Uvalde County Hospital Authority v. Estela R. Garcia, Individually, on Behalf of All Wrongful Death Beneficiaries, and on Behalf of the Estate of Juan Garcia
Fourth Court of Appeals
San Antonio, Texas
OPINION
No. 04-13-00893-CV
UVALDE COUNTY HOSPITAL AUTHORITY,
Appellant
v.
Estela R. GARCIA, Individually, on Behalf of all Wrongful Death Beneficiaries,
and on Behalf of The Estate of Juan Garcia, Deceased,
Appellees
From the 38th Judicial District Court, Uvalde County, Texas
Trial Court No. 2013-09-29540-CV
The Honorable Camile G. Dubose, Judge Presiding
Opinion by: Marialyn Barnard, Justice
Sitting: Catherine Stone, Chief Justice
Marialyn Barnard, Justice
Luz Elena D. Chapa, Justice
Delivered and Filed: November 12, 2014
AFFIRMED
This is an interlocutory appeal from the trial court’s order denying a plea to the jurisdiction
filed by appellant Uvalde County Hospital Authority. On appeal, Uvalde raises three issues,
contending the trial court erred in determining: (1) the asserted claims fall within the limited waiver
of immunity provision of the Texas Tort Claims Act (“the Act”); (2) the failure to provide oxygen
is a use or condition of tangible personal property under the Act; and (3) the claims related to the
supervision or training of employees are not actionable under the Act. We affirm the trial court’s
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judgment, but dismiss for want of jurisdiction the claims for negligent supervision and training of
employees.
BACKGROUND
Mr. Juan R. Garcia was a patient at Uvalde Memorial Hospital. As part of his treatment,
he continually received oxygen through a Biphasic Positive Airway Pressure (“BIPAP”)
ventilation system in his room. Mr. Garcia’s physician gave orders to transfer him to the ICU. A
hospital nurse disconnected Mr. Garcia’s oxygen mask from the in-room oxygen supply and
proceeded to transfer him to the ICU. However, the nurse did not reconnect an oxygen supply
from any other source to Mr. Garcia’s oxygen mask before or during the transfer. Thus, Mr. Garcia
was without an oxygen supply during transport. When Mr. Garcia arrived at the ICU, he was
“cyanotic and unresponsive,” and “he had significant hypoxemia, went into respiratory arrest and
became hypotensive.” Ultimately, Mr. Garcia died.
Ms. Estela R. Garcia (“Ms. Garcia”) brought suit against Uvalde, alleging the nurse’s
failure to reconnect an oxygen supply to Mr. Garcia’s mask during his transport to the ICU resulted
in his injuries and death. Specifically, Ms. Garcia alleged the injuries and resulting death were
caused by the use of tangible personal property, invoking the waiver of immunity provision under
the Act. Furthermore, she alleged the nurse provided property that lacked an integral safety
component to the oxygen supply system, i.e., the oxygen and the supply system.
Uvalde filed a plea to the jurisdiction, claiming Ms. Garcia failed to plead an actionable
use or condition of property claim falling within the limited waiver of immunity found in the Texas
Tort Claims Act. After a hearing, the trial court denied Uvalde’s plea. Thereafter, Uvalde
perfected this appeal.
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ANALYSIS
As noted above, Uvalde raises three issues on appeal. Uvalde contends the trial court erred
in determining: (1) the asserted jurisdictional facts created a waiver of immunity under the Act;
(2) the failure to use the oxygen supply was a use or condition of property under the Act; and (3)
Ms. Garcia’s claims related to supervision or training of employees are actionable under the Act.
Sovereign Immunity
“Sovereign immunity from suit defeats a trial court’s subject matter jurisdiction and thus
is properly asserted in a plea to the jurisdiction.” Tex. Dep’t of Parks & Wildlife v. Miranda, 133
S.W.3d 217, 225–26 (Tex. 2004). “A plea to the jurisdiction is a dilatory plea that seeks dismissal
of a case for lack of subject matter jurisdiction.” Harris Cnty. v. Sykes, 136 S.W.3d 635, 638 (Tex.
2004). “Whether a pleader has alleged facts that affirmatively demonstrate a trial court’s subject
matter jurisdiction is a question of law reviewed de novo.” Miranda, 133 S.W.3d at 226. “[W]e
will review the . . . pleadings to determine whether they show a lack of jurisdiction or whether the
pleadings, if liberally construed, favored jurisdiction.” Atmos Energy Corp. v Abbott, 127 S.W.3d
852, 855 (Tex. App.—Austin 2004, no pet.).
