Patrick Lee Mullins v. the Honorable Mark Holt

Court: Court of Appeals of Texas
Date filed: 2013-05-09
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                                  IN THE
                          TENTH COURT OF APPEALS

                                  No. 10-13-00114-CV

PATRICK LEE MULLINS,
                                                              Appellant
v.

THE HONORABLE MARK HOLT,
                                                              Appellee


                        From the Justice of the Peace Court
                         Precinct 3, Walker County, Texas


                           MEMORANDUM OPINION


       Patrick Lee Mullins, a prison inmate, attempts to appeal from the justice court’s

refusal to file Mullins’s civil lawsuit. The appeal is dismissed as frivolous.

                                        CHAPTER 14

       Effective January 1, 2012, Chapter 14 of the Civil Practice and Remedies Code,

the chapter regarding inmate litigation, was amended to apply to an action, including

an appeal or an original proceeding, brought by an inmate in a district, county, justice

of the peace, or small claims court, or an appellate court in which an affidavit of
indigence is also filed. TEX. CIV. PRAC. & REM. CODE ANN. § 14.002 (West Supp. 2012)

(emphasis added to reflect changes). This means that the requirements of Chapter 14

apply when inmates file an appeal or an original proceeding in the appellate court the

same as when they file actions in the district, county, and justice courts. We referenced

the future applicability of Chapter 14 requirements to actions filed in the court of

appeals in Altschul v. TDCJ - Inmate Trust Fund Div., 2012 Tex. App. LEXIS 2025, *3 (Tex.

App.—Waco Mar. 14, 2012, pet. denied) (“Section 14.002 has also been amended to

make clear that such an affidavit is also required if the new action is filed in a court of

appeals.”).

        Chapter 14 requires the inmate to file an affidavit or declaration "relating to

previous filings" in which the inmate must detail all previous actions filed pro se, other

than a suit under the Family Code. TEX. CIV. PRAC. & REM. CODE ANN. § 14.004(a) (West

Supp. 2012); Amir-Sharif v. Mason, 243 S.W.3d 854, 857 (Tex. App.—Dallas 2008, no pet.).

In addition, the inmate is required to file a certified copy of his “inmate trust account

statement”1 that "reflect[s] the balance of the account at the time the claim is filed and

activity in the account during the six months preceding the date on which the claim is



1
  Courts and parties have frequently referred to inmate money accounts as inmate "trust" accounts. The
term "trust" has been removed from their statutory references. Act of 1989, 71st Leg., ch. 212, § 2.01, eff.
Sept. 1, 1989, amended by Act of 1999, 76th Leg., ch. 62, § 8.10, 19.02(8), eff. Sept. 1, 1999 (current version
at TEX. GOV'T CODE ANN. § 501.014 (West 2012)). They are simply inmate accounts. While there may be a
custodial relationship between the Department and the inmate as to the money in the account, an issue
not decided by us today, there is certainly no trustee/beneficiary relationship wherein the Department is
burdened with all the duties of a trustee with regard to the inmate's money.


Mullins v. Holt                                                                                         Page 2
filed." TEX. CIV. PRAC. & REM. CODE ANN. §§ 14.004(c) (West Supp. 2012); 14.006(f) (West

2002); Amir-Sharif, 243 S.W.3d at 857. The filings required under Chapter 14 are "an

essential part of the process by which courts review inmate litigation." Hickson v. Moya,

926 S.W.2d 397, 399 (Tex. App.—Waco 1996, no writ).

        The failure to file the affidavit with the required information or the inmate

account statement can result in dismissal without notice or hearing. Amir-Sharif, 243

S.W.3d at 85; Thompson v. Rodriguez, 99 S.W.3d 328, 329-30 (Tex. App.—Texarkana 2003,

no pet.); Jackson v. Tex. Dep't of Criminal Justice, 28 S.W.3d 811, 814 (Tex. App.—Corpus

Christi 2000, pet. denied) (reviewing several cases dismissing inmate litigation for

failure to comply fully with the affidavit requirement.). Further, when an inmate fails

to comply with the affidavit requirements, the trial court may assume that the current

action is substantially similar to one previously filed by an inmate and thus is frivolous.

Altschul v. TDCJ - Inmate Trust Fund Div., 2012 Tex. App. LEXIS 2025, *3 (Tex. App.—

Waco Mar. 14, 2012, pet. denied); Bell v. Tex. Dep't of Criminal Justice, 962 S.W.2d 156, 158

(Tex. App.—Houston [14th Dist.] 1998, pet. denied). We see no reason why this caselaw

interpreting the Chapter 14 requirements as they applied to actions filed in trial courts

should not also now apply to actions filed in an appellate court.

        In this action, Mullins did not file an affidavit of previous filings or a certified




Mullins v. Holt                                                                        Page 3
copy of his inmate “trust” account with his notice of appeal.2 Because the requirements

of Chapter 14 now apply to inmate proceedings in the courts of appeals, caselaw

permits us to dismiss Mullins’s appeal without notice. See Douglas v. Turner, No. 10-13-

00031-CV, 2013 Tex. App. LEXIS ____ (Tex. App.—Waco May 9, 2013, no pet. h.).

        Because Mullins did not comply with the Chapter 14 affidavit requirements, we

will dismiss this appeal as frivolous.

                                            OTHER ISSUES

        There are many other issues with this appeal.

