J-S42029-15
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA IN THE SUPERIOR COURT OF
PENNSYLVANIA
Appellee
v.
RONALD CURTIS SEATON
Appellant No. 575 EDA 2015
Appeal from the Order February 3, 2015
In the Court of Common Pleas of Delaware County
Criminal Division at No(s): CP-23-CR-0005660-1996
BEFORE: SHOGAN, J., MUNDY, J., and FITZGERALD, J.*
MEMORANDUM BY MUNDY, J.: FILED OCTOBER 15, 2015
Appellant, Ronald Curtis Seaton, appeals pro se from the February 3,
2015 order dismissing on various grounds, including untimeliness, his first
petition filed pursuant to the Post Conviction Relief Act, 42 Pa.C.S.A.
§§ 9541-9546. After careful consideration, we affirm.
Based on our review of the certified record, we summarize the relevant
procedural history of this case as follows. On June 26, 1996, the Chester
City Police charged Appellant by criminal complaint with possession of a
controlled substance (cocaine), possession with intent to deliver a controlled
substance (cocaine) (PWID), and possession of drug paraphernalia.1 A
____________________________________________
*
Former Justice specially assigned to the Superior Court.
1
35 P.S. §§ 780-113(a)(16), (a)(30), and (a)(32), respectively.
(Footnote Continued Next Page)
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criminal information, detailing the aforementioned charges, was filed on
January 17, 1997. On February 18, 1997, Appellant entered a plea of guilty
to the one count of PWID, and the other counts were nolle prossed.2 On
March 17, 1997, the trial court sentenced Appellant to 11½ to 23 month’s
incarceration. No post-sentence motion or direct appeal was filed.
Docket entries on the dates of November 4, 2005, and March 20,
2006, reflect the pro se filings of a self-titled “Petition to Withdraw Certain
Facts.”3 Therein, Appellant challenged the validity of his guilty plea due to
the alleged failure of the trial court to advise him of certain rights he waived
by virtue of the plea. Appellant’s Motion to Compel, 3/20/14, Attachment.
No trial court action was taken to address Appellant’s Petition. Between
November 18, 2010 and December 18, 2013, Appellant filed a number of
requests for transcripts and copies of documents from the certified record.
On May 29, 2014, Appellant filed a pro se Motion to Compel, seeking
trial court action on his prior Petition to Withdraw Certain Facts. Although
not so titled, the PCRA court determined Appellant’s filings were properly
_______________________
(Footnote Continued)
2
The record indicates this was a negotiated plea, but no written plea
agreement is contained in the record certified to this Court.
3
The Petition is not included in the certified record from those dates, but a
copy, time stamped March 20, 2006, is attached to Appellant’s May 29, 2014
motion to compel. We accept for the purposes of this appeal, as did the
PCRA court, that November 4, 2005 is the effective filing date of Appellant’s
request for post-conviction collateral relief.
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considered petitions pursuant to the PCRA.4 Accordingly, the PCRA court
appointed counsel to represent Appellant in the PCRA proceedings, including
the filing of any amended PCRA petition.
On January 13, 2015, Counsel filed an application to withdraw as
counsel together with a no-merit letter in accordance with Pennsylvania v.
Finley, 481 U.S. 551 (1987), and Commonwealth v. Turner, 544 A.2d
927 (Pa. 1988). Therein, Counsel recounted his review of the entire record
and stated his conclusion that relief under the PCRA was not available
because Appellant was no longer serving a sentence in connection with the
underlying case and because Appellant’s request for post-conviction relief
was neither timely under the PCRA nor subject to any of the enumerated
exceptions to the PCRA’s timeliness requirement. No-Merit Letter, 1/13/15,
at 5-6. Specifically, Counsel noted Appellant sought to claim application of
the after-discovered fact exception at 42 Pa.C.S.A. § 9545(b)(ii) by virtue of
his discovery on September 15, 2005, that the records reflected he pled to
PWID when he in fact pled to possession of a controlled substance. Counsel
concluded that the exception did not apply because Appellant could not show
due diligence in discovering the supposed new fact. Id. at 5.