In her amended petition, Garcia alleged a nurse, following orders from Mr. Garcia’s
physician to transfer him to the ICU, disconnected the in-room oxygen supply from his oxygen
mask, and then failed to reconnect an oxygen supply that was required for the transfer.
Additionally, Garcia alleged it was the “negligent acts or omissions of the nursing and other staff
. . . specifically the misuse of tangible personal property by a Uvalde Memorial Hospital employee”
that caused the subsequent injuries to, and death of, Mr. Garcia. She further alleged the tangible
personal property lacked an integral safety component, asserting the transport occurred “without
[the] necessary safety equipment, namely oxygen.” Because, as evidenced above, Ms. Garcia’s
petition clearly includes allegations which, liberally construed, are sufficient to invoke the waiver
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of immunity provision in the Act, thereby vesting the trial court with jurisdiction, we hold the trial
court did not err in denying Uvalde’s plea to the jurisdiction.
Use of Tangible Property
In its first two issues, Uvalde contends the trial court erred in determining the failure to
provide oxygen is a use or condition of property under the Act, and therefore Ms. Garcia’s claim
in this respect falls outside the waiver of immunity provision under the Act. We disagree.
“The State, its agencies, and subdivisions . . . generally enjoy sovereign immunity from
tort liability unless immunity has been waived.” Cnty. of Cameron v. Brown, 80 S.W.3d 549, 554
(Tex. 2002). The Texas Tort Claims Act waives “sovereign immunity in three general areas: ‘use
of publicly owned automobiles, premises defects, and injuries arising out of conditions or use of
property.’” Tex. Dep’t of Transp. v. Able, 35 S.W.3d 608, 611 (Tex. 2000) (quoting Lowe v. Tex.
Tech Univ., 540 S.W.2d 297, 298 (Tex. 1976)). Specifically, section 101.021(2) of the Act
provides:
A governmental unit in the state is liable for:
* * *
(2) personal injury and death so caused by a condition or use of
tangible personal or real property if the governmental unit would,
were it a private person, be liable to the claimant according to Texas
law.
TEX. CIV. PRAC. & REM. CODE ANN. § 101.021(2). Uvalde contends Garcia has not pled sufficient
facts such that her claim falls within the waiver provisions of the Act. We disagree.
Garcia pled Uvalde was using an oxygen delivery system and the accompanying
equipment, including an oxygen mask, to deliver oxygen to Mr. Garcia during his hospital stay.
Further, she pled Uvalde misused the equipment by failing to reconnect an essential safety
component, namely the oxygen supply, during the transfer to the ICU. Given these allegations,
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Uvalde seems to contend that because the nurse disconnected the oxygen supply and then “made
a decision not to use supplemental oxygen during the transfer,” no “use” of tangible personal
property occurred. In support of its contention, Uvalde relies upon the supreme court’s decision
in City of N. Richland Hills v. Friend, 370 S.W.3d 369 (Tex. 2012).
In Friend, the supreme court reiterated that the “nonuse of property does not suffice to
invoke section 101.021(2)’s waiver.” Friend, 370 S.W.3d at 372. In Friend, a woman collapsed
at a water park and the city’s employees arrived at the scene with oxygen masks and airway
equipment. Friend, 370 S.W.3d at 370. However, the employees “did not retrieve an Automatic
External Defibrillator (AED) device” until the fire department arrived. Id. “The Friends allege[d]
that had the city employees used the AED . . . immediately, prior to using the airway equipment,
the device would have saved her life.” Id. The supreme court held the allegation was one of
nonuse of tangible personal property, i.e., the AED, and the failure to use property was not a use
for purposes of waiver of immunity under the Act. Id. at 373. The court explained the Friends’
allegation that the AED was an integral safety component was insufficient under the circumstances
because the AED could not be considered an integral component of the emergency equipment
actually used. Id. According to the court, the two pieces of equipment were merely part of a class
of safety equipment used by emergency personnel. See id. Thus, the court reasoned that to hold
this was anything more than a nonuse with regard to the AED would permit plaintiffs, “through
artful pleading, to enlarge the scope of the waiver provided by” the Act by alleging a governmental
actor failed to use one type of equipment among a broadly defined class of property that may have
been used. Id. The court determined this would create a disincentive for the government to provide
any safety equipment. Id.
Uvalde suggests that under Friend, Ms. Garcia failed to plead sufficient facts to invoke a
waiver of sovereign immunity as she pled nothing more than a nonuse. We disagree and find
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Friend distinguishable and, in fact, supportive of Ms. Garcia’s contention of a use of tangible
personal property.
