Opinion issued May 12, 2015
In The
Court of Appeals
For The
First District of Texas
————————————
NO. 01-13-00777-CR
———————————
KENNETH COOPER MCAFEE, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 339th District Court
Harris County, Texas
Trial Court Case No. 1262341
OPINION
A jury convicted appellant, Kenneth Cooper McAfee, of the murder of his
wife, Janet McAfee, and the trial court assessed his punishment at confinement for
ninety-nine years and a $10,000 fine. 1 In four issues, appellant argues that (1) the
1
See TEX. PENAL CODE ANN. § 19.02 (Vernon 2011).
jury erred in rejecting his insanity defense because a preponderance of the
evidence supported it; (2) the trial court erred in overruling his objection to the
State’s definition of “wrong” in the context of discussing the insanity defense
during voir dire; (3) the trial court erred in denying his motion to suppress the
testimony of Charles Storer, an attorney and friend whom he called in the course of
committing the offense; and (4) the consolidated court costs were unconstitutional
because they included a crime stoppers fee that does not fund any costs of the
court’s function.
We affirm.
Background
Appellant and the complainant, Janet McAfee, married in 1991. In 2006,
appellant began to suffer from various health problems. These issues led to the
breakup of appellant’s marriage to Janet, and the two were in the process of getting
divorced. The record contains conflicting evidence regarding the nature of
appellant’s physical and mental health issues and includes testimony that appellant
suffered from drug and alcohol abuse, depression, anxiety and panic attacks,
degenerative neurological disease, and dementia. It is undisputed that at the time
of the offense appellant was living in an assisted living facility.
2
A. The Commission of the Offense
On May 8, 2010, Janet picked appellant up to attend the Art Car Parade, and
the two spent the day together viewing the parade and later returning to the home
they had shared and where Janet still lived. That evening, a panic alarm in the
home was activated, and Houston Police Officer R. Nellippallil was dispatched to
the home to investigate. He was met by appellant, who told Officer Nellippallil
that everything was fine and it was a false alarm. Officer Nellippallil testified that
appellant, whom he believed to be the homeowner, appeared normal and
understood his questions. Officer Nellippallil left the home believing nothing was
wrong.
Janet’s alarm company also contacted the police regarding the alarm, and a
second officer, Officer B. Scott, was dispatched to the home later that evening. As
he approached the house, he met one of Janet’s neighbors who expressed her
concern for Janet, stating that she had also received an alarm call regarding the
house. Officer Scott asked the neighbor to call Janet, and he rang the door bell.
Appellant eventually answered the door and again told Officer Scott that
everything was fine and it was a false alarm. As Officer Scott returned to his
vehicle, Janet’s neighbor stopped him and explained that she knew Janet and
appellant were having marital issues and she was concerned for Janet’s safety.
3
Officer Scott then returned to the door and asked to speak with Janet
directly. Appellant showed his driver’s license to the officer and claimed that
Janet was sleeping and could not come to the door. When Officer Scott insisted on
seeing Janet, appellant refused to wake her and refused to allow the officer inside
to check on her. Appellant asked if Officer Scott had a search warrant requiring
him to give the officer access to the home. As Officer Scott was having this
discussion with appellant, he saw Janet come into view from around the corner,
and he saw that she was staggering. Officer Scott asked her if she was okay, and
she told him that she was not and fell to the floor. At that point, appellant
immediately shut the door in Officer Scott’s face and locked it. Officer Scott did
not see any blood or obvious wounds on Janet at that time, but he informed
dispatch of the situation and requested that Officer Nellippallil return to provide
backup so that they could investigate further.
While Officer Scott was discussing the situation with dispatch, he observed
appellant leave the house with his dog. Officer Scott approached appellant,
questioning him about Janet’s condition and asking why he shut the door so
abruptly. Appellant told him that Janet had been drinking and was feeling sick as a
result. Officer Scott believed that appellant initially had planned to leave the
home, because he was carrying keys to the vehicle and tried to start the engine, but
4
after Officer Scott approached him, appellant put the dog in the car and then went
back inside the house.
Officer Scott testified that appellant seemed normal and spoke to him
calmly, trying to convince him that everything was okay and that he could leave.
However, Officer Scott remained concerned about Janet’s safety and waited
outside the house for backup to arrive. When Officer Nellippallil arrived, they
once again rang the door bell. Appellant did not answer the door. However, one
of the officers spoke to appellant by phone while the other walked around the
outside of the house and was able to see of Janet through a bedroom window. He
saw that she was lying on her side, unmoving, and the officer observed blood
stains. Appellant continued to insist that Janet was fine and that she was just
sleeping, and he refused to allow the police to enter. At one point, appellant also
told the officers that he wanted to kill himself, but Officer Scott testified that he
seemed calm, even while making his suicide threat.
Eventually, the police dispatched a SWAT team and a Crisis Intervention
Response Team (“CIRT”) to the home. Michael Hawkins, a clinician with the
CIRT, attempted to communicate with appellant. Hawkins testified that his
training and experience as a licensed professional counselor and his crisis
intervention training equipped him to recognize people suffering from psychosis,
hallucinations, and other acute mental illness. He stated that when he arrived on
5
the scene, he spoke with appellant over the phone and attempted to get appellant to
exit the house. Hawkins testified that while he was speaking with appellant, he
noticed that appellant seemed sad and depressed. In fact, appellant told Hawkins
that he was depressed, and Hawkins understood from his discussion with appellant
that the problems had something to do with money. However, Hawkins did not
observe any speech or behavior that indicated that appellant was suffering from
psychosis or hallucinations. Rather, appellant was communicating clearly and his
thoughts and words seemed to be “in order” and made sense in context.
Hawkins also testified that, while he was on the phone with appellant,
appellant asked to speak with his attorney. Appellant initially indicated that he
would come out of the home after his attorney arrived, and appellant later stated
that he would hurt himself if the police entered the home. Appellant’s attorney,
Charles Storer, arrived on the scene at some point and spoke to appellant on the
phone.
While Hawkins was talking with appellant, the SWAT team arrived and
Officer M. Scales used a magnification scope to look into the bedroom where Janet
was lying on the bed. Officer Scales did not observe any signs of life from Janet,
but he saw appellant come into the room and lie down next to his wife. He saw
appellant raise one of Janet’s legs and let it fall back onto the bed, and Officer
Scales stated that appellant appeared resigned at that point. As the other members
6
of the SWAT team entered the home, Officer Scales saw appellant shoot himself in
the head. Appellant was taken to a local hospital for treatment of his gunshot
wound, but Janet was declared dead at the scene. An autopsy later revealed that
she had been shot four times, and physical evidence in the house indicated that she
had been shot somewhere outside the bedroom, had at one point been walking
around after being shot, and had been dragged through the kitchen and into the
hallway. Detectives also discovered bloody towels in a clothes hamper concealed
by the shower curtain.
Houston Police Officer T. Moore was assigned to guard appellant while he
was at the hospital, and he testified that he heard a nurse ask appellant why he was
in the hospital. Appellant told the nurse he was there because he shot his wife. An
HPD homicide investigator likewise visited the hospital to get appellant’s
statement. Appellant asked him how much time he could get for murder and then
decided to wait to give a statement until his attorney was present. As part of the
investigation, the officer requested to view appellant’s mail while he was confined
in the Harris County Jail. A few days after appellant arrived at the jail, he sent a
letter to his ex-wife, Brenda McAfee, in which he wrote, “I’d say that insanity will
be an interesting angle in the trial.”
Appellant was tried for Janet’s murder, and he asserted the affirmative
defense of insanity.
7
B. Facts Relevant to Voir Dire
During its voir dire examination of the venire, the State explained the
elements of the affirmative defense of insanity in an attempt to ascertain whether
the potential jurors would properly apply the law. The prosecutor explained that
there were essentially three prongs to the insanity defense and stated that a
defendant asserting the insanity defense would be required to establish that he was
suffering from a severe mental disease or defect and that there was a causal
connection between the mental illness and the crime. Finally, the prosecutor
stated, “Third prong[:] Did the defendant know that his conduct was wrong?