On January 16, 2015, the PCRA court filed an order granting Counsel’s
application to withdraw as counsel, together with a notice of its intent to
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4
See Commonwealth v. Taylor, 65 A.3d 462, 465-466 (Pa. Super. 2013)
(holding that a request for relief that is cognizable under the PCRA must be
treated as a PCRA petition).
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dismiss Appellant’s request for PCRA relief without a hearing pursuant to
Pennsylvania Rule of Criminal Procedure 907. Appellant filed a “Response to
Notice of Intent to Dismiss Without a Hearing” on February 3, 2015.
Therein, Appellant avers that he entered a guilty plea on March 17, 1997 to
the count charging possession of a controlled substance, 35 P.S. § 780-
113(a)(16). Appellant’s Response to Notice of Intent to Dismiss Without a
Hearing, 2/3/15, at 3. Appellant claims he only became aware that the
record indicated he entered a guilty plea to PWID, 35 P.S. § 780-113(a)(30),
when he was appealing his sentence on a federal drug offense on September
15, 2005. Id. Appellant claims the purportedly erroneous record was relied
upon to wrongly enhance his federal sentence. Id. at 4. Appellant further
asserts that his filing the instant PCRA qualifies under the governmental
interference and after-discovered fact exceptions to the PCRA’s timeliness
requirements, 42 Pa.C.S.A. § 9545(b)(i) and (ii). Id. On February 3, 2015,
the PCRA court dismissed Appellant’s petition without a hearing on the
alternative bases that it was untimely filed, Appellant was not currently
serving the underlying sentence, and Appellant’s claims were without merit.
On February 27, 2015, Appellant filed a pro se notice of appeal. The
PCRA court, on February 25, 2015, directed Appellant to file a concise
statement of errors complained of on appeal pursuant to Pennsylvania Rule
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of Appellate Procedure 1925(b).5 Appellant filed a timely pro se Rule
1925(b) statement on March 9, 2015.
On appeal, Appellant raises the following issue for our review.
[Whether Appellant] sets forth an exception to the
PCRA time bar (in custody) requirement based on
newly discovered evidence pursuant to 42 Pa.C.S.A.
§ 9545 (b)(1)(ii)[?]
Appellant’s Brief at i.6
We briefly note our standard of review in this matter.
Our standard of review of the denial of a PCRA
petition is limited to examining whether the court’s
rulings are supported by the evidence of record and
free of legal error. This Court treats the findings of
the PCRA court with deference if the record supports
those findings. It is an appellant’s burden to
persuade this Court that the PCRA court erred and
that relief is due.
Commonwealth v. Feliciano, 69 A.3d 1270, 1274-1275 (Pa. Super. 2013)
(citation omitted).
Instantly, the PCRA court dismissed Appellant’s PCRA petition as
untimely. “[I]t is well-settled that … a question of timeliness implicates the
jurisdiction of our Court.” Commonwealth v. Gandy, 38 A.3d 899,
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5
The PCRA court had received a copy of Appellant’s pro se notice of appeal
prior to its docketing, resulting in the PCRA court’s issuance of the Rule
1925(b) order two days before the notice of appeal was finally docketed by
the Office of Judicial Support.
6
Appellant’s brief does not contain a statement of questions involved as
required by Pennsylvania Rules of Appellate Procedure 2111(a)(4), and
2116. The heading to Appellant’s argument section, however, fairly presents
his issue, and we recite it above.
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902 (Pa. Super. 2012) (internal quotation marks and citation omitted),
appeal denied, 49 A.3d 442 (Pa. 2012). “Because these timeliness
requirements are mandatory and jurisdictional in nature, no court may
properly disregard or alter them in order to reach the merits of the claims
raised in a PCRA petition that is filed in an untimely manner.”
