[Cite as State v. Perez, 2015-Ohio-4272.]
Court of Appeals of Ohio
EIGHTH APPELLATE DISTRICT
COUNTY OF CUYAHOGA
JOURNAL ENTRY AND OPINION
No. 101645
STATE OF OHIO
PLAINTIFF-APPELLEE
vs.
GINA PEREZ
DEFENDANT-APPELLANT
JUDGMENT:
AFFIRMED
Criminal Appeal from the
Cuyahoga County Court of Common Pleas
Case No. CR-13-577563-A
BEFORE: Jones, P.J., McCormack, J., and Boyle, J.
RELEASED AND JOURNALIZED: October 15, 2015
ATTORNEY FOR APPELLANT
Paul A. Daher
Paul A. Daher & Associates
700 W. St. Clair Avenue
Suite 218
Cleveland, Ohio 44113
ATTORNEYS FOR APPELLEE
Timothy J. McGinty
Cuyahoga County Prosecutor
BY: John Patrick Colan
Assistant County Prosecutor
The Justice Center, 9th Floor
1200 Ontario Street
Cleveland, Ohio 44113
LARRY A. JONES, SR., P.J.:
{¶1} Defendant-appellant Gina Perez appeals from the trial court’s June 9, 2014
judgment of conviction. For the reasons that follow, we affirm.
I. Procedural History and Facts
{¶2} In December 2013, Perez was charged in a 14-count indictment. Counts 1
and 2 charged theft, and the remaining counts, Counts 3-14, charged forgery. The
record demonstrates that Perez was hired to take care of, and do chores for, the victim, an
elderly neighbor. During this time, Perez forged the victim’s signature and stole
multiple checks from her. After being indicted, Perez attempted to enter a diversion
program, but was unable to because of the victim’s age.
{¶3} In March 2014, Perez pleaded guilty to Count 1, theft, and Counts 3, 4, 5, and
6, forgery, all felonies of the fifth degree. The remaining counts were dismissed. Prior
to accepting the plea, the court advised Perez that it had two options regarding
sentencing: it could impose community control sanctions, or it could impose a prison
term, ranging from six to twelve months for each one of the counts, and that the sentences
for each count could be run concurrently or consecutively. In regard to community
control sanctions, the court informed Perez as follows:
I could put you on what’s called Community Control Sanctions generally
known as probation, which means I can place you on probation for up to
five years, require you to participate in programs that would be beneficial to
you and to the community, and that includes the possibility of placing you
in the county jail for up to 180 days.
{¶4} The court also advised Perez that it could impose a fine up to $2,500 for each
count, regardless of whether it sentenced her to prison or community control sanctions.
The court further advised Perez of the consequences for violating the terms of community
control sanctions, and of postrelease control if a prison term were imposed.
{¶5} As part of the plea, Perez agreed to restitution to the victim in the amount of
$7,280. The case was referred to the probation department for a presentence
investigative report.
{¶6} A sentencing hearing was held on June 6, 2014. The court determined, and
the parties agreed, that under R.C. 2929.13(B)(1)(C), community control sanctions were
mandatory in this case, and sentenced Perez to five years of community control with
monthly reporting to her probation officer and random drug testing. The court also
sentenced Perez to 180 days of local jail time, with half of the time suspended. In an
attempt to work around Perez’s work schedule so that she would not lose her job, the trial
court ordered that she report to the jail at 8:30 a.m. on Mondays, and be released Tuesday
evenings at a “time convenient to the Sheriff’s Department.”
{¶7} On June 12, 2014, the trial court held another hearing for the purpose of
advising Perez of her appellate rights, which it had initially failed to do. The court
further advised Perez that it had been informed that its previously ordered schedule for
her reporting to the jail to serve her sentence would result in her only obtaining credit for
one day served, as opposed to two days. After discussion, the court and Perez agreed
that she would report as previously ordered, but the court would calculate, for its
purposes, the days as two days of time. After 45 days of time served under the court’s
calculation, the court stated that it would “entertain a possible motion for further
adjustment to that schedule depending on the circumstances as they exist at that time.”