Wrong is defined as legally, socially or morally impermissible.” Appellant
objected, stating, “There is no legal definition for wrong, and I object to her
inserting her definition. Because since there is no legal definition, then it’s up to
the jury.” The State replied that it used the definition “from case law.” Appellant
argued, “It’s not in the statute law.” The trial court overruled the objection. 2
C. Facts Relevant to Appellant’s Insanity Defense
A significant portion of the trial involved evidence relevant to appellant’s
mental state before, during, and after the offense and the validity of his insanity
defense. Appellant’s former supervisor, Paul Steets, testified that appellant had
2
The jury charge did not define “wrong.” The jury charge contained, in relevant
part, an instruction that the jury could find appellant not guilty by reason of
insanity if it found by a preponderance of the evidence that, “as a result of severe
mental disease or defect, [he] did not know that his conduct was wrong.”
8
worked at a brokerage firm until September 2006, when he had a panic attack
while at work. Following that incident, appellant was unable to focus and could
not complete his work, so he went on medical leave. Steets testified that appellant
needed to complete some continuing education courses to return to work following
his medical leave, but he was unable to pass the required tests and never returned
to active employment. Steets was not aware of any problems between appellant
and Janet, and he was not aware that appellant had ever demonstrated any anger or
violence issues prior to 2006.
Janet’s mother, Rosemary Foltyn, testified regarding appellant’s relationship
with Janet. She stated that they married in 1991. In 2006, appellant had a
breakdown involving a panic attack at work and subsequent treatment for
depression, which Foltyn was aware had caused Janet and appellant’s marriage to
suffer. Foltyn also testified that appellant had a history of alcohol and drug abuse.
She recalled an incident in 2009 when she visited Janet and they returned from an
outing to find appellant passed out and naked in the hallway, incapacitated due to
alcohol and drug use. Foltyn also recounted an incident in May 2009 when she
became concerned for appellant’s safety while Janet was out of the country. When
she called him, he sounded intoxicated, so she called a neighbor to check on him,
and he was subsequently taken to the hospital for an “overdose situation.”
9
Foltyn believed that Janet had given appellant an ultimatum to “choose
between the booze, drugs, your alcohol, or I’m leaving.” Instead, appellant entered
the assisted living facility because “someone had to take care of him; and [Janet]
would not bring him home.” Foltyn testified that this was because of appellant’s
drug use and Janet’s concern that he “would be doing the same old thing.”
Janet and appellant’s neighbor, Betty McCagnan, likewise testified about the
overdose incident. She testified that Foltyn called her and asked her to go check
on appellant. When McCagnan arrived at appellant’s home, she discovered him in
the living room looking “extremely pale” with “some bruising along his legs.” She
understood that appellant had “[t]aken a lot of pills,” so she called an ambulance,
and appellant was taken to the hospital. McCagnan also testified that Janet had
given appellant an ultimatum because she wanted him “to clean it up, get on with
it, and she wasn’t going to be around to watch him destroy himself.” McCagnan
testified that Janet eventually filed for divorce and that appellant went to live in an
assisted living facility because Janet wanted “to protect him” and “didn’t want him
to have access to the internet so that he could order prescription drugs, or whatever
drugs, whatever he was ordering.”
McCagnan testified that appellant left the first assisted living facility, lived
somewhere else for a time, and eventually moved into another assisted living
facility. She recalled that there were occasions during this time when Janet did not
10
know where appellant was, and Janet was afraid that appellant might hurt her.
McCagnan stated that Janet sent a letter to her and other neighbors at one point
informing them that a friend had helped appellant escape from the “supervised
facility” where he had been staying and that she did not know where he was.
Janet’s letter stated that she was afraid because appellant had threatened to kill her
before, and she had a letter from his psychiatrist explaining that he was a danger to
himself and others. Janet informed her neighbors that she had installed an alarm
system and new locks and asked that they call the police if they saw anyone at the
house while she was out of the country.
Appellant’s friend, Charles Storer, testified regarding his relationship with
appellant. Storer testified that he had known appellant for about twenty-five years
and that their relationship had begun as a friendship. Storer described himself as
“probably [appellant’s] closest friend.” Storer maintained a friendship with
appellant in which they would visit socially, attending special events or going out
to eat as often as twice a week. However, following appellant’s breakdown at
work in 2006, Storer noticed a change in appellant and did not see him as often
socially. He testified that appellant’s personality underwent a drastic change—
appellant went from an outgoing, positive person to a withdrawn and
uncommunicative person almost overnight.
11
After 2006, Storer tried to maintain contact with appellant but only saw him
once or twice a month. Storer testified that he visited appellant in the assisted
living facility and that, at one point, appellant called him to come remove him from
the facility. Storer had concerns about the first assisted living facility where
appellant lived, in part because of the strict regulations in place there and because
of the other kinds of people living there. Appellant told Storer that he did not like
the facility and asked Storer to pick him up. Storer brought appellant home with
him and allowed appellant to live with him and his wife for a few weeks.
However, this arrangement ended when appellant overdosed and had to be taken
back to the hospital.
Storer testified that he was representing appellant pro bono, without a
formal, written agreement, in his divorce from Janet at the time of the murder and
that he had “reservations” about the way Janet was treating appellant with regard to
the divorce. He believed that Janet was trying to take advantage of appellant and
that, although Janet had tried to help appellant for a while, she had essentially
abandoned him. However, Storer had never heard appellant say anything
disparaging about Janet. Four days before the murder, Storer filed a counter-
petition on appellant’s behalf in the divorce proceeding.
Arnaldo Mariano, the assistant director of appellant’s assisted living facility,
testified that his facility assisted its residents in their daily living by providing
12
meals, housekeeping, and medication management. The facility was not a
treatment facility or a “lockup” facility, so it was not an appropriate place for
someone suffering from dementia or cognitive disorders. He recalled that, at the
time appellant was admitted, appellant indicated that he suffered from depression.
Mariano did not recall appellant claiming that he suffered from dementia. Mariano
testified that appellant told him about various aspects of his relationship with Janet,
including appellant’s statement that she had threatened to report his drug usage to
his employer and his statements that she had made various other threats against
him. Mariano testified that appellant fed, dressed, and groomed himself without
assistance, that he acted alert and did not display any cognitive issues, and that
appellant seemed to function fine while he was in the facility. Mariano also agreed
that the nature of the facility necessarily limited appellant’s access to prescription
drugs and alcohol.
Appellant’s treating psychiatrist, Dr. Scott Sprabery, testified that he treated
appellant from September 2007 until April 2010, approximately one month before
the murder. Dr. Sprabery testified that his main practice involved prescribing
medication and medication management. In September 2007, when he first saw
appellant, appellant was taking an antidepressant, two anti-anxiety medications, an
antipsychotic, a stimulant, and a sleep aid, and he was undergoing
electroconvulsive therapy for depression. Dr. Sprabery testified that appellant
13
presented with symptoms of depression, anxiety, poor energy, and “continuing
crying spells.” He testified that, at the time he first saw him, appellant had been
out of work for almost a year due to his worsening depression and had had two
hospitalizations from which he was still trying to recover.
Dr. Sprabery testified that while appellant was hospitalized prior to coming
into his care appellant exhibited “psychotic features,” such as delusions that there
was something wrong with his body or believing that he had been poisoned. After
completing his own evaluation of appellant, Dr. Sprabery diagnosed appellant as
having “major depressive disorder, recurrent, severe” and also determined that
appellant had a panic disorder. Dr. Sprabery subsequently modified appellant’s
medications multiple times and took appellant off of his antipsychotic medication
prior to appellant’s removal to an assisted living facility.
Dr. Sprabery also testified that appellant’s hospital records indicated that he
had a long-term stimulant addiction over approximately twenty years of his adult
life and that he had concerns about prescribing stimulants for someone with
appellant’s history. He stated that appellant never presented with or complained of
any psychosis or delusions while under his care. Dr. Sprabery also testified that
appellant never informed him that he had any addiction to alcohol. If Dr. Sprabery
had suspected alcohol abuse, he would have been very concerned because the
combined effects of alcohol with some of the medications appellant was taking
14
could have been very dangerous. Dr. Sprabery acknowledged that long-term use
of methamphetamines and alcohol can cause depression, and he also stated that
amphetamine use can cause memory deficits and change brain chemicals when
used for extensive periods of time, as appellant had done over the course of twenty
years.
