Marella v. Terhune

FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT LEONARD MICHAEL MARELLA,  Plaintiff-Appellant, v. C. A. TERHUNE, Director of the California Department of Corrections; R. M. HOUSTON, Chief No. 07-55006 Deputy Warden, Calipatria; C. G. D.C. No. BUTLER, Captain, Calipatria; CV-03-00660-RTB DENISE EDWARDS, Appeals Coordinator, CCII, Calipatria;  ORDER AMENDING HARRIET FASOLO, Appeals OPINION AND Coordinator, CCII, Calipatria; A. AMENDED TERHUNE, Correctional Counselor OPINION II, (A) Calipatria State Prison, Facility “B”; M. K. ORMAND, Correctional Counselor I, Calipatria State Prison Facility “B”, Defendants-Appellees.  Appeal from the United States District Court for the Southern District of California Roger T. Benitez, District Judge, Presiding Argued and Submitted January 16, 2009—San Francisco, California Filed April 14, 2009 Amended June 5, 2009 Before: J. Clifford Wallace, Jerome Farris and M. Margaret McKeown, Circuit Judges. 7035 7036 MARELLA v. TERHUNE Per Curiam Opinion MARELLA v. TERHUNE 7037 COUNSEL Jeffrey T. Renz, Director, Montana Defender Project, Univer- sity of Montana School of Law, Missoula, Montana, Attorney 7038 MARELLA v. TERHUNE for the appellant; Zachary Strong, Law Student, Missoula, Montana, argued the case for the appellant; Sabrina Hansen, Law Student, Missoula, Montana, was on the briefs for the appellant. Edmund G. Brown Jr., Attorney General, David S. Chaney, Chief Assistant Attorney General, Frances T. Grunder, Senior Assistant Attorney General, Michelle Des Jardins, Supervis- ing Deputy Attorney General, Phillip Lindsay, Deputy Attor- ney General, San Diego, California; Attorney for the appellees. ORDER The opinion in the above-captioned matter filed on April 14, 2009, and published at 562 F.3d 983 (9th Cir. 2009), is amended as follows: 1. Slip op. page 4321, line 17 (after the carry-over paragraph): Insert as a new paragraph Having made the foregoing amendment to the opinion, the panel has unanimously voted to deny Appellees’ Petition for MARELLA v. TERHUNE 7039 Rehearing, and the petition for clarification is DENIED as moot. No further petitions for rehearing or rehearing en banc will be accepted. OPINION PER CURIAM: Marella appeals from the district court’s dismissal of his civil rights action for failure to exhaust administrative reme- dies, as required by the Prison Litigation Reform Act (PLRA), 42 U.S.C. § 1997e(a). The district court had jurisdiction pur- suant to 28 U.S.C. §§ 1331, 1343 and 1367. We have jurisdic- tion under 28 U.S.C. § 1291, and we reverse and remand. Marella, a prisoner at the Calipatria State Prison, filed a complaint against prison officials under 42 U.S.C. § 1983, alleging violations of his constitutional rights stemming from a knife attack by his fellow inmates. Prison officials filed a motion for summary judgment on grounds unrelated to exhaustion of administrative remedies. The magistrate judge (MJ) notified Marella under Rand v. Rowland, 154 F.3d 952 (9th Cir. 1998) (en banc), that he was required to oppose the motion with evidence. While the motion for summary judg- ment was pending, the MJ requested that prison officials sup- plement their motion with information regarding whether Marella exhausted administrative remedies. The prison offi- cials took the position that Marella had not exhausted admin- istrative remedies because his first formal grievance was untimely filed. Prior to filing his complaint in federal court, Marella had filed a grievance within the prison system, which the prison rejected on procedural grounds. The history of Marella’s appeal within the prison system is key to whether he exhausted his administrative remedies, as required by the 7040 MARELLA v. TERHUNE PLRA. Following the knife attack, Marella spent two days in the hospital, subsequently moved to the infirmary, and finally, was placed in administrative segregation. He contends that he was unable to acquire and complete a grievance form during that time. Following his release, thirty-three days after the knife attack, he filed his grievance regarding the knife attack with the prison. This grievance was filed at the first formal level of review. The grievance was denied as untimely, and the grievance form stated that he may only appeal the denial if the reason for the denial was inaccurate. Marella neverthe- less appealed the denial to the Director of Corrections (the third and final level of review within the California prison system), and was informed that his appeal was rejected because he did not first complete a second level of review. In the federal court proceeding, the MJ concluded that Marella had not exhausted administrative remedies because his initial grievance was untimely filed, and determined that there are no exceptions to the timely filing requirement. The district court adopted the MJ’s Report and Recommendations, and also held that Marella failed to exhaust administrative remedies because he failed to appeal his grievance properly through the third and final