In Friend, the court’s conclusion was clearly based on the fact that separate pieces of
medical equipment, i.e., airway support and an AED, were at issue. See id. It is apparent from the
court’s analysis that these pieces of medical equipment do not necessarily require the use of one
for the other to be effective. The city employees were using airway support, but did not attempt
to use the AED prior to the arrival of the fire department. Id. at 370. Because the AED was not
an integral component of the airway support system, the Friends’ allegation regarding the nonuse
of the AED was insufficient under the circumstances. Id. at 372–73. Thus, the court logically
concluded that alleging “no more than a failure to use an AED . . . does not fall within the waiver
of immunity.” Id. at 373.
Unlike Friend, Uvalde did not fail to use tangible personal property that was entirely
unrelated to the property that was actually being used. Uvalde was, and had been, administering
oxygen to Mr. Garcia through the use of a mask and in-room oxygen delivery system before his
doctor ordered the transfer. These items are clearly part of a single system, i.e., each is an integral
component for the delivery of oxygen, and clearly dependent upon each other for effective
treatment of the patient. The nurse disconnected the oxygen supply, but left the oxygen mask in
place. She then failed to connect the mask to another oxygen supply delivery system — one that
could be used during transport — for the transfer. It is self-evident that without the oxygen and a
delivery system, the mask was a worthless piece of equipment. Thus, in this case, unlike the AED
and the airway supply equipment in Friend, the oxygen, supply delivery system, and the mask are
intimately related and undoubtedly integral parts of oxygen delivery. Without all the components,
each is medically useless, i.e., the oxygen without a delivery system and mask provides no medical
value. The oxygen delivery system, the mask, and the oxygen supply are dependent components
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of a single system used for the medical care of the patient. The Friend court dealt with two entirely
separate and non-dependent life-saving pieces of equipment. Accordingly, we hold Friend does
not mandate the result suggested by Uvalde. Rather, extrapolating from the court’s reasoning in
Friend, we hold that the oxygen and the delivery system, which the nurse failed to supply when
she neglected to reconnect the mask to a delivery system, was an integral component of the tangible
personal property, i.e., the mask and delivery system, being used to treat Mr. Garcia. See id.
Moreover, we note that Uvalde ignores the distinction between availability of use and
interrupted use. In Friend, the city employees never attempted to use the AED until after the fire
department arrived. Id. The Friends argued the city employees should have used a completely
different type of lifesaving equipment from the beginning. Here, Uvalde was already using an
oxygen delivery system and an oxygen mask to provide oxygen to Mr. Garcia as part of his medical
care. Ms. Garcia’s allegations, unlike those in Friend, were directly related to the type of
equipment being employed by Uvalde. Ms. Garcia is not suggesting Uvalde should have used an
entirely different type of tangible property, as was the case in Friend. Rather, Ms. Garcia alleges
Uvalde — which had already been providing airway support — disconnected the oxygen supply
from the delivery system, left the oxygen mask on, but failed to reconnect the most vital piece of
airway support equipment, the oxygen supply. Uvalde would have us conclude the nurse’s action
or “decision” to disconnect and not reconnect Mr. Garcia from and to an oxygen supply also
disconnected it from potential liability. We cannot agree. To hold otherwise would suggest that
the easiest way for a hospital to avoid liability under the Act would be to simply disconnect a
patient from vital medical equipment. Because, as Uvalde appears to argue, once tangible property
is disconnected, it is no longer in use, and thus non-actionable.
We also find the supreme court’s decision in Lowe v. Tex. Tech. Univ. instructive with
regard to the integral safety component doctrine. See 540 S.W.2d 297 (Tex. 1976). In Lowe, the
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supreme court held that a university’s failure to furnish a knee brace was a failure to provide an
“integral part[] of the football uniform.” Id. at 300. Surely, if a knee brace is an integral part of a
football uniform, an oxygen supply delivery system is also integral in providing airway support
through a mask. However, as Uvalde suggests, we must also consider the subsequent limitations
placed on the holding in Lowe.
In Kerrville State Hosp. v. Clark, the supreme court limited Lowe’s “precedential value
. . . to claims in which a plaintiff alleges that a state actor has provided property that lacks an
integral safety component and that the lack of this integral component led to the plaintiff’s
injuries.” 923 S.W.2d 582, 585 (Tex. 1996). Still further, the supreme court “limited the integral
safety component doctrine to cases where a safety component is completely lacking, as opposed
to merely inadequate.” Friend, 370 S.W.3d at 372; Tex. A & M Univ. v. Bishop, 156 S.W.3d 580,
584 (Tex. 2005).