Commonwealth v. Lopez, 51 A.3d 195, 196 (Pa. 2012) (internal quotation
marks and citation omitted). The PCRA “confers no authority upon this
Court to fashion ad hoc equitable exceptions to the PCRA time-bar[.]”
Commonwealth v. Watts, 23 A.3d 980, 983 (Pa. 2011) (citation omitted).
This is to “accord finality to the collateral review process.” Id. (citation
omitted). “It is well settled that [a]ny and all PCRA petitions must be filed
[in a timely manner] unless one of three statutory exceptions applies.”
Commonwealth v. Garcia, 23 A.3d 1059, 1061-1062 (Pa. Super. 2011)
(internal quotation marks and citations omitted), appeal denied, 38 A.3d 823
(Pa. 2012). “We have repeatedly stated it is the appellant’s burden to allege
and prove that one of the timeliness exceptions applies. Whether [the
a]ppellant has carried his burden is a threshold inquiry prior to considering
the merits of any claim.” Commonwealth v. Edmiston, 65 A.3d 339,
346 (Pa. 2013) (citation omitted), cert. denied, Edmiston v. Pennsylvania,
134 S. Ct. 639 (2013).
The Act provides for the following possible exceptions to the timeliness
requirement.
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§ 9545. Jurisdiction and proceedings
…
(b) Time for filing petition.—
(1) Any petition under this subchapter,
including a second or subsequent petition, shall be
[timely] filed … unless the petition alleges and the
petitioner proves that:
(i) the failure to raise the claim
previously was the result of interference by
government officials with the presentation of
the claim in violation of the Constitution or
laws of this Commonwealth or the Constitution
or laws of the United States;
(ii) the facts upon which the claim is
predicated were unknown to the petitioner and
could not have been ascertained by the
exercise of due diligence; or
(iii) the right asserted is a constitutional
right that was recognized by the Supreme
Court of the United States or the Supreme
Court of Pennsylvania after the time period
provided in this section and has been held by
that court to apply retroactively.
(2) Any petition invoking an exception
provided in paragraph (1) shall be filed within 60
days of the date the claim could have been
presented.
…
42 Pa.C.S.A. § 9545(b).
Instantly, Appellant’s November 4, 2005 Petition to Withdraw Certain
Facts, treated as a PCRA petition, is facially untimely. His judgment of
sentence became final on April 16, 1997, the final day he had to file a direct
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appeal. See generally Pa.R.A.P. 903. Therefore, Appellant had until April
16, 1998, one year from that date, to file a timely PCRA petition. See
generally 42 Pa.C.S.A. § 9545(b)(3). As noted, it is required that Appellant
pleads and proves one of the statutory exceptions to the PCRA’s time limits
to invoke the PCRA or this Court’s jurisdiction to consider his petition. See
Edmiston, supra.
Appellant argues that, in his response to the PCRA court’s notice of
intent to dismiss, he raised the application of the after-discovered fact
exception to the timeliness requirements of the PCRA under Section
9545(b)(1)(ii). Appellant’s Brief at 4. Specifically, he claims he discovered
through his attorney in a subsequent federal prosecution “that the [Section]
780-113(a)(16) [possession] offense was read to be a conviction for
violation of [Section] 780-113(a)(30), [PWID].” Id. Appellant asserts he
filed the instant petition within 60 days of his alleged September 15, 2005
discovery of this new fact. Id. at 3. Appellant contends he provided
sufficient proof to warrant a hearing on the issue in the form of conflicting
documents reflecting his plea was to one offense or the other. Id. at 5,
citing Appellant’s Response to Notice of Intent to Dismiss Without a Hearing,
2/3/15, Exhibits 7-10. Finally, Appellant suggests the sentence he received
on March 17, 1997, supports his contention that the documents in the record
reflecting he pled guilty to PWID are erroneous. Id. Appellant notes he had
a conviction for PWID in 1993, prior to the instant case, which would have
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triggered a mandatory sentence under 18 Pa.C.S.A. § 7508. Because he
was sentenced to a lesser term, Appellant contends it follows that he did not
plead guilty to PWID in the instant case.7 Id.
