FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
No. 07-10602
v.
LUIS ARMANDO HIGUERA-LLAMOS, D.C. No.
CR-07-00045-JAT
Luis aka Luis Llamas, aka
OPINION
Armando Kaiser,
Defendant-Appellant.
Appeal from the United States District Court
for the District of Arizona
James A. Teilborg, District Judge, Presiding
Argued and Submitted
January 15, 2009—San Francisco, California
Filed July 31, 2009
Before: J. Clifford Wallace, Jerome Farris and
M. Margaret McKeown, Circuit Judges.
Opinion by Judge Wallace
10011
UNITED STATES v. HIGUERA-LLAMOS 10013
COUNSEL
Lynn T. Hamilton, Hamilton Law Office, Mesa, Arizona for
the defendant-appellant.
Diane J. Humetewa, United States Attorney, District of Ari-
zona, John R. Lopez IV, Deputy Appellate Chief and Karen
S. McDonald, Assistant United States Attorney, Phoenix, Ari-
zona for the plaintiff-appellee.
10014 UNITED STATES v. HIGUERA-LLAMOS
OPINION
WALLACE, Senior Circuit Judge:
Higuera-Llamos appeals from his conviction under 8
U.S.C. § 1326 for illegal reentry following deportation and his
sentence of thirty months’ imprisonment. We have jurisdic-
tion over Higuera-Llamos’ timely filed appeal pursuant to 28
U.S.C. § 1291 and 18 U.S.C. § 3742. We affirm.
I.
Higuera-Llamos has previously been removed or deported
from the United States on eight separate occasions: July 24,
2002, August 19, 2002, December 16, 2002, December 27,
2002, January 20, 2004, June 8, 2004, June 17, 2004 and
November 27, 2006. He was convicted under 8 U.S.C.
§ 1325, improper entry by an alien, on December 9, 2003 and
sentenced to forty-five days’ imprisonment. He was convicted
under 8 U.S.C. § 1326(a), reentry of a removed alien, on
December 20, 2004 and sentenced to eighteen months’
imprisonment.
On December 25, 2006, less than one month after Higuera-
Llamos’ most recent deportation, border patrol agents appre-
hended Higuera-Llamos in Arizona. Higuera-Llamos admitted
to the agents that he was a citizen of Mexico and that he was
present in the United States illegally. After Higuera-Llamos
was transported to the Yuma Border Patrol Station, he again
admitted that he was born in Mexico, that he was previously
deported from the United States on November 27, 2006, and
that he had entered the United States on December 25, 2006
without proper permission. Higuera-Llamos was charged with
attempted reentry after deportation, under 8 U.S.C. § 1326(a),
as enhanced by 8 U.S.C. § 1326(b)(1).
UNITED STATES v. HIGUERA-LLAMOS 10015
At trial, the district court admitted into evidence a Judg-
ment and Commitment from Higuera-Llamos’ December 20,
2004 conviction under 8 U.S.C. § 1326(a) for reentry after
deportation. The document was redacted and included the fol-
lowing information: the caption of the case, including
Higuera-Llamos’ name, a statement that the court had adjudi-
cated that Higuera-Llamos was guilty of violating 8 U.S.C.
§ 1326(a), illegal reentry after deportation, and the district
judge’s signature. Higuera-Llamos’ attorney objected to the
admission of this sanitized judgment, arguing that the docu-
ment was significantly more prejudicial than probative.
Higuera-Llamos’ attorney contended that testimony by a bor-
der patrol agent indicating that Higuera-Llamos had admitted
his alienage would be an adequate alternative for the govern-
ment on the issue. The judge overruled the objection and
admitted the judgment. The judge gave a limiting instruction,
informing the jury that the judgment could only be considered
as to alienage and for no other purpose. The judge reiterated
the limiting instruction while instructing the jury at the close
of trial. The jury found Higuera-Llamos guilty as charged.
The parties do not dispute that the district court correctly
calculated the sentencing range under the United States Sen-
tencing Guidelines to be an advisory sentencing range of 15
to 21 months’ imprisonment. Pursuant to 18 U.S.C.
§ 4A1.3(a)(2)(E), the district court departed upward two
levels for prior similar adult criminal conduct not resulting in
a criminal conviction. Therefore, Higuera-Llamos was
assigned to Criminal History Category VI, resulting in an
advisory range of 24 to 30 months’ imprisonment. The district
court explained its decision to depart upward, reciting
Higuera-Llamos’ eight prior removals. The court also
recounted that Higuera-Llamos had been previously sentenced
to forty-five days’ imprisonment for violating 8 U.S.C. § 1325
and eighteen months’ imprisonment for violating 8 U.S.C.
§ 1326(a). The court explained that neither of these previous
punishments appeared to have deterred Higuera-Llamos from
committing the same crime once again. The court concluded
10016 UNITED STATES v. HIGUERA-LLAMOS
that a higher sentence was therefore necessary to protect the
public against Higuera-Llamos’ willingness to re-offend. The
district court then sentenced Higuera-Llamos to thirty
months’ imprisonment, to be followed by three years of
supervised release. Higuera-Llamos subsequently appealed
from both his conviction and sentence.
