State v. Ruiz

Court: New Mexico Court of Appeals
Date filed: 2015-09-30
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 1        IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO

 2 STATE OF NEW MEXICO,

 3          Plaintiff-Appellee,

 4 v.                                                                                   NO. 32,992

 5 GUILLERMO RUIZ,

 6          Defendant-Appellant.

 7 APPEAL FROM THE DISTRICT COURT OF OTERO COUNTY
 8 James Waylon Counts, District Judge

 9   Hector H. Balderas, Attorney General
10   Santa Fe, NM
11   Adam Greenwood, Assistant Attorney General
12   Albuquerque, NM

13 for Appellee

14 Jorge A. Alvarado, Chief Public Defender
15 Allison H. Jaramillo, Assistant Appellate Defender
16 Santa Fe, NM

17 for Appellant

18                                 MEMORANDUM OPINION

19 VANZI, Judge.
 1   {1}   Defendant Guillermo Ruiz killed Anabel Calzada Alvarado (Victim) in Ruidoso

 2 and then wrapped her body in a blanket and burned it in Juarez, Mexico. Defendant

 3 was convicted of second degree murder and tampering with evidence and now

 4 appeals. Defendant argues that (1) the district court erred in finding him competent to

 5 stand trial and in refusing to submit the issue of competency to the trial jury; (2)

 6 prosecutorial misconduct at closing argument requires reversal; and (3) the conviction

 7 for tampering with evidence was based on insufficient evidence. We affirm. Because

 8 this is a memorandum opinion and because the parties are familiar with the case, we

 9 reserve discussion of the facts for our analysis of the issues on appeal.

10 DISCUSSION

11 Competency to Stand Trial

12   {2}   “It is a violation of due process to prosecute a defendant who is incompetent to

13 stand trial.” State v. Flores, 2005-NMCA-135, ¶ 16, 138 N.M. 636, 124 P.3d 1175

14 (alteration, internal quotation marks, and citation omitted). A defendant is competent

15 to stand trial when he (1) understands the nature and significance of the criminal

16 proceedings against him, (2) has a factual understanding of the criminal charges, and

17 (3) is able to assist his attorney in his defense. State v. Chapman, 1986-NMSC-037,

18 ¶ 14, 104 N.M. 324, 721 P.2d 392.

19   {3}   Rule 5-602(B)(2) NMRA provides that a defendant’s competency is determined

20 by the judge, “unless the judge finds there is evidence which raises a reasonable

                                               2
 1 doubt” about the issue. In cases where a reasonable doubt is raised prior to trial, “the

 2 court shall order the defendant to be evaluated as provided by law.” Rule 5-

 3 602(B)(2)(a). After the evaluation, “the court, without a jury, may determine the issue

 4 of competency to stand trial; or, in its discretion, may submit the issue . . . to a jury[.]”

 5 Id. When the issue of competency is raised again at trial, we have previously held that

 6 the district court need not submit the issue to the jury in the absence of new evidence

 7 sufficient to create a reasonable doubt. State v. Rael, 2008-NMCA-067, ¶¶ 22-23, 25,

 8 144 N.M. 170, 184 P.3d 1064.

 9   {4}   Defendant makes two arguments related to competency on appeal: (1) that the

10 district court erred in refusing to submit the issue to a jury, and (2) that the district

11 court erred in finding Defendant competent to stand trial. Defendant argues that the

12 standards of review that we apply to these two issues differ—specifically, that we

13 should apply something less deferential than an abuse of discretion standard to the

14 substantive competency question.

15   {5}   However, the appropriate standards are well settled. The defendant ultimately

16 bears the burden of proving that he is incompetent by a preponderance of the

17 evidence. See State v. Chavez, 2008-NMSC-001, ¶ 11, 143 N.M. 205, 174 P.3d 988.