Dr. Sprabery’s last appointment with appellant occurred less than a month
before the murder. Appellant complained of persistent depression and sleep
difficulties. Appellant did not demonstrate or complain of psychotic behavior,
hallucinations, or delusions.
Dr. Jamal Rafique, the staff psychiatrist for the Harris County Jail, testified
regarding the jail’s records of appellant’s mental health. When appellant first
arrived in the jail in 2010 after Janet’s murder, he underwent an initial assessment.
Appellant did not report any delusions or hallucinations. In May 2010, a
psychologist working with the mental health unit of the jail diagnosed appellant
with major depressive disorder without psychosis. Appellant’s health records also
demonstrated that he had a traumatic brain injury as a result of the self-inflicted
gunshot wound at the time of the murder.
Appellant’s first “psychiatric incident” occurred in January 2011, after he
had been incarcerated for approximately eight months. Appellant experienced
delusions that people were chasing him. At that time, appellant was referred to the
15
mental health unit for closer monitoring and mental health treatment. When Dr.
Rafique first met with appellant in January 2011, he diagnosed appellant as having
dementia and also believed he might have a psychotic illness. Dr. Rafique was not
able to confirm his “working diagnosis” of dementia with possible psychosis
because he never met with appellant again.
Dr. Richard Pollock, a neuropsychologist who was hired by the defense and
worked closely with appellant’s expert psychiatrist, evaluated appellant on June
16, 2010. He diagnosed appellant with a cognitive disorder and severe major
depression that manifested itself with “psychotic features.” Dr. Pollock explained
that this meant that appellant’s disorder was accompanied by a break with reality
and an inability to judge or analyze real world events properly. Dr. Pollock also
determined that appellant suffered from a neurological disease of the brain and
central nervous system and that he suffered from dementia as well. Dr. Pollock
testified that appellant’s disorders were aggravated by stress and that exposure to
severe stress could cause him to develop psychotic behavior. Dr. Pollock
acknowledged that his opinion that appellant suffered from a vascular
neurocognitive disorder conflicted with the opinion of appellant’s treating
psychiatrist, who had found no neurological reasons for appellant’s depression,
despite reviewing the same MRI scans on which his own opinion was based.
16
Dr. David Axelrad testified as appellant’s expert psychiatrist at trial. He
reviewed extensive documentation regarding appellant’s health and the reports of
other doctors who had treated appellant, and he spent several hours meeting with
appellant. His first meeting with appellant occurred on June 7, 2010, and he also
met with appellant on April 6, 2011, February 29, 2012, and May 1, 2012. Dr.
Axelrad prepared a lengthy report expressing his finding that, on the night of the
offense, appellant suffered from “major depressive disorder, severe, with psychotic
and melancholy features” and a “major vascular neurocognitive disorder with
significant behavioral disturbance.”
Dr. Axelrad testified that appellant suffered from a psychotic episode on the
night he committed the offense, which mean that appellant could not know what
was true or not true and would not know right from wrong. Dr. Axelrad opined
that appellant did not know right from wrong when he shot his wife. He testified
that it was possible for appellant to demonstrate clarity of thought and realize his
acts were wrong after the psychotic episode was over.
Dr. Mark Moeller testified as the State’s expert psychiatrist. Dr. Moeller
met with appellant on two occasions and spent about four hours reviewing
appellant’s medical records. He testified that there was no causal connection
between appellant’s disorders and the murder. Dr. Moeller likewise did not
believe that appellant was suffering from dementia and did not agree with
17
appellant’s neurologist and neuropsychiatrist that appellant was suffering from a
major neurovascular disorder; rather, after viewing appellant’s MRIs and other
records, he believed the amount of degeneration shown in the brain was normal.
Dr. Axelrad testified regarding the shortcomings in Dr. Moeller’s expert
report and opinion testimony. He stated that Dr. Moeller’s opinion did not
“address the substantive deficits in [appellant’s] cognitive abilities that were
identified by the two latest neuropsychologists who evaluated” appellant and who
were experts in their field.
D. Facts Relevant to Admission of Storer’s Phone Conversations with
Appellant on the Evening of the Murder
The State called Charles Storer, appellant’s friend and divorce attorney,
during its case-in-chief. However, appellant moved to suppress Storer’s testimony
based on an assertion of attorney-client privilege, and the trial court held a hearing
to determine whether appellant’s statements to Storer were covered by the
privilege.
At the suppression hearing, Storer testified that appellant called him on the
evening that he murdered Janet and admitted that he had “done something
horrible” and that he had killed his wife. Storer stated that the phone conversation
was private, that appellant was talking to him as his attorney, that he gave
appellant legal advice, and that when he arrived at the scene later in the evening, he
18
introduced himself to the police as appellant’s attorney. Storer further testified that
appellant had not waived his attorney-client privilege.
On cross-examination, the State established that Storer had been an attorney
for approximately thirty years and that his main practice areas were family law,
probate, and personal bankruptcy. Several years after he met appellant, Storer
represented appellant in his divorce from his first wife. After that time, Storer
maintained a personal, social relationship with appellant. Storer also considered
Janet a friend.
Janet filed for divorce in March 2010, and Storer began to represent
appellant in the divorce proceeding on May 4, 2010, approximately four days
before the murder. Storer stated that he and appellant had a verbal attorney-client
agreement, and he admitted that he had never agreed to represent appellant in any
criminal matters and that he was not a criminal-defense attorney.
Storer testified that on the night of May 8, 2010, when appellant called to
tell him that he had shot Janet, he immediately called 9-1-1 and reported that
appellant, whom he described in the 9-1-1 call as a friend, had just shot his wife.
Storer then drove to the house where appellant had shot Janet and made a
statement to a police officer at the scene.
Regarding the specific legal advice that he gave appellant on the phone that
night, Storer testified that appellant told him that “they were going to execute him
19
for what he had done to his wife,” and Storer told him that it was not a capital
crime and “they’re not going to try to kill you over it.” Storer acknowledged that
he would have given the same advice to a client or a friend.
Storer also acknowledged that he informed the police that he never
represented appellant as his criminal lawyer. According to the statement that
Storer made to the police, the majority of his conversation with appellant involved
appellant’s representations that he was going to kill himself and Storer’s attempts
to talk him out of committing suicide. Storer acknowledged that when he gave his
statement to the police regarding his conversations with appellant, it never
occurred to him to assert the attorney-client privilege on appellant’s behalf.
However, the evidence also demonstrated that the police were aware that Storer
had acted as appellant’s attorney in his divorce proceedings, and appellant
repeatedly told the SWAT officers that he wanted to talk to his attorney and that he
would not come out of the house until his attorney arrived. Storer further testified
that he had helped facilitate appellant’s hiring of a criminal defense attorney, and
he had maintained a friendship with appellant while he was incarcerated in the
Harris County Jail.
At the suppression hearing, appellant argued that Storer’s testimony
regarding his conversations with appellant on the evening of the murder was
inadmissible because the conversations were protected by the attorney-client
20
privilege. Appellant argued that, although he eventually hired criminal-defense
counsel, at the time of the offense he did not have any other counsel—Storer was
the only attorney he had. The State argued that the purpose of the privilege was to
protect attorney-client communications pertaining to legal representation and that it
would be an abuse of the privilege to protect a defendant’s inculpatory statements
solely on the basis that they were made to a friend who also happened to be an
attorney. The State argued that there was no on-going attorney-client relationship
between Storer and appellant at the time of the communications, that Storer never
represented appellant in this or any other criminal matter, and that appellant called
Storer because Storer was his best friend, not because he was a lawyer.
The trial court ruled that the attorney-client privilege did not exist and
denied appellant’s motion to suppress.