Considering Lowe and the court’s subsequent limitations on the integral safety component
doctrine, we nevertheless conclude Ms. Garcia has properly pled a claim under the integral safety
component doctrine. Uvalde contends Ms. Garcia “cannot turn a non-actionable failure to use
property claim into an actionable lack of integral safety component claim by simply claiming that
property not used is linked to property that was used.” However, Ms. Garcia alleges not only that
Uvalde failed to reconnect an oxygen supply delivery system while keeping the oxygen mask on,
but also that this failure resulted in the furnishing of property that lacked an integral safety
component. Uvalde attempts to support its argument by citing cases it claims are dispositive of
the issue before us. See Jones v. Lubbock Cnty. Water Control & Imp. Dist. No. 1, No. 07-11-
00376-CV, 2012 WL 5199376, at *3 (Tex. App.—Amarillo Oct. 22, 2012, no pet.) (mem. op.);
Salinas v. City of Brownsville, 13-08-00146-CV, 2010 WL 672885, at *5 (Tex. App.—Corpus
Christi Feb. 25, 2010, no pet.) (mem. op.). Uvalde, however, mischaracterizes the import of these
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cases. In each case relied upon by Uvalde, the courts held the plaintiff failed to plead facts that
would support a waiver of sovereign immunity under the Act where the plaintiff simply alleged
the availability of particular tangible property supported the claim. See Jones, 2012 WL 5199376,
at *3; Salinas, 2010 WL 672885, at *5. Here, however, Ms. Garcia, unlike the plaintiffs in the
cases relied upon by Uvalde, is not simply claiming there was available equipment that should
have been used. Ms. Garcia asserts the airway support system was in use, then disconnected from
an integral safety component, the oxygen and the supply system, and subsequently left to continue
to operate without those integral safety components. Accordingly, we hold the cases relied upon
by Uvalde are distinguishable and Ms. Garcia pled facts sufficiently alleging her husband was
furnished tangible property that lacked an integral safety component, leading to Mr. Garcia’s injury
and death. Her allegations are sufficient to meet the supreme court’s requirement that the property
provided be completely absent and not merely inadequate. See Bishop, 156 S.W.3d at 584.
Certainly, providing some components of an airway support system without providing the oxygen
supply is completely lacking. Accordingly, we hold the trial court did not err in determining the
actions or inactions by Uvalde involved the use of tangible, personal property.
Failure to Supervise or Train Employees
In its third issue, Uvalde contends, for the first time on appeal, that Ms. Garcia’s claims
relating to the alleged negligent supervision or training of employees are not actionable. Although
this issue was not raised in Uvalde’s plea to the jurisdiction, subject matter jurisdiction can be
raised at any time. Alfonso v. Skadden, 251 S.W.3d 52, 55 (Tex. 2008). We therefore have
jurisdiction to review this issue. See id. However, given this issue was not raised in the trial court,
we cannot say the trial court ruled on this matter in its order.
As noted above, to successfully state a claim involving a waiver of sovereign immunity
under the Act, a plaintiff must allege an injury caused by a “condition or use of tangible personal
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property.” TEX. CIV. PRAC. & REM. CODE ANN. § 101.021(2). Texas law is clear and it has “long
held that information is not tangible personal property, since it is an abstract concept that lacks
corporeal, physical, or palpable qualities.” Tex. Dep’t of Pub. Safety v. Petta, 44 S.W.3d 575, 580
(Tex. 2001); see Univ. of Tex. Med. Branch at Galveston v. York, 871 S.W.2d 175, 179 (Tex.
1994). Because Ms. Garcia’s claims regarding the alleged negligent supervision and training of
employees deal with the transfer and receipt of information, those claims lack the tangible property
requirement for purposes of the Act. Accordingly, we hold there has been no waiver of sovereign
immunity by Uvalde as to these claims. Consequently, we hold the trial court lacks jurisdiction
with respect to Ms. Garcia’s claims relating to alleged negligent supervision or training of
employees and sustain Uvalde’s third issue.
CONCLUSION
Based on the foregoing, we overrule Uvalde’s first two issues regarding Ms. Garcia’s
claims relating to the use of tangible personal property and hold the trial court did not err in denying
the plea to the jurisdiction with regard to these claims. However, we sustain Uvalde’s third issue
with respect to the claims relating to the alleged negligent supervision and training, which was
raised for the first time on appeal. The claims relating to the alleged negligent supervision and
training must be dismissed for want of jurisdiction. Accordingly, we affirm the trial court’s
judgment as it relates to Ms. Garcia’s claims regarding the use of oxygen and the oxygen delivery
system, but we dismiss for want of jurisdiction Ms. Garcia’s claims relating to the alleged negligent
supervision and training of employees.
Marialyn Barnard, Justice
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