[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________ FILED
U.S. COURT OF APPEALS
No. 09-14950 ELEVENTH CIRCUIT
JULY 27, 2010
Non-Argument Calendar
JOHN LEY
________________________
CLERK
D. C. Docket No. 04-00115-TP-FAM
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
ERNESTO GARCIA HERNANDEZ,
Defendant-Appellant.
________________________
Appeal from the United States District Court
for the Southern District of Florida
_________________________
(July 27, 2010)
Before BIRCH, WILSON and ANDERSON, Circuit Judges.
PER CURIAM:
Ernesto Garcia Hernandez (“Garcia”), a federal prisoner, appeals the
revocation of his supervised release, pursuant to 18 U.S.C. § 3583(e), and the
district court’s decision to sentence him to serve an additional 30 months of
imprisonment, to be followed by 24 months of supervised release.1 For the
following reasons, we affirm.
I. BACKGROUND
In 2000, Garcia pled guilty to one count of conspiracy to possess with intent
to distribute cocaine in excess of 500 grams, in violation of 21 U.S.C. §§ 841(a)(1)
and 846. R1-1 at 2, 4. Before sentencing, a Presentence Investigation Report
(“PSI”) found that his adjusted offense level was 23, his criminal history category
was II, and his guidelines range was 51-63 months. A federal court in Texas
sentenced him to 60 months of imprisonment, followed by four years of supervised
release. Id. at 5-6. Under the conditions of Garcia’s supervised release, he was
prohibited from: (1) committing another federal, state, or local crime; (2)
frequenting places where controlled substances are illegally sold, used, distributed,
or administered; and (3) associating with any persons engaged in criminal activity.
Id. at 7. Garcia did not appeal his conviction or his sentence.
The BOP released Garcia from prison in December 2003. R1-2 at 1. Texas
court officials transferred jurisdiction over him to the Southern District of Florida.
1
According to the Bureau of Prisons (“BOP”), Garcia was released on 27 April 2010. We
conclude that his release does not render his appeal moot, however, because he is still serving a
term of supervised release, which imposes restrictions on his liberty and could be altered
following success on appeal. See Dawson v. Scott, 50 F.3d 884, 886 n.2 (11th Cir. 1995).
2
R1-1 at 1.
In December 2004, a probation officer petitioned the court to revoke
Garcia’s supervised release. R1-2. The district court responded by revoking
Garcia’s supervised release and sentencing him to an additional six months of
imprisonment, followed by three years of supervised release. R1-12. Garcia did
not appeal from this judgment.
BOP officials released Garcia again in July 2005. R1-14 at 1. In March
2008, a probation officer filed the present petition to revoke his supervised release.
Id. at 2-3. The petition alleged five violations. Id. Each of these included the
mandatory condition to refrain from personally violating the law, and were based
on committing the following state crimes, as reflected by his arrest by Miami
police in February 2008: (1) conspiracy to commit armed cocaine trafficking; (2)
conspiracy to deliver marijuana; (3) conspiracy to commit armed robbery;
(4) possession of a firearm by a convicted felon; and (5) use of a firearm during the
commission of a felony. Id. at 2. The petition to revoke did not mention any of the
standard conditions, including that he avoid: (i) places where controlled substances
were illegally sold, used, distributed, or administered; and (ii) associating with
persons engaged in criminal activity. See id. Based on this petition, officials
arrested Garcia and placed him in federal custody. R1-19.
3
In July 2009, Garcia, through counsel, moved for leave to enter a guilty plea
on the supervised release violations. R1-39. At a hearing on 3 September 2009,
Garcia testified that he wanted to plead guilty as to “the technical violation [of the
terms of supervised release] but not right now for the charge in the State.” R7 at 7.
Garcia later told the court that he was arrested only because he gave Leon Quadra,
the alleged co-conspirator who was in the car with Garcia at his arrest, a ride and
that he knew nothing. Id. at 25-27. The district court implicitly denied Garcia’s
motion to plead guilty and scheduled a revocation hearing for 17 September 2009.
Id. at 28-29, 34.