18 “If the district court finds reasonable doubt as to competency, the issue is submitted

19 to a jury.” Rael, 2008-NMCA-067, ¶ 6. We review both a district court’s decision not

20 to send the issue to the jury and its substantive competency determination for an abuse

                                                 3
 1 of discretion. State v. Lopez, 1978-NMSC-060, ¶¶ 5-6, 91 N.M. 779, 581 P.2d 872;

 2 Rael, 2008-NMCA-067, ¶ 6; State v. Garcia, 2000-NMCA-014, ¶ 20, 128 N.M. 721,

 3 998 P.2d 186. In fact, as a logical matter, the inquiries in this case are one and the

 4 same. If there was no reasonable doubt as to Defendant’s competency to stand trial,

 5 then there can be no preponderance of the evidence to the contrary, and “there is no

 6 question for a jury to decide.” State v. Noble, 1977-NMSC-031, ¶ 7, 90 N.M. 360, 563

 7 P.2d 1153.

 8   {6}   The record reflects a long, deliberate attempt by all involved to ascertain and

 9 ensure Defendant’s competency. In accordance with Rule 5-602(B)(2), the court twice

10 committed Defendant to the New Mexico Behavioral Health Institute (NMBHI) for

11 evaluation and treatment. The first transfer to NMBHI was ordered after defense

12 counsel asked Dr. Eric Westfried to evaluate Defendant’s mental state for the purpose

13 of ascertaining Defendant’s capacity to form intent. Dr. Westfried conducted clinical

14 and forensic interviews of Defendant, who reported that he was traumatized by prior

15 emotional and sexual abuse that he experienced as a teenager at an adolescent

16 treatment program. Dr. Westfried conducted a battery of tests on Defendant,

17 interviewed Defendant’s sister, and reviewed court records and prior mental health

18 records, ultimately concluding that Defendant had a twenty-year history of “what has

19 been diagnosed as post-traumatic stress disorder” (PTSD) and “he probably has a

20 schizophrenia disorder.” The findings in the Westfried evaluation prompted the court

                                              4
 1 to consign Defendant to NMBHI, where he was under “close observation” for several

 2 months.

 3   {7}   During his commitment at NMBHI, Defendant was evaluated on eight

 4 occasions by Dr. Gina Bettica. Dr. Bettica reviewed Dr. Westfried’s report and

 5 administered hours of clinical interviews and psychological testing geared specifically

 6 to ascertain Defendant’s competency to stand trial. According to Dr. Bettica,

 7 Defendant “demonstrated a good understanding and appreciation” of his pending

 8 charges. He understood that he faced felony-level offenses and recognized the

 9 differences between felonies and misdemeanors and between degrees of felonies.

10 Defendant understood the consequences of a conviction and was aware of the

11 penalties he faced. He also understood general conditions of probation, and he knew

12 that a not guilty verdict means that “charges are dismissed and that defendants go

13 home.” Defendant recognized the difference between a bench trial and a jury trial; he

14 understood the roles of the major courtroom personnel; he understood the basics of

15 sentencing; and he “evidenced an adequate understanding and appreciation of the

16 possible pleas he [could] enter” and of the plea agreement process generally.

17   {8}   Dr. Bettica also concluded that Defendant possessed the basic capacity to assist

18 in his own defense. He knew who his attorney was and generally understood attorney-

19 client privilege. Defendant was familiar with courtroom decorum and demonstrated



                                               5
 1 the ability to “maintain appropriate levels of attention during the proceedings,”

 2 especially if reminded to focus during important proceedings by his attorney.

 3   {9}    Dr. Bettica and other NMBHI personnel disagreed with Dr. Westfried’s

 4 findings related to PTSD and schizophrenia disorder. Dr. Bettica diagnosed Defendant

 5 with a general personality disorder because his symptoms “were atypical of patients

 6 with [PTSD] and because he responded to diagnostic testing specific to [PTSD] in a

 7 less than forthright manner.” Similarly, Dr. Djillali Boudjenah, a psychiatrist, and Dr.

 8 Mary Weiss, a psychiatry resident, both reported that Defendant’s symptoms were

 9 inconsistent with PTSD, diagnosing him instead with a general mood disorder. They

10 noted that Defendant’s self-report of distress was “not corroborated by observation of

11 him on the unit[.]”

