[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________ FILED
U.S. COURT OF APPEALS
No. 10-10804 ELEVENTH CIRCUIT
Non-Argument Calendar OCTOBER 28, 2010
________________________ JOHN LEY
CLERK
D.C. Docket No. 4:08-cr-00040-HLM-WEJ-1
UNITED STATES OF AMERICA,
lllllllllllllllllllllPlaintiff-Appellee,
versus
FLORENTINO MANCERA-PATINO,
lllllllllllllllllllllDefendant-Appellant.
________________________
Appeal from the United States District Court
for the Northern District of Georgia
________________________
(October 28, 2010)
Before CARNES, MARTIN and FAY, Circuit Judges.
PER CURIAM:
Florentino Mancera-Patino, a federal prisoner, appeals pro se from the
district court’s denial of his motion seeking to compel the government to file a
motion to reduce his sentence based on his substantial assistance or in the
alternative to grant an evidentiary hearing on the matter. Mancera-Patino has
already benefitted from one motion to reduce his sentence. He contends that he is
entitled to have his sentence reduced further because he continued to substantially
assist the government even after he was convicted and sentenced.
On August 20, 2008, Mancera-Patino was indicted for one count of
possession of methamphetamine with intent to distribute, 21 U.S.C. § 841(a)(1)
and (b)(1)(B)(viii), one count of possession of a firearm in furtherance of a drug
trafficking crime, 18 U.S.C. § 924(c)(1)(A)(i), and one count of possession of a
firearm by an illegal alien, 18 U.S.C. §§ 922(g)(5) and 924(a)(2). At a hearing on
November 25, 2008, he pleaded guilty to all three counts. There was no plea
agreement.
The Presentence Investigation Report indicated that Mancera-Patino’s total
offense level for the counts of drug distribution and possession of a firearm by an
illegal alien was 25 and that he had a criminal history category of II. This placed
him in a guidelines range of 63–78 months. He was also subject to a consecutive
60-month mandatory minimum sentence on the § 924(c) conviction. Before the
sentence hearing the government filed a motion under 18 U.S.C. § 3553(e) and
United States Sentencing Guidelines § 5K1.1 to reduce Mancera-Patino’s sentence
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based on his substantial assistance. The motion noted that he had assisted with a
state prosecution in Whitfield County, Georgia, and it recommended a two-level
departure in his offense level for that reason.
At the sentence hearing Mancera-Patino argued that he actually deserved a
greater departure because he was also helping with an ongoing narcotics
investigation in Atlanta. Defense counsel specifically noted that he was making
that argument so that Mancera-Patino would get credit for his assistance in both
the Whitfield County and Atlanta cases; that way, he would not need to rely on the
government to file an additional motion for substantial assistance later. The court
accepted that argument and departed four levels instead of two, taking Mancera-
Patino’s total offense level on the counts of drug distribution and possession of a
firearm by an illegal alien down from 25 to 21, which lowered the guidelines range
from 63–78 months to 41–51 months. The court then sentenced him to 41 months
on his convictions for drug distribution and possession of a firearm by an illegal
alien and 60 months to run consecutively on his conviction for possession of a
firearm in furtherance of a drug trafficking crime. That made for a total sentence
of 101 months.
In December 2009 Mancera-Patino filed a pro se motion titled “Petition for
a court order compelling the government to submit a Rule 35(b) nunc pro tunc or a
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petition pursuant to 18 U.S.C. Section 3553(e) for defendant’s substantial
assistance or in the alternative to grant an evidentiary hearing.” He argued that his
guilty plea and later cooperation with the government had been motivated by the
promises of various law enforcement agents, who had offered him “the moon and
the sky” and had assured him that his federal charges would “disappear like a puff
of smoke” if he helped them. In addition to alleging those clichés, he argued that
his “reasonable understanding” of his guilty plea was that was that the government
had agreed to seek an additional reduction of his sentence at a later date. He
insisted that his sentence “must be vacated” because he did not receive “the
benefit of his bargain.”
The government’s response contended that Mancera-Patino’s arguments
were wholly without merit. First, it observed that the discretion to file a motion
for substantial assistance lies wholly with the government. Second, it noted that
since there was no plea agreement in Mancera-Patino’s case, his arguments that
the government must be bound to its “bargain” and fulfill the terms of its
“agreement” were baseless. Third, it pointed out that Mancera-Patino already had
received the full benefit of his substantial assistance when the sentencing court
granted a four-level downward departure, two levels more than the government
itself had recommended. The district court agreed with the government.
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Now contending that the district court erred in denying his motion,
Mancera-Patino raises and expands upon many of those points he first set out in
his motion.1 He argues to this Court that his reasonable understanding “of the plea
at the Rule 11 colloquy” was that the government would submit another motion to
reduce his sentence later on, and when it did not, his “due process right[s]” were
violated because he was denied “the benefit of the bargain into which he entered.”
He also argues that the government has acted “in bad faith” and “capriciously” by
not filing a motion for substantial assistance after sentencing. Finally, he asserts
that a brief statement from the prosecutor at the sentence hearing amounted to a
plea agreement, which we will recount later.