At that hearing, Garcia appeared with counsel and again denied committing
the crimes alleged in the petition. R8 at 8. During its opening statement, the
government proffered the following:
After the defendant was arrested, he gave a
statement. He was Mirandized. He waived his Miranda
warnings and agreed to speak to police. And during that
statement, which was recorded, the defendant admitted
that he was contacted sometime earlier by his co-
conspirator and that they were going to rob [a]
confidential informant. Of course they didn’t know at
the time that the confidential informant was working with
law enforcement, but the plan was to conduct this
robbery.
The defendant admitted that he knew a large
amount of money was at stake. He admitted that he and
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his co-conspirator agreed to split the proceeds of the
robbery. He indicated that he -- admitted that he spoke to
the confidential informant on previous occasions to
negotiate the transaction. He admitted that he borrowed a
friend’s car for the purposes of traveling to and from the
meet location and that he also tinted the windows of that
car the day before this incident.
Your Honor will hear testimony from a second
witness, Sergeant Abascal from the Miami Police who
will talk about that interview and about those statements
and other statements that the defendant made regarding
this incident.
Id. at 11-12. Defense counsel did not object to the preceding and declined to make
an opening statement. Id. at 12.
The government called one witness, Miami Police Detective Alexander
Lamprou, to show that Garcia conspired with another person to rob a confidential
informant (“CI”) during a drug deal. Id. at 9-10. Detective Lamprou testified that
he worked with the CI to coordinate a drug deal with Garcia’s alleged co-
conspirator, Leon Quadra, who was known to the CI. Id. at 14-16, 24. During a
controlled phone conversation between the CI and Quadra, which Lamprou
monitored, Garcia took the phone from Quadra and said that he would determine
the terms of the deal: in exchange for two kilograms of cocaine and $120,000, they
would give the CI fifty pounds of hydroponic marijuana. Id. at 14, 18. The parties
arranged to meet the next day, but Garcia and Quadra did not show. Id. at 20.
5
Later that day, the parties agreed to complete the deal the following day at a
different location. Id.
Lamprou testified that Garcia and Quadra approached the location at the
appointed time in a car owned by another individual but driven by Garcia. Id. at
20-21, 30. As they neared the meeting place, Quadra and the CI were speaking on
the phone to coordinate where they would park. Id. at 27-28. After each identified
his vehicle to the other, Garcia pulled alongside the CI’s truck. Id. at 20-21, 27-28.
At that moment – before any dealings with the CI occurred – police approached the
car Garcia was driving and arrested him and Quadra. Id. at 27-29. As Detective
Lamprou pulled Garcia from the car, a “Taser” gun and pepper spray fell from his
lap onto the ground. Id. at 21, 32. Police searched the car and found a .9
millimeter handgun “in the passenger floorboard,” and two large duffle bags
containing vitamin pills, duct tape, and flex cuffs in the trunk. Id. at 21-22.
Detective Lamprou admitted that, although the CI knew Quadra, the CI had
never met or spoken to Garcia over the phone before the monitored call was
placed. Id. at 24-26. Detective Lamprou further admitted that he had never met
Garcia or talked to him on the phone and that he did not really know if the person
who took the phone from Quadra and spoke to the CI was Garcia. Id. at 26-27.
Detective Lamprou also testified that Garcia was arrested because he was present
6
where the drug transaction was to occur and that, when he arrested Garcia, he did
not know if he was involved in the drug and robbery conspiracies. Id. at 28-30.
Finally, Detective Lamprou testified that he had not run a test on the recording of
the conversation to verify that Garcia was the individual who spoke to the CI. Id.
at 26.
The government sought to introduce the recordings of the controlled calls
between the CI and Garcia’s co-defendant. Id. at 33-37. Defense counsel objected
on the grounds that neither the CI nor the co-defendant testified as to the
authenticity of the conversation allegedly involving Garcia. Id. at 37. The court
overruled the objection, but allowed into evidence only the call allegedly involving
Garcia. Id. at 38.