{¶8} The docket reflects that another hearing was held in November 2014. At
that hearing, the court determined that Perez had served 43 days, and ordered the
remaining jail sentence be suspended. The court further ordered that Perez “shall work
all available overtime hours on her normal jail days, Mondays and Tuesdays, and the
money earned on those days shall be used to pay restitution. The minimum amount of
monthly restitution is $190 plus all overtime amounts, estimated to be between $100 and
$200.”
{¶9} Perez assigns the following two assignments of error for our review:
[I.] Perez’s plea was not knowingly, intelligently, and voluntarily made.
[II.] The trial court erred when it resentenced Perez after issuing its initial
sentence on June 6, 2014.
II. Law and Analysis
Plea
{¶10} In her first assignment of error, Perez contends that her plea was not
knowingly, intelligently, and voluntarily made because the trial court did not inform her at
the plea hearing that she was subject to mandatory community control sanctions.
{¶11} An appellate court reviews de novo whether the trial court accepted a plea in
compliance with Crim.R. 11(C). State v. Cardwell, 8th Dist. Cuyahoga No. 92796,
2009-Ohio-6827, ¶ 26, citing State v. Stewart, 51 Ohio St.2d 86, 364 N.E.2d 1163 (1977).
“We are required to review the totality of the circumstances and determine whether the
plea hearing was in compliance with Crim.R. 11(C).” State v. Schmick, 8th Dist.
Cuyahoga No. 95210, 2011-Ohio-2263, ¶ 6.
{¶12} Crim.R. 11(C) governs the process by which a trial court must inform a
defendant “of certain constitutional and non-constitutional rights before accepting a
felony plea of guilty or no contest.” Schmick at ¶ 5. “The underlying purpose of
Crim.R. 11(C) is to convey certain information to a defendant so that he can make a
voluntary and intelligent decision regarding whether to plead guilty.” Id., citing State v.
Ballard, 66 Ohio St.2d 473, 479-480, 423 N.E.2d 115 (1981).
{¶13} Crim.R. 11(C) outlines the trial court’s duties in accepting guilty pleas:
(2) In felony cases the court may refuse to accept a plea of guilty or a plea
of no contest, and shall not accept a plea of guilty or no contest without first
addressing the defendant personally and doing all of the following:
(a) Determining that the defendant is making the plea voluntarily, with
understanding of the nature of the charges and of the maximum penalty
involved, and if applicable, that the defendant is not eligible for probation
or for the imposition of community control sanctions at the sentencing
hearing.
(b) Informing the defendant of and determining that the defendant
understands the effect of the plea of guilty or no contest, and that the court,
upon acceptance of the plea, may proceed with judgment and sentence.
(c) Informing the defendant and determining that the defendant understands
that by the plea the defendant is waiving the rights to jury trial, to confront
witnesses against him or her, to have compulsory process for obtaining
witnesses in the defendant’s favor, and to require the state to prove the
defendant’s guilt beyond a reasonable doubt at a trial at which the defendant
cannot be compelled to testify against himself or herself.
{¶14} In differentiating between constitutional rights and nonconstitutional rights
under Crim.R. 11(C), courts have held that strict compliance with the rule is required if
the appellant raises a constitutional right delineated in Crim.R. 11(C)(2)(c). State v.
Veney, 120 Ohio St.3d 176, 2008-Ohio-5200, 897 N.E.2d 621, ¶ 18. Substantial
compliance, however, is the standard when the appellant raises a violation of a
nonconstitutional right outlined in Crim.R. 11(C)(2)(a) and (b). State v. Drake, 8th Dist.
Cuyahoga No. 98640, 2013-Ohio-1984, ¶ 5, citing Stewart, supra.