As an initial matter, even though Mancera-Patino has styled his motion and
brief as seeking to compel a Rule 35(b) or § 3553(e) motion, only the 35(b)
motion is technically possible here. A motion under § 3553(e) and U.S.S.G. §
5K1.1 to reduce a defendant’s sentence for substantial assistance is filed by the
government when a sentence is imposed; Rule 35(b) “provides the only avenue”
for reducing a federal sentence after it has been legally imposed. United States v.
Orozco, 160 F.3d 1309, 1313 n.6 (11th Cir. 1998). We point out that procedural
1
We have clarified and summarized the essential arguments of Mancera-Patino’s pro se
brief, consistent with our obligation to construe these briefs “liberally.” McBride v. Sharpe, 25
F.3d 962, 971 (11th Cir. 1994).
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detail for the sake of clarity, but it does not affect our analysis of the merits
because a Rule 35(b) motion is the post-sentencing equivalent of a motion under §
3553(e) and U.S.S.G. § 5K1.1. See United States v. McNeese, 547 F.3d 1307,
1308–09 (11th Cir. 2008) (applying the Supreme Court's rationale in Wade v.
United States, 504 U.S. 181, 112 S.Ct. 1840 (1992), regarding a § 3553(e) motion
to find that the government had discretion to direct a 35(b) motion to a specific
count); see also United States v. Aponte, 36 F.3d 1050, 1052 (11th Cir. 1994)
("Given that Rule 35(b) and section 3553(e) utilize the same language to achieve
the same end, we accord them the same interpretation.").
Rule 35(b) gives to the government the sole discretion over whether to file a
motion for substantial assistance, and both this court and the Supreme Court “long
have recognized” that this discretion is “vast.” McNeese, 547 F.3d at 1309 (citing
Wade, 504 U.S. at 185, 112 S.Ct. at 1843). As a result, “federal district courts
may review the government’s refusal to file a substantial-assistance motion only if
the defendant first makes a ‘substantial threshold showing’ that the refusal was
based upon an unconstitutional motive, such as the defendant’s race or religion.”
Id. at 1308 (quoting Wade, 504 U.S. at 185–86, 112 S.Ct. at 1843–44). We have
declined to extend the scope of the district court’s inquiry to include arguments
that the government acted “in bad faith” in refusing to file a substantial assistance
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motion. See United States v. Forney, 9 F.3d 1492, 1502 n.5 (11th Cir. 1993); see
also United States v. Nealy, 232 F.3d 825, 831 (11th Cir. 2000).
The district court did not err in dismissing Mancera-Patino’s motion. First,
he did not allege that the government’s failure to file a Rule 35(b) motion was
based on a constitutionally impermissible motive. Instead, he merely alleged that
law enforcement officers had made a variety of promises to him that had gone
unfulfilled. Even if those allegations were true, they would amount to nothing
more than bad faith on the part of the government, and we “limit our review of the
government’s refusal to file substantial assistance motions to claims of
unconstitutional motive.” Nealy, 232 F.3d at 831. Second, to the extent Mancera-
Patino has alleged the existence of a plea agreement with the government, this
allegation is directly contradicted by his own statements during the plea colloquy:
THE COURT: I want to advise you at this time that plea agreements
or plea bargains are permissible in this court and that you, your
lawyer, the Government lawyer, defense lawyer, all others who may
know anything about any plea agreement or plea bargain in this case
are required and compelled to inform the court as to the terms and
conditions of any such plea bargain or plea agreement. Now does
your willingness to plead guilty in this case result from any written
plea agreement or oral plea agreement in your case, other than the fact
that you’re pleading guilty to Counts One, Two, and Three of the
indictment in this case?
MANCERA-PATINO: No, I’m guilty.
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THE COURT: Well, has anybody promised you any light sentence of
probation or a concurrent sentence to get you to plead guilty?
MANCERA-PATINO: No.
Despite these clear denials of the existence of a plea agreement, Mancera-Patino’s
brief to this Court makes much of a passing statement from the government at the
sentence hearing. After the court granted a four-level downward departure, the
government said: “If the defendant’s further cooperation is needed related to any
other ongoing investigation, we’ll be back before the [c]ourt to revisit it at that
point.” In addition to the fact that this statement preserved the government’s
discretion about whether to seek a sentence reduction under Rule 35(b), it also was
made after Mancera-Patino had already pleaded guilty, so it cannot possibly have
induced the plea.
Finally, we briefly address the district court’s denial of Mancera-Patino’s
motion for an evidentiary hearing on the government’s decision not to file a Rule
35(b) motion. A defendant’s mere allegations of having provided substantial
assistance to the government “will not entitle a defendant to a remedy or even to
discovery or an evidentiary hearing.” Wade, 504 U.S. at 186, 112 S.Ct. at 1844.
We have held that “judicial review is appropriate only ‘when there is an allegation
and a substantial showing that the prosecution refused to file a substantial
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assistance motion because of a constitutionally impermissible motivation.’”
United States v. Dorsey, 554 F.3d 958, 961 (11th Cir. 2009) (quoting Forney, 9
F.3d at 1502). Because Mancera-Patino has not even alleged an unconstitutional
motive, let alone made a substantial showing of one, the district court did not err
by refusing to grant an evidentiary hearing on this issue.
AFFIRMED.
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