level of the prison grievance sys- tem. The district court dismissed Marella’s complaint without prejudice. [1] The MJ and the district court (through its adoption of the MJ’s Report and Recommendation) erred in concluding that, as a matter of law, no exceptions to the timely filing requirement exist. Marella contends that he was unable to file his grievance timely because he did not have access to the necessary forms and he did not have the ability to complete them during the fifteen-day filing period; therefore, no rem- edy was available for him to exhaust properly. Marella was required to “complete the administrative review process in accordance with the applicable procedural rules, including deadlines, as a precondition to bringing suit in federal court.” Woodford v. Ngo, 548 U.S. 81, 88 (2006). The California MARELLA v. TERHUNE 7041 prison system’s requirements “define the boundaries of proper exhaustion.” See Jones v. Bock, 549 U.S. 199, 218 (2007). The California Code of Regulations provides that an inmate must submit an appeal within fifteen working days of the event or decision being appealed, but the appeals coordinator is only permitted to reject an appeal if “[t]ime limits for sub- mitting the appeal are exceeded and the appellant had the opportunity to file within the prescribed time constraints.” Cal. Code Regs. tit. 15 §§ 3084.6(c) and 3084.3(c)(6) (empha- sis added). The California Department of Corrections and Rehabilitation Operating Manual directs the appeals coordina- tor to “ensure that the inmate or parolee had, in fact, the opportunity to file in a timely manner.” Section 54100.8.1. Thus, the prison’s regulations explicitly create an exception to the timely filing requirement. If Marella was unable to file within the fifteen-day filing period, his failure to file timely does not defeat his claim. The MJ found that Marella was only in the hospital for two nights, but the MJ did not make factual findings as to whether Marella had access to the neces- sary forms and whether he had the ability to file during his stay in the hospital and prison infirmary, or during the admin- istrative lockdown. On remand, the district court should con- sider whether Marella had the opportunity to file within fifteen days following the assault. [2] The district court also erred in dismissing Marella’s complaint for failure to exhaust his administrative remedies beyond the second level of the prison appeals system because Marella had been informed that the appeals process was unavailable to him. See Brown v. Valoff, 422 F.3d 926, 935 (9th Cir. 2005) (the PLRA “does not require exhaustion when no pertinent relief can be obtained through the internal pro- cess”). Marella was not required to “exhaust further levels of review once he [had] . . . been reliably informed by an admin- istrator that no remedies are available.” See id. After Marella filed his first level appeal, he received a form rejecting the appeal because it was not timely filed and there was “no explanation of why [he] did not, or could not, file in a timely 7042 MARELLA v. TERHUNE manner.” The form also stated that “[t]his screening action may not be appealed unless you allege that the above reason is inaccurate.” Marella did not dispute that his appeal was untimely, and he did not dispute that he had not explained why he was unable to file in a timely manner. Thus, according to the form, he was not permitted to appeal the decision. Therefore, we reverse the district court’s dismissal of the case for failure to appeal properly because the appeals process was unavailable to him. The absence of a proper administrative process for a pris- oner to appeal from an initial rejection of an appeal does not abrogate the requirement that he comply with a prison’s pro- cedural requirements. If a prisoner had full opportunity and ability to file a grievance timely, but failed to do so, he has not properly exhausted his administrative remedies. See Woodford, 548 U.S. at 88. On remand, if the district court finds that Marella had the opportunity and ability to file his initial grievance timely, but failed to do so, his case should be dismissed. [3] Although Marella received a proper Rand notice earlier (see Rand, 154 F.3d at 960-61), the question is whether a sec- ond Rand notice was required following the order requesting supplemental briefing as to whether Woodford requires him to provide evidentiary support to rebut defendants’ claim that he had not exhausted administrative remedies. The question is close, but we conclude fair notice requires more. The order for supplemental briefing “inject[ed] renewed uncertainty and complexity into the summary judgment procedure,” therefore, the previously issued Rand notice did not effectively give Marella fair notice that he should have submitted evidence regarding exhaustion of remedies. See Wyatt v. Terhune, 315 F.3d 1108, 1115 (9th Cir. 2003). On remand, Marella should be allowed to submit evidence regarding exhaustion of reme- dies. REVERSED AND REMANDED.