Storer testified before the jury regarding his twenty-five year friendship with
appellant, just as he had in the suppression hearing. Regarding the night of the
murder, Storer testified that he had “[m]aybe six or eight” phone conversations
with appellant. He stated that he left the scene of the murder around midnight and
that he visited the police station the next day to give a statement regarding what he
knew about the murder.
Following the testimony of numerous other witnesses, during the rebuttal
phase of trial, the State offered the recording of the 9-1-1 call Storer made and
21
again called him to the stand. Appellant renewed his objection to the admission of
Storer’s testimony, which the trial court noted for the record.
Storer testified that he called 9-1-1 “almost immediately” after his first
phone conversation with appellant on the evening of the murder and then he went
to the scene. He recalled that appellant told him that “that something horrible has
happened, that he had just shot Janet.” Storer recalled that appellant had
“snapped,” that appellant believed he was in trouble, and that appellant wanted to
commit suicide. Storer and appellant discussed where appellant wanted to be
buried, and appellant asked him to look after his son. Storer also recalled
appellant’s telling him that he believed his life was over and that either he was
going to spend the rest of his life in jail for killing Janet or that he would be
executed.
E. The Jury’s Verdict and the Trial Court’s Judgment
The jury rejected appellant’s affirmative defense and found him guilty of
murder. The trial court assessed his punishment at ninety-nine years’ confinement
and assessed a $10,000 fine. The trial court also assessed the statutorily required
$133 in consolidated court costs.
Insanity Defense
In his first issue, appellant challenges the factual sufficiency of the jury’s
rejection of his insanity defense. Stated another way, appellant argues that he
22
offered so much evidence in support of his insanity defense and the State offered
so little evidence rebutting his defense that the jury’s rejection of his affirmative
defense was against the great weight and preponderance of the evidence. See
Matlock v. State, 392 S.W.3d 662, 670 n.29 (Tex. Crim. App. 2013) (“Technically,
a defendant’s claim is not one of ‘factual sufficiency.’ . . . The defendant is
claiming that his evidence is more than sufficient to support his affirmative
defense, while the State’s evidence is insufficient to rebut it.”).
A. Standard of Review
The Texas Court of Criminal Appeals has adopted the civil standard of
factual-sufficiency review for challenges to the rejection of an affirmative defense
because the burden of proof is that of “preponderance of the evidence,” the same
burden applied in civil proceedings. Id. at 671 (citing Meraz v. State, 785 S.W.2d
146, 149, 153–55 (Tex. Crim. App. 1990)). In making a factual-sufficiency claim,
the defendant is asserting that, considering the entire body of evidence, the jury’s
adverse finding on his affirmative defense was so “against the great weight and
preponderance” of the evidence as to be manifestly unjust. Id.
Accordingly, we must view the entirety of the evidence in a neutral light. Id.
However, we “may not usurp the function of the jury by substituting [our]
judgment in place of the jury’s assessment of the weight and credibility of the
witnesses’ testimony.” Id. We may “sustain a defendant’s factual-sufficiency
23
claim only if, after setting out the relevant evidence and explaining precisely how
the contrary evidence greatly outweighs the evidence supporting the verdict, [we]
clearly state[] why the verdict is so much against the great weight of the evidence
as to be manifestly unjust, conscience-shocking, or clearly biased.” Id. If we
determine that the evidence supporting an affirmative defense so greatly outweighs
the State’s contrary evidence that the verdict is manifestly unjust, then we may
reverse the trial court’s judgment and remand for a new trial. Id. at 672.
Insanity is an affirmative defense, which must be proved by a preponderance
of the evidence. TEX. PENAL CODE ANN. §§ 2.04, 8.01 (Vernon 2011). To
establish the affirmative defense of insanity, the defendant must prove “that, at the
time of the conduct charged, the actor, as a result of severe mental disease or
defect, did not know that his conduct was wrong.” Id. § 8.01(a). The law
presumes that the accused is sane, and the accused bears the burden of proving by
a preponderance of the evidence that he is insane. Martinez v. State, 867 S.W.2d
30, 33 (Tex. Crim. App. 1993); see Ruffin v. State, 270 S.W.3d 586, 591–92 (Tex.
Crim. App. 2008) (“Texas law . . . presumes that a criminal defendant is sane and
that he intends the natural consequences of his acts.”).
The insanity defense focuses on whether the accused understood the nature
of his action and whether he knew he should not do it. Ruffin, 270 S.W.3d at 592;
Bigby v. State, 892 S.W.2d 864, 877–78 (Tex. Crim. App. 1994). In the context of
24
the insanity defense, the word “wrong” means illegal. Ruffin, 270 S.W.3d at 592.
If the accused knows that his conduct is “illegal” by societal standards, then he
understands that his conduct is wrong, even if, due to a mental disease or defect, he
thinks his conduct is morally justified. See id. Thus, proof of a mental disease or
defect alone is not sufficient to establish an affirmative defense of insanity. Nutter
v. State, 93 S.W.3d 130, 132 (Tex. App.—Houston [14th Dist.] 2001, no pet.); see
Bigby, 892 S.W.2d at 877–78 (“The issue of insanity is not strictly medical. It also
involves both legal and ethical considerations.”).
Although jurors may not arbitrarily disregard expert testimony as to insanity,
neither may they give conclusive effect to such testimony. Graham v. State, 566
S.W.2d 941, 950–51 (Tex. Crim. App. 1978) (“Opinion testimony does not
establish material facts as a matter of law.”). The circumstances of the crime itself
are also important in determining the mental state of the accused at the time of the
commission of the offense, and evidence indicating knowledge of wrongful
conduct, such as an attempt to conceal incriminating evidence or elude law
enforcement, may be considered. Id. at 951; see also Torres v. State, 976 S.W.2d
345, 347–48 (Tex. App.—Corpus Christi 1998, no pet.) (holding that, in reaching
its decision on insanity, jury may consider circumstantial evidence, including
defendant’s demeanor before and after committing crime, defendant’s attempts to
evade police or conceal incriminating evidence, defendant’s expressions of regret
25
or fear of consequences of his actions, and any other possible explanations for
defendant’s behavior).
Whether the defense of insanity was proved is a decision that lies within the
province of the jury, both as to the credibility of witnesses and the weight of the
evidence and as to the limits of the defense. Bigby, 892 S.W.2d at 878; see also
Reyna v. State, 116 S.W.3d 362, 367 (Tex. App.—El Paso 2003, no pet.) (“The
issue of insanity at the time of the offense lies within the province of the jury, and
we will overturn its decision only where insanity is undisputed or resolved to one
end of the spectrum outside the realm of discretion.”).
B. Analysis
Here, appellant argues that the great weight and preponderance of the
evidence presented at trial supports his claim of insanity, and, therefore, the jury
erred in rejecting his affirmative defense. Appellant argues that the State’s expert
witness, Dr. Moeller, did not conduct a thorough investigation and “only reiterated
the facts of the offense in determining [appellant] was sane at the time of the
offense.” He points to the inadequacies of Dr. Moeller’s report and expert
testimony in comparison to the testimony and report of his own expert, Dr.
Axelrad, who conducted a thorough evaluation of appellant and his medical
records and determined that appellant did not know right from wrong at the time of
the offense. Appellant also relies on evidence indicating that he had no prior
26
criminal history, and he argues that it was not until he became ill and his brain
degenerated that he and Janet began to have marital difficulties. He argues that a
preponderance of the evidence established that he was “a very sick man”—“[a]
once powerful and wealthy stockbroker forced to leave his home . . . and go to an
assisted living facility for dementia.”
The record contains evidence from Dr. Rafique, the jail psychiatrist, and
appellant’s expert witnesses, Dr. Axelrad and Dr. Pollock, that appellant suffered
from delusions, dementia, and possible psychosis in addition to his depression, and
those doctors believed that appellant’s disorders were attributable to a degenerative
neurological disorder. Dr. Axelrad opined that appellant did not know that his
actions were wrong at the time he committed the murder. On the other hand, the
State’s expert witness, Dr. Moeller, opined that appellant was not suffering from a
degenerative neurological disorder and that appellant was sane at the time he
committed the offense, in conflict with the opinions of Dr. Pollock and Dr.