The government also indicated that it had a recording of Garcia’s post-
Miranda2 statement. Id. at 34, 35. Defense counsel objected to admission of that
statement, but this was overruled. Id. at 37-38.
Garcia did not testify or otherwise present any evidence. Defense counsel
did present a closing argument, however, asserting that, based on the evidence
introduced at the hearing, the government did not meet its burden of proof that
Garcia committed any crimes. Id. at 41. Defense counsel noted that, although the
2
See Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602 (1966).
7
government proved that Garcia was present when the arrests took place and had a
Taser gun in his lap, it did not show that he was the person who grabbed the phone
from Quadra and spoke to the CI or that he knew about the gun in the car or about
the contents of the trunk. Id. at 41, 49-50. Defense counsel asserted that Garcia
had simply been giving a ride to a friend and that there was insufficient evidence to
show that he “knew what was happening or that he was participating in any way,
shape, or form.” Id. at 42.
The district court found that the evidence was insufficient to find that Garcia
violated his release terms by conspiring to commit armed robbery. Id. at 50.
However, the court found
. . . that the evidence based upon Detective
Lamprou’s testimony [was] sufficient without any other
testimony [to show] that [Garcia] violated the conditions
of supervised release and that there [was] sufficient
evidence by the greater weight of the evidence that he
agreed with others to commit armed cocaine trafficking,
deliver marijuana, and possessed the firearm as a
convicted felon and possessed or used the firearm during
the commission of the felony, the drug trafficking.
Id. at 50-51. The court also stated that “[Garcia was] talking about drugs. I have
to accept [that] because I find credible Lamprou’s testimony that [Garcia] said, I’m
the one who does the negotiating here; and the guns are there.” Id. at 57.
At the beginning of the sentencing portion of the revocation hearing, the
8
district court stated that the applicable guideline range was, when “computed with
a Criminal History Category of II . . . 15 to 21 months.” Id. at 51. The
government requested a sentence above the advisory guideline’s 30-month
maximum. In support of its request, the government emphasized that this was
Garcia’s second violation of supervised release, the crime he committed in the
instant case was a crime of violence, and he had an extensive prior criminal history
that included armed home invasion and trafficking in cocaine. Id. Defense
counsel, in turn, asked for a sentence of time served – 17.5 months – which counsel
stated was within the applicable guideline range. Id. at 53-54. The parties agreed
that the statutory maximum was 30 months of imprisonment. See id. at 51-52.
Garcia asked the court to consider the fact that, while in prison, he saved a
prison official from being stabbed. Id. at 55. He had no support for this assertion
but the court noted that, if true, it was admirable. Id.
The court revoked Garcia’s supervised release and, after stating that it had
considered all of the § 3553(a) factors, sentenced him to 30 months of
imprisonment. Id. at 57. After a probation officer informed the court that the
maximum term of supervised release was two years, the court imposed two years
of supervised release. Id. at 57. Specifically, the court stated that, in light of the
sentencing factors of deterrence and the need to protect the public, “30 months is
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inadequate. It’s too low. I cannot sentence him below that. The only way I can
sentence him below that would be if there was an agreement.” Id. at 56. The court
indicated that the presence of a gun was enough to find a violation of supervised
release, as was the discussion Garcia had with the CI about drugs. Id. at 56-57.
The court emphasized the seriousness of the firearm and drug offenses and stated
that, though the flex handcuffs and duct tape were not enough to prove the robbery
charge, their presence in the trunk was “suspicious.” Id. The court stated that
Garcia would receive credit for the time he spent in federal detention, but not for
the time he spent in state custody. Id. at 58. At the conclusion of the hearing,
Garcia objected to a sentence above the applicable guideline range, which the court
implicitly overruled. Id. at 58-59.
The court entered a final judgment in the case on 21 September 2009. R1-
44. Though Garcia filed a notice of appeal the next day, briefing was not
completed – and the PSI not filed – until March 2010. R1-45. According to the
BOP website, Garcia was released from custody 27 April 2010, presumably after
receiving credit for time served before his final revocation hearing.