No Order or Judgment

        Initially, we note that there is no order, final judgment, or other appealable order

from which Mullins can appeal. See TEX. R. APP. P. 25.1(c) (“A party who seeks to alter

the trial court’s judgment or other appealable order must file a notice of appeal.”). The

Justice of the Peace returned Mullins’s “Small Claims Suit” with a cover letter

explaining that the court would not accept Mullins’s lawsuit due to the suit being sent

in after the expiration of 31 days from the date of Mullins’s written grievance decision.

See TEX. CIV. PRAC. & REM. CODE ANN. § 14.005 (West 2002). This is not a judgment or an

order, for several reasons:         no case was set up in the justice court; there are no

pleadings; and nothing was ever proved so that the court could give any party

2 Mullins did not send an affidavit of indigence with his notice of appeal but made it clear that he was
proceeding as indigent. He stated in his correspondence attached to his notice of appeal that an affidavit
of indigence was attached to an earlier effort to file a notice of appeal. Further, his current notice of
appeal is entitled, “Plaintiff – Appellant’s Second (2nd) Notice of Appeal with an Affidavit of Indigence
in Order to Proceed In Forma Pauperis Appeal.” No filing fee accompanied Mullins’s notice of appeal.

Mullins v. Holt                                                                                    Page 4
appropriate relief. See TEX. R. CIV. P. 301 (“The judgment of the court shall conform to

the pleadings, the nature of the case proved and the verdict, if any, and shall be so

framed as to give the party all the relief to which he may be entitled either in law or

equity.”). Thus, there is nothing for Mullins to appeal.

Untimely Notice of Appeal

        If the letter is a “judgment” or order from which Mullins could appeal, the notice

of appeal is untimely. Generally in a civil case, a notice of appeal must be filed within

30 days after the judgment is signed. TEX. R. APP. P. 26.1. The justice court’s letter was

signed on January 24, 2013.         Mullins’s notice of appeal would have been due on

February 25, 2013.3 However, the notice of appeal was dated March 5, 2013 by Mullins

and received by our Court on March 11, 2013. Mullins contends that this is the second

notice of appeal he has sent to us. He asserts that he had previously sent us a notice of

appeal and affidavit of indigence in February of this year. We did not receive any of

those alleged February documents.

No Jurisdiction if it is a Petition for Writ of Mandamus

        Alternatively, we could consider Mullins’s request as a mandamus proceeding.

Traditionally, the writ of mandamus issued only to compel the performance of a

ministerial act or duty. Walker v. Packer, 827 S.W.2d 833, 839 (Tex. 1992).

        Mullins has been declared to be a vexatious litigant but we have been unable to

3 The actual due date, February 23, 2013, was a Saturday. Thus, the notice of appeal was due on the
following Monday. See TEX. R. APP. P. 4.1(a).

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determine if he is subject to a prefiling order.           See http://www.txcourts.gov/

oca/vexatiouslitigants.asp. If Mullins is subject to a prefiling order, the justice court

would not have a duty to file Mullins’s suit unless Mullins first obtained an order from

the local administrative judge permitting the filing. See TEX. CIV. PRAC. & REM. CODE

ANN. §§ 11.101; 11.103 (West Supp. 2012). But, if Mullins is not subject to a prefiling

order, the justice court would have no discretion to refuse Mullins’s petition for filing.

See In re Bernard, 993 S.W.2d 453, 545-55 (Tex. App.—Houston [1st Dist.] 1999, orig.

proceeding) (O'Connor, J., concurring). Further, when an inmate files a petition, but

fails to file it before the 31st day after the date the inmate receives a written decision

from the prison grievance system, the recourse for the trial court is to dismiss the

petition, not refuse to file it. TEX. CIV. PRAC. & REM. CODE ANN. § 14.005(b) (West 2002).

However, if we were to consider this a mandamus proceeding to compel the Justice of

the Peace to file Mullins’s petition, we must still dismiss it because we have no

jurisdiction to issue a writ of mandamus against a judge of a justice court unless it was

necessary to enforce the jurisdiction of this Court. See TEX. GOV'T CODE ANN. § 22.221

(a), (b) (West 2004). Thus, an attempt to have this Court compel the Justice of the Peace,

by mandamus, to file Mullins’s petition would be subject to the same issues and suffer

the same fate as does his appeal.

No Jurisdiction if it is an Appeal

        In the alternative, if we conclude that this proceeding is an appeal and not a


Mullins v. Holt                                                                     Page 6
petition for writ of mandamus, we have no jurisdiction. Mullins is clearly seeking

appellate review of the Justice Court’s decision wherein he refused to file Mullins’s

petition. Mullins does not ask us to order the Justice Court to file his petition. He asks

only that we determine the court erred in refusing to file his petition.

        Generally, appeals from an appealable order or final judgment in the justice

court are to the county court or district court, not this Court. See TEX. CIV. PRAC. & REM.

CODE ANN. § 51.001 (West 2008); TEX. GOV’T CODE ANN. § 22.220 (West Supp. 2012). We

do not have jurisdiction by appeal of an order of a justice of the peace.

                                       CONCLUSION

        Even if the jurisdictional issues were resolved after notice to Mullins, it remains

that Mullins did not comply with the requirements of Chapter 14 of the Civil Practice

and Remedies Code. See TEX. CIV. PRAC. & REM. CODE ANN. Ch. 14 (West 2002 & Supp.

2012). Accordingly, his appeal is dismissed as frivolous.




                                          TOM GRAY
                                          Chief Justice

Before Chief Justice Gray,
       Justice Davis, and
       Justice Scoggins
Appeal dismissed
Opinion delivered and filed May 9, 2013
[CV06]




Mullins v. Holt                                                                      Page 7