12   {10}   After Defendant’s discharge from NMBHI, defense counsel referred Defendant

13 back to Dr. Westfried for an independent competency evaluation. Dr. Westfried

14 reviewed the Bettica report and conducted an additional six hours of clinical and

15 forensic interviews and psychological testing of Defendant at the Otero County

16 Detention Center. Dr. Westfried agreed with Dr. Bettica that Defendant had “an

17 adequate basic understanding of the roles of courtroom participants, available pleas

18 including forfeited rights involved in a plea agreement, and the concept of

19 proportionality as it is applied to severity of offense and consequences.” However, Dr.

20 Westfried found that Defendant was not competent to proceed to trial because he had

                                              6
 1 no rational perspective on his own case and would be unable to assist in his own

 2 defense. “Although he has the knowledge to understand his charges and how the legal

 3 system works in a case like his,” Dr. Westfried stated, “he is unable at the present time

 4 to rationally use those abilities due to his [PTSD].” Dr. Westfried predicted that

 5 Defendant would not accept a plea and that he would instead argue to the jury that

 6 Victim’s death was a result of the mistreatment he suffered as a teenager at the

 7 adolescent youth program. Dr. Westfried also noted that Defendant reported that “he

 8 [would] kill himself” if not acquitted of the murder charge.

 9   {11}   Faced with conflicting reports related to Defendant’s ability to assist in his own

10 defense, the district court again committed Defendant to NMBHI for treatment to

11 ascertain competency. This time, Defendant was uncooperative with clinicians and

12 hospital staff. According to Dr. Douglas Davis, who issued the final forensic report,

13 Defendant’s stay was “notable for his secrecy, refusals to engage in testing and

14 treatment, and attempts to manipulate and control staff and procedures and thereby get

15 his way.” Because of this, Dr. Davis’s findings relied primarily on two-and-a-half

16 months of “24-hour behavioral observations by unit staff[,]” and only minimal

17 psychological testing.

18   {12}   Dr. Davis, like Dr. Bettica, Dr. Boudjenah, and Dr. Weiss before him, disputed

19 Dr. Westfried’s conclusion that Defendant suffered from PTSD. According to Dr.

20 Davis, “No one who saw [Defendant] in the forensic unit after he was charged,

                                                7
 1 including two psychologists, the acting chief of psychiatry, two staff psychiatrists, a

 2 nurse practitioner, and a [fourth]-year psychiatry resident, believed that he had

 3 PTSD.” The Davis report strongly suggested that Defendant was exaggerating his

 4 symptoms: “[H]e was evasive, petulant, manipulative, and self-serving. He threatened

 5 to ‘get suicidal’ if he did not get his way.” Dr. Davis noted that Defendant was “goal-

 6 directed” and frequently wanted to review what was being written about him. Other

 7 clinicians corroborated these findings, recognizing Defendant’s deceitfulness and

 8 “volitional” refusal to participate in clinical evaluation. Dr. Davis ultimately

 9 diagnosed Defendant with a psychotic disorder but found that his condition did not

10 impair his present competency. He concluded that Defendant’s behavior on the unit

11          suggested a man with few scruples and much to hide, features more
12          typically associated with personality disorders than mental illness.
13          Whether he does or does not have much to hide is not at issue, but given
14          the stakes, he is right to watch what he says and does, and wise to worry
15          about what others write, think, and say about him. Considering his
16          situation, such thinking and behavior are reasoned, self-protective, and
17          in his best interest. That is, they are rational. . . . [Defendant] precisely
18          understands and fully appreciates his legal situation. He is competent to
19          stand trial and enter a plea.

20   {13}   On June 22, 2012—over four years after Dr. Westfried conducted the first

21 evaluation of Defendant—the district court held a competency hearing to consider the

22 conflicting evidence. Defense counsel told the court that representing Defendant had

23 been “a long arduous situation” and an “impossible task.” Defense counsel reported

24 that the attorneys had designed a plea agreement that was “the appropriate resolution”

                                                 8
 1 but that Defendant instead desired to proceed to trial and testify to the jury about the

 2 abuse he experienced as a teenager.