II. DISCUSSION
On appeal, Garcia raises three points. First, he argues that the government
failed to prove the violation charges by a preponderance of the evidence. Second,
10
he argues that the district court improperly permitted a police detective to testify
that he was the individual on a monitored call who negotiated the terms of a drug
transaction with a CI. Third, he argues that his prison sentence is substantively
unreasonable.
A. Sufficiency of the Evidence
We review “a district court’s revocation of supervised release for an abuse
of discretion.” United States v. Velasquez, 524 F.3d 1248, 1252 (11th Cir. 2008).
“Under 18 U.S.C. § 3583(e), a district court may, upon finding by a preponderance
of the evidence that a defendant has violated a condition of supervised release,
revoke the term of supervised release.” United States v. Sweeting, 437 F.3d 1105,
1107 (11th Cir. 2006) (per curiam). “So long as the basis of the trial court’s
decision is supported by the record and does not involve misapplication of a rule of
law, . . . it will be rare for an appellate court to conclude that the sentencing court’s
determination is clearly erroneous.” United States v. Rodriguez De Varon, 175
F.3d 930, 945 (11th Cir. 1999) (en banc) (emphasis omitted).
Supervised release violations are categorized by grade. See U.S.S.G.
§ 7B1.1(a). Conduct that involves a controlled substance or firearm possession
and that constitutes a state offense punishable by a term of imprisonment
exceeding one year is a Grade A violation. Id. § 7B1.1(a)(1). The guidelines state
11
that “[u]pon a finding of a Grade A . . . violation, the court shall revoke . . .
supervised release.” U.S.S.G. § 7B1.3(a)(1). “If the defendant possesses a firearm
. . . or otherwise violates a condition of supervised release prohibiting the
defendant from possessing a firearm . . . the court shall revoke the term of
supervised release and require the defendant to serve a term of imprisonment.” 18
U.S.C. § 3583(g)(2).
In Florida, it is against the law to conspire to traffic in cocaine, or to deliver
that drug. See Fla. Stat. § 893.135(1). Firearm possession by a convicted felon is
likewise illegal, as is using a firearm during the commission of a felony. Id.
§§ 790.23(1), 790.07(2).
Independent of the disputed phone call evidence, authorities observed Garcia
and a co-conspirator (Quadra) at the prearranged location for the drug deal, and
found a Taser gun and pepper spray in his lap, a handgun on the front floor of the
car, and duffle bags with heavy tape in the trunk as they arrested Garcia, who was
the driver of one of the vehicles.
These circumstances contradict Garcia’s statement to the district court
during the 3 September 2009 hearing that he was an innocent driver who knew
nothing of the drug deal. The district court did not abuse its discretion by finding,
by greater weight of the evidence, that Garcia was involved in the attempted drug
12
transaction as more than an unwitting driver and that he accordingly violated the
terms of his supervised release, as charged. The district court did not err in
revoking his supervised release based on its finding that, with the exception of
armed robbery, he had committed the crimes alleged in the revocation petition.
B. The Monitored Telephone Conversation
Garcia argues that the district court improperly permitted Detective Lamprou
to testify that he was the individual on the controlled call who negotiated the terms
of the drug transaction with the CI. He argues that the government failed to
authenticate Garcia’s voice before seeking to admit Detective Lamprou’s
testimony identifying the unidentified individual as Garcia, as required by Fed. R.
Evid. 901, and that the district court erred in allowing the detective to testify in that
respect. Id. at 22-23. Garcia argues that Detective Lamprou’s testimony about the
monitored conversation “was classic hearsay in that [he] was purporting to testify
about the truth of statements that took place outside the courtroom,” and that,
because the detective could not identify Garcia as the speaker, the statements were
not admissible as an admission by a party-opponent under Fed. R. Evid.
801(d)(2)(A) or as statements made in furtherance of a conspiracy under Fed. R.
Evid. 801(d)(2)(E). Appellant’s Brief at 23-24.
Garcia argues for the first time that under Crawford v. Washington, 541 U.S.