Axelrad. Dr. Moeller’s expert report is shorter than Dr. Axelrad’s report, and Dr.
Moeller did not place the same value on the opinions and reports of some of the
experts that Dr. Axelrad relied upon in reaching his opinion. However, this fact by
itself does not indicate that the jury’s rejection of appellant’s insanity defense went
against the great weight and preponderance of the evidence.
27
Appellant construes the evidence as demonstrating that he was “a very sick
man” who was forced to move to an assisted living facility for dementia. This
view of the evidence does not account for the testimony of Rosemary Foltyn, Betty
McCagnan, Charles Storer, and Dr. Sprabery that appellant had a history of drug
and alcohol abuse that could also have contributed to his mental disorders. Foltyn
testified that appellant had a history of drug and alcohol abuse, and Dr. Sprabery
testified regarding the negative effects drug and alcohol abuse could have had on
appellant’s health. Furthermore, several witnesses, including Mariano, McCagnan,
and Foltyn, testified that appellant was not placed in assisted living due to
dementia, but rather as a result of his drug issues.
There was no medical evidence indicating that appellant suffered from
anything other than severe major depressive disorder and anxiety until after he
committed the murder, shot himself in the face, and was incarcerated in the Harris
County Jail. Appellant’s treating psychiatrist, Dr. Sprabery, testified that he
treated appellant up until the month preceding the offense and he had never had
any reason to believe that appellant suffered from psychosis, delusions,
hallucinations, dementia, or any degenerative neurological disorder or other
physiological reason for his mental disorders. Dr. Rafique, the jail psychiatrist,
testified that the jail records demonstrated only that appellant suffered from major
depressive disorder until January 2011, months after the murder, at which time
28
appellant began experiencing symptoms of psychosis and dementia. Dr. Pollock,
one of appellant’s expert witnesses, conceded that his diagnosis of degenerative
neurological disorder conflicted with that of appellant’s treating psychiatrist, who
did not believe appellant’s disorders were the result of a physical disorder. Thus,
while there were conflicting expert opinions, we cannot say the overwhelming
weight of the medical evidence indicated that appellant suffered from dementia or
psychosis at the time he committed the murder. See TEX. PENAL CODE ANN.
§ 8.01(a) (providing that affirmative defense of insanity applies to actor who did
not know his conduct was wrong “as a result of severe mental disease or defect”).
Furthermore, contrary to appellant’s assertion, it is proper for the jury to
consider the circumstances of the crime itself. See Graham, 566 S.W.2d at 950
(stating that although jurors may not arbitrarily disregard expert testimony as to
insanity, neither may they give conclusive effect to such testimony); see also
Torres, 976 S.W.2d at 347–48 (holding that, in reaching its decision on insanity,
jury may consider circumstantial evidence, including defendant’s demeanor before
and after committing crime, defendant’s attempts to evade police or conceal
incriminating evidence, defendant’s expressions of regret or fear of consequences
of his actions, and any other possible explanations for defendant’s behavior).
The record indicates that, on the night of the offense, appellant appeared
normal when Officers Nellipallil and Scott came to investigate the security alarm
29
and he told them it was a false alarm. He lied to them and attempted to conceal
Janet from them, closing the door in Officer Scott’s face when Janet stumbled into
view, and the officers originally believed his lie. When the officers returned to the
house to check on Janet, appellant asked for a warrant before he would allow them
to enter the home. Appellant tried to flee with his car keys and his dog, but he left
the dog in the vehicle and returned to the house when he was confronted by the
officers.
After the officers discovered the crime, appellant insisted on contacting his
lawyer and refused to leave his house. Hawkins, the crisis intervention counselor,
testified that appellant did not demonstrate any of the characteristics of someone
experiencing psychosis or hallucinations. At the hospital, appellant told a nurse
that he had shot his wife, and he refused to give a statement to police regarding the
incident before consulting with his lawyer. This evidence regarding appellant’s
demeanor before, during, and after the crime, his attempts to evade police or
conceal incriminating evidence, and his expressions of regret or fear for the
consequences of his actions is relevant to the jury’s decision to reject appellant’s
insanity defense. See Torres, 976 S.W.2d at 347–48; see also Robinson v. State,
236 S.W.3d 260, 267–68 (Tex. App.—Houston [1st Dist.] 2007, pet. ref’d)
(holding that evidence of flight may demonstrate consciousness of guilt). Finally,
the evidence from multiple witnesses regarding appellant’s history of drug abuse
30
and evidence that appellant and Janet were divorcing provide other possible
explanations for appellant’s behavior. See Torres, 976 S.W.2d at 347–48.
We conclude that there was sufficient evidence from which the jury could
determine that appellant was aware at the time he murdered Janet that his conduct
was wrong. See TEX. PENAL CODE ANN. § 8.01(a); Bigby, 892 S.W.2d at 877–78
(stating that insanity defense focuses on whether accused understood nature of his
action and whether he knew he should not do it). We cannot conclude that the
evidence supporting appellant’s affirmative defense so greatly outweighs the
State’s contrary evidence that the jury’s verdict was manifestly unjust. See
Matlock, 392 S.W.3d at 671–72.
We overrule appellant’s first issue.
The State’s Definition of “Wrong” During Voir Dire
In his second issue, appellant argues that the trial court erred in overruling
his objection to the State’s use of an improper definition of “wrong” during voir
dire.
Here, the State defined the term “wrong” in the context of its attempt to
ascertain whether the potential jurors would properly apply the law of insanity.
The prosecutor stated that “[w]rong is defined as legally, socially or morally
impermissible.” Appellant objected, stating, “There is no legal definition for
wrong, and I object to her inserting her definition. Because since there is no legal
31
definition, then it’s up to the jury.” The State replied that it used the definition
“from case law.” Appellant argued, “It’s not in the statute law.” The trial court
overruled the objection.
On appeal, appellant argues that the trial court erred in allowing the State to
give “its own definition of wrong” and that the prosecutor’s statement of law
regarding the definition of “wrong” was incorrect. See Thompson v. State, 95
S.W.3d 537, 541 (Tex. App.—Houston [1st Dist.] 2002, no pet.) (holding that voir
dire questions that misstate law are improper). Appellant argues that, by
overruling his objection, “the [trial] court gave the definition its imprimatur” and
impinged on the jury’s ability to assign the term any meaning which is acceptable
in common parlance.
A. Standard of Review
“The trial court has broad discretion over the process of selecting a jury.”
Fuller v. State, 363 S.W.3d 583, 585 (Tex. Crim. App. 2012) (quoting Sells v.
State, 121 S.W.3d 748, 755–56 (Tex. Crim. App. 2003)). We will not disturb the
trial court’s ruling on the propriety of a particular voir dire question absent an
abuse of discretion. Id. A trial court abuses its discretion when it prohibits a
proper question about a proper area of inquiry. Id. A question is proper if it seeks
to discover a juror’s views on an issue applicable to the case. Id. However, voir
dire questions that misstate the law are improper. Thompson, 95 S.W.3d at 541.
32
Generally, a prosecutor’s statements during voir dire will not constitute error
unless they are contrary to the trial court’s charge. See Wilder v. State, 111 S.W.3d
249, 253 (Tex. App.—Texarkana 2003, pet. ref’d). The Court of Criminal Appeals
has held that voir dire questions regarding a particular, statutorily undefined term
are proper when the question seeks to discover the venire members’ views on an
issue applicable to the trial, is not repetitious, and is not in an improper form.
Fuller, 363 S.W.3d at 586 (quoting Woolridge v. State, 827 S.W.2d 900, 906 (Tex.
Crim. App. 1992)). The court stated,
[T]he fact that no definition will be provided [in the jury charge] for a
term does not render a prospective juror’s understanding of that term
irrelevant. To the contrary, that understanding becomes more crucial
to the intelligent exercise of either the State’s or the defendant’s
peremptory challenges because there is no definition to guide what
could be a juror’s skewed perception of the term.
Id. (stating, in context of analyzing allegedly improper definition of “beyond a
reasonable doubt,” that “inquiry into a prospective juror’s understanding of what
proof beyond a reasonable doubt means constitutes a proper question regardless of
whether the law specifically defines that term. The jury’s ability to apply the
correct standard of proof remains an issue in every criminal case”).