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7
Although the certified record does not contain a copy of the guilty plea
transcript, the transcript of Appellant’s preliminary hearing indicates that
2.49 grams of cocaine were seized from Appellant’s person at the time of his
arrest. The sentencing statute provides in pertinent part as follows.
§ 7508. Drug trafficking sentencing and penalties
(a) General rule.--Notwithstanding any other
provisions of this or any other act to the contrary,
the following provisions shall apply:
…
(3) A person who is convicted of violating
section 13(a)(14), (30) or (37) of The Controlled
Substance, Drug, Device and Cosmetic Act where the
controlled substance is coca leaves or is any salt,
compound, derivative or preparation of coca leaves
or is any salt, compound, derivative or preparation
which is chemically equivalent or identical with any
of these substances or is any mixture containing any
of these substances except decocainized coca leaves
or extracts of coca leaves which (extracts) do not
contain cocaine or ecgonine shall, upon conviction,
be sentenced to a mandatory minimum term of
imprisonment and a fine as set forth in this
subsection:
(i) when the aggregate weight of the
compound or mixture containing the substance
involved is at least 2.0 grams and less than ten
grams; one year in prison and a fine of $5,000
or such larger amount as is sufficient to
exhaust the assets utilized in and the proceeds
from the illegal activity; however, if at the time
of sentencing the defendant has been
(Footnote Continued Next Page)
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The PCRA court concluded Appellant’s underlying factual assertion,
that he pled guilty only to possession of a controlled substance was
unsupported by the record.
A review of [Appellant’s] actual court documents,
including, but not limited to his Guilty Plea
Statement, the relevant Criminal Information … he
signed further memorializing his plea of guilty, and
the Certificate of Imposition of Judgment of
Sentence, patently demonstrate his felony Drug Act
conviction at bar. See [Appellant’s] Guilty Plea
Statement[, 2/18/97, at 3], Criminal Information B,
1/17/97, and Certificate of Imposition of Judgment
of Sentence[3/17/97]. These duly executed [trial]
court documents unquestionably show that on
February 18, 1997, [Appellant] entered a plea of
guilty before the Honorable Robert C. Wright to
Possession with Intent to Deliver a Controlled
Substance … and resultantly, on March 17, 1997,
[Appellant] was sentenced to a term of eleven and a
half (11.5) through twenty-three (23) months[’]
imprisonment. See [Id.]
Based on the [trial] court’s primary records
relevant to the matter at bar, it is doubtless that
[Appellant] pled guilty to felonious Possession with
Intent to Deliver a Controlled Substance … contrary
to the [Appellant’s] contention that he was convicted
of misdemeanor Possession of a Controlled
Substance.
_______________________
(Footnote Continued)
convicted of another drug trafficking offense:
three years in prison and $10,000 or such
larger amount as is sufficient to exhaust the
assets utilized in and the proceeds from the
illegal activity;
…
18 Pa.C.S.A. § 7508.
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Trial Court Opinion, 3/20/15, at 7-8.
Based on our thorough review of the extant record, we agree that the
contemporaneous documents, including his signed statement on the Criminal
Information, and his signed and initialed responses to the written guilty plea
statement, clearly demonstrate that Appellant knowingly entered a plea of
guilty to PWID. Specifically, Appellant’s initialed response to paragraph 21
of the guilty plea statement was as follows.