 3   {14}   Dr. Westfried and Dr. Davis both testified at the hearing. Their testimony

 4 largely mirrored their reports, although Dr. Westfried referred to the rejected plea

 5 agreement mentioned by defense counsel. Dr. Westfried described the agreement as

 6 a “reasonable offer . . . that would reduce [Defendant’s] exposure by half, if not

 7 more.” He opined that Defendant’s decision to proceed to trial to assert an insanity

 8 defense based on his mistreatment as a teenager would only “aggravate the catastrophe

 9 of the situation.”

10   {15}   Both experts agreed that Defendant was manipulative and difficult to work

11 with. No evidence was presented that Defendant failed to understand either the

12 criminal proceedings or the charges against him. The gist of the evidence was that

13 Defendant was not cooperating with counsel. As the district court recognized, the

14 question before the court was whether that was “a choice that ha[d] been made,” or

15 whether Defendant “lack[ed] the capacity to make that choice.” The court ultimately

16 concluded that Defendant was “able to assist his attorney in his defense, even though

17 . . . he ha[d] chosen not to take his attorney’s advice.”

18   {16}   On appeal, this issue is resolved by the unremarkable rule that “[t]he reviewing

19 court cannot substitute its judgment for that of the trial court[,]” Lopez, 1978-NMSC-

20 060, ¶ 6, even when the determination below required a finding of competency beyond

                                                9
 1 a reasonable doubt. State v. Montano, 1979-NMCA-101, ¶¶ 12-14, 93 N.M. 436, 601

 2 P.2d 69 (rejecting the argument that conflicting expert testimony forecloses the trial

 3 court from ruling that there is no reasonable doubt as to competency). “Viewing the

 4 evidence,” as we must, “in the light most favorable to the trial court’s decision,”

 5 Lopez, 1978-NMSC-060, ¶ 7, we hold that the district court did not abuse its

 6 discretion when it credited the views of Defendant’s competency expressed by Dr.

 7 Davis, Dr. Bettica, and the other clinicians referenced in the NMBHI reports. See

 8 Grant v. Cumiford, 2005-NMCA-058, ¶ 13, 137 N.M. 485, 112 P.3d 1142 (“When

 9 there exist reasons both supporting and detracting from a trial court decision, there is

10 no abuse of discretion.” (internal quotation marks and citation omitted)). As we have

11 shown, these views were based on extensive clinical and forensic interviews,

12 psychological testing, and months of observation of Defendant at NMBHI.

13   {17}   The argument to the contrary, which relied largely on Defendant’s seemingly

14 irrational refusal to accept what defense counsel and its witness believed to be a

15 beneficial plea, is not so airtight that it would be an abuse of discretion for the district

16 court to reject it. An entirely competent defendant may choose to have his fate decided

17 by a jury of his peers, even when doing so seems unreasonable to those who do not

18 stand in the defendant’s shoes. We affirm both the district court’s decision that

19 competency was established beyond a reasonable doubt and its subsequent decision

20 not to relitigate the same issue when the defense raised it again on the day of trial

                                                10
 1 without bringing forth any new evidence. See Rael, 2008-NMCA-067, ¶ 22 (holding

 2 that the reasonable doubt requirement “is implied” under Rule 5-602(B)(2)(b) when

 3 the issue of competency is re-raised at trial).

 4 Prosecutorial Misconduct

 5   {18}   Defendant next argues that prosecutorial misconduct at closing argument

 6 requires reversal. He argues first that the State incited the passion of the jury by

 7 calling Defendant “a cold[-]blooded manipulating calculated killer” and by asking the

 8 jury to find Defendant guilty for Victim; and second, that the State misstated the law

 9 when it implied that Defendant would go free if found not guilty by reason of insanity.

10 Defendant also contends that the district court erred in refusing a proposed instruction

11 to cure the latter statement. The State counters that Defendant takes the prosecutor’s

12 words out of context and that the statements do not require reversal, either

13 individually or combined.