Rather, when a term is undefined in the charge, we presume that the jury
“attach[ed] a common understanding to the meaning of the term[].” Smith v. State,
297 S.W.3d 260, 275 (Tex. Crim. App. 2009). A trial court’s erroneous ruling on
issues relating to questioning a venire panel about its understanding of the burden
33
of proof is non-constitutional error subject to a harm analysis under Texas Rule of
Appellate Procedure 44.2(b). See TEX. R. APP. P. 44.2; Fuller, 363 S.W.3d at 587–
89; Rich v. State, 160 S.W.3d 575, 577 (Tex. Crim. App. 2005). We review non-
constitutional error to determine whether it affected an appellant’s substantial
rights. TEX. R. APP. P. 44.2(b); Johnson v. State, 43 S.W.3d 1, 4 (Tex. Crim. App.
2001). An error affects a substantial right “when the error has a substantial and
injurious effect or influence” on the verdict. Id.
B. Analysis
Preliminarily, we note that appellant’s complaint is not one of charge
error—the jury charge did not define the term “wrong,” nor does appellant argue
that the charge should have included a definition of that term. See Kirsch v. State,
357 S.W.3d 645, 651–52 (Tex. Crim. App. 2012) (holding that fact that appellate
court defined statutorily-undefined term when reviewing sufficiency of the
evidence in one case does not necessarily mean definition must or even should be
provided to jury in future cases); Ramos v. State, 303 S.W.3d 302, 308 (Tex. Crim.
App. 2009) (holding that, as general rule, terms need not be defined in jury charge
if they are not statutorily defined). Thus, appellant’s reliance on the reasoning in
Kirsch, which analyzed the harm of providing an instruction to the jury in the jury
charge itself, is misplaced in this case. See 357 S.W.3d at 651–52.
34
The question in this case is whether the trial court erred, as a matter of law,
by allowing the State to give an improper definition of the word “wrong” to the
jury that was not later incorporated in an instruction in the charge. The Penal Code
does not define “wrong.” However, the Court of Criminal Appeals has held that
“wrong” in the context of the affirmative defense of insanity means “illegal” by
societal standards. Ruffin, 270 S.W.3d at 592; see also Bigby, 892 S.W.2d at 878
(holding that focus of insanity inquiry should not be on appellant’s morality, but
should instead be on “whether [he] understood the nature and quality of his action
and whether it was an act he ought to do. . . . By accepting and acknowledging his
action was ‘illegal’ by societal standards, [Bigby] understood that others believed
his conduct was ‘wrong’”) (internal citations omitted).
The prosecutor’s definition of “wrong” as “legally, socially, or morally
impermissible” expressed a commonly accepted meaning of the word that was
somewhat broader than the strict legal definition of wrong as “illegal” by societal
standards. Compare Ruffin, 270 S.W.3d at 592 (holding that “wrong,” in context
of insanity defense, means “illegal” by societal standards) and Bigby, 892 S.W.2d
at 878 (holding that focus of insanity inquiry should be on “whether [appellant]
understood the nature and quality of his action and whether it was an act he ought
to do. . . . By accepting and acknowledging his action was ‘illegal’ by societal
standards, [Bigby] understood that others believed his conduct was ‘wrong’”), with
35
MERRIAM-WEBSTER’S COLLEGIATE DICTIONARY 1447 (11th ed. 2003) (defining
“wrong” as “not according to the moral standard” or “not right or proper according
to a code, standard, or convention”). Appellant does not identify any other point in
the proceedings where the State’s definition of the word “wrong” was used, and it
is undisputed that the jury charge did not include any definition of the word
“wrong.” We thus presume that the jury “attach[ed] a common understanding to
the meaning of term[].” See Smith, 297 S.W.3d at 275 (holding that jurors are
presumed to attach common understanding of meaning of terms that are not
defined in jury charge). Moreover, that meaning was closely similar to the
definition in case law and, if anything, was more favorable to appellant than the
strict legal definition.
Assuming without deciding that the trial court erred by permitting the
prosecution to define the word “wrong” during voir dire by using a commonly
accepted definition that was broader than the definition set out in case law, we
cannot conclude that the error had a substantial or injurious effect or influence on
the verdict against appellant or that appellant’s substantial rights were affected, as
required to demonstrate reversible error. See TEX. R. APP. P. 44.2(b); Johnson, 43
S.W.3d at 4.
We overrule appellant’s second issue.
36
Admission of Storer’s Testimony
In his third issue, appellant argues that the trial court erred in denying his
motion to suppress the testimony of Charles Storer, his attorney and friend whom
he called in the course of committing the offense.
A. Standard of Review
“In reviewing a trial court’s ruling on a motion to suppress, appellate courts
must view the evidence in the light most favorable to the trial court’s ruling.”
Johnson v. State, 414 S.W.3d 184, 192 (Tex. Crim. App. 2013); see also Shepherd
v. State, 273 S.W.3d 681, 684 (Tex. Crim. App. 2008) (holding that we review
denial of motion to suppress evidence for abuse of discretion). When, as here, a
trial court makes explicit fact findings, we must determine whether the evidence
viewed in the light most favorable to the trial court’s ruling supports the fact
findings. See Johnson, 414 S.W.3d at 192; see also State v. Cullen, 195 S.W.3d
696, 699 (Tex. Crim. App. 2006) (holding that trial court’s findings of fact and
conclusions of law are sufficient if they are “recorded in some way, whether
written out and filed by the trial court, or stated on the record at the hearing”).
We review motions to suppress pursuant to a bifurcated standard under
which the trial court’s determinations of historical facts and mixed questions of
law and fact that rely on credibility are granted almost total deference when
supported by the record. Johnson, 414 S.W.3d at 192. However, for questions of
37
law or mixed questions of law and fact that do not depend on the evaluation of
credibility and demeanor, we review the trial court’s ruling de novo. Id. At a
suppression hearing, the trial court “is the sole trier of fact and judge of the
credibility of the witnesses and the weight to be given their testimony.” Wiede v.
State, 214 S.W.3d 17, 24–25 (Tex. Crim. App. 2007). The trial court may choose
to believe or disbelieve any part or all of a witness’s testimony. State v. Ross, 32
S.W.3d 853, 855 (Tex. Crim. App. 2000). We sustain the trial court’s ruling if it is
reasonably supported by the record and correct on any theory of law applicable to
the case. Laney v. State, 117 S.W.3d 854, 857 (Tex. Crim. App. 2003).
Confidential communications between client and counsel made to facilitate
legal services are generally insulated from disclosure. See TEX. R. EVID. 503(b)(1),
61 TEX. B.J. 374, 381 (Tex. & Tex. Crim. App. 1998, amended 2015) (providing
that client has privilege to refuse to disclose and to prevent any other person from
disclosing confidential communications between client and lawyer made for
purpose of facilitating rendition of professional legal services to client); 3 Cameron
v. State, 241 S.W.3d 15, 19 (Tex. Crim. App. 2007). Thus, the scope of the
attorney-client privilege as set out in the rules of evidence is limited to
3
Effective April 1, 2015, the Texas Supreme Court adopted amendments to the
rules of evidence. 78 TEX. B.J. 42, 42 (Tex. 2015). The revisions to Rule of
Evidence 503 were stylistic and do not affect the substance of the rule. We cite
the old rule, as that version as in effect at the time this case was tried.
38
communications “made by a client seeking legal advice from a lawyer in her
capacity as such and the communication must relate to the purpose for which the
advice is sought.” State v. DeAngelis, 116 S.W.3d 396, 404 (Tex. App.—El Paso
2003, no pet.). “[T]he proof, express or circumstantial, must indicate the client’s
desire for confidence and secrecy.” Id.