13
36, 124 S. Ct. 1354 (2004), the Sixth Amendment’s Confrontation Clause bars the
admission of the CI’s testimonial statements because the CI was not subjected to
cross-examination. Finally, Garcia argues that Detective Lamprou’s testimony
violated Fed. R. Evid. 1002, which provides that the original of a recording is
required to prove the contents thereof. Because the recording was not played at the
hearing, Garcia argues that the only evidence of the conversation was the
detective’s second-hand summary, which violated the “best evidence” rule of Rule
1002.
Garcia acknowledges that the Federal Rules of Evidence do not apply in
supervised release revocation proceedings, but argues that the court failed to
conduct the required balancing test or make a finding of reliability before
admitting hearsay testimony, as required by United States v. Frazier, 26 F.3d 110
(11th Cir. 1994). He asserts that the court’s errors in this regard substantially
prejudiced his rights because the court relied upon the improper testimony. He
argues that because, absent the improper statements, the government did not prove
a supervised release violation by a preponderance of the evidence, we should
reverse the judgment revoking his supervised release. Id.
Although the Federal Rules of Evidence do not apply in supervised release
revocation proceedings, the Supreme Court has held that “[d]efendants involved in
14
revocation proceedings are entitled to certain minimal due process requirements,”
including “the right to confront and cross-examine adverse witnesses.” Frazier, 26
F.3d at 114 (citations omitted). Hearsay is “a statement, other than one made by
the declarant while testifying at the trial or hearing, offered in evidence to prove
the truth of the matter asserted.” Fed. R. Evid. 801(c).
Detective Lamprou’s testimony was not hearsay. He directly monitored the
controlled call and heard both ends of the conversation himself. This is not a
situation of a CI repeating to a detective what the defendant told the CI out of the
detective’s earshot. Detective Lamprou’s testimony about statements he heard on
the monitored phone call was not hearsay.
The utterances that the unidentified individual made to the CI (and assuming
there was evidence to tie Garcia to that individual) were admissible under Fed.
R.Evid. 801(d)(2), which excludes admissions by a party opponent from the
hearsay rule. Those statements were offered to prove only that Garcia was
somehow involved in the conspiracy. Because no hearsay was involved, the
district court did not have to assess the reliability of such hearsay or conduct the
balancing test before considering the same under Frazier.
Any errors were harmless. Other information, summarized above,
independently showed more than mere presence at the scene of a crime – it showed
15
that Garcia participated in the alleged drug conspiracy. Specifically, he drove
Quadra to a place where a drug transaction was to occur, he was found with a Taser
and pepper spray in his lap, and authorities located a gun on the front floor of the
car and duffle bags in the trunk containing duct tape and flex cuffs. Moreover, he
violated supervised release by committing state crimes previously, and had
knowledge and intent necessary to commit a drug offense, as indicated by his
underlying federal conviction in 2000. Finally, he made a taped confession, which
the government summarized in its opening statement. Thus, given this information
supporting a finding of guilt, it was irrelevant to the court’s ultimate findings
whether or not Garcia participated in the controlled call monitored by Detective
Lamprou, or whether the detective’s testimony or the recording itself were properly
considered.
Finally, Garcia’s argument that Crawford, which defines protections
guaranteed by the Confrontation Clause, should extend to testimonial hearsay
evidence in a supervised release revocation hearing fails. The Sixth Amendment
right to confront adverse witnesses is guaranteed only in “criminal prosecutions.”
U.S. Const. amend. VI. The Supreme Court has held that a parole revocation
hearing does not constitute a “criminal prosecution.” Morrissey v. Brewer, 408
U.S. 471, 480, 92 S. Ct. 2593, 2600 (1972), and our court has found “no significant
16
conceptual difference between the revocation of probation or parole and the
revocation of supervised release.” Frazier, 26 F.3d at 113-14.