14   {19}   In closing argument, it is improper for a prosecutor to “misstate the law” to the

15 jury, State v. Diaz, 1983-NMCA-091, ¶ 18, 100 N.M. 210, 668 P.2d 326, or to

16 comment on the veracity of a witness in a way that is intended to “incite the passion

17 of the jury.” State v. Aguilar, 1994-NMSC-046, ¶ 22, 117 N.M. 501, 873 P.2d 247

18 (internal quotation marks and citation omitted). However, “[t]he trial court has broad

19 discretion in controlling the conduct and remedying the errors of counsel during trial.

20 An appellate court reviews comments made in closing argument in the context in

                                               11
 1 which they occurred so as to gain full appreciation of the comments and their potential

 2 effect on the jury.” State v. Estrada, 2001-NMCA-034, ¶ 24, 130 N.M. 358, 24 P.3d

 3 793 (internal quotation marks and citations omitted). “If the prosecutor’s closing

 4 comments were inappropriate, [the d]efendant must show that the comments were

 5 prejudicial and prevented him from receiving a fair trial in order to prevail on appeal.”

 6 State v. Sellers, 1994-NMCA-053, ¶ 20, 117 N.M. 644, 875 P.2d 400.

 7   {20}   Our Supreme Court has discerned three factors relevant to the analysis:

 8          (1) whether the statement invades some distinct constitutional protection;
 9          (2) whether the statement is isolated and brief, or repeated and pervasive;
10          and (3) whether the statement is invited by the defense. In applying these
11          factors, the statements must be evaluated objectively in the context of the
12          prosecutor’s broader argument and the trial as a whole.

13 State v. Sosa, 2009-NMSC-056, ¶ 26, 147 N.M. 351, 223 P.3d 348.

14   {21}   The trial in this case lasted six days. The State’s theory was that Defendant

15 committed first degree murder and that the underlying felony was attempted criminal

16 sexual penetration. Defendant admitted that he killed Victim but disputed any

17 allegations of rape or attempted rape. He told the jury that Victim was evil, that he

18 “[saw] her distorted[,]” and that he could not control himself when he stabbed her to

19 death. He testified at length about his history of abuse at the adolescent treatment

20 program and the effects it had on his physical and mental health. At one point he told

21 the jury that he was “better than God.” He stated that he should take God’s place.



                                                12
 1   {22}   Thus, the primary disputes for the jury to resolve were related to (1)

 2 Defendant’s state of mind at the time of the killing, and (2) whether Defendant

 3 committed the underlying felony of criminal sexual penetration, which was necessary

 4 to support the first degree murder charge. Defense counsel’s closing comments

 5 centered on these two issues. Specifically, defense counsel argued that the State

 6 presented no evidence to contradict Defendant’s testimony that he never attempted to

 7 rape Victim. The defense further emphasized that the killing resulted entirely from

 8 Defendant’s “moral insanity” brought about in part by Defendant’s history of abuse.

 9 Defendant, according to defense counsel, “was unable . . . to understand the

10 consequences of his actions. . . . He is insane in thinking that the moral consequences

11 [did not] concern him. He was unaware of them because he was God.”

12   {23}   In response, the prosecutor attacked Defendant’s veracity as a witness for ten

13 straight minutes during rebuttal closing. He alluded to expert testimony that Defendant

14 suffered from a personality disorder (narcissism) rather than mental illness. The

15 prosecutor argued that Defendant was a biased witness, that he wanted the jury “to

16 think he’s crazy[,]” and that, consistent with his narcissism, he would act in his own

17 self-interest, exploiting the insanity defense because it benefitted him. He then stated

18 that Defendant “wants to walk away from this case. He wants to walk away and not

19 take responsibility. He wants to be free.” He called Defendant “a cold-blooded,



                                              13
 1 manipulating, calculated killer,” and he asked the jury to find Defendant guilty of first

 2 degree murder for Victim.

 3   {24}   We conclude that the statements complained of did not prevent Defendant from

 4 receiving a fair trial. We are cognizant that “attorneys are afforded reasonable latitude

 5 in their closing statements, and rebuttal in particular is responsive and not always

 6 capable of the precision that goes into prepared remarks.” State v. Ramos-Arenas,

 7 2012-NMCA-117, ¶ 17, 290 P.3d 733 (internal quotation marks and citation omitted).