{¶15} Under the substantial compliance standard, “a slight deviation from the text
of the rule is permissible; so long as the totality of the circumstances indicates that the
defendant subjectively understands the implications of his plea and the rights he is
waiving, the plea may be upheld.” State v. Nero, 56 Ohio St.3d 106, 108, 564 N.E.2d
474 (1990). When the trial court does not substantially comply with Crim.R. 11 in
regard to a nonconstitutional right, reviewing courts must determine whether the trial
court partially complied or completely failed to comply with the rule. If the trial court
partially complied, the plea may be vacated only if the defendant demonstrates a
prejudicial effect. State v. Clark, 119 Ohio St.3d 239, 2008-Ohio-3748, 893 N.E.2d 462, ¶
32. The test for prejudice is “whether the plea would have otherwise been made.” Nero
at 108.
{¶16} The issue Perez raises, whether her plea was valid in light of the trial court’s
failure to advise her at the plea hearing that she would be subject to mandatory
community control sanctions, relates to a nonconstitutional advisement and, therefore, we
review for substantial compliance.
{¶17} The trial court advised Perez at the time of her plea that it had two options in
regard to sentencing her: community control sanctions or prison. In fact, however,
under R.C. 2929.13(B)(1)(c), the court was required in this case to sentence Perez to
community control sanctions.
{¶18} In regard to community control sanctions, the court stated the following at
the plea:
I could put you on what’s called Community Control Sanctions generally
known as probation, which means I can place you on probation for up to
five years, require you to participate in programs that would be beneficial to
you and to the community, and that includes the possibility of placing you
in the county jail for up to 180 days.
{¶19} Perez now contends that if she had known the “correct penalties regarding
mandatory community control, she could have opted for trial, determining that she was
willing to risk that period of sanctions.” After review of the record, and under the
totality of the circumstances, we conclude that Perez did not misunderstand the
consequences of her plea, nor did she suffer any prejudicial effects.
{¶20} It is true that the trial court incorrectly informed Perez at her plea hearing
that it could sentence her to community control sanctions or prison, when the court’s only
option in this case was to sentence Perez to community control sanctions. The error,
however, was actually beneficial to Perez: she could not have been sentenced to prison
like the trial court informed her was a possibility. Further, the court’s advisement in
regard to community control sanctions was correct. Thus, Perez’s sentence was actually
less severe than what the trial court outlined, and Perez could not have detrimentally
relied on the court’s misstatement in deciding to plead guilty.
{¶21} In light of the above, the first assignment of error is overruled.
Sentence
{¶22} For her second assignment of error, Perez contends that the trial court erred
when it “resentenced” her after its initial sentencing. She admits that the court’s
modification does not prejudice her, but nonetheless seeks to have her sentence vacated.
We disagree that Perez’s sentence should be vacated.
{¶23} At sentencing, Perez told the court that she wanted to fulfill her restitution
obligation, but that the only way she could do that was if she kept her job. The court
then attempted to fashion a sentence that would accommodate Perez’s work schedule.
Any error in the trial court revisiting the sentence was, therefore, invited error. “The
invited error doctrine prohibits a party who induces error in the trial court from taking
advantage of such error on appeal.” State v. Bruce, 8th Dist. Cuyahoga No. 92016,
2009-Ohio-6214, ¶ 67.
{¶24} Further, although courts are generally not allowed to modify a sentence after
execution of the initial sentence, they may correct errors in judgment entries so that the
record speaks the truth. Crim.R. 36. “Errors that are subject to correction by the court
include a clerical error, mistake, or omission that is mechanical in nature and apparent on
the record and does not involve a legal decision or judgment.” State v. Lester, 130 Ohio
St.3d 303, 2011-Ohio- 5204, 958 N.E.2d 142, ¶ 18. The trial court’s modifications in
this case did not involve a legal judgment; they were simply mechanical corrections to
fashion a sentence that would accommodate Perez’s work schedule, which the record
reflects was the goal of the parties at the initial sentencing hearing.
{¶25} In light of the above, the second assignment of error is overruled.
{¶26} Judgment affirmed.
It is ordered that appellee recover of appellant costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the common
pleas court to carry this judgment into execution.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of
the Rules of Appellate Procedure.
LARRY A. JONES, SR., PRESIDING JUDGE
TIM McCORMACK, J., and
MARY J. BOYLE, J., CONCUR