ADMISSION OF GUILT OR NO CONTEST AND
PENALTIES
21. I understand and agree that I am pleading
guilty or nolo contendere to the crimes listed
below. I understand and my lawyer has
explained to me the elements of these crimes
and the possible penalties for them. By
pleading guilty, I agree and admit that I
committed each element of these crimes…. I
am pleading guilty … to the following crimes:
A) Possession controlled Substance w/
Intent to Deliver, a … felony … and the
maximum penalty for this crime is 10 yrs
in jail and a $23,000 fine. …
Guilty Plea Statement, 3/17/97, at 3 ¶ 21 (italics indicate handwritten
portions). Similarly, all sentencing documents reflect the applicable charge
was PWID. See Certificate of Imposition of Judgment of Sentence, 3/17/97;
Sentencing Guideline Forms, 3/20/97.
Appellant’s proffered documentation to the contrary includes “a partial
copy of some type of criminal history erroneously listing his having been
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sentenced on the charge of Possession of a Controlled Substance… as
opposed to [PWID]…” and “a copy of a clerk generated, handwritten
charging sheet from the court file which incorrectly lists [Appellant] as
having been sentenced to Delaware County Prison for the offense of
Possession of a Controlled Substance… rather than [PWID]….” Trial Court
Opinion, 3/20/15, at 7 n.21, citing Appellant’s Response to Notice of Intent
to Dismiss Without a Hearing, 2/3/15, Exhibits 7, 9. These documents,
being patently erroneous, cannot constitute an after-discovered “fact” for
the purposes of Section 9545(b)(1)(ii).
The timeliness exception set forth in Section
9545(b)(1)(ii) requires a petitioner to demonstrate
he did not know the facts upon which he based his
petition and could not have learned those facts
earlier by the exercise of due diligence. …
Additionally, the focus of this exception is on the
newly discovered facts, not on a newly discovered or
newly willing source for previously known facts.
… In other words, the “new facts” exception
at:
[S]ubsection (b)(1)(ii) has two components,
which must be alleged and proved. Namely,
the petitioner must establish that: 1) the facts
upon which the claim was predicated were
unknown and 2) could not have been
ascertained by the exercise of due diligence. If
the petitioner alleges and proves these two
components, then the PCRA court has
jurisdiction over the claim under this
subsection.
[Commonwealth v.] Bennett, [] 930 A.2d [1264,]
1271 ([Pa.] 2007) (internal citations omitted) [].
Thus, the “new facts” exception at Section
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9545(b)(1)(ii) does not require any merits analysis
of an underlying after-discovered-evidence claim.
Commonwealth v. Brown, 111 A.3d 171, 176-177 (Pa. Super. 2015)
(some internal quotation marks, citations, emphases, and footnote omitted).
Nor does the sentence Appellant received, even if not in compliance with
Section 7508, invalidate the subject offense to which Appellant pled. 8
Absent an applicable exception to the one-year time limit to file a
PCRA petition, we conclude the PCRA court and this Court lack jurisdiction to
review Appellant’s claims. See Lopez, supra.9 Accordingly, we affirm the
PCRA court’s February 3, 2015 order dismissing Appellant’s petition for PCRA
relief.
Order affirmed.
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8
“[A]lthough illegal sentencing issues cannot be waived, they still must be
presented in a timely PCRA petition.” Taylor, supra at 465 (citation
omitted).
9
We also agree with the PCRA court that Appellant would be ineligible for
PCRA relief in any event because he is no longer serving the underlying
sentence. See Trial Court Opinion, 3/20/15, at 10; 42 Pa.C.S.A.
§ 9543(a)(1)(i). Appellant’s reliance on Lackawanna Dist. Atty. v. Coss,
532 U.S. 394 (2001), as establishing a “Coss exception” to the PCRA’s
eligibility requirements is misplaced. In Coss, the United States Supreme
Court explored the “in custody” eligibility parameters of federal habeas
corpus relief involving a federal sentence that includes an enhancement due
to a prior unconstitutional sentence that has fully expired. Id. at 401. It
provides no exception to state rules circumscribing eligibility for post-
conviction relief.
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Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 10/15/2015
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