[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT FILED
________________________ U.S. COURT OF APPEALS
ELEVENTH CIRCUIT
JANUARY 23, 2009
No. 08-10052
THOMAS K. KAHN
________________________ CLERK
D. C. Docket No. 06-00584-CV-TWT-1
MALIK DOUGLAS,
JIMMY FAUST, et al.,
Plaintiffs-Appellants,
versus
DEKALB COUNTY, GEORGIA,
LOUIS GRAHAM, Individually and in his
Official Capacity as Police Chief, et al.,
Defendants-Appellees.
________________________
Appeal from the United States District Court
for the Northern District District of Georgia
_________________________
(January 23, 2009)
Before EDMONDSON, Chief Judge, BLACK and PRYOR, Circuit Judges.
PER CURIAM:
This case involves claims of adverse employment actions suffered by three
DeKalb County police officers. The gravamen centers around the DeKalb County
Police Department’s (DeKalb Police) decision to discipline officer Shane Smith
and terminate officers Malik Douglas and Jimmy Faust, allegedly for protected
union activity. The three officers filed suit alleging they were retaliated against
because of their union involvement with the International Brothers of Police
Officers (IBPO). Defendants DeKalb County and Louis Graham, Ray Flemister,
Thomas Lane, Janice Love, Michael Reynolds, Kyle Jones, and Vernon Jones,
DeKalb officers sued in their individual and official capacities, countered that
Plaintiffs were disciplined for insubordination and violation of county policies.
The issue on appeal is whether the district court erred in granting final summary
judgment in favor of Defendants. We conclude, after reviewing the record,
summary judgment was appropriate.
I. BACKGROUND
Douglas and Faust allege they were suspended and subsequently terminated
in violation of their First Amendment rights to freedom of association. Smith,
similarly, alleges he was suspended and demoted because of his protected union
activities. Additionally, Smith alleges he suffered race discrimination by DeKalb
County and officers Graham and Flemister.
2
Douglas, along with other DeKalb Police officers including Faust and
Smith, formed the DeKalb County chapter of the IBPO. Douglas, as president of
the IBPO, began an initiative to try to put financial pressure on DeKalb County by
decreasing revenue through a ticket writing slow down campaign. Plaintiffs
dispute it was a ticket writing slow down and suggest it was merely a “ticket
initiative” to remind officers of the police department’s policies and the priority
placed on responding to calls as opposed to writing traffic tickets.
Douglas surreptitiously taped a conversation between Douglas and Graham,
the DeKalb County Chief of Police, at a meeting about the IBPO’s ticket
campaign. Similarly, Faust also surreptitiously taped a conversation with Graham.
Faust requested a meeting with Graham to seek a suspension reduction after being
suspended for one week for his harassment of a fellow officer for her failure to
participate in the IBPO’s ticket campaign. At the meeting Graham noticed a bulge
in Faust’s shirt pocket. When asked if he had a tape recorder, Faust acknowledged
he was recording Graham without his consent.
Although Smith did not surreptitiously tape a fellow officer, he lied to
Internal Affairs investigators about possessing his tape recorder. While
investigating a domestic dispute incident at Douglas’s home, Internal Affairs
interviewed Smith, who had responded to the incident. Prior to the interview,
3
Smith was told to leave his tape recorder and gun in his car. When Smith returned
he was asked whether he had a tape recorder on him. After he indicated the tape
recorder was in his car, the Internal Affairs interviewer asked him to retrieve his
tape recorder to listen to the interview of Douglas’s mother. Smith then admitted
he had the tape recorder on him. As a result of the Internal Affairs investigation, a
conduct unbecoming violation was sustained against Douglas for his conduct
toward his mother. Smith was also found to have engaged in conduct unbecoming
of an officer because he initially omitted pertinent information from his police
report of the incident at Douglas’s home and then lied about whether he still had
his tape recorder with him during his Internal Affairs interview about the incident.
In granting Defendants’ motion for summary judgment, the district court
found Defendants had presented compelling evidence showing the three officers
were disciplined for violating DeKalb County policies, rather than for union
membership. According to the district court, the record was replete with instances
in which each of the three officers violated DeKalb County policy, which would
have warranted discipline, even in the absence of union activity. The court noted
the evidence of participating in a ticket slow down and secret taping were reason
enough for termination.
4
II. STANDARD OF REVIEW
We review grants of summary judgment de novo, applying the same legal
standard the district court used. Shuford v. Fidelity Nat’l Prop. & Cas. Ins. Co.,
508 F.3d 1337, 1341 (11th Cir. 2007). Summary judgment is appropriate “if the
pleadings, the discovery and disclosure materials on file, and any affidavits show
that there is no genuine issue as to any material fact and that the movant is entitled
to judgment as a matter of law.” Fed. R. Civ. P. 56(c). In the light most favorable
to the nonmoving party, we review the evidence and ask “whether the evidence
presents a sufficient disagreement to require submission to a jury or whether it is
so one-sided that one party must prevail as a matter of law.” Anderson v. Liberty
Lobby, Inc., 106 S. Ct. 2505, 2512 (1986). “[M]ere conclusions and unsupported
factual allegations are legally insufficient to defeat a summary judgment motion.”
Ellis v. England, 432 F.3d 1321, 1326 (11th Cir. 2005). “A grant of summary
judgment may be upheld on any basis supported by the record.” Burton v. Tampa
Hous. Auth., 271 F.3d 1274, 1277 (11th Cir. 2001).