 8 The comments, while strongly worded, do not appear to have been intended to arouse

 9 the prejudices of the jury, but rather to punctuate a point that was supported by

10 evidence and very much in dispute: that Defendant—suffering from narcissism and

11 not PTSD or schizophrenia—killed Victim in cold blood during an attempted rape,

12 and then feigned his insanity to escape the consequences of his actions. See Sosa,

13 2009-NMSC-056, ¶ 34 (“[C]ontext is paramount.”).

14   {25}   Within this context, the Sosa factors, discussed above, do not point to reversal.

15 The specific statements that Defendant “want[ed] to walk away from this case” and

16 that Defendant was “a cold-blooded, manipulating, calculated killer” were isolated

17 comments, unrelated to any distinct constitutional protection, framed within a broad

18 argument about the insanity defense and about Defendant’s credibility as a witness.

19 See id. ¶ 31 (“[O]ur appellate courts have consistently upheld convictions where a

20 prosecutor’s impermissible comments are brief or isolated.”). The prosecutor’s

                                               14
 1 comments were both central to the State’s theory at trial and invited by defense

 2 counsel’s closing statement that Defendant was unaware of his actions because “he

 3 was God.” See id. ¶ 33 (“[W]e are least likely to find error where the defense has

 4 ‘opened the door’ to the prosecutor’s comments by its own argument.”).

 5   {26}   It is also unlikely that the alleged misconduct had an effect on the outcome of

 6 the trial. Sellers, 1994-NMCA-053, ¶ 20 (“[The d]efendant must show that the

 7 comments were prejudicial.”). By all appearances, the jury took seriously its charge

 8 to determine the facts from the evidence produced in court, rather than sympathy or

 9 prejudice. Far from being prejudiced by the prosecutor’s arguably improper request

10 that it find Defendant guilty of first degree murder for Victim, the jury acquitted

11 Defendant of both first degree murder and of attempted criminal sexual penetration.

12 “[T]he common thread running through the cases finding reversible error is that the

13 prosecutors’ comments materially altered the trial or likely confused the jury by

14 distorting the evidence, and thereby deprived the accused of a fair trial.” Sosa, 2009-

15 NMSC-056, ¶ 34. There is no indication of any such deprivation here.

16   {27}   Defendant argues that the comment that Defendant “wants to go free” was

17 intended to mislead the jury into thinking that Defendant would go free if the jury

18 accepted his insanity defense. He contends that his request for a curative instruction

19 was improperly denied. While curative instructions can offset the prejudicial effect of

20 erroneous statements made during closing argument, Defendant’s only proposed

                                              15
 1 instruction was itself an improper instruction on the consequences of a jury verdict.

 2 See id. ¶ 25.“[I]nstructions regarding the consequences of a verdict generally are not

 3 given. In fact, the jury is expressly admonished not to consider the consequences of

 4 its verdict. An instruction on the consequences of a verdict of not guilty by reason of

 5 insanity would present an irrelevant issue to the jury.” State v. Neely, 1991-NMSC-

 6 087, ¶ 29, 112 N.M. 702, 819 P.2d 249 (citations omitted). The only appropriate

 7 instruction to cure the prosecutor’s comment that Defendant “wants to be free” was

 8 given to the jury on multiple occasions by the State and the court: “You must not

 9 concern yourself with the consequences of your verdict.” We presume that the jury

10 followed that instruction “and did not rely for its verdict on one very brief part of the

11 [s]tate’s closing remarks.” State v. Armendarez, 1992-NMSC-012, ¶ 13, 113 N.M.

12 335, 825 P.2d 1245. For all of these reasons, we conclude that statements made by the

13 prosecutor during rebuttal closing argument do not require reversal.

14 The Conviction for Tampering With Evidence

15   {28}   Defendant’s final argument is that the State failed to present sufficient evidence

16 to sustain a conviction for tampering with evidence. At trial, the State had to prove

17 beyond a reasonable doubt that:

18          1.    [D]efendant hid the body of [Victim], a knife, clothing, shoes
19          and/or a vehicle;
20          2.    By doing so, [D]efendant intended to prevent the apprehension,
21          prosecution or conviction of himself;
22          3.    This happened in New Mexico on or about December 18, 2007.

