal the court’s calculation of his guideline range, nor could Wilson argue
that his lawyer was ineffective with respect to the Sentencing Guidelines. Wilson
testified that he understood the appeal waiver, its exceptions, and the fact that he
could not appeal the court’s calculation of his guideline range or argue that his
attorney was ineffective with respect to the Sentencing Guidelines. He also
testified that he had no questions about the appeal waiver and that he agreed to the
appeal waiver freely and voluntarily. Finally, Wilson testified that he and his
lawyer had discussed every page of the plea agreement and that he understood
every page of the agreement. Therefore, the sentence appeal waiver was made
knowingly and voluntarily. See Bushert, 997 F.2d at 1351.
Wilson makes three additional arguments regarding the validity of his
appeal waiver, and these arguments are meritless. First, he asserts that he did not
intelligently waive his right to appeal because he did not understand why his
minimum sentence was ten years rather than five years. Wilson has not explained
how his lack of understanding as to how his minimum sentence was determined
relates to his decision to agree to waive his right to appeal. Second, Wilson argues
that the district court’s order granting his § 2255 motion supports his argument
that he did not intelligently waive his right to appeal. Wilson is incorrect because
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that order merely allowed Wilson to file an out-of-time appeal without addressing
whether Wilson had intelligently waived his right to appeal. Third, Wilson argues
that enforcing the appeal waiver would be a miscarriage of justice because his
sentence is longer than he thought it would be based on the plea agreement. This
argument is belied by the record because Wilson expressly agreed in the plea
agreement and during the plea colloquy that his minimum sentence was ten years.
Furthermore, even if we had adopted the “miscarriage of justice” exception to
appeal waivers, Wilson has not shown that a miscarriage of justice would result in
this case where he was informed of the ten-year statutory minimum sentence in
both his plea agreement and during his plea colloquy and where he knowingly and
voluntarily waived his right to appeal his sentence.
The exceptions to Wilson’s appeal waiver do not apply because his
120-month sentence does not exceed his 120-month guideline range as determined
by the court or the statutory maximum sentence of life imprisonment. Moreover,
Wilson has waived any argument that his sentence violated the Eighth Amendment
because, in his counseled brief, he makes only a single passing reference to the
Eighth Amendment. See Jernigan, 341 F.3d at 1283 n.8. Therefore, Wilson
knowingly and voluntarily waived his right to appeal his sentence, and we dismiss
the appeal of his sentence.
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V.
In United States v. Howle, 166 F.3d 1166 (11th Cir. 1999), the defendant
knowingly and voluntarily waived his right to appeal, but the district court
nonetheless “strongly encouraged him to appeal his sentence.” Id. at 1168. This
encouragement, however, did not affect the terms of the plea agreement. Id. Even
if the court was trying to modify the plea agreement, the attempt was invalid. Id.
at 1169. Therefore, we honored the plea agreement and dismissed the appeal
without addressing its merits. Id.
The district court did not abrogate Wilson’s appeal waiver. As discussed
above, Wilson’s appeal waiver was knowing and voluntary. Therefore, even if the
district court’s order allowing him to file an out-of-time appeal was an attempt to
abrogate the appeal waiver, such an attempt was invalid. See Howle, 166 F.3d at
1169. Therefore, we will honor the plea agreement and dismiss Wilson’s appeal
of his sentencing issues.
VI.
A defendant may not attack the effectiveness of his sentencing counsel
where there is a valid sentence appeal waiver in effect that prohibits a direct or
collateral challenge on any ground. Williams v. United States, 396 F.3d 1340,
1342 (11th Cir. 2005). In Williams, the defendant waived his right to appeal his
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sentence “on any ground” on direct appeal or collateral review. Id. at 1341
(quotation omitted). During the plea colloquy, the district court explained to the
defendant in Williams “that he was waiving his right to challenge his sentence
‘directly or collaterally.’” Id. In enforcing the appeal waiver in that case, we
explained that allowing a defendant to “recast[] a challenge to his sentence as a
claim of ineffective assistance” would make the appeal waiver meaningless. Id. at
1342.
As discussed above, Wilson knowingly and voluntarily waived his right to
appeal his sentence. Wilson was specifically advised that he was waiving his right
to appeal errors, including ineffective assistance of counsel, related to the
Sentencing Guidelines. He testified that he understood that he was waiving this
right. Accordingly, we dismiss his appeal as to his arguments that his sentencing
counsel was ineffective for failing to make an argument related to the Sentencing
Guidelines and that his sentence was procedurally unreasonable. Wilson also
waived the right to argue that counsel was ineffective for failing to object to his
§ 851 sentence enhancement. Like the defendant in Williams, Wilson’s plea
agreement specified that he could not appeal or seek collateral review of his
sentence “on any ground.” See Williams, 396 F.3d at 1341. We thus enforce the
appeal waiver and dismiss this claim because Wilson was specifically questioned
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on his appeal waiver; he knowingly and voluntarily waived the right to appeal his
sentence, including ineffective assistance claims; and to consider the merits of this
claim would allow Wilson to circumvent his appeal waiver as to the application of
the § 851 sentence enhancement. See id. at 1342.
For the foregoing reasons, we dismiss Wilson’s claim as to his § 2255 case;
affirm as to the breach of the plea agreement argument; and dismiss Wilson’s
claims regarding the abrogation of his appeal waiver, ineffectiveness of sentencing
counsel, and procedural reasonableness of his sentence.
AFFIRMED IN PART, DISMISSED IN PART.
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