II.
Higuera-Llamos argues that the district court abused its dis-
cretion in admitting the sanitized Judgment and Commitment
related to his previous conviction under 8 U.S.C. § 1326(a).
He contends that the prejudicial nature of the judgment sub-
stantially outweighed its probative value, and should have
been excluded under Rule 403 of the Federal Rules of Evi-
dence.
We review a district court’s evidentiary rulings, including
its determination that the prejudicial effect of evidence does
not outweigh its probative value, for an abuse of discretion.
United States v. Plancarte-Alvarez, 366 F.3d 1058, 1062 (9th
Cir. 2004). The district court is to be given “wide latitude”
when it balances the prejudicial effect of proffered evidence
against its probative value. United States v. Spencer, 1 F.3d
742, 744 (9th Cir. 1993), quoting United States v. Kinslow,
860 F.2d 963, 968 (9th Cir. 1988). Further, we are to “evalu-
ate the trial court’s decision from its perspective when it had
to rule and not indulge in review by hindsight.” Old Chief v.
United States, 519 U.S. 172, 183 n.6 (1997).
Rule 403 of the Federal Rules of Evidence states that
“[a]lthough relevant, evidence may be excluded if its proba-
tive value is substantially outweighed by the danger of unfair
prejudice, confusion of the issues, or misleading the jury, or
by considerations of . . . needless presentation of cumulative
evidence.” To determine whether the prejudicial nature of a
specific piece of evidence outweighs its probative value, a
district court should consider whether the government could
UNITED STATES v. HIGUERA-LLAMOS 10017
have made the same showing through less prejudicial means.
United States v. Sine, 493 F.3d 1021, 1035 (9th Cir. 2007).
“The Supreme Court has held that ‘what counts as the Rule
403 “probative value” of an item of evidence . . . may be cal-
culated by comparing evidentiary alternatives.’ ” Id., quoting
Old Chief, 519 U.S. at 184.
[1] In this case, Higuera-Llamos was prosecuted under 8
U.S.C. § 1326(a). That section provides that an alien who
unlawfully enters or attempts to enter the United States after
he “has been denied admission, excluded, deported or
removed or has departed the United States while an order of
exclusion, deportation, or removal is outstanding” is subject
to a fine or imprisonment. Alienage is a specific element of
this offense, and the government must prove alienage beyond
a reasonable doubt. United States v. Smith-Baltiher, 424 F.3d
913, 921 (9th Cir. 2005).
[2] We have held that admission of a prior judgment to
show alienage, as required to secure a conviction under 8
U.S.C. § 1326(a), may constitute reversible error where no
limiting instruction is given and where ample alternatives
have been offered to prove alienage. United States v. Bejar-
Matrecios, 618 F.2d 81, 84 (9th Cir. 1980). In Bejar-
Matrecios, the district court admitted a certified judgment of
the defendant’s guilty plea to 8 U.S.C. § 1325, a misdemeanor
illegal entry, for the purpose of proving alienage. Id. at 83. No
limiting instruction was given. Id. at 84. We held that there
was a substantial possibility that the jury may have mistaken
the admission of the guilty plea as evidence of the defendant’s
criminal disposition. Id. Further, the government had intro-
duced seven documents from the defendant’s earlier deporta-
tion that “would strongly tend to prove that he was an alien.”
Id. The court reasoned that although “[e]vidence of a prior
conviction that conclusively establishes a material element of
a crime would normally be highly probative,” the manner in
which the judgment was introduced “substantially diminished
its probative value.” Id.
10018 UNITED STATES v. HIGUERA-LLAMOS
[3] The instant case is clearly distinguishable. First, we
examine the probative value of the judgment as tending to
prove Higuera-Llamos’ alienage. A previous conviction under
8 U.S.C. § 1326(a) establishes that a defendant was an alien
at the time of that conviction, and is therefore relevant and
highly probative of alienage for the current 8 U.S.C. § 1326
charge. See Bejar-Matrecios, 618 F.2d at 84. But Higuera-
Llamos’ counsel suggested that testimony from border patrol
agents who were present at the time Higuera-Llamos was
apprehended provided an adequate evidentiary alternative to
prove alienage. This testimony recounted Higuera-Llamos’
admission that he was a Mexican citizen in the United States
illegally. However, in this circuit, a defendant’s admission
alone is insufficient to prove alienage; it requires independent
corroborating evidence to serve as the basis for a conviction.
United States v. Hernandez, 105 F.3d 1330, 1332 (9th Cir.
1997). Thus unlike Bejar-Matrecios, the alternative evidence
suggested was insufficient as a matter of law to prove alien-
age conclusively, so the probative value of the judgment
admitted was not substantially diminished.
[4] Next, we examine the prejudicial nature of the judg-
ment. In this case, the manner in which the judgment was
introduced differed substantially from that in Bejar-
Matrecios. First, the judgment and commitment was redacted
so as to eliminate all information regarding sentencing and
any other miscellaneous, irrelevant information. Second,
when admitting the evidence, the district court informed the
jury that the judgment was to be considered only for the lim-
ited purpose of proving alienage. Third, while instructing the
jury at the close of trial, the district court reiterated that the
judgment may only be considered as to the issue of alienage.