C. Reasonableness
Garcia argues that his sentence of 30 months imprisonment plus 24
additional months of supervised release was unreasonable. Specifically, he argues
that the district court did not adequately consider the § 3553(a) factors, “the
questionable evidence used to establish the circumstances of the offense,” or the
applicable guideline range. Appellant’s Brief at 31-32. Moreover, the court
should have considered the assistance he rendered to an injured prison official as a
mitigating factor in imposing sentence. Garcia argues that a maximum sentence of
30 months was substantively unreasonable: “As argued at sentencing Mr. [Garcia]
should have been granted credit for time served, as he had already served the mid-
range of the recommended Chapter 7 guidelines.”3 Id. at 32.
When appropriate, we review a sentence imposed upon the revocation of
supervised release for reasonableness. Sweeting, 437 F.3d at 1106-07. Upon
3
Although Garcia includes in his brief a reference to procedural reasonableness in an
argument heading and in a final, conclusory sentence, he offers no argument that the court
committed procedural error. Accordingly, he has waived any claim as to the procedural
reasonableness of his sentence. See Greenbriar, Ltd. v. City of Alabaster, 881 F.2d 1570, 1573
n.6 (11th Cir. 1989). It is also unclear whether Garcia challenges the reasonableness of his
supervised release term. Garcia does not mention his term of supervised release when he argues
that his sentence was substantively unreasonable. Appellant’s Brief at 31-32. Accordingly, he
has waived any claim as to the substantive reasonableness of his supervised release. See id.
17
finding by a preponderance of the evidence that a defendant violated a condition of
release, a district court may – and sometimes must – revoke the term of
supervision. See id. at 1107. The court may then “impose a term of imprisonment
after considering certain factors set forth in 18 U.S.C. § 3553(a). Section 3553(a)
provides that district courts imposing a sentence must first consider, inter alia,
(1) the nature and circumstances of the offense; (2) the history and characteristics
of the defendant; (3) the need for the sentence to reflect the seriousness of the
offense, promote respect for the law, and provide just punishment for the offense;
and (4) the kinds of sentences and sentencing range established by the Guidelines,
and in the case of a violation of supervised release, the applicable Guidelines or
policy statements issued by the Sentencing Commission.” Id.
“For sentences imposed upon revocation of supervised release, the
recommended sentencing range is based on the classification of the conduct that
resulted in the revocation and the criminal history category applicable at the time
the defendant originally was sentenced to the term of supervision. U.S.S.G.
§§ 7B1.1, 7B1.4. But because the Guidelines have always been advisory for
sentences imposed upon revocation of supervised release, it is sufficient that there
be some indication that the district court was aware of and considered the
Guidelines, which requires the court to consider the sentencing range established
18
under the Guidelines.” United States v. Campbell, 473 F.3d 1345, 1348-49 (11th
Cir. 2007) (per curiam) (quotation marks and citations omitted) (emphasis
omitted).
Here, the district court correctly found that Garcia violated the conditions of
his supervised release by violating the terms of his supervised release in four ways.
As noted above, the district court determined that Garcia’s guideline range was 15-
21 months of imprisonment and that he faced a maximum custodial term of 30
months and a maximum term of additional supervised release of 24 months.
Because the district court found that Garcia possessed a firearm, it was required to
revoke Garcia’s supervised release and to impose a term of imprisonment. See 18
U.S.C. § 3583(g)(2).
Garcia’s 30-month custodial sentence and two years of supervised release
was substantively reasonable. The district court considered the parties’ arguments
and the § 3553(a) factors. Garcia’s release offenses were serious and a term of
imprisonment of 30 months arguably deters other defendants on supervised release.
Neither Garcia’s contention that the district court failed to take into account that he
had saved the life of a prison official nor the government’s assertion that the court
concluded that it could not do so because the story was uncorroborated is
supported by the record.
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III. CONCLUSION
Garcia appeals the revocation of his supervised release, arguing that the
government failed to prove the violation by a preponderance of the evidence, that
the district court improperly considered testimony, and that the sentence is
substantively unreasonable. We hold that the district court did not abuse its
discretion in finding that Garcia had committed the offense conduct; the disputed
testimony was not hearsay and any error was harmless. Finally, the sentence
imposed is substantively reasonable. Accordingly, we affirm the sentence.
AFFIRMED.
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