“A communication is ‘confidential’ if not intended to be disclosed to third
persons other than those to whom disclosure is made in furtherance of the rendition
of professional legal services to the client or those reasonably necessary for the
transmission of the communication.” TEX. R. EVID. 503(a)(5), 61 TEX. B.J. at 381;
DeAngelis, 116 S.W.3d at 404. Rule 503(b)(2) adds a special rule of privilege for
criminal cases: “In criminal cases, a client has a privilege to prevent the lawyer or
lawyer’s representative from disclosing any other fact which came to the
knowledge of the lawyer or the lawyer’s representative by reason of the attorney-
client relationship.” TEX. R. EVID. 503(b)(2), 61 TEX. B.J. at 381; Cameron, 241
S.W.3d at 19.
“In general, privileges are exclusionary rules of evidence that may be used to
suppress relevant evidence.” Cameron, 241 S.W.3d at 19. The rule specifies that
the privilege may be claimed by the client or the attorney on behalf of the client.
TEX. R. EVID. 503(c); 61 TEX. B.J. at 382; Cameron, 241 S.W.3d at 19; see also
Carmona v. State, 941 S.W.2d 949, 953 (Tex. Crim. App. 1997) (holding that
39
attorney-client privilege is designed for client’s benefit by guaranteeing
confidentiality to promote forthright communications between lawyer and client).
The client can waive the privilege by voluntarily disclosing or consenting to the
disclosure of a significant part of the privileged matter. TEX. R. EVID. 511(1), 61
TEX. B.J. at 387;4 Carmona v. State, 947 S.W.2d 661, 663 (Tex. App.—Austin
1997, no pet.). Disclosure by the attorney does not waive the privilege absent the
client’s consent. Carmona, 947 S.W.2d at 663 (citing Cruz v. State, 586 S.W.2d
861, 865 (Tex. Crim. App. 1979)).
A party asserting a privilege has the burden of showing that the privilege
applies. Peto v. State, 51 S.W.3d 326, 327 (Tex. App.—Houston [1st Dist.] 2001,
pet. ref’d); Carmona, 947 S.W.2d at 663 (“The privilege claimant must prove the
existence of the privilege.”) (citing Austin v. State, 934 S.W.2d 672, 674 (Tex.
Crim. App. 1996), and Carmona, 941 S.W.2d at 954 n.6).
Once the privilege has been established, the party seeking to establish
waiver of the privilege has the burden of going forward with evidence that supports
a finding of waiver. Carmona, 947 S.W.2d at 663 (citing Carmona, 941 S.W.2d at
4
Effective April 1, 2015, Rule 511 was revised to conform with Federal Rule of
Evidence 502. 78 TEX. B.J. at 42. Rule of Evidence 511(a)(1) now provides: “A
person upon whom these rules confer a privilege against disclosure waives the
privilege if . . . the person or a predecessor of the person while holder of the
privilege voluntarily discloses or consents to disclosure of any significant part of
the privileged matter unless such disclosure is itself privileged[.]” TEX. R. EVID.
511(a)(1). Again, we cite the prior version of the rule, which was in effect at the
time this case was tried.
40
953). Waiver may be inferred from the totality of the circumstances and
reasonable inferences. Id. The disclosure of the privileged material by defense
counsel is relevant in determining waiver. Id. After the State has gone forward
with evidence supporting waiver of the privilege, the party claiming the privilege
“may find it wise to present evidence of no waiver.” Id.
We review the trial court’s decision on the applicability of a privilege for an
abuse of discretion. Id. at 664. We can reverse a decision only if “the trial court
applied an erroneous legal standard, or when no reasonable view of the record
could support the trial court’s conclusion under the correct law and the facts
viewed in the light most favorable to its legal conclusion.” Id. (quoting DuBose v.
State, 915 S.W.2d 493, 498 (Tex. Crim. App. 1996)).
B. Analysis
Here, appellant moved to suppress Storer’s testimony regarding the content
of appellant’s phone calls to him on the night of the murder based on an assertion
of attorney-client privilege. The trial court held a hearing and determined that the
attorney-client privilege did not apply to the phone calls appellant made in the
course of committing the offense.
The record contains conflicting evidence regarding the nature of appellant’s
relationship with Storer at the time the phone calls occurred. Storer testified that
he communicated that night with appellant as his attorney and provided him with
41
legal advice. The record also contained evidence that appellant told police that he
wanted to see his attorney and that when Storer arrived on the scene, he introduced
himself as appellant’s attorney.
However, it was undisputed that appellant and Storer were long-time friends,
and Storer testified that he was probably appellant’s closest friend. Appellant did
not call Storer’s legal office; rather, he called Storer’s cell phone. Storer also
acknowledged that he did not typically practice criminal defense law. During the
suppression hearing, he testified that the advice he gave appellant consisted of
informing him that the murder was not a capital offense for which he could receive
the death penalty, and Storer admitted that this was the type of advice he would
give to anyone, whether they were a client or a friend. The remaining content of
the phone conversations—e.g., appellant’s assertion that he wanted to commit
suicide and his wishes for his burial, and Storer’s attempt to talk appellant out of
killing himself—are more typically conversations one would have with a friend,
not one’s attorney. Storer acknowledged, both to police officers on the day
following the murder and at trial, that he had never represented appellant in a
criminal matter. And Storer acknowledged that when he called 9-1-1 and later
made his statement to police, it did not occur to him to assert the attorney-client
privilege on appellant’s behalf.
42
Viewing the evidence in the light most favorable to the trial court’s ruling,
as we must, we conclude there is evidence to support the trial court’s ruling that
these communications were not confidential communications between client and
counsel made to facilitate legal services. See TEX. R. EVID. 503(a)(5), 61 TEX. B.J.
at 381 (“A communication is ‘confidential’ if not intended to be disclosed to third
persons other than those to whom disclosure is made in furtherance of the rendition
of professional legal services to the client or those reasonably necessary for the
transmission of the communication.”); Cameron, 241 S.W.3d at 19. Nor did these
phone calls constitute the disclosure of “any other fact which came to the
knowledge of the lawyer or the lawyer’s representative by reason of the attorney-
client relationship.” See TEX. R. EVID. 503(b)(2), 61 TEX. B.J. at 381; Cameron,
241 S.W.3d at 19. Rather, the evidence supports the trial court’s conclusion that
appellant’s communications were made to Storer in his capacity as appellant’s
close friend, and not as an attorney providing legal representation.
Although the record contains some conflicting evidence, the trial court is the
sole trier of fact and judge of the credibility of the witnesses and the weight to be
given their testimony at a suppression hearing, and we are to grant almost total
defense to the trial court’s determinations of historical fact and mixed questions of
law and fact that rely on credibility when they are supported by the record. See
Johnson, 414 S.W.3d at 192; Wiede, 214 S.W.3d 17, 24–25. We cannot conclude
43
that the trial court “applied an erroneous legal standard” or that “no reasonable
view of the record could support the trial court’s conclusion” that appellant failed
to meet his burden of establishing that the attorney-client privilege applied to his
communications. See Carmona, 947 S.W.2d at 664.
Given this record, we cannot conclude that the trial court abused its
discretion in finding that the attorney-client privilege did not apply to these
communications. See Johnson, 414 S.W.3d at 192 (evidence must be viewed in
light most favorable to trial court’s ruling); Carmona, 941 S.W.2d at 953 (attorney-
client privilege is designed to guarantee confidentiality to promote forthright
communication between lawyers and client); see also DeAngelis, 116 S.W.3d at
404 (attorney-client privilege applies to communications “made by a client seeking
legal advice from a lawyer in her capacity as such and the communication must
relate to the purpose for which the advice is sought” and “the proof . . . must
indicate the client’s desire for confidence and secrecy.”).
We overrule appellant’s third issue.
Constitutionality of Court Costs
Following his conviction, the trial court assessed the mandatory $133 in
consolidated court costs. In his fourth issue, appellant complains that a portion of
the court costs, the “crime stoppers fee,” does not fund any cost for the court’s
function and thus is facially unconstitutional. Appellant argues that this fee should
44
more properly be characterized as a tax and that requiring courts to collect costs for
such a tax or program that is not refunded back to the courts is a violation of the
separation of powers clause because it imposes an executive function on the
judicial branch.
A. Standard of Review
In addressing a constitutional challenge, this court “must begin with the
presumption that the statute is valid and that the Legislature did not act arbitrarily
or unreasonably in enacting it.” State v. Rosseau, 396 S.W.3d 550, 557 (Tex.