                                                16
 1   {29}   While Defendant characterizes his argument as a “sufficiency of the evidence”

 2 challenge, it is undisputed that there was sufficient (if not overwhelming) evidence to

 3 sustain a conviction for tampering with at least some of the alternative items listed in

 4 the first element of the jury instruction. For instance, Defendant’s own testimony

 5 plainly established that he removed Victim’s body from Ruidoso, New Mexico,

 6 because he was afraid of being caught. And Defendant concedes that point on appeal,

 7 arguing instead only that “for the majority of the items, the crime happened outside

 8 of New Mexico.” He thus contends that “it is unclear if the jury unanimously agreed”

 9 that he committed the crime of tampering with evidence based on a sufficient

10 alternative (that he hid Victim’s body), as opposed to an alternative for which there

11 was no evidence that the crime occurred within the jurisdictional limits of New

12 Mexico. We interpret this as a challenge to the general verdict form itself. State v.

13 Godoy, 2012-NMCA-084, ¶ 6, 284 P.3d 410. Since Defendant did not object to the

14 instruction, we review for fundamental error. Id. ¶ 4. “The doctrine of fundamental

15 error applies only under exceptional circumstances and only to prevent a miscarriage

16 of justice.” State v. Barber, 2004-NMSC-019, ¶ 8, 135 N.M. 621, 92 P.3d 633.

17   {30}   “[W]here alternative theories of guilt are put forth under a single charge, jury

18 unanimity is required only as to the verdict, not to any particular theory of guilt.”

19 Godoy, 2012-NMCA-084, ¶ 6. Our Supreme Court has held that “a jury’s general

20 verdict will not be disturbed in such a case where substantial evidence exists in the

                                               17
 1 record supporting at least one of the theories of the crime presented to the jury.” State

 2 v. Salazar, 1997-NMSC-044, ¶ 32, 123 N.M. 778, 945 P.2d 996 (emphasis added). In

 3 State v. Olguin, our Supreme Court applied the same principle but distinguished

 4 between “legally inadequate” and “factually inadequate” bases for conviction. 1995-

 5 NMSC-077, ¶ 2, 120 N.M. 740, 906 P.2d 731. Defendant seizes on that distinction,

 6 arguing that “the State lacked jurisdiction to proceed on most of the items listed in the

 7 jury instruction[,]” and therefore, at least some jurors may have convicted him on a

 8 “legally inadequate” basis.

 9   {31}   The argument is unpersuasive. The distinction between “legally inadequate”

10 and “factually inadequate” bases for conviction is derived from the rationale that

11 jurors are equipped to spot a factually inadequate theory but that their intelligence and

12 expertise cannot ferret out an error in the law. See Griffin v. United States, 502 U.S.

13 46, 58-59 (1991). Thus, while it may be sensible to reverse a conviction where a

14 general verdict makes it difficult to ascertain whether the conviction was based on a

15 theory that violates double jeopardy (a legal error that the jury cannot be expected to

16 guard against), see, e.g., State v. Rodriguez, 1992-NMCA-035, ¶ 14, 113 N.M. 767,

17 833 P.2d 244, that same logic does not apply to the factual question before the jury

18 in this case: whether Defendant tampered with Victim’s body in New Mexico on or

19 about December 18, 2007. The jury was well-equipped to make that determination,

20 and there was ample evidence to support it. Under fundamental error review, we

                                              18
1 conclude that Defendant’s conviction does not shock the conscience of the Court or

2 amount to a miscarriage of justice.

3 CONCLUSION

4   {32}   We affirm in all respects.

5   {33}   IT IS SO ORDERED.


6                                       __________________________________
7                                       LINDA M. VANZI, Judge

8 WE CONCUR:



 9 _________________________________
10 RODERICK T. KENNEDY, Judge



11 _________________________________
12 MICHAEL E. VIGIL, Chief Judge




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