III. DISCUSSION
The First Amendment provides “Congress shall make no law respecting an
establishment of religion, or prohibiting the free exercise thereof; or abridging the
freedom of speech, or of the press; or the right of the people peaceably to
5
assemble, and to petition the Government for a redress of grievances.” U.S.
CONST. amend. I. Implicit in the right to engage in these First Amendment
activities is a “corresponding right to associate with others in pursuit of a wide
variety of political, social, economic, educational, religious, and cultural ends.”
Roberts v. United States Jaycees, 104 S. Ct. 3244, 3252 (1984). To establish a
claim under 42 U.S.C. § 1983 for violating their First Amendment rights, plaintiffs
must show (1) a violation of a constitutional right, and (2) the alleged violation
was committed by a person acting under color of state law. See, e.g., Holmes v.
Crosby, 418 F.3d 1256, 1258 (11th Cir. 2005); Griffin v. City of Opa-Locka, 261
F.3d 1295, 1303 (11th Cir. 2001).
Appellants challenge the district court’s grant of final summary judgment in
favor of Appellees. Based upon our review of the record, we are persuaded the
evidence does not support Appellants’ assertions that the adverse employment
6
actions were motivated by protected union activity.1 Thus there was no
constitutional violation.
Although they call it a ticket initiative rather than a ticket slow down,
Appellants admit they were involved in the IBPO’s ticket campaign. Appellants
do not dispute a ticket writing slow down campaign is a violation of Georgia law
and DeKalb County policy,2 for which officers could be disciplined. Douglas and
Faust do not dispute they surreptitiously tape recorded a superior officer. Smith
admitted he was untruthful with Internal Affairs when asked whether or not he had
a tape recorder on him during the Internal Affairs interview.
There is no genuine issue as to any of these material facts. Discipline of
these officers was warranted due to their activities and action apart from their
union involvement. As there were adequate grounds to discipline these officers
1
Since we are persuaded the adverse employment actions were not motivated by protected
union activity, we need not perform a Pickering balancing. Pickering v. Bd. of Educ., 88 S. Ct.
1731 (1968). Following Pickering, this Court has articulated a four-part analysis for retaliation
by a government employer against an employee for alleged constitutionally protected speech.
The employee must show: (1) the speech involved a matter of public concern; (2) the employee’s
free speech interests outweighed the employer’s interest in effective and efficient fulfillment of
its responsibilities; (3) the speech played a substantial part in the adverse employment action; and
(4) if an employee satisfies her burden on the first three steps, the burden then shifts to the
employer to show by a preponderance of the evidence that it would have made the same decision
even in the absence of the protected speech. Boyce v. Andrew, 510 F.3d 1333, 1343 (11th Cir.
2007) (citing Cook v. Gwinnett County Sch. Dist., 414 F.3d 1313, 1318 (11th Cir. 2005)).
2
See O.C.G.A. 45-19-2 (“No public employee shall promote, encourage, or participate in
any strike . . .”) and O.C.G.A. 45-19-1(3) (including in the definition of “strike” the “stoppage or
deliberate slowing down of work”).
7
and insufficient evidence to support a constitutional violation, the district court did
not err in granting summary judgment on Appellants’ freedom of association
claim.
Not only was summary judgment appropriate on Appellants’ First
Amendment claim, but summary judgment was also appropriate on Smith’s race
discrimination claim. Smith, a Caucasian officer, alleges DeKalb County, and
Officers Graham and Flemister, African-American officers, discriminated against
him by suspending and demoting him. A thorough review of the record finds
evidence of racial discrimination against Smith wanting.
Smith failed to establish the elements of a prima facie case of
discrimination. See McDonnell Douglas Corp. v. Green, 411 U.S. 792, 93 S. Ct.
1817 (1973); Cooper v. Southern Co., 390 F.3d 695 (11th Cir. 2004), overruled on
other grounds, Ash v. Tyson Foods, Inc., 126 S.Ct. 1195 (2006). The three
Appellants were involved in the IBPO’s ticket campaign. Smith, a Caucasian
officer, was demoted, whereas Douglas and Faust, African-American officers,
were terminated. Smith was disciplined less harshly than Douglas and Faust. Not
only was Smith involved in the ticket campaign, he also admitted to lying to an
8
Internal Affairs investigator.3 There is no evidence Smith received disparate
treatment because of his race.
We note that notwithstanding Smith’s failure to make out a prima facie case,
Defendants have articulated a non-discriminatory basis for their employment
action. Texas Dept. of Cmty. Affairs v. Burdine, 101 S. Ct. 1089, 1093 (1981). As
discussed above, participating in the ticket campaign and untruthfulness with
Internal Affairs investigators is a sufficient, non-discriminatory basis for
suspending and demoting Smith. Moreover, Smith has failed to show the violation
of county policies was a pretextual basis for demoting him. See St. Mary’s Honor
Ctr. v. Hicks, 113 S. Ct. 2742, 2749 (1993).
IV. CONCLUSION
After thoroughly reviewing the record and considering the positions
presented at oral argument, we conclude all other issues raised by Appellants are
without merit.4 We affirm the district court order in all respects.
AFFIRMED.
3
Smith has failed to identify a similarly situated officer of any ethnic or racial
background who was disciplined less harshly than he.
4
Indeed, as this Court has found no constitutional violation, we need not consider the
qualified immunity issue.
9