Crim. App. 2013); Salinas v. State, 426 S.W.3d 318, 326 (Tex. App.—Houston
[14th Dist.] 2014, pet. granted). The party challenging the statute “has the burden
to establish its unconstitutionality.” Rosseau, 396 S.W.3d at 557; Salinas, 426
S.W.3d at 326. “[T]o prevail on a facial challenge, a party must establish that the
statute always operates unconstitutionally in all possible circumstances.” Rosseau,
396 S.W.3d at 557; Salinas, 426 S.W.3d at 326.
The Texas Constitution contains an express separation-of-powers provision.
TEX. CONST. art. II, § 1; Ex parte Lo, 424 S.W.3d 10, 28 (Tex. Crim. App. 2013)
(op. on reh’g). “This division ensures that power granted one branch may be
exercised by only that branch, to the exclusion of others,” and “therefore requires
that ‘any attempt by one department of government to interfere with the powers of
another is null and void.’” Ex parte Lo, 424 S.W.3d at 28 (quoting Meshell v.
45
State, 739 S.W.2d 246, 252 (Tex. Crim. App. 1987)). The Court of Criminal
Appeals has recently held:
We have viewed the Texas [separation-of-powers] provision as
generally susceptible to violation in one of two ways:
(1) when one branch of government assumes or is delegated a
power “more properly attached” to another branch, or
(2) when one branch unduly interferes with another branch so that
the other branch cannot effectively exercise its constitutionally
assigned powers.
Id. (quoting Ex parte Gill, 413 S.W.3d 425, 431–32 (Tex. Crim. App. 2013)).
Appellant argues that the statutory scheme for collection of the crime stoppers fee
improperly delegates a power to the judicial branch that is more appropriately
attached to the executive branch. See id.
Regarding the allocation of court costs addressed by appellant, Texas Local
Government Code section 133.102(a)(1) provides that a person convicted of a
felony offense “shall pay as a court cost, in addition to all other costs,” $133. TEX.
LOCAL GOV’T CODE ANN. § 133.102(a)(1) (Vernon Supp. 2014). The Local
Government Code further provides that these court costs “shall be collected and
remitted to the comptroller” and that the comptroller shall allocate a statutorily
determined percentage of the court costs according to a list of specific accounts
and funds. Id. § 133.102(b), (e); see also TEX. CONST. art. IV, § 1 (providing that
Comptroller of Public Accounts is one of six officers of state’s executive
46
department). Among those funds is “crime stoppers assistance,” which is to
receive 0.2581 percent of the consolidated court costs, or, in this case,
approximately $0.34. See TEX. LOCAL GOV’T CODE ANN. § 133.102(e)(2).
Texas Code of Criminal Procedure chapter 102 provides specifically for the
allocation of the crime stoppers assistance account. TEX. CODE CRIM. PROC. ANN.
art. 102.013 (Vernon 2006). Specifically, article 102.013 provides:
The legislature shall appropriate funds from the crime stoppers
assistance account to the Criminal Justice Division of the Governor’s
Office. The Criminal Justice Division may use 10 percent of the
funds for the operation of the toll-free telephone service under Section
414.012, Government Code, and shall distribute the remainder of the
funds only to crime stoppers organizations. The Criminal Justice
Division may adopt a budget and rules to implement the distribution
of these funds.
Id. art. 102.013(a).
The Texas Government Code contains provisions defining and regulating
crime stoppers organizations. It defines “crime stoppers organizations” to include
either private or public organizations that pay “rewards to persons who report to
the organization information about criminal activity and that forward[] the
information to the appropriate law enforcement agency.” TEX. GOV’T CODE ANN.
§ 414.001(2) (Vernon 2012). The Government Code also provides for a “Texas
Crime Stoppers Council,” organized under the criminal justice division of the
governor’s office, to “encourage, advise, and assist in the creation of crime
stoppers organizations” and to “encourage, advise, and assist crime stoppers
47
organizations in implementing” programs, among other duties. Id. §§ 414.002(a),
414.005 (Vernon 2012 & Supp. 2014).
B. Analysis
Here, appellant complains that the “crime stoppers fee,” included in the
consolidated court costs assessed against him, is not actually a cost of court, but is
instead a tax. He argues that delegating the collection of this tax to the judicial
branch violates the separation of powers clause of the Texas Constitution by
delegating a power to the judicial branch that is more appropriately attached to the
executive branch. Thus, he argues, the court costs are facially unconstitutional.
Our sister court of appeals recently addressed a similar argument when an
appellant argued that Local Government Code section 133.102 was facially
unconstitutional because “the uses specified in section 133.102(e) for the court
costs collected under section 133.102(a)(1) include uses that are not properly
characterized as ‘costs of court’” and, therefore, that section “impermissibly
requires the judicial branch to perform an executive function by collecting a tax.”
Salinas, 426 S.W.3d at 325; see also O’Bannon v. State, 435 S.W.3d 378, 381–82
(Tex. App.—Houston [14th Dist.] 2014, no pet.) (analyzing similar complaint).
In both Salinas and O’Bannon, the Fourteenth Court of Appeals held that the
appellant failed to satisfy his burden to show that the statute was facially invalid
because he had not shown that the funds would not be used for criminal justice
48
activities once they were distributed. See O’Bannon, 435 S.W.3d at 382; Salinas,
426 S.W.3d at 327. Here, appellant argues that he need not provide evidence
regarding how the “crime stoppers assistance” fee is distributed because the Code
of Criminal Procedure provides that those funds are to be distributed to “the
Criminal Justice Division of the Governor’s Office,” which “may use 10 percent of
the funds for the operation of the toll-free [crime stoppers] telephone service” and
“shall distribute the remainder of the funds only to crime stoppers organizations.”
See TEX. CODE CRIM. PROC. ANN. art. 102.013(a). He contends that these are not
judicial branch activities, but executive branch activities that are administered by
the executive branch of the State government.
A review of the statutes related to crime stoppers organizations, however,
reveals that funds collected for the “crime stoppers assistance” fund are sufficiently
related to the collection of evidence in criminal cases to constitute legitimate
criminal justice activities. See O’Bannon, 435 S.W.3d at 382 (addressing similar
argument regarding collection of DNA testing fee). “Crime stoppers
organizations” include either private or public organizations that pay “rewards to
persons who report to the organization information about criminal activity and that
forward[] the information to the appropriate law enforcement agency.” TEX.
GOV’T CODE ANN. § 414.001(2). The “Texas Crime Stoppers Council” has
numerous duties, including the duties to “encourage, advise, and assist in the
49
creation of crime stoppers organizations,” to “foster the detection of crime and
encourage persons to report information about criminal acts,” to “promote the
process of crime stoppers organizations to forward information about criminal acts
to the appropriate law enforcement agencies,” to “help law enforcement agencies
detect and combat crime by increasing the flow of information to and between law
enforcement agencies,” and to “encourage, advise, and assist crime stoppers
organizations in implementing” specialized programs targeting sex offenders,
among other duties. Id. § 414.005.
Thus, this statutory scheme allocates resources to be expended for legitimate
criminal justice purposes. See O’Bannon, 435 S.W.3d at 382 (holding that “inter-
connected provisions” permitted DNA Testing Fee to be redistributed through state
highway fund to Department of Public Safety “for legitimate criminal justice
purposes”); cf. Ex parte Lo, 424 S.W.3d at 28 (holding that separation-of-powers
provision may be violated “when one branch of government assumes or is
delegated a power ‘more properly attached’ to another branch” or “when one
branch unduly interferes with another branch so that the other branch cannot
effectively exercise its constitutionally assigned powers.”). Accordingly, appellant
has failed to satisfy his burden to show that the statute is facially invalid. See
Rosseau, 396 S.W.3d at 557.
We overrule appellant’s fourth issue.
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Conclusion
We affirm the judgment of the trial court.
Evelyn V. Keyes
Justice
Panel consists of Justices Keyes, Higley, and Brown.
Publish. TEX. R. APP. P. 47.2(b).
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