The district court therefore took adequate precautions in
admitting the judgment to reduce its prejudicial nature and to
limit any confusion of the jury.
[5] Based on this record, we conclude that there was no
abuse of discretion. The district court evaluated alternatives
UNITED STATES v. HIGUERA-LLAMOS 10019
for proving alienage. The only suggestion offered as an alter-
native to prove alienage, a necessary element of the crime,
was Higuera-Llamos’ admission of alienage at the time of
apprehension and arrest, which would have been insufficient
to establish alienage conclusively. The district court took mul-
tiple precautions to decrease the prejudicial effect of the judg-
ment. The district court therefore did not abuse its discretion
in admitting the judgment and commitment.
III.
Higuera-Llamos next argues that the district court abused
its discretion by increasing his criminal history from Category
IV to Category VI based on the district court’s finding that his
criminal history was underrepresented. We review the sen-
tence imposed by the district court under a deferential abuse
of discretion standard. Gall v. United States, 128 S. Ct. 586,
591 (2007). We also review the district court’s application of
the Sentencing Guidelines to the facts for an abuse of discre-
tion. United States v. Ellsworth, 456 F.3d 1146, 1149 (9th Cir.
2006).
[6] We recently outlined the framework for sentencing in
United States v. Carty, 520 F.3d 984, 990-95 (9th Cir. 2008)
(en banc). First, the district court must calculate the applicable
Guidelines range. Id. at 991. The parties should be given the
opportunity to argue for a sentence they believe is appropri-
ate. Id. Next, the court must consider the factors under 18
U.S.C. § 3553(a), including the sentencing range established
by the Guidelines, to determine whether it supports the pro-
posed sentence. Id. If the district court determines that a sen-
tence outside of the Guidelines is warranted, it must consider
the extent of the deviation and whether the degree of variance
is justified. Id. at 991-92. The district court must then explain
the sentence “sufficiently to permit meaningful appellate
review.” Id. at 992. On appeal, we consider whether the dis-
trict court committed significant procedural error, and then
10020 UNITED STATES v. HIGUERA-LLAMOS
evaluate the substantive reasonableness of the sentence, con-
sidering the totality of the circumstances. Id. at 993.
[7] In this case, the district court followed the sentencing
process as outlined in Carty. First, the district court properly
considered the Guidelines when it determined Higuera-
Llamos’ sentence. See 18 U.S.C. § 3553(a)(4). The district
court explained its reasons for imposing an upward departure,
increasing the criminal history category from category IV to
category VI. The Guidelines permit an upward departure “[i]f
reliable information indicates that the defendant’s criminal
history category substantially under-represents the seriousness
of the defendant’s criminal history or the likelihood that the
defendant will commit other crimes.” 18 U.S.C.
§ 4A1.3(a)(1). Information that may form the basis for an
upward departure includes “[p]rior similar adult criminal con-
duct not resulting in a criminal conviction.” 18 U.S.C.
§ 4A1.3(a)(2)(E). Higuera-Llamos had illegally entered or re-
entered the country at least six times with no accompanying
prosecution at the time of removal. Each of those entries con-
stitutes prior adult criminal conduct not resulting in a convic-
tion, so the district court properly considered this conduct in
departing upward.
The district court also rightly considered the relevant sen-
tencing factors described in 18 U.S.C. § 3553(a). See Carty,
520 F.3d at 991. Those factors include:
(1) the nature and circumstances of the offense and
the history and characteristics of the defendant;
(2) the need for the sentence imposed —
(A) to reflect the seriousness of the
offense, to promote respect for the
law, and to provide just punishment
for the offense;
UNITED STATES v. HIGUERA-LLAMOS 10021
(B) to afford adequate deterrence to crim-
inal conduct;
(C) to protect the public from further
crimes of the defendant . . . ;
(3) the kinds of sentences available; [and]
(4) the kinds of sentence and the sentencing range
established for—
(A) the applicable category of offense
committed by the applicable category
of defendant as set forth in the guide-
lines . . . .
Id. at 989.
Here, the judge discussed the history of Higuera-Llamos’
repeated immigration violations, including the violations for
which Higuera-Llamos did not face criminal charges, and
emphasized that he deemed it necessary to increase the sen-
tence to promote respect for the law. He stated that Higuera-
Llamos “viewed our criminal laws with contempt and [had]
basically made our border a revolving door for coming and
going literally at his whim.” He pointed out that the previous
eighteen-month sentence was insufficient to deter Higuera-
Llamos’ criminal conduct because he committed the same
crime only a month after his previous release and subsequent
deportation. The judge stated that he found it necessary to
impose a greater sentence to protect the public from Higuera-
Llamos’ willingness to re-offend.
[8] We therefore hold that the district court’s decision to
increase Higuera-Llamos from a Criminal History Category
IV to a Category VI and to sentence him to thirty months’
imprisonment was substantively reasonable given Higuera-
10022 UNITED STATES v. HIGUERA-LLAMOS
Llamos’ prior similar conduct, and the failure of prior sen-
tences to deter him from re-offending